Prudential Insurance Co Of America's Form 4 filing
ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) · filed Nov 21, 2022
- Accession no.
- 0001137774-22-000125
- Filed
- Nov 21, 2022, 5:03 PM ET
- Trade date
- Nov 17, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $5.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Prudential Insurance Co Of AmericaCIK 0000729057 | 10% Owner |
| Prudential Financial IncCIK 0001137774 | 10% Owner |
| Prudential Legacy Insurance Co Of New JerseyCIK 0001755924 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2022 | Series G Mandatory Redeemable Preferred Stock | JOtherDisposed | −24 | $100,000.00 | −$2,400,000 | 0 | Indirect | Price outlier |
| Nov 17, 2022 | Series K Mandatory Redeemable Preferred Stock | JOtherAcquired | +24 | $100,000.00 | +$2,400,000 | 24 | Indirect | Price outlier |
| Nov 17, 2022 | Series G Mandatory Redeemable Preferred Stock | JOtherDisposed | −85 | $100,000.00 | −$8,500,000 | 0 | Indirect | Price outlier |
| Nov 17, 2022 | Series K Mandatory Redeemable Preferred Stock | JOtherAcquired | +85 | $100,000.00 | +$8,500,000 | 85 | Indirect | Price outlier |
| Nov 17, 2022 | Series L Mandatory Redeemable Preferred Stock | PPurchaseAcquired | +166,667 | $30.00 | +$5,000,010 | 166,667 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.