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Livermore
Livermore
ZHEN

Barings LLC

SEC CIK
0000009015
Latest filing
Aug 7, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
377
−6 vs. Q2 2021
Portfolio value
$4.39B
+$66.1M (+1.5%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Barings LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DISHDISH Network CORPCL A1,300$56.0K<0.1%+1,300NewHistory
iShares Tr4642874571 3 YR TREAS BD1,206$104.0K<0.1%00.0%Unchanged–
CECOCeco Environmental CorpCOM15,656$110.0K<0.1%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF3,515$132.0K<0.1%−68,203−95.1%Reduced–
NLYAnnaly Capital Management IncCOM16,906$142.0K<0.1%−38,801−69.7%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF971$145.0K<0.1%00.0%Unchanged–
BGHBarings Global Short Duration High Yield FundCOM10,141$173.0K<0.1%+1,737+20.7%AddedHistory
SGUStar Group, L.P.UNIT LTD PARTNR17,318$176.0K<0.1%00.0%UnchangedHistory
NUANNuance Communications, Inc.COM3,678$202.0K<0.1%+3,678NewHistory
AVLRAvalara, Inc.COM1,170$204.0K<0.1%+1,170NewHistory
NEENextera Energy IncStock2,610$205.0K<0.1%−5,319−67.1%ReducedHistory
HNRGHallador Energy CoStock69,239$205.0K<0.1%00.0%UnchangedHistory
DAYDayforce, Inc.COM1,865$210.0K<0.1%+1,865NewHistory
ZSZscaler, Inc.Stock820$215.0K<0.1%+820NewHistory
FBINFortune Brands Innovations, Inc.COM2,490$223.0K<0.1%+2,490NewHistory
GMGeneral Motors CoCOM4,288$226.0K<0.1%+4,288NewHistory
TTTrane Technologies plcSHS1,368$236.0K<0.1%+1,368NewHistory
AGNCAGNC Investment Corp.REIT15,022$237.0K<0.1%−28,989−65.9%ReducedHistory
RNGRingCentral, Inc.CL A1,093$238.0K<0.1%+1,093NewHistory
GWREGuidewire Software, Inc.COM2,020$240.0K<0.1%00.0%UnchangedHistory
KKellanovaStock3,816$244.0K<0.1%00.0%UnchangedHistory
WBAWalgreens Boots Alliance, Inc.COM5,177$244.0K<0.1%−9,385−64.4%ReducedHistory
HPQHP IncStock8,974$245.0K<0.1%−2,292−20.3%ReducedHistory
EQIXEquinix IncCOM312$246.0K<0.1%−105−25.2%ReducedHistory
TWTRTwitter, Inc.COM4,100$247.0K<0.1%+4,100NewHistory
CLColgate Palmolive CoStock3,277$248.0K<0.1%−1,765−35.0%ReducedHistory
KHCKraft Heinz CoStock6,726$248.0K<0.1%−756−10.1%ReducedHistory
VOYAVoya Financial, Inc.COM4,049$248.0K<0.1%+4,049NewHistory
ITWIllinois Tool Works IncStock1,218$252.0K<0.1%+1,218NewHistory
DXCMDexcom IncCOM462$252.0K<0.1%+462NewHistory
STESTERIS plcSHS USD1,239$253.0K<0.1%00.0%UnchangedHistory
WATWaters CorpCOM710$254.0K<0.1%+710NewHistory
EXPDExpeditors International of Washington IncCOM2,143$255.0K<0.1%+2,143NewHistory
AIZAssurant, Inc.Stock1,623$256.0K<0.1%00.0%UnchangedHistory
CAGConagra Brands Inc.Stock7,599$257.0K<0.1%−505−6.2%ReducedHistory
AZOAutoZone IncCOM151$257.0K<0.1%+151NewHistory
PGRProgressive CorpStock2,872$259.0K<0.1%+2,872NewHistory
BROBrown & Brown, Inc.Stock4,778$265.0K<0.1%00.0%UnchangedHistory
ROSTRoss Stores, Inc.COM2,444$266.0K<0.1%−1,198−32.9%ReducedHistory
TYLTyler Technologies IncCOM585$268.0K<0.1%+585NewHistory
FASTFastenal CoStock5,286$272.0K<0.1%+5,286NewHistory
DOVDOVER CorpCOM1,750$272.0K<0.1%+1,750NewHistory
RSGRepublic Services, Inc.COM2,269$272.0K<0.1%00.0%UnchangedHistory
NETCloudflare, Inc.CL A COM2,415$272.0K<0.1%+2,415NewHistory
GPNGlobal Payments IncStock1,739$274.0K<0.1%−700−28.7%ReducedHistory
WTWWillis Towers Watson PLCSHS1,187$276.0K<0.1%+1,187NewHistory
COOCooper Companies, Inc.COM NEW677$280.0K<0.1%00.0%UnchangedHistory
IRIngersoll Rand Inc.COM5,591$282.0K<0.1%+5,591NewHistory
SHWSherwin Williams CoCOM1,019$285.0K<0.1%−29,220−96.6%ReducedHistory
CURICuriosityStream Inc.COM CL A27,149$286.0K<0.1%−101−0.4%ReducedHistory
PAYCPaycom Software, Inc.Stock579$287.0K<0.1%+579NewHistory
PHParker-Hannifin CorpStock1,027$287.0K<0.1%+1,027NewHistory
EWEdwards Lifesciences CorpStock2,544$288.0K<0.1%+2,544NewHistory
OTISOtis Worldwide CorpStock3,530$290.0K<0.1%00.0%UnchangedHistory
BENFranklin Templeton IncCOM9,753$290.0K<0.1%−3,401−25.9%ReducedHistory
CTASCintas CorpStock762$291.0K<0.1%+762NewHistory
TCOMTrip.com Group LtdADS9,531$293.0K<0.1%−3,148−24.8%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock1,507$294.0K<0.1%+1,507NewHistory
VEEVVeeva Systems IncStock1,024$295.0K<0.1%+1,024NewHistory
FISVFiserv IncStock2,741$297.0K<0.1%−3,838−58.3%ReducedHistory
APHAmphenol CorpCL A4,072$298.0K<0.1%+4,072NewHistory
HEI.AHeico CorpCL A2,549$302.0K<0.1%+2,549NewHistory
IPGInterpublic Group of Companies, Inc.COM8,244$302.0K<0.1%−6,081−42.5%ReducedHistory
ROPRoper Technologies IncStock679$303.0K<0.1%−475−41.2%ReducedHistory
NTRSNorthern Trust CorpCOM2,806$303.0K<0.1%00.0%UnchangedHistory
BXBlackstone Inc.COM2,649$309.0K<0.1%+2,649NewHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A10,090$309.0K<0.1%−643,812−98.5%ReducedHistory
BKRBaker Hughes CoCL A12,595$311.0K<0.1%+12,595NewHistory
MDLZMondelez International, Inc.Stock5,383$314.0K<0.1%+5,383NewHistory
TROWPrice T Rowe Group IncStock1,599$314.0K<0.1%−1,158−42.0%ReducedHistory
INFYInfosys LtdSPONSORED ADR14,099$314.0K<0.1%−1,237−8.1%ReducedHistory
OXYOccidental Petroleum CorpStock10,634$315.0K<0.1%+10,634NewHistory
ETNEaton Corp plcStock2,118$316.0K<0.1%−2,519−54.3%ReducedHistory
FDXFedEx CorpStock1,467$322.0K<0.1%+30+2.1%AddedHistory
GRMNGarmin LtdSHS2,084$324.0K<0.1%−1,064−33.8%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW328$326.0K<0.1%−360−52.3%ReducedHistory
TELTE Connectivity plcREG SHS2,380$327.0K<0.1%00.0%UnchangedHistory
ELVElevance Health, Inc.Stock878$328.0K<0.1%−441−33.4%ReducedHistory
CICigna GroupStock1,654$331.0K<0.1%+16+1.0%AddedHistory
Athene Holding Ltd.G0684D107CL A4,827$332.0K<0.1%−6,100−55.8%Reduced–
CAHCardinal Health IncStock6,757$334.0K<0.1%−8,120−54.6%ReducedHistory
ONCBeOne Medicines Ltd.ADR924$335.0K<0.1%+924NewHistory
EQHEquitable Holdings, Inc.COM11,377$337.0K<0.1%−11,530−50.3%ReducedHistory
NUENucor CorpCOM3,438$339.0K<0.1%−2,088−37.8%ReducedHistory
AMEAmetek IncCOM2,742$340.0K<0.1%+2,742NewHistory
MTDMettler Toledo International IncCOM247$340.0K<0.1%+247NewHistory
BKNGBooking Holdings Inc.Stock144$342.0K<0.1%−96−40.0%ReducedHistory
LMTLockheed Martin CorpStock994$343.0K<0.1%−341−25.5%ReducedHistory
BABoeing CoStock1,567$344.0K<0.1%−1,340−46.1%ReducedHistory
ALLYAlly Financial Inc.Stock6,812$348.0K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A479$348.0K<0.1%−242−33.6%ReducedHistory
TAPMolson Coors Beverage CoCL B7,496$348.0K<0.1%−473−5.9%ReducedHistory
KLACKLA CorpCOM NEW1,048$350.0K<0.1%+1,048NewHistory
AVYAvery Dennison CorpCOM1,694$351.0K<0.1%+495+41.3%AddedHistory
DFSDiscover Financial ServicesCOM2,859$351.0K<0.1%+2,859NewHistory
UHALU-Haul Holding CoCOM546$353.0K<0.1%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM5,193$354.0K<0.1%+876+20.3%AddedHistory
STXSeagate Technology Holdings plcORD SHS4,317$356.0K<0.1%00.0%UnchangedHistory
NSCNorfolk Southern CorpStock1,493$358.0K<0.1%−1,044−41.2%ReducedHistory
DGDollar General CorpCOM1,689$359.0K<0.1%−1,101−39.5%ReducedHistory

Sold out since Q2 2021 (73)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Barings LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
DQDaqo New Energy Corp.SPNSRD ADS NEW488,371$31.8M0.7%History
iShares Tr46432F388MSCI USA VALUE287,627$30.2M0.7%–
TUYATuya Inc.SPONSERED ADS999,403$24.5M0.6%History
iShares Tr464287796U.S. ENERGY ETF653,518$19.0M0.4%–
iShares Tr464288695GLOBAL MATER ETF168,651$15.3M0.4%–
Vanguard Consumer Discretionary ETF92204A108ETF44,426$13.9M0.3%–
iShares Inc46434G772MSCI TAIWAN ETF213,728$13.7M0.3%–
iShares Tr464287341GLOBAL ENERG ETF498,978$13.3M0.3%–
iShares Tr46429B291A RATE CP BD ETF157,880$8.97M0.2%–
EDUNew Oriental Education & Technology Group Inc.SPON ADR1,094,142$8.96M0.2%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR770,839$8.51M0.2%–
YSGYatsen Holding LtdADS908,021$8.51M0.2%History
TALTAL Education GroupSPONSORED ADS335,660$8.47M0.2%History
SICSelect Interior Concepts, Inc.CL A657,433$6.18M0.1%History
LYBLyondellBasell Industries N.V.SHS - A -56,876$5.85M0.1%History
iShares Inc464286350MSCI AGR PRO ETF133,124$5.26M0.1%–
iShares Tr464288729GLOB INDSTRL ETF38,445$4.59M0.1%–
VNETVNET Group, Inc.SPONSORED ADS A197,323$4.53M0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF13,194$3.23M0.1%–
iShares Tr464287838U.S. BAS MTL ETF24,077$3.14M0.1%–
PAGSPagSeguro Digital Ltd.COM CL A54,256$3.03M0.1%History
WTTRSelect Water Solutions, Inc.CL A COM415,500$2.51M0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS120,000$1.70M<0.1%History
HBMDHoward Bancorp IncCOM103,900$1.68M<0.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF9,336$1.67M<0.1%–
BYNDBeyond Meat, Inc.COM10,460$1.65M<0.1%History
CLPRClipper Realty Inc.COM212,025$1.56M<0.1%History
VRTXVertex Pharmaceuticals IncStock5,671$1.14M<0.1%History
LEGHLegacy Housing CorpCOM58,804$994.0K<0.1%History
iShares Tr464288513IBOXX HI YD ETF10,032$883.0K<0.1%–
EMREmerson Electric CoStock6,956$670.0K<0.1%History
ARWArrow Electronics, Inc.COM5,221$594.0K<0.1%History
CARRCarrier Global CorpStock11,489$558.0K<0.1%History
EBAYeBay IncCOM7,653$537.0K<0.1%History
KMBKimberly Clark CorpStock3,980$532.0K<0.1%History
KEYSKeysight Technologies, Inc.Stock3,413$527.0K<0.1%History
CBChubb LtdStock3,302$525.0K<0.1%History
EMNEastman Chemical CoStock4,283$500.0K<0.1%History
HCAHCA Healthcare, Inc.COM2,310$477.0K<0.1%History
RGAReinsurance Group of America IncCOM NEW4,096$467.0K<0.1%History
BBYBest Buy Co IncStock4,023$462.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A6,490$449.0K<0.1%History
LBTYKLiberty Global Ltd.SHS CL C16,381$443.0K<0.1%History
LHXL3HARRIS Technologies, Inc.Stock2,033$439.0K<0.1%History
ELEstee Lauder Companies IncCL A1,370$436.0K<0.1%History
HUMHumana IncStock977$433.0K<0.1%History
WCNWaste Connections, Inc.COM3,535$423.0K<0.1%History
NOCNorthrop Grumman CorpStock1,139$414.0K<0.1%History
NTAPNetApp, Inc.Stock5,037$412.0K<0.1%History
CECelanese CorpStock2,714$411.0K<0.1%History
CNCCentene CorpStock5,369$391.0K<0.1%History
APTVAptiv PLCSHS2,475$389.0K<0.1%History
VRSKVerisk Analytics, Inc.COM2,207$385.0K<0.1%History
AXTAAxalta Coating Systems Ltd.COM12,448$380.0K<0.1%History
PKGPackaging Corp of AmericaStock2,762$374.0K<0.1%History
TDGTransDigm Group INCCOM570$369.0K<0.1%History
GILDGilead Sciences, Inc.Stock5,313$365.0K<0.1%History
MNSTMonster Beverage CorpCOM3,949$361.0K<0.1%History
CLXClorox CoStock1,978$356.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM629$351.0K<0.1%History
AKAMAkamai Technologies IncCOM2,935$342.0K<0.1%History
MARMarriott International IncStock2,487$340.0K<0.1%History
OMCOmnicom Group Inc.COM4,016$321.0K<0.1%History
MLMMartin Marietta Materials IncCOM911$321.0K<0.1%History
TWLOTwilio IncCL A787$310.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,258$306.0K<0.1%History
MPCMarathon Petroleum CorpStock5,057$305.0K<0.1%History
TMUST-Mobile US, Inc.Stock1,875$271.0K<0.1%History
GLGlobe Life Inc.COM2,697$257.0K<0.1%History
SYYSysco CorpStock2,797$217.0K<0.1%History
HBANHuntington Bancshares IncCOM14,383$206.0K<0.1%History
FLLFull House Resorts IncCOM19,069$190.0K<0.1%History
VVNTVivint Smart Home, Inc.COM CL A10,809$143.0K<0.1%History