Henney Christopher S's Form 4/A amendment
AmendedProthena Corp Public Ltd Co (PRTA) · filed Jul 13, 2021
- Accession no.
- 0001140361-21-024235
- Filed
- Jul 13, 2021
- Trade date
- Jul 12, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 12, 2021
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.33M. It was filed 1 day after the trade.
This amendment replaces 0001140361-21-024156 (filed Jul 12, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henney Christopher SCIK 0001242880 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +17,500 | $9.23 | +$161,525 | 17,500 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −6,228 | $53.84F1 | −$335,315.52 | 11,272 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −5,886 | $54.55F2 | −$321,081.3 | 5,386 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −2,475 | $55.95F3 | −$138,476.25 | 2,911 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,634 | $56.88F4 | −$92,941.92 | 1,277 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −500 | $58.21F5 | −$29,105 | 777 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −600 | $59.25F6 | −$35,550 | 177 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −177 | $61.25 | −$10,841.25 | 0 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +6,392 | $11.33 | +$72,421.36 | 6,392 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −2,315 | $55.26F7 | −$127,926.9 | 4,077 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −2,100 | $56.56F8 | −$118,776 | 1,977 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −700 | $57.85F9 | −$40,495 | 1,277 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −800 | $58.66F10 | −$46,928 | 477 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −300 | $59.45F11 | −$17,835 | 177 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −177 | $61.25 | −$10,841.25 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2021 | Ordinary Shares | MOption exerciseAcquired | +17,500 | $0.00 | $0 | 0 | Direct | |
| Jul 12, 2021 | Ordinary Shares | MOption exerciseAcquired | +6,392 | $0.00 | $0 | 11,108 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction was executed in multiple trades in prices ranging from $53.31 to $54.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The transaction was executed in multiple trades in prices ranging from $54.31 to $55.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $55.50 to $56.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $56.53 to $57.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $57.93 to $58.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades in prices ranging from $59.12 to $59.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades in prices ranging from $55.00 to $55.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades in prices ranging from $56.00 to $56.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades in prices ranging from $57.34 to $58.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades in prices ranging from $58.34 to $59.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades in prices ranging from $59.39 to $59.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The shares subject to the option were fully vested as of the date of the exercise.
- F13
The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Remarks
This Form 4 amendment is being filed solely to indicate that the reported sales were effected pursuant to a Rule 10b5-1 trading plan.