Cetera Advisors LLC

SEC CIK: 0001534400
最新申報: 2024/5/24

SEC 申報列表（在新分頁開啟）

2021 年第 4 季持倉

持倉截至 2021/12/31，2022/2/14 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。

持股檔數: 1,428; 較 2021 年第 3 季 +29
總值: $49.4 億; 較 2021 年第 3 季 −$1.99 億 (−3.9%)
申報日: 2022/2/14; SEC

Cetera Advisors LLC 在 2021 年第 4 季的持倉
證券	類別	股數	市值	佔組合 %	股數變化	動作	紀錄
Invesco Exch TRD SLF Idx FD46138J551	BULSHS 2022 MUNI	7,932	$20.1 萬	<0.1%	+7,932	新進	–
WABWestinghouse Air Brake Technologies Corp	Stock	2,197	$20.2 萬	<0.1%	+2,197	新進	歷史
GDDYGoDaddy Inc.	CL A	2,377	$20.2 萬	<0.1%	−2,366−49.9%	減碼	歷史
AHRTAH Realty Trust, Inc.	COM	13,247	$20.2 萬	<0.1%	+26+0.2%	加碼	歷史
ProShares Tr74347B375	LONG ONLINE SHRT	3,635	$20.2 萬	<0.1%	−2,355−39.3%	減碼	–
VanEck ETF Trust92189H805	RARE EARTH AND S	1,810	$20.3 萬	<0.1%	+1,810	新進	–
CFCF Industries Holdings, Inc.	COM	2,875	$20.3 萬	<0.1%	+2,875	新進	歷史
UHALU-Haul Holding Co	COM	279	$20.3 萬	<0.1%	−70−20.1%	減碼	歷史
STWDStarwood Property Trust, Inc.	COM	8,379	$20.4 萬	<0.1%	+8,379	新進	歷史
NKTRNektar Therapeutics	COM	15,130	$20.4 萬	<0.1%	+15,130	新進	歷史
Global X FDS37954Y459	RUSSELL 2000	8,405	$20.5 萬	<0.1%	−480−5.4%	減碼	–
Invesco Exchange Traded FD T46137V217	S&P MDCP400 PR	888	$20.5 萬	<0.1%	−200−18.4%	減碼	–
Invesco Exchange Traded FD T46137V811	DORSEY WRGT TECH	1,231	$20.5 萬	<0.1%	−702−36.3%	減碼	–
BEPCBrookfield Renewable Corp	CL A SUB VTG	5,573	$20.5 萬	<0.1%	−9,395−62.8%	減碼	歷史
Schwab International Small-Cap Equity ETF808524888	ETF	5,042	$20.6 萬	<0.1%	+146+3.0%	加碼	–
ICLRIcon PLC	COM	665	$20.6 萬	<0.1%	+665	新進	歷史
FUNSix Flags Entertainment Corporation	DEPOSITRY UNIT	4,110	$20.6 萬	<0.1%	−2,867−41.1%	減碼	歷史
COHRCoherent Corp.	COM	3,009	$20.6 萬	<0.1%	+3,009	新進	歷史
HZNPHorizon Therapeutics Public Ltd Co	SHS	1,909	$20.6 萬	<0.1%	+1,909	新進	歷史
CNICanadian National Railway Co	Stock	1,686	$20.7 萬	<0.1%	−586−25.8%	減碼	歷史
KKRKKR & Co. Inc.	COM	2,772	$20.7 萬	<0.1%	+2,772	新進	歷史
Vanguard Admiral FDS Inc921932794	SMLCP 600 GRTH	867	$20.7 萬	<0.1%	−706−44.9%	減碼	–
UBSIUnited Bankshares Inc	COM	5,713	$20.7 萬	<0.1%	−781−12.0%	減碼	歷史
HIMXHimax Technologies, Inc.	SPONSORED ADR	12,942	$20.7 萬	<0.1%	+12,942	新進	歷史
QRVOQorvo, Inc.	Stock	1,333	$20.8 萬	<0.1%	+17+1.3%	加碼	歷史
iShares Inc464286806	MSCI GERMANY ETF	6,336	$20.8 萬	<0.1%	−57−0.9%	減碼	–
SNYSanofi	SPONSORED ADR	4,155	$20.8 萬	<0.1%	−165−3.8%	減碼	歷史
NINisource Inc.	COM	7,540	$20.8 萬	<0.1%	+7,540	新進	歷史
HEIHeico Corp	COM	1,445	$20.8 萬	<0.1%	+1,445	新進	歷史
HSTHost Hotels & Resorts, Inc.	COM	12,008	$20.9 萬	<0.1%	−13,977−53.8%	減碼	歷史
CSGPCostar Group, Inc.	COM	2,643	$20.9 萬	<0.1%	+188+7.7%	加碼	歷史
JJacobs Solutions Inc.	COM	1,499	$20.9 萬	<0.1%	−635−29.8%	減碼	歷史
iShares Tr464289446	RUS TOP 200 ETF	1,843	$21.0 萬	<0.1%	−1,472−44.4%	減碼	–
ATVIActivision Blizzard, Inc.	COM	3,153	$21.0 萬	<0.1%	−7,429−70.2%	減碼	歷史
AIC3.ai, Inc.	Stock	6,764	$21.1 萬	<0.1%	+2,120+45.7%	加碼	歷史
Schwab Strategic Tr808524862	SHT TM US TRES	4,153	$21.1 萬	<0.1%	−150−3.5%	減碼	–
STTState Street Corp	COM	2,276	$21.2 萬	<0.1%	+2,276	新進	歷史
SPDR Series Trust78464A581	ST STR SP HCEQ	1,810	$21.2 萬	<0.1%	−34−1.8%	減碼	–
CHICalamos Convertible Opportunities & Income Fund	SH BEN INT	14,024	$21.2 萬	<0.1%	−4,851−25.7%	減碼	歷史
First Tr Exchange-Traded FD33734X184	UTILITIES ALPH	6,471	$21.2 萬	<0.1%	+6,471	新進	–
WisdomTree Tr97717Y683	ENHNCD CMMDTY ST	10,213	$21.3 萬	<0.1%	−9,286−47.6%	減碼	–
Direxion Shares ETF Trust25459Y207	NASDAQ 100 EQ WT	2,500	$21.3 萬	<0.1%	−1,600−39.0%	減碼	–
EVRGEvergy, Inc.	Stock	3,126	$21.4 萬	<0.1%	−525−14.4%	減碼	歷史
CUZCousins Properties Inc	COM NEW	5,303	$21.4 萬	<0.1%	−891−14.4%	減碼	歷史
ALKAlaska Air Group, Inc.	COM	4,109	$21.4 萬	<0.1%	+20+0.5%	加碼	歷史
ULTAUlta Beauty, Inc.	Stock	521	$21.5 萬	<0.1%	+521	新進	歷史
QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund	COM SHS	7,004	$21.5 萬	<0.1%	+7,004	新進	歷史
HYTBlackRock Corporate High Yield Fund, Inc.	COM	17,451	$21.5 萬	<0.1%	00.0%	不變	歷史
First Tr Exchng Traded FD VI33740U802	FT VEST U.S.	6,794	$21.5 萬	<0.1%	−2,604−27.7%	減碼	–
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	2,041	$21.6 萬	<0.1%	+2,041	新進	–
XXII22nd Century Group, Inc.	COM	69,810	$21.6 萬	<0.1%	+11,000+18.7%	加碼	歷史
DXCDXC Technology Co	Stock	6,737	$21.7 萬	<0.1%	+6,737	新進	歷史
MGAMagna International Inc	COM	2,684	$21.7 萬	<0.1%	+2,684	新進	歷史
Invesco Exchange Traded FD T46137V779	BLDG CONSTR ETF	3,997	$21.8 萬	<0.1%	−961−19.4%	減碼	–
UMCUnited Microelectronics Corp	SPON ADR NEW	18,650	$21.8 萬	<0.1%	+18,650	新進	歷史
First Tr Exchange-Traded FD33734X200	DJ GLBL DIVID	8,755	$22.0 萬	<0.1%	−859−8.9%	減碼	–
Invesco Exchange Traded FD T46137V605	DJ INDL AVG DV	4,849	$22.0 萬	<0.1%	+4,849	新進	–
MAAMid America Apartment Communities Inc.	COM	959	$22.0 萬	<0.1%	+959	新進	歷史
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847	ETF	4,448	$22.1 萬	<0.1%	−537−10.8%	減碼	–
OGEOGE Energy Corp.	COM	5,751	$22.1 萬	<0.1%	+5,751	新進	歷史
MLMMartin Marietta Materials Inc	COM	501	$22.1 萬	<0.1%	+501	新進	歷史
VTRVentas, Inc.	REIT	4,340	$22.2 萬	<0.1%	−583−11.8%	減碼	歷史
iShares Tr46434V381	FUTU EXPO TE ETF	3,353	$22.2 萬	<0.1%	−1,452−30.2%	減碼	–
MECMayville Engineering Company, Inc.	COM	14,875	$22.2 萬	<0.1%	−49,175−76.8%	減碼	歷史
CMSCMS Energy Corp	COM	3,416	$22.2 萬	<0.1%	−519−13.2%	減碼	歷史
Fidelity Covington Trust316092832	DIVID ETF RISI	4,920	$22.3 萬	<0.1%	+4,920	新進	–
iShares Tr464287770	U.S. FIN SVC ETF	1,156	$22.3 萬	<0.1%	+1,156	新進	–
NBBNuveen Taxable Municipal Income Fund	COM	9,879	$22.4 萬	<0.1%	+650+7.0%	加碼	歷史
Global X FDS37954Y392	VDEO GAM ESPRT	7,936	$22.4 萬	<0.1%	+7,936	新進	–
MMacy's, Inc.	COM	8,563	$22.4 萬	<0.1%	+8,563	新進	歷史
HDBHDFC Bank Ltd	SPONSORED ADS	3,465	$22.5 萬	<0.1%	+500+16.9%	加碼	歷史
IRIngersoll Rand Inc.	COM	3,636	$22.5 萬	<0.1%	+3,636	新進	歷史
FMNBFarmers National Banc Corp	COM	12,147	$22.5 萬	<0.1%	+737+6.5%	加碼	歷史
VanEck ETF Trust92189F452	MORTGAGE REIT	12,657	$22.7 萬	<0.1%	+12,657	新進	–
RNPCohen & Steers REIT & Preferred & Income Fund Inc	COM	7,968	$22.8 萬	<0.1%	00.0%	不變	歷史
TMToyota Motor Corp	ADS	1,230	$22.8 萬	<0.1%	+62+5.3%	加碼	歷史
First Tr Exchng Traded FD VI33740F664	FT VEST US EQT	6,374	$22.8 萬	<0.1%	+6,374	新進	–
WisdomTree Tr97717X172	US HGH YLD CORP	4,336	$22.8 萬	<0.1%	+449+11.6%	加碼	–
Alps Clean Energy ETF00162Q460	ETF	3,565	$22.9 萬	<0.1%	+3,565	新進	–
CAHCardinal Health Inc	Stock	4,456	$22.9 萬	<0.1%	−1,382−23.7%	減碼	歷史
First Tr Exchange-Traded FD33736G106	GBL WND ENRG ETF	11,388	$23.0 萬	<0.1%	−3,262−22.3%	減碼	–
LEOBNY Mellon Strategic Municipals, Inc.	COM	27,157	$23.0 萬	<0.1%	−7,713−22.1%	減碼	歷史
ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund	COM	13,874	$23.2 萬	<0.1%	+65+0.5%	加碼	歷史
SGOLabrdn Gold ETF Trust	ETF	13,249	$23.3 萬	<0.1%	+1,711+14.8%	加碼	歷史
MVTBlackRock Munivest Fund II, Inc.	COM	14,715	$23.3 萬	<0.1%	00.0%	不變	歷史
ZSZscaler, Inc.	Stock	728	$23.4 萬	<0.1%	−3,559−83.0%	減碼	歷史
FISFidelity National Information Services, Inc.	Stock	2,156	$23.5 萬	<0.1%	+257+13.5%	加碼	歷史
Invesco Exchange Traded FD T46137V134	WILDERHIL CLAN	3,292	$23.5 萬	<0.1%	−2,722−45.3%	減碼	–
SPDR Series Trust78464A789	ST STR SP INS	5,828	$23.5 萬	<0.1%	+5,828	新進	–
ILMNIllumina, Inc.	COM	617	$23.5 萬	<0.1%	−74−10.7%	減碼	歷史
Barclays BK PLC06746P456	ETN LKD 48	3,785	$23.5 萬	<0.1%	−32,543−89.6%	減碼	–
LACLithium Americas Corp.	COM NEW	8,075	$23.5 萬	<0.1%	+8,075	新進	歷史
KMXCarMax Inc	COM	1,818	$23.7 萬	<0.1%	+1,818	新進	歷史
Invesco Exchange Traded FD T46137V852	DORSEY WRIGHT HE	1,538	$23.8 萬	<0.1%	−1,037−40.3%	減碼	–
Innovator ETFs Trust45782C813	US EQTY PWR BUF	7,711	$23.8 萬	<0.1%	−3,395−30.6%	減碼	–
FLNAFilana Therapeutics, Inc.	COM	5,444	$23.8 萬	<0.1%	+5,444	新進	歷史
Barclays BK PLC06746P431	ETN LKD 48	2,040	$23.9 萬	<0.1%	−7,166−77.8%	減碼	–
LUMNLumen Technologies, Inc.	Stock	19,159	$24.0 萬	<0.1%	+3,445+21.9%	加碼	歷史
BIIBBiogen Inc.	COM	999	$24.0 萬	<0.1%	+89+9.8%	加碼	歷史
PPLIPeople Inc	COM NEW	1,839	$24.0 萬	<0.1%	00.0%	不變	歷史

選擇權（5 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 4 季的選擇權部位
證券	類別	賣權	買權
NVDANVIDIA Corp	Stock	$4.00 萬	–
CNCCentene Corp	Stock	$9,000	–
BLDRBuilders FirstSource, Inc.	Stock	$5,000	–
DISWalt Disney Co	Stock	$2,000	–
ISRGIntuitive Surgical Inc	COM NEW	$1,000	–

2021 年第 3 季之後清倉（106 檔）

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔，共 106 檔。

Cetera Advisors LLC 在 2021 年第 3 季之後清倉的部位
證券	類別	2021 年第 3 季股數	2021 年第 3 季市值	2021 年第 3 季佔組合 %	紀錄
VERVEREIT, Inc.	COM	131,506	$594.8 萬	0.1%	歷史
DIDIYDiDi Global Inc.	SPONSORED ADS	305,637	$238.1 萬	<0.1%	歷史
EVAEnviva, LLC	COM UNIT	33,515	$181.3 萬	<0.1%	歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809	Exchange Traded Fund	70,783	$162.7 萬	<0.1%	–
XPEVXpeng Inc.	ADS	33,427	$118.8 萬	<0.1%	歷史
QSQuantumScape Corp	COM CL A	35,148	$86.3 萬	<0.1%	歷史
EQIXEquinix Inc	COM	1,035	$81.8 萬	<0.1%	歷史
CRSCarpenter Technology Corp	COM	21,788	$71.3 萬	<0.1%	歷史
PCIPIMCO Dynamic Credit & Mortgage Income Fund	COM SHS	31,384	$66.3 萬	<0.1%	歷史
BLDPBallard Power Systems Inc.	COM	46,194	$64.9 萬	<0.1%	歷史
LILi Auto Inc.	SPONSORED ADS	24,060	$63.3 萬	<0.1%	歷史
ERICEricsson LM Telephone Co	ADR B SEK 10	55,241	$61.9 萬	<0.1%	歷史
CLVTClarivate PLC	ORD SHS	27,895	$61.1 萬	<0.1%	歷史
KSUKansas City Southern	COM NEW	2,231	$60.4 萬	<0.1%	歷史
First Tr Exchange-Traded FD33734X127	ENERGY ALPHADX	52,289	$60.0 萬	<0.1%	–
iShares Tr46435U226	IBONDS 21 TRM HG	23,540	$56.9 萬	<0.1%	–
First Tr Exchange Traded FD33738R795	NASDAQ TRANSN	18,133	$55.9 萬	<0.1%	–
AIZAssurant, Inc.	Stock	3,340	$52.7 萬	<0.1%	歷史
PHGKoninklijke Philips NV	NY REGIS SHS NEW	11,824	$52.5 萬	<0.1%	歷史
BEEMBeam Global	COM	18,757	$51.3 萬	<0.1%	歷史
WisdomTree Tr97717W844	GLOB EX US QU FD	12,638	$51.1 萬	<0.1%	–
First Tr Exch TRD Alphdx FD33737J109	ASIA EX JAPAN	15,509	$50.2 萬	<0.1%	–
Credit Suisse AG Nassau BRH22542D423	LG CAP GRTH ENH	655	$46.0 萬	<0.1%	–
First Tr Exchng Traded FD VI33740F789	MLT MNGD LRG GRW	16,665	$45.4 萬	<0.1%	–
NTLAIntellia Therapeutics, Inc.	COM	3,321	$44.6 萬	<0.1%	歷史
Dimensional ETF Trust25434V104	US CORE EQT MKT	12,950	$39.0 萬	<0.1%	–
BSCLBILI Social International, Inc.	BULSHS 2021 CB	18,279	$38.6 萬	<0.1%	歷史
WKHSWorkhorse Group Inc.	COM NEW	50,232	$38.4 萬	<0.1%	歷史
CAKECheesecake Factory Inc	COM	8,130	$38.2 萬	<0.1%	歷史
CARAvis Budget Group, Inc.	COM	3,279	$38.2 萬	<0.1%	歷史
iShares Inc464286319	EM MKTS DIV ETF	9,357	$36.4 萬	<0.1%	–
PTONPeloton Interactive, Inc.	CL A COM	4,133	$36.0 萬	<0.1%	歷史
iShares Tr46434VBK5	IBONDS DEC21 ETF	14,292	$35.3 萬	<0.1%	–
JYNTJOINT Corp	COM	3,440	$33.7 萬	<0.1%	歷史
ANAutonation, Inc.	COM	2,710	$33.0 萬	<0.1%	歷史
First Trust Indxx Innovative Transaction & Process ETF33741X201	ETF	7,640	$32.2 萬	<0.1%	–
First Tr Exchng Traded FD VI33740F730	FT VEST US EQT	9,447	$31.9 萬	<0.1%	–
Innovator ETFs Trust45782C326	US EQTY BUFR MAY	10,081	$31.5 萬	<0.1%	–
iShares Tr464288836	U.S. PHARMA ETF	1,702	$31.2 萬	<0.1%	–
VanEck Vectors ETF Tr92189F585	OIL REFINERS ETF	10,609	$31.0 萬	<0.1%	–
SPLKSplunk Inc	COM	2,106	$30.5 萬	<0.1%	歷史
HSBCHSBC Holdings PLC	SPON ADR NEW	11,621	$30.4 萬	<0.1%	歷史
WisdomTree Tr97717W547	US VALUE FD	5,080	$30.1 萬	<0.1%	–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust	COM	12,040	$29.5 萬	<0.1%	歷史
LSCCLattice Semiconductor Corp	COM	4,485	$29.0 萬	<0.1%	歷史
DBEInvesco DB Energy Fund	ENERGY FD	17,000	$28.8 萬	<0.1%	歷史
JKHYJack Henry & Associates Inc	Stock	1,752	$28.7 萬	<0.1%	歷史
CASYCaseys General Stores Inc	COM	1,499	$28.2 萬	<0.1%	歷史
APPNAppian Corp	CL A	2,997	$27.7 萬	<0.1%	歷史
CONECyrusOne Holdco LLC	COM	3,572	$27.7 萬	<0.1%	歷史
JWNNordstrom Inc	Stock	10,411	$27.5 萬	<0.1%	歷史
BYNDBeyond Meat, Inc.	COM	2,617	$27.5 萬	<0.1%	歷史
EXPEExpedia Group, Inc.	Stock	1,671	$27.4 萬	<0.1%	歷史
OPIOffice Properties Income Trust	COM SHS BEN INT	10,328	$26.2 萬	<0.1%	歷史
BEPBrookfield Renewable Partners L.P.	PARTNERSHIP UNIT	7,063	$26.1 萬	<0.1%	歷史
INGING Groep NV	SPONSORED ADR	17,441	$25.3 萬	<0.1%	歷史
SPDR Series Trust78464A540	ST STR SP TELCO	2,654	$25.3 萬	<0.1%	–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.	COM	12,465	$25.2 萬	<0.1%	歷史
UPSTUpstart Holdings, Inc.	COM	788	$24.9 萬	<0.1%	歷史
BILIBilibili Inc.	SPONS ADS REP Z	3,745	$24.8 萬	<0.1%	歷史
iShares Tr46435G342	MORTGE REL ETF	6,837	$24.7 萬	<0.1%	–
WHFWhiteHorse Finance, Inc.	COM	16,125	$24.5 萬	<0.1%	歷史
WisdomTree Tr97717X651	US S CAP QTY DIV	5,484	$24.3 萬	<0.1%	–
iShares Tr464289420	RUS TP200 VL ETF	3,639	$23.9 萬	<0.1%	–
ORIOld Republic International Corp	COM	10,252	$23.7 萬	<0.1%	歷史
LMNDLemonade, Inc.	Stock	3,524	$23.6 萬	<0.1%	歷史
OMCOmnicom Group Inc.	COM	3,192	$23.1 萬	<0.1%	歷史
Northern LTS FD Tr IV66538H591	MAIN SECTR ROTN	5,592	$22.8 萬	<0.1%	–
Flexshares Tr33939L407	MORNSTAR UPSTR	6,189	$22.7 萬	<0.1%	–
PBCTPeople's United Financial, Inc.	COM	12,878	$22.5 萬	<0.1%	歷史
BUDAnheuser-Busch InBev SA/NV	ADR	3,917	$22.1 萬	<0.1%	歷史
SARSaratoga Investment Corp.	COM NEW	7,488	$21.5 萬	<0.1%	歷史
Nuveen Diversified Divid & I6706EP105	COM	20,542	$21.3 萬	<0.1%	–
Northern LTS FD Tr IV66538H658	INSPIRE GBL HOPE	5,500	$21.0 萬	<0.1%	–
WATWaters Corp	COM	588	$21.0 萬	<0.1%	歷史
NEONeogenomics Inc	COM NEW	4,316	$20.8 萬	<0.1%	歷史
FLOFlowers Foods Inc	COM	8,702	$20.6 萬	<0.1%	歷史
Pacer Developed Markets International Cash Cows 100 ETF69374H873	ETF	6,580	$20.4 萬	<0.1%	–
Global X FDS37954Y434	GENOMIC BIOTECH	9,200	$20.4 萬	<0.1%	–
DXCMDexcom Inc	COM	371	$20.3 萬	<0.1%	歷史
PTYPIMCO Corporate & Income Opportunity Fund	COM	11,030	$20.2 萬	<0.1%	歷史
PDCOPatterson Companies, Inc.	COM	6,673	$20.1 萬	<0.1%	歷史
APTVAptiv PLC	SHS	1,351	$20.1 萬	<0.1%	歷史
OKTAOkta, Inc.	CL A	843	$20.0 萬	<0.1%	歷史
BHKBlackRock Core Bond Trust	SHS BEN INT	10,252	$17.0 萬	<0.1%	歷史
JBLUJetBlue Airways Corp	COM	10,128	$15.5 萬	<0.1%	歷史
HNSTHonest Company, Inc.	COM	13,900	$14.4 萬	<0.1%	歷史
EARNEllington Credit Co	COM SHS BEN INT	12,765	$14.2 萬	<0.1%	歷史
MTUSMetallus Inc.	COM	10,695	$14.0 萬	<0.1%	歷史
FIRYFiry Inc.	COM	11,755	$11.5 萬	<0.1%	歷史
POWWOutdoor Holding Co	COM	16,054	$9.90 萬	<0.1%	歷史
USALiberty All Star Equity Fund	SH BEN INT	10,029	$8.60 萬	<0.1%	歷史
INSGInseego Corp.	COM	12,701	$8.50 萬	<0.1%	歷史
IAFAbrdn Australia Equity Fund, Inc.	COM	11,636	$6.90 萬	<0.1%	歷史
NCZVirtus Convertible & Income Fund II	COM	11,704	$6.10 萬	<0.1%	歷史
SMSISmith Micro Software, Inc.	COM NEW	11,100	$5.40 萬	<0.1%	歷史
KOPNKopin Corp	COM	10,254	$5.30 萬	<0.1%	歷史
KRMDKORU Medical Systems, Inc.	COM	17,919	$5.10 萬	<0.1%	歷史
HIVEHIVE Digital Technologies Ltd.	COM	10,900	$2.90 萬	<0.1%	歷史
DFTXDefinium Therapeutics, Inc.	COM	11,300	$2.60 萬	<0.1%	歷史