Goldstein Phillip's Form 4 filing
High Income Securities Fund (PCF) · filed Aug 11, 2021
- Accession no.
- 0001104659-21-103540
- Filed
- Aug 11, 2021
- Trade date
- Aug 9-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market sales total $262.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldstein PhillipCIK 0001067621 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | SSaleDisposed | −3,104 | $9.89 | −$30,698.56 | 109,559 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −5,743 | $9.90 | −$56,855.7 | 103,816 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −5,000 | $9.90 | −$49,500 | 98,816 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −5,000 | $9.89 | −$49,450 | 93,816 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −7,659 | $9.89 | −$75,747.51 | 86,157 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.