Prudential Insurance Co Of America's Form 4 filing
Tortoise Midstream Energy Fund, Inc. (NTG) · filed Dec 21, 2021
- Accession no.
- 0001137774-21-000148
- Filed
- Dec 21, 2021, 5:58 PM ET
- Trade date
- Dec 17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $7.50M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prudential Insurance Co Of AmericaCIK 0000729057 | 10% Owner |
| Prudential Financial IncCIK 0001137774 | 10% Owner |
| Prudential Gibraltar Financial Life Insurance Co., Ltd.CIK 0001666188 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | 2.50% Senior Notes, Series S, due December 17, 2028 | PPurchaseAcquired | +5,000,000 | $5,000,000.00 | +$25,000,000,000,000 | – | Indirect | Price outlier |
| Dec 17, 2021 | 2.50% Senior Notes, Series S, due December 17, 2028 | PPurchaseAcquired | +20,000,000 | $20,000,000.00 | +$400,000,000,000,000 | – | Indirect | Price outlier |
| Dec 17, 2021 | Series H Mandatory Redeemable Preferred Stock | PPurchaseAcquired | +300,000 | $25.00 | +$7,500,000 | 300,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.