Goldstein Phillip's Form 4 filing
High Income Securities Fund (PCF) · filed Aug 18, 2021
- Accession no.
- 0001104659-21-107377
- Filed
- Aug 18, 2021
- Trade date
- Aug 17, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $279.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldstein PhillipCIK 0001067621 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock | SSaleDisposed | −13,000 | $10.00 | −$130,000 | 15,129 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −10,000 | $9.97 | −$99,700 | 5,129 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −5,000 | $9.97 | −$49,850 | 129 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.