Henney Christopher S 的 Form 4/A 修正申報
修正Prothena Corp Public Ltd Co（PRTA），2021/7/13 申報
- 申報編號
- 0001140361-21-024235
- 申報時間
- 2021/7/13
- 交易日
- 2021/7/12
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/7/12
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $132.6 萬。交易後 1 天申報。
這份修正申報取代了 0001140361-21-024156（2021/7/12 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Henney Christopher SCIK 0001242880 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | M行使選擇權取得 | +17,500 | $9.23 | +$161,525 | 17,500 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −6,228 | $53.84F1 | −$335,315.52 | 11,272 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −5,886 | $54.55F2 | −$321,081.3 | 5,386 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −2,475 | $55.95F3 | −$138,476.25 | 2,911 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −1,634 | $56.88F4 | −$92,941.92 | 1,277 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −500 | $58.21F5 | −$29,105 | 777 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −600 | $59.25F6 | −$35,550 | 177 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −177 | $61.25 | −$10,841.25 | 0 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | M行使選擇權取得 | +6,392 | $11.33 | +$72,421.36 | 6,392 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −2,315 | $55.26F7 | −$127,926.9 | 4,077 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −2,100 | $56.56F8 | −$118,776 | 1,977 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −700 | $57.85F9 | −$40,495 | 1,277 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −800 | $58.66F10 | −$46,928 | 477 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −300 | $59.45F11 | −$17,835 | 177 | 直接 | |
| 2021/7/12 | Ordinary Shares, par value $0.01 per share | S賣出處分 | −177 | $61.25 | −$10,841.25 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/12 | Ordinary Shares | M行使選擇權取得 | +17,500 | $0.00 | $0 | 0 | 直接 | |
| 2021/7/12 | Ordinary Shares | M行使選擇權取得 | +6,392 | $0.00 | $0 | 11,108 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The transaction was executed in multiple trades in prices ranging from $53.31 to $54.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The transaction was executed in multiple trades in prices ranging from $54.31 to $55.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades in prices ranging from $55.50 to $56.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades in prices ranging from $56.53 to $57.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades in prices ranging from $57.93 to $58.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades in prices ranging from $59.12 to $59.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades in prices ranging from $55.00 to $55.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades in prices ranging from $56.00 to $56.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades in prices ranging from $57.34 to $58.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades in prices ranging from $58.34 to $59.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades in prices ranging from $59.39 to $59.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The shares subject to the option were fully vested as of the date of the exercise.
- F13
The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
備註
This Form 4 amendment is being filed solely to indicate that the reported sales were effected pursuant to a Rule 10b5-1 trading plan.