Prudential Financial Inc's Form 4 filing
PGIM Real Estate Fund Inc. · filed Mar 14, 2024
- Accession no.
- 0001104659-24-034681
- Filed
- Mar 14, 2024, 9:05 PM ET
- Trade date
- Sep 29-Nov 1, 2023
- Filing delay
- 167 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $31.0M. It was filed 167 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prudential Financial IncCIK 0001137774 | 10% Owner |
| PGIM Strategic Investments, Inc.CIK 0001972703 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2023 | Class I Common Stock, par value $0.001 per share | PPurchaseAcquired | +1,135,115.342 | $27.31 | +$30,999,999.99 | 3,133,274.598 | Indirect | |
| Nov 1, 2023 | Class I Common Stock, par value $0.001 per share | JOtherDisposed | −3,133,274.598 | –F2 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On November 1, 2023, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc. transferred 3,133,274.598 shares of Class I Common Stock, par value $0.001 per share to The Prudential Insurance Company of America for no consideration.
Referenced by the price of 1 transaction in Table I.