Goldstein Phillip
- SEC CIK
- 0001067621
In the past year, 17 open-market purchase filings worth $870.7K and 1 sale filing worth $39.9K.
Current role at each company
- PCF High Income Securities FundDirector, Other: Affiliate of the Adviseras of Aug 21, 2026
- SWZ Total Return Securities FundSecretaryas of Jul 8, 2026
- SPE Special Opportunities Fund, Inc.Chairman and Secretaryas of Mar 9, 2026
- CXH MFS Investment Grade Municipal Trust10% Owneras of Feb 26, 2026
- CMU MFS High Yield Municipal Trust10% Owneras of Jan 23, 2026
Show 2 more companies
- MXE Mexico Equity & Income Fund IncDirectoras of Oct 18, 2021
- IRL New Ireland Fund Inc10% Owneras of Aug 5, 2021
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- $870.7K
- 17 filings
- Sold
- $39.9K
- 1 filing
- Net
- +$830.8K
- Bought minus sold
- Companies
- 4
- With open-market trades
Trades
Every Form 4 that lists Goldstein Phillip as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
PCF High Income Securities Fund
Director, Other: Affiliate of the Adviser20 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 (view filing) | Aug 3-4 | 2 days | Goldstein PhillipDirector | SSale | −23.3K | $9.86 | −$230.2K | −14.3%140.4K after | 8 lots |
| Aug 9, 2021 (view filing) | Aug 5-6 | 4 days | Goldstein PhillipDirector | SSale | −27.7K | $9.88 | −$273.7K | −19.7%112.7K after | 5 lots |
| Aug 11, 2021 (view filing) | Aug 9-10 | 2 days | Goldstein PhillipDirector | SSale | −26.5K | $9.89 | −$262.3K | −23.5%86.2K after | 5 lots |
| Aug 13, 2021 (view filing) | Aug 11 | 2 days | Goldstein PhillipDirector | SSale | −27.7K | $9.89 | −$274.1K | −32.2%58.4K after | 2 lots |
| Aug 17, 2021 (view filing) | Aug 13-16 | 4 days | Goldstein PhillipDirector | SSale | −30.3K | $9.93 | −$300.9K | −51.9%28.1K after | 5 lots |
| Aug 18, 2021 (view filing) | Aug 17 | 1 day | Goldstein PhillipDirector | SSale | −28.0K | $9.98 | −$279.6K | −99.5%129 after | 3 lots |
| Mar 15, 2023 (view filing) | Mar 13 | 2 days | Goldstein PhillipDirector | PPurchase | +790 | $6.36 | +$5.02K | +0.4%210.9K after | |
| Mar 21, 2023 (view filing) | Mar 17 | 4 days | Goldstein PhillipDirector | PPurchase | +4.00K | $6.28 | +$25.1K | +1.9%214.9K after | |
| Apr 10, 2023 (view filing) | Apr 6 | 4 days | Goldstein PhillipDirector | PPurchase | +9.51K | $6.41 | +$61.0K | +4.4%224.4K after | |
| Apr 12, 2023 (view filing) | Apr 10 | 2 days | Goldstein PhillipDirector | PPurchase | +10.0K | $6.39 | +$63.9K | +4.5%234.4K after |
SWZ Total Return Securities Fund
Secretary9 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 (view filing) | Jul 2 | 4 days | Goldstein PhillipDirector | SSale | −1.21K | $9.79 | −$11.9K | −6.7%16.8K after | |
| Jan 21, 2025 (view filing) | Jan 17 | 4 days | Goldstein PhillipDirector | SSale | −4.54K | $8.45 | −$38.3K | −27.0%12.2K after | |
| Feb 3, 2026 (view filing) | Jan 30 | 4 days | Goldstein PhillipDirector | PPurchase | +10.0K | $5.92 | +$59.2K | +15.9%72.9K after | |
| Feb 10, 2026 (view filing) | Feb 6 | 4 days | Goldstein PhillipDirector | PPurchase | +10.0K | $6.07 | +$60.7K | +13.7%82.9K after | |
| Feb 25, 2026 (view filing) | Feb 23 | 2 days | Goldstein PhillipDirector | PPurchase | +5.00K | $6.13 | +$30.6K | +6.0%87.9K after | |
| Mar 5, 2026 (view filing) | Mar 3 | 2 days | Goldstein PhillipSecretary | PPurchase | +5.00K | $6.01 | +$30.1K | +5.7%93.2K after | |
| Mar 9, 2026 (view filing) | Mar 5 | 4 days | Goldstein PhillipSecretary | PPurchase | +10.0K | $5.99 | +$59.9K | +10.7%103.2K after | |
| Mar 19, 2026 (view filing) | Mar 18 | 1 day | Goldstein PhillipSecretary | PPurchase | +10.0K | $5.98 | +$59.8K | +9.7%113.2K after | |
| Jul 8, 2026 (view filing)4:05 PM ET | Jul 6 | 2 days | Goldstein PhillipSecretary | PPurchase | +5.98K | $5.95 | +$35.6K | +5.3%119.2K after |
SPE Special Opportunities Fund, Inc.
Chairman and Secretary14 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 (view filing) | Dec 16 | 4 days | Goldstein PhillipChairman and Secretary | SSale | −2.54K | $15.55 | −$39.5K | −11.6%19.4K after | |
| Feb 9, 2022 (view filing) | Feb 7 | 2 days | Goldstein PhillipChairman and Secretary | PPurchase | +2.00K | $14.76 | +$29.5K | +10.3%21.4K after | |
| Feb 1, 2023 (view filing) | Jan 30 | 2 days | Goldstein PhillipChairman and Secretary | PPurchase | +2.00K | $11.63 | +$23.3K | +11.2%19.8K after | |
| Feb 7, 2023 (view filing) | Feb 3 | 4 days | Goldstein PhillipChairman and Secretary | PPurchase | +2.00K | $11.85 | +$23.7K | +10.1%21.8K after | |
| Mar 31, 2023 (view filing) | Mar 29-30 | 2 days | Goldstein PhillipChairman and Secretary | PPurchase | +2.24K | $10.82 | +$24.3K | +10.3%24.1K after | 2 lots10b5-1 |
| Apr 7, 2023 (view filing) | Apr 5-6 | 2 days | Goldstein PhillipChairman and Secretary | PPurchase | +7.40K | $10.85 | +$80.3K | +30.8%31.5K after | 2 lots |
| Jan 2, 2024 (view filing) | Dec 28, 2023 | 5 days | Goldstein PhillipChairman and Secretary | PPurchase | +1.36K | $11.78 | +$16.1K | +4.5%31.8K after | 2 lots |
| Jan 2, 2024 (view filing) | Dec 28-29, 2023 | 5 days | Goldstein PhillipChairman and Secretary | SSale | −7.68K | $16.78 | −$128.8K | –3.74K after | Derivative2 lots |
| Oct 16, 2024 (view filing) | Oct 15 | 1 day | Goldstein PhillipChairman and Secretary | SSale | −888 | $16.35 | −$14.5K | –3.12K after | Derivative |
| Apr 8, 2025 (view filing) | Apr 4 | 4 days | Goldstein PhillipChairman and Secretary | PPurchase | +3.00K | $13.80 | +$41.4K | +9.4%34.8K after |
CXH MFS Investment Grade Municipal Trust
10% Owner4 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jan 26, 2026 (view filing)5:20 PM ET | Jan 22-23 | 4 days | Goldstein Phillip and 2 others10% Owner | PPurchase | +10.1K | $7.97 | +$80.6K | +362.9%12.9K after | 2 lots |
| Jan 26, 2026 (view filing)5:20 PM ET | Jan 22 | 4 days | Goldstein Phillip and 2 others10% Owner | SSale | −5.00K | $7.97 | −$39.9K | −28.1%12.8K after | |
| Feb 13, 2026 (view filing)5:05 PM ET | Feb 11 | 2 days | Goldstein Phillip and 2 others10% Owner | PPurchase | +3.99K | $8.10 | +$32.3K | +30.9%16.9K after | |
| Feb 26, 2026 (view filing)4:18 PM ET | Feb 24 | 2 days | Goldstein Phillip and 2 others10% Owner | PPurchase | +1.37K | $8.12 | +$11.1K | +8.1%18.3K after |
CMU MFS High Yield Municipal Trust
10% Owner1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jan 23, 2026 (view filing)6:35 PM ET | Jan 20 | 3 days | Goldstein Phillip and 2 others10% Owner | PPurchase | +678 | $3.50 | +$2.37K | +2.8%24.9K after | Amended |
IRL New Ireland Fund Inc
10% Owner1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 (view filing)5:17 PM ET | Apr 5 | 122 daysLate | Goldstein Phillip and 2 others10% Owner | SSale | −25.1K | $12.50 | −$313.5K | −6.0%394.4K after |