Goldstein Phillip's Form 4 filing
Special Opportunities Fund, Inc. (SPE) · filed Mar 31, 2023
- Accession no.
- 0001104659-23-040278
- Filed
- Mar 31, 2023
- Trade date
- Mar 29-30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $24.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldstein PhillipCIK 0001067621 | Director, Officer (Chairman and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2023 | Common Stock | PPurchaseAcquired | +675 | $10.74 | +$7,249.5 | 22,491 | Direct | |
| Mar 30, 2023 | Common Stock | PPurchaseAcquired | +1,568 | $10.85 | +$17,012.8 | 24,059 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.