Prudential Financial Inc
- SEC CIK
- 0001137774
In the past year, 3 open-market purchase filings worth $103.2M and 1 sale filing worth $5.31M.
Current role at each company
- PGIM PGIM Private Credit Fund10% Owneras of Jul 30, 2026
- TYG Tortoise Energy Infrastructure Corp10% Owneras of Jul 17, 2026
- PGIM Real Estate Fund Inc.10% Owneras of May 1, 2026
- EMO ClearBridge Energy Midstream Opportunity Fund Inc.10% Owneras of Sep 11, 2024
- CTR ClearBridge MLP & Midstream Total Return Fund Inc.10% Owneras of Sep 11, 2024
Show 3 more companies
- CEM ClearBridge MLP & Midstream Fund Inc.10% Owneras of Sep 11, 2024
- PGIM Credit Income Fund10% Owneras of Aug 5, 2024
- NTG Tortoise Midstream Energy Fund, Inc.10% Owneras of Dec 21, 2021
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- $103.2M
- 3 filings
- Sold
- $5.31M
- 1 filing
- Net
- +$97.9M
- Bought minus sold
- Companies
- 3
- With open-market trades
Trades
Every Form 4 that lists Prudential Financial Inc as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
PGIM PGIM Private Credit Fund
10% Owner5 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jul 30, 2026 (view filing)3:31 PM ET | Jul 28 | 2 days | Prudential Insurance Co Of America and 2 others10% Owner | SSaleClass I common shares of beneficial interest, par val $0.001 | −214.7K | $24.75 | −$5.31M | −2.6%7.97M after | |
| Jan 27, 2026 (view filing)4:30 PM ET | Jan 23 | 4 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseClass I common shares of beneficial interest, par val $0.001 | +1.41M | $24.87 | +$35.0M | +22.3%7.71M after | |
| Mar 28, 2025 (view filing)4:36 PM ET | Mar 26 | 2 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseClass I common shares of beneficial interest, par val $0.001 | +721.7K | $24.94 | +$18.0M | +14.6%5.66M after | |
| Jul 18, 2023 (view filing)4:35 PM ET | Jul 14 | 4 days | Prudential Financial Inc and 1 other10% Owner | PPurchaseClass D Common Stock, par value $0.001 per share | +381.68 | $26.20 | +$10.0K | New position381.68 after | |
| Jul 18, 2023 (view filing)4:35 PM ET | Jul 14 | 4 days | Prudential Financial Inc and 1 other10% Owner | PPurchaseClass S Common Stock, par value $0.001 per share | +381.68 | $26.20 | +$10.0K | New position381.68 after |
TYG Tortoise Energy Infrastructure Corp
10% Owner7 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jul 17, 2026 (view filing)1:20 PM ET | Jul 15 | 2 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseSeries K Mandatory Redeemable Preferred Stock | +3.00M | $10.00 | +$30.0M | New position3.00M after | |
| Jul 17, 2026 (view filing)1:20 PM ET | Jul 15 | 2 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseSeries L Mandatory Redeemable Preferred Stock | +3.00M | $10.00 | +$30.0M | New position3.00M after | |
| Aug 25, 2025 (view filing) | Aug 21 | 4 days | Prudential Financial Inc10% Owner | PPurchaseSeries J Mandatory Redeemable Preferred Stock | +1.50M | $10.00 | +$15.0M | New position1.50M after | |
| Dec 20, 2024 (view filing)2:54 PM ET | Dec 18 | 2 days | Prudential Insurance Co Of America and 1 other10% Owner | PPurchase5.83% Senior Notes, Series RR, due December 18, 2031 | +25.0M | $22,250,528.00 | +$556.3T | – | 2 lotsPrice outlier |
| Dec 20, 2024 (view filing)2:54 PM ET | Dec 18 | 2 days | Prudential Insurance Co Of America and 1 other10% Owner | PPurchaseSeries G Mandatory Redeemable Preferred Stock | +1.50M | $10.00 | +$15.0M | New position1.50M after | |
| Dec 21, 2021 (view filing)5:16 PM ET | Dec 17 | 4 days | Prudential Insurance Co Of America and 1 other10% Owner | PPurchase2.50% Senior Notes, Series QQ, due December 17, 2028 | +10.0M | $4,150,000.00 | +$41.5T | – | 3 lotsPrice outlier |
| Dec 21, 2021 (view filing)5:16 PM ET | Dec 17 | 4 days | Prudential Insurance Co Of America and 1 other10% Owner | PPurchaseSeries F Mandatory Redeemable Preferred Stock | +2.00M | $10.00 | +$20.0M | New position2.00M after |
PGIM Real Estate Fund Inc.
10% Owner11 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| May 1, 2026 (view filing)2:58 PM ET | Apr 29 | 2 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +270.1K | $30.36 | +$8.20M | +8.2%3.57M after | |
| Jun 18, 2025 (view filing)10:06 AM ET | Jun 16 | 2 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +1.68M | $28.64 | +$48.0M | +112.3%3.17M after | |
| Mar 27, 2025 (view filing)2:58 PM ET | Mar 25-26 | 2 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +1.39M | $28.53 | +$39.7M | +1,594.3%1.48M after | 2 lots |
| Mar 14, 2025 (view filing)4:05 PM ET | Mar 12 | 2 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +87.0K | $28.72 | +$2.50M | New position87.0K after | |
| Feb 5, 2025 (view filing)4:04 PM ET | Feb 3 | 2 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +906.2K | $28.69 | +$26.0M | +18.5%5.80M after | |
| Dec 17, 2024 (view filing)4:51 PM ET | Dec 13 | 4 days | Prudential Insurance Co Of America and 1 other10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +71.6K | $27.92 | +$2.00M | +1.5%4.85M after | |
| Nov 27, 2024 (view filing)4:15 PM ET | Nov 25 | 2 days | Prudential Insurance Co Of America and 1 other10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +537.2K | $27.92 | +$15.0M | +12.7%4.78M after | |
| Oct 10, 2024 (view filing)4:30 PM ET | Oct 8 | 2 days | Prudential Insurance Co Of America and 1 other10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +261.1K | $27.58 | +$7.20M | +6.6%4.21M after | |
| Jun 24, 2024 (view filing)4:30 PM ET | Jun 20 | 4 days | Prudential Insurance Co Of America and 1 other10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +652.9K | $27.57 | +$18.0M | +20.2%3.88M after | |
| Mar 14, 2024 (view filing)9:05 PM ET | Sep 29, 2023 | 167 daysLate | Prudential Financial Inc and 1 other10% Owner | PPurchaseClass I Common Stock, par value $0.001 per share | +1.14M | $27.31 | +$31.0M | +56.8%3.13M after |
PGIM Credit Income Fund
10% Owner2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Mar 18, 2024 (view filing)4:16 PM ET | Jan 2 | 76 daysLate | Prudential Financial Inc and 1 other10% Owner | PPurchaseClass Z common shares of beneficial interest, par val $0.001 | +1.19M | $25.17 | +$30.0M | +41.6%4.06M after | |
| Dec 12, 2023 (view filing)4:30 PM ET | Dec 11 | 1 day | Prudential Financial Inc and 1 other10% Owner | PPurchaseClass Z common shares of beneficial interest, par val $0.001 | +2.80M | $25.00 | +$70.0M | +86,419.8%2.80M after |
EMO ClearBridge Energy Midstream Opportunity Fund Inc.
10% Owner1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 (view filing)5:03 PM ET | Nov 17 | 4 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseSeries L Mandatory Redeemable Preferred Stock | +166.7K | $30.00 | +$5.00M | New position166.7K after |
CEM ClearBridge MLP & Midstream Fund Inc.
10% Owner1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 (view filing)3:24 PM ET | Nov 17 | 4 days | Prudential Insurance Co Of America and 1 other10% Owner | PPurchaseSeries M Mandatory Redeemable Preferred Stock | +285.7K | $35.00 | +$10.0M | New position285.7K after |
NTG Tortoise Midstream Energy Fund, Inc.
10% Owner2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 (view filing)5:58 PM ET | Dec 17 | 4 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchase2.50% Senior Notes, Series S, due December 17, 2028 | +25.0M | $17,000,000.00 | +$425.0T | – | 2 lotsPrice outlier |
| Dec 21, 2021 (view filing)5:58 PM ET | Dec 17 | 4 days | Prudential Insurance Co Of America and 2 others10% Owner | PPurchaseSeries H Mandatory Redeemable Preferred Stock | +300.0K | $25.00 | +$7.50M | New position300.0K after |