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Cetera Advisors LLC

SEC CIK
0001534400
最新申報
2024/5/24

2021 年第 4 季持倉

持倉截至 2021/12/31,2022/2/14 申報。只含多頭部位,變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
1,428
較 2021 年第 3 季 +29
總值
$49.4 億
較 2021 年第 3 季 −$1.99 億 (−3.9%)
申報日
2022/2/14
SEC
Cetera Advisors LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
FRTXFresh Tracks Therapeutics, Inc.COM10,000$2,000<0.1%−10,000−50.0%減碼歷史
CFMSConformis IncCOM10,550$8,000<0.1%+10,550新進歷史
LGL Group Inc50186A132*W EXP 11/16/20210,000$8,000<0.1%00.0%不變–
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/010,000$1.00 萬<0.1%−10,000−50.0%減碼–
MUXMcEwen Inc.COM12,403$1.10 萬<0.1%−20−0.2%減碼歷史
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/113,000$1.20 萬<0.1%−13,000−50.0%減碼–
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/113,000$1.30 萬<0.1%−13,000−50.0%減碼–
Pacira BioSciences, Inc.695127AD2NOTE 2.375% 4/014,000$1.40 萬<0.1%−14,000−50.0%減碼–
WTERAlkaline Water Co IncCOM NEW12,889$1.50 萬<0.1%−10,937−45.9%減碼歷史
DRRXDurect CorpCOM15,000$1.50 萬<0.1%00.0%不變歷史
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/118,000$1.90 萬<0.1%−18,000−50.0%減碼–
SHIPSeanergy Maritime Holdings Corp.SHS NEW22,235$2.00 萬<0.1%+22,235新進歷史
HCI Group, Inc.40416EAD5NOTE 4.250% 3/016,000$2.20 萬<0.1%−16,000−50.0%減碼–
REFRResearch Frontiers IncCOM13,820$2.40 萬<0.1%00.0%不變歷史
IOIon Geophysical CorpCOM NEW27,005$2.40 萬<0.1%−15,935−37.1%減碼歷史
Insight Enterprises Inc45765UAB9NOTE 0.750% 2/116,000$2.60 萬<0.1%−16,000−50.0%減碼–
TXMDTherapeuticsMD, Inc.COM75,850$2.70 萬<0.1%−40,450−34.8%減碼歷史
SENSSenseonics Holdings, Inc.COM11,300$3.00 萬<0.1%−3,500−23.6%減碼歷史
CLVSClovis Oncology, Inc.COM14,030$3.80 萬<0.1%+14,030新進歷史
Genetic Technologies Ltd37185R307NEW SPONSRD ADR19,961$3.80 萬<0.1%+19,961新進–
WPRTWestport Fuel Systems Inc.COM NEW15,862$3.80 萬<0.1%−1,197−7.0%減碼歷史
SANBanco Santander, S.A.ADR12,073$4.00 萬<0.1%00.0%不變歷史
DHCDiversified Healthcare TrustCOM SH BEN INT13,131$4.10 萬<0.1%−4,273−24.6%減碼歷史
LFTLument Finance Trust, Inc.COM10,695$4.10 萬<0.1%00.0%不變歷史
Adamas Trust, Inc.649604501COM PAR $.0210,981$4.10 萬<0.1%−2,500−18.5%減碼–
Pieris Pharmaceuticals Inc720795103COM11,250$4.30 萬<0.1%+1,150+11.4%加碼–
APTOAptose Biosciences Inc.COM NEW32,451$4.40 萬<0.1%+20,083+162.4%加碼歷史
ASCArdmore Shipping CorpCOM13,305$4.50 萬<0.1%00.0%不變歷史
VEONVEON Ltd.SPONSORED ADR29,416$5.00 萬<0.1%+29,416新進歷史
NPKINPK International Inc.COM SHS17,438$5.10 萬<0.1%+5,430+45.2%加碼歷史
CRONCronos Group Inc.COM15,124$5.90 萬<0.1%−4,863−24.3%減碼歷史
CLNEClean Energy Fuels Corp.COM10,100$6.20 萬<0.1%−5,743−36.2%減碼歷史
MNKDMannkind CorpCOM NEW15,500$6.80 萬<0.1%+15,500新進歷史
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY10,350$7.20 萬<0.1%+10,350新進–
NCVVirtus Convertible & Income FundCOM12,700$7.40 萬<0.1%00.0%不變歷史
OCSLOaktree Specialty Lending CorpCOM10,091$7.50 萬<0.1%+10,091新進歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT20,274$7.60 萬<0.1%−4,650−18.7%減碼歷史
TELLTellurian Inc.COM25,390$7.80 萬<0.1%+6,913+37.4%加碼歷史
SOLEmeren Group LtdSPONSORED ADS13,340$8.00 萬<0.1%−2,433−15.4%減碼歷史
TOPSTop Ships Inc.COM95,557$8.00 萬<0.1%−17,500−15.5%減碼歷史
TLRYTilray Brands, Inc.COM CL 213,145$9.20 萬<0.1%−1,617−11.0%減碼歷史
FCELFuelcell Energy IncCOM17,957$9.30 萬<0.1%+17,957新進歷史
AXGNAxogen, Inc.COM10,000$9.40 萬<0.1%+10,000新進歷史
CXEMFS High Income Municipal TrustSH BEN INT18,600$9.50 萬<0.1%+1,250+7.2%加碼歷史
OPKOpko Health, Inc.COM20,100$9.70 萬<0.1%+20,100新進歷史
DHYUBS Asset Management High Yield Credit FundSH BEN INT39,818$9.80 萬<0.1%−2,110−5.0%減碼歷史
EVFEaton Vance Senior Income TrustSH BEN INT14,500$9.80 萬<0.1%00.0%不變歷史
RESRPC IncCOM21,905$9.90 萬<0.1%−645−2.9%減碼歷史
First Tr MLP & Energy Incom33739B104COM13,751$10.0 萬<0.1%+1,006+7.9%加碼–
CLOVClover Health Investments, Corp.COM CL A27,225$10.1 萬<0.1%+1,470+5.7%加碼歷史
CGCCanopy Growth CorpCOM11,594$10.1 萬<0.1%−14,373−55.4%減碼歷史
ENLCEnLink Midstream, LLCCOM UNIT REP LTD15,940$11.0 萬<0.1%−500−3.0%減碼歷史
IVRInvesco Mortgage Capital Inc.COM40,738$11.3 萬<0.1%−42−0.1%減碼歷史
LGLLGL Group IncCOM10,000$11.4 萬<0.1%00.0%不變歷史
PHKPIMCO High Income FundCOM SHS18,890$11.6 萬<0.1%00.0%不變歷史
Global X FDS37950E333GLBX SUPRINC ETF10,000$11.7 萬<0.1%+10,000新進–
SIRISirius XM Holdings Inc.COM19,381$12.3 萬<0.1%−3,609−15.7%減碼歷史
DMFBNY Mellon Municipal Income, Inc.COM15,164$13.3 萬<0.1%00.0%不變歷史
INDIindie Semiconductor, Inc.CLASS A COM11,250$13.5 萬<0.1%−450−3.8%減碼歷史
BDJBlackRock Enhanced Equity Dividend TrustCOM13,455$13.6 萬<0.1%−389−2.8%減碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM14,350$14.0 萬<0.1%+450+3.2%加碼歷史
FUVArcimoto IncCOM18,780$14.6 萬<0.1%−2,800−13.0%減碼歷史
UECUranium Energy CorpCOM43,946$14.7 萬<0.1%−15,530−26.1%減碼歷史
CRFCornerstone Total Return Fund IncCOM10,713$14.7 萬<0.1%+10,713新進歷史
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM17,946$15.0 萬<0.1%+17,946新進歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$15.2 萬<0.1%+14,160新進歷史
CCIFCarlyle Credit Income FundSHS BEN INT14,959$15.3 萬<0.1%00.0%不變歷史
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT10,518$15.5 萬<0.1%+20+0.2%加碼歷史
STEWSRH Total Return Fund, Inc.COM10,980$15.6 萬<0.1%−9,671−46.8%減碼歷史
NRONeuberger Real Estate Securities Income Fund IncCOM29,720$15.7 萬<0.1%+150+0.5%加碼歷史
RWTRedwood Trust IncCOM12,220$16.1 萬<0.1%+12,220新進歷史
CLMCornerstone Strategic Investment Fund, Inc.COM11,416$16.3 萬<0.1%+11,416新進歷史
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR40,572$16.6 萬<0.1%−4,496−10.0%減碼歷史
MQYBlackRock Muniyield Quality Fund, Inc.COM10,394$16.8 萬<0.1%+94+0.9%加碼歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN18,191$17.0 萬<0.1%−3,115−14.6%減碼歷史
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM11,819$17.1 萬<0.1%−758−6.0%減碼歷史
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM15,371$17.2 萬<0.1%−4,665−23.3%減碼歷史
BMAMacro Bank Inc.SPON ADR B12,235$17.2 萬<0.1%+735+6.4%加碼歷史
Spinnaker ETF Series84858T400CANNABIS ETF20,255$17.3 萬<0.1%+2,501+14.1%加碼–
KTFDWS Municipal Income TrustCOM14,965$17.7 萬<0.1%00.0%不變歷史
MROMarathon Oil CorpCOM10,787$17.7 萬<0.1%−2,907−21.2%減碼歷史
CIONCION Investment CorpCOM13,607$17.8 萬<0.1%+13,607新進歷史
DHFBNY Mellon High Yield Strategies FundSH BEN INT58,200$17.8 萬<0.1%00.0%不變歷史
ISDPGIM High Yield Bond Fund, Inc.COM11,216$18.0 萬<0.1%+665+6.3%加碼歷史
WEATTeucrium Commodity TrustWHEAT FD24,535$18.1 萬<0.1%+24,535新進歷史
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM12,037$18.3 萬<0.1%00.0%不變歷史
DWTXDogwood Therapeutics, Inc.COM36,010$18.4 萬<0.1%−12,422−25.6%減碼歷史
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM17,366$18.5 萬<0.1%−445−2.5%減碼歷史
BXMXNuveen S&P 500 BuyWrite Income FundCOM13,069$19.1 萬<0.1%+1,099+9.2%加碼歷史
EMDWestern Asset Emerging Markets Debt Fund Inc.COM14,951$19.1 萬<0.1%−980−6.2%減碼歷史
Amplify ETF Tr032108805AMPLIFY LITHIUM10,885$19.6 萬<0.1%+10,885新進–
CHYCalamos Convertible & High Income FundCOM SHS12,176$19.7 萬<0.1%−2,774−18.6%減碼歷史
HTZWWHertz Global Holdings, IncCommon Stock12,477$19.9 萬<0.1%+12,477新進歷史
MGMMGM Resorts InternationalStock4,454$20.0 萬<0.1%+4,454新進歷史
MSTRStrategy IncStock368$20.0 萬<0.1%+368新進歷史
FMCFMC CorpCOM NEW1,824$20.0 萬<0.1%+1,824新進歷史
AVAAvista CorpCOM4,714$20.0 萬<0.1%−964−17.0%減碼歷史
DBX ETF Tr233051754XTRACK CSI 500 A4,850$20.0 萬<0.1%−4,850−50.0%減碼–
NCLHNorwegian Cruise Line Holdings Ltd.SHS9,686$20.1 萬<0.1%−4,478−31.6%減碼歷史
CPRTCopart IncCOM1,329$20.1 萬<0.1%+1,329新進歷史

選擇權(5 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Cetera Advisors LLC 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$4.00 萬–
CNCCentene CorpStock$9,000–
BLDRBuilders FirstSource, Inc.Stock$5,000–
DISWalt Disney CoStock$2,000–
ISRGIntuitive Surgical IncCOM NEW$1,000–

2021 年第 3 季之後清倉(106 檔)

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 106 檔。

Cetera Advisors LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
VERVEREIT, Inc.COM131,506$594.8 萬0.1%歷史
DIDIYDiDi Global Inc.SPONSORED ADS305,637$238.1 萬<0.1%歷史
EVAEnviva, LLCCOM UNIT33,515$181.3 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund70,783$162.7 萬<0.1%–
XPEVXpeng Inc.ADS33,427$118.8 萬<0.1%歷史
QSQuantumScape CorpCOM CL A35,148$86.3 萬<0.1%歷史
EQIXEquinix IncCOM1,035$81.8 萬<0.1%歷史
CRSCarpenter Technology CorpCOM21,788$71.3 萬<0.1%歷史
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS31,384$66.3 萬<0.1%歷史
BLDPBallard Power Systems Inc.COM46,194$64.9 萬<0.1%歷史
LILi Auto Inc.SPONSORED ADS24,060$63.3 萬<0.1%歷史
ERICEricsson LM Telephone CoADR B SEK 1055,241$61.9 萬<0.1%歷史
CLVTClarivate PLCORD SHS27,895$61.1 萬<0.1%歷史
KSUKansas City SouthernCOM NEW2,231$60.4 萬<0.1%歷史
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX52,289$60.0 萬<0.1%–
iShares Tr46435U226IBONDS 21 TRM HG23,540$56.9 萬<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN18,133$55.9 萬<0.1%–
AIZAssurant, Inc.Stock3,340$52.7 萬<0.1%歷史
PHGKoninklijke Philips NVNY REGIS SHS NEW11,824$52.5 萬<0.1%歷史
BEEMBeam GlobalCOM18,757$51.3 萬<0.1%歷史
WisdomTree Tr97717W844GLOB EX US QU FD12,638$51.1 萬<0.1%–
First Tr Exch TRD Alphdx FD33737J109ASIA EX JAPAN15,509$50.2 萬<0.1%–
Credit Suisse AG Nassau BRH22542D423LG CAP GRTH ENH655$46.0 萬<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW16,665$45.4 萬<0.1%–
NTLAIntellia Therapeutics, Inc.COM3,321$44.6 萬<0.1%歷史
Dimensional ETF Trust25434V104US CORE EQT MKT12,950$39.0 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB18,279$38.6 萬<0.1%歷史
WKHSWorkhorse Group Inc.COM NEW50,232$38.4 萬<0.1%歷史
CAKECheesecake Factory IncCOM8,130$38.2 萬<0.1%歷史
CARAvis Budget Group, Inc.COM3,279$38.2 萬<0.1%歷史
iShares Inc464286319EM MKTS DIV ETF9,357$36.4 萬<0.1%–
PTONPeloton Interactive, Inc.CL A COM4,133$36.0 萬<0.1%歷史
iShares Tr46434VBK5IBONDS DEC21 ETF14,292$35.3 萬<0.1%–
JYNTJOINT CorpCOM3,440$33.7 萬<0.1%歷史
ANAutonation, Inc.COM2,710$33.0 萬<0.1%歷史
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF7,640$32.2 萬<0.1%–
First Tr Exchng Traded FD VI33740F730FT VEST US EQT9,447$31.9 萬<0.1%–
Innovator ETFs Trust45782C326US EQTY BUFR MAY10,081$31.5 萬<0.1%–
iShares Tr464288836U.S. PHARMA ETF1,702$31.2 萬<0.1%–
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF10,609$31.0 萬<0.1%–
SPLKSplunk IncCOM2,106$30.5 萬<0.1%歷史
HSBCHSBC Holdings PLCSPON ADR NEW11,621$30.4 萬<0.1%歷史
WisdomTree Tr97717W547US VALUE FD5,080$30.1 萬<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM12,040$29.5 萬<0.1%歷史
LSCCLattice Semiconductor CorpCOM4,485$29.0 萬<0.1%歷史
DBEInvesco DB Energy FundENERGY FD17,000$28.8 萬<0.1%歷史
JKHYJack Henry & Associates IncStock1,752$28.7 萬<0.1%歷史
CASYCaseys General Stores IncCOM1,499$28.2 萬<0.1%歷史
APPNAppian CorpCL A2,997$27.7 萬<0.1%歷史
CONECyrusOne Holdco LLCCOM3,572$27.7 萬<0.1%歷史
JWNNordstrom IncStock10,411$27.5 萬<0.1%歷史
BYNDBeyond Meat, Inc.COM2,617$27.5 萬<0.1%歷史
EXPEExpedia Group, Inc.Stock1,671$27.4 萬<0.1%歷史
OPIOffice Properties Income TrustCOM SHS BEN INT10,328$26.2 萬<0.1%歷史
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT7,063$26.1 萬<0.1%歷史
INGING Groep NVSPONSORED ADR17,441$25.3 萬<0.1%歷史
SPDR Series Trust78464A540ST STR SP TELCO2,654$25.3 萬<0.1%–
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM12,465$25.2 萬<0.1%歷史
UPSTUpstart Holdings, Inc.COM788$24.9 萬<0.1%歷史
BILIBilibili Inc.SPONS ADS REP Z3,745$24.8 萬<0.1%歷史
iShares Tr46435G342MORTGE REL ETF6,837$24.7 萬<0.1%–
WHFWhiteHorse Finance, Inc.COM16,125$24.5 萬<0.1%歷史
WisdomTree Tr97717X651US S CAP QTY DIV5,484$24.3 萬<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,639$23.9 萬<0.1%–
ORIOld Republic International CorpCOM10,252$23.7 萬<0.1%歷史
LMNDLemonade, Inc.Stock3,524$23.6 萬<0.1%歷史
OMCOmnicom Group Inc.COM3,192$23.1 萬<0.1%歷史
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN5,592$22.8 萬<0.1%–
Flexshares Tr33939L407MORNSTAR UPSTR6,189$22.7 萬<0.1%–
PBCTPeople's United Financial, Inc.COM12,878$22.5 萬<0.1%歷史
BUDAnheuser-Busch InBev SA/NVADR3,917$22.1 萬<0.1%歷史
SARSaratoga Investment Corp.COM NEW7,488$21.5 萬<0.1%歷史
Nuveen Diversified Divid & I6706EP105COM20,542$21.3 萬<0.1%–
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE5,500$21.0 萬<0.1%–
WATWaters CorpCOM588$21.0 萬<0.1%歷史
NEONeogenomics IncCOM NEW4,316$20.8 萬<0.1%歷史
FLOFlowers Foods IncCOM8,702$20.6 萬<0.1%歷史
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,580$20.4 萬<0.1%–
Global X FDS37954Y434GENOMIC BIOTECH9,200$20.4 萬<0.1%–
DXCMDexcom IncCOM371$20.3 萬<0.1%歷史
PTYPIMCO Corporate & Income Opportunity FundCOM11,030$20.2 萬<0.1%歷史
PDCOPatterson Companies, Inc.COM6,673$20.1 萬<0.1%歷史
APTVAptiv PLCSHS1,351$20.1 萬<0.1%歷史
OKTAOkta, Inc.CL A843$20.0 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT10,252$17.0 萬<0.1%歷史
JBLUJetBlue Airways CorpCOM10,128$15.5 萬<0.1%歷史
HNSTHonest Company, Inc.COM13,900$14.4 萬<0.1%歷史
EARNEllington Credit CoCOM SHS BEN INT12,765$14.2 萬<0.1%歷史
MTUSMetallus Inc.COM10,695$14.0 萬<0.1%歷史
FIRYFiry Inc.COM11,755$11.5 萬<0.1%歷史
POWWOutdoor Holding CoCOM16,054$9.90 萬<0.1%歷史
USALiberty All Star Equity FundSH BEN INT10,029$8.60 萬<0.1%歷史
INSGInseego Corp.COM12,701$8.50 萬<0.1%歷史
IAFAbrdn Australia Equity Fund, Inc.COM11,636$6.90 萬<0.1%歷史
NCZVirtus Convertible & Income Fund IICOM11,704$6.10 萬<0.1%歷史
SMSISmith Micro Software, Inc.COM NEW11,100$5.40 萬<0.1%歷史
KOPNKopin CorpCOM10,254$5.30 萬<0.1%歷史
KRMDKORU Medical Systems, Inc.COM17,919$5.10 萬<0.1%歷史
HIVEHIVE Digital Technologies Ltd.COM10,900$2.90 萬<0.1%歷史
DFTXDefinium Therapeutics, Inc.COM11,300$2.60 萬<0.1%歷史