Henney Christopher S's Form 4 filing
Prothena Corp Public Ltd Co (PRTA) · filed Jul 12, 2021
- Accession no.
- 0001140361-21-024156
- Filed
- Jul 12, 2021
- Trade date
- Jul 12, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.33M. It was filed on the trade date.
This filing was later replaced by the amendment 0001140361-21-024235 (Jul 13, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henney Christopher SCIK 0001242880 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +17,500 | $9.23 | +$161,525 | 17,500 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −6,228 | $53.84F1 | −$335,315.52 | 11,272 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −5,886 | $54.55F2 | −$321,081.3 | 5,386 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −2,475 | $55.95F3 | −$138,476.25 | 2,911 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −1,634 | $56.88F4 | −$92,941.92 | 1,277 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −500 | $58.21F5 | −$29,105 | 777 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −600 | $59.25F6 | −$35,550 | 177 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −177 | $61.25 | −$10,841.25 | 0 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | MOption exerciseAcquired | +6,392 | $11.33 | +$72,421.36 | 6,392 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −2,315 | $55.26F7 | −$127,926.9 | 4,077 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −2,100 | $56.56F8 | −$118,776 | 1,977 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −700 | $57.85F9 | −$40,495 | 1,277 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −800 | $58.66F10 | −$46,928 | 477 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −300 | $59.45F11 | −$17,835 | 177 | Direct | |
| Jul 12, 2021 | Ordinary Shares, par value $0.01 per share | SSaleDisposed | −177 | $61.25 | −$10,841.25 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2021 | Ordinary Shares | MOption exerciseAcquired | +17,500 | $0.00 | $0 | 0 | Direct | |
| Jul 12, 2021 | Ordinary Shares | MOption exerciseAcquired | +6,392 | $0.00 | $0 | 11,108 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction was executed in multiple trades in prices ranging from $53.31 to $54.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The transaction was executed in multiple trades in prices ranging from $54.31 to $55.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades in prices ranging from $55.50 to $56.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades in prices ranging from $56.53 to $57.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades in prices ranging from $57.93 to $58.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades in prices ranging from $59.12 to $59.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades in prices ranging from $55.00 to $55.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades in prices ranging from $56.00 to $56.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades in prices ranging from $57.34 to $58.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades in prices ranging from $58.34 to $59.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades in prices ranging from $59.39 to $59.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.