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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2026 年第 1 季持倉

持倉截至 2026/3/31,2026/5/4 申報。只含多頭部位,變化是跟 2025 年第 4 季比股數。

機構總覽
持股檔數
1,302
較 2025 年第 4 季 +15
總值
$36.0 億
較 2025 年第 4 季 −$2,249 萬 (−0.6%)
申報日
2026/5/4
SEC
Sigma Planning Corp 在 2026 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
TKOTKO Group Holdings, Inc.CL A1,296$26.1 萬<0.1%+3+0.2%加碼歷史
First Tr Exchange-Traded Alp33734K109COM SHS2,152$26.2 萬<0.1%−441−17.0%減碼–
Timothy Plan887432359US LRGMD CP CORE5,702$26.5 萬<0.1%+151+2.7%加碼–
VSECVse CorpCOM1,436$26.5 萬<0.1%+1,436新進歷史
Fidelity Covington Trust316092816MOMENTUM FACTR3,313$26.5 萬<0.1%−1,707−34.0%減碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD6,172$26.9 萬<0.1%−9,982−61.8%減碼–
TPLTexas Pacific Land CorpStock568$27.0 萬<0.1%−67−10.6%減碼歷史
RLJ.PARLJ Lodging TrustCUM CONV PFD A11,220$27.0 萬<0.1%+11,220新進歷史
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM4,530$27.0 萬<0.1%−497−9.9%減碼–
CLHClean Harbors IncCOM944$27.1 萬<0.1%00.0%不變歷史
CPRTCopart IncCOM8,154$27.1 萬<0.1%−6,297−43.6%減碼歷史
Innovator ETFs Trust45782C466GRWT100 PWR BF5,092$27.2 萬<0.1%+1,700+50.1%加碼–
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,232$27.3 萬<0.1%+91+0.6%加碼歷史
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF5,719$27.3 萬<0.1%+1,061+22.8%加碼–
IRMIron Mountain IncCOM2,674$27.3 萬<0.1%−931−25.8%減碼歷史
HCAHCA Healthcare, Inc.COM578$27.4 萬<0.1%−160−21.7%減碼歷史
APLEApple Hospitality REIT, Inc.REIT23,783$27.4 萬<0.1%+401+1.7%加碼歷史
Exchange Traded Concepts Tru301505475RANG NUCL RE ETF4,165$27.4 萬<0.1%+4,165新進–
CASYCaseys General Stores IncCOM376$27.4 萬<0.1%+376新進歷史
USBUS Bancorp DECOM NEW5,311$27.6 萬<0.1%−43−0.8%減碼歷史
NVONovo Nordisk A SADR7,422$27.6 萬<0.1%+865+13.2%加碼歷史
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR7,795$27.6 萬<0.1%−665−7.9%減碼歷史
QUREuniQure N.V.SHS16,900$27.6 萬<0.1%+16,900新進歷史
iShares Inc464286772MSCI STH KOR ETF2,262$27.8 萬<0.1%+2,262新進–
iShares Inc46434G764MSCI EMRG CHN3,541$27.9 萬<0.1%+3,541新進–
Dimensional U.S. Small Cap ETF25434V500ETF3,920$27.9 萬<0.1%−2,657−40.4%減碼–
First Tr Exchange-Traded FD33735T109COMMON SHS15,671$27.9 萬<0.1%−4,295−21.5%減碼–
INTUIntuit Inc.Stock648$28.0 萬<0.1%+2+0.3%加碼歷史
PORPortland General Electric CoCOM NEW5,352$28.2 萬<0.1%−311−5.5%減碼歷史
EOGEOG Resources IncStock1,956$28.3 萬<0.1%−79−3.9%減碼歷史
PYPLPayPal Holdings, Inc.Stock6,260$28.3 萬<0.1%+473+8.2%加碼歷史
ARK ETF Tr00214Q302GENOMIC REV ETF10,854$28.7 萬<0.1%+42+0.4%加碼–
Capital Group Global Equity14020R107SHS9,409$28.7 萬<0.1%+9,409新進–
TLNTalen Energy CorpCOM899$28.7 萬<0.1%−145−13.9%減碼歷史
iShares Tr464289420RUS TP200 VL ETF3,108$28.8 萬<0.1%−682−18.0%減碼–
PSIXPower Solutions International, Inc.Stock4,780$29.1 萬<0.1%+745+18.5%加碼歷史
ZIMZIM Integrated Shipping Services Ltd.SHS11,050$29.1 萬<0.1%−209−1.9%減碼歷史
iShares U S ETF Tr46431W705INT RT HDG C B3,166$29.2 萬<0.1%−33−1.0%減碼–
Franklin Templeton ETF Tr35473P439INCOME FOCUS ETF10,172$29.2 萬<0.1%+1,860+22.4%加碼–
LEUCentrus Energy CorpStock1,685$29.2 萬<0.1%−101−5.7%減碼歷史
Fidelity Covington Trust31609A503ENH MID COR ETF8,134$29.3 萬<0.1%+23+0.3%加碼–
Janus Detroit STR Tr47103U209HENDERSN SML ETF3,695$29.3 萬<0.1%−218−5.6%減碼–
iShares Tr464289180MSCI EURO FL ETF8,419$29.3 萬<0.1%+1,808+27.3%加碼–
AZOAutoZone IncCOM87$29.4 萬<0.1%+1+1.2%加碼歷史
KRMNKarman Holdings Inc.COMMON STOCK3,673$29.4 萬<0.1%+3,673新進歷史
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$29.5 萬<0.1%−705−10.6%減碼–
SYMSymbotic Inc.Stock5,553$29.5 萬<0.1%−150−2.6%減碼歷史
SNASnap-on IncCOM815$29.6 萬<0.1%−58−6.6%減碼歷史
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT32,169$29.6 萬<0.1%−1,065−3.2%減碼歷史
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF13,230$29.8 萬<0.1%−552−4.0%減碼–
First Tr Exchng Traded FD VI33740F342FT VEST U.S12,012$29.8 萬<0.1%−48−0.4%減碼–
LDOSLeidos Holdings, Inc.COM1,921$29.9 萬<0.1%−581−23.2%減碼歷史
First Tr Exchng Traded FD VI33740U786FT VEST U.S7,411$29.9 萬<0.1%00.0%不變–
iShares Tr464287374NORTH AMERN NAT4,761$30.0 萬<0.1%+287+6.4%加碼–
iShares Tr464288281JPMORGAN USD EMG3,218$30.2 萬<0.1%−335−9.4%減碼–
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$30.3 萬<0.1%−176−2.7%減碼–
GNRCGenerac Holdings Inc.Stock1,550$30.3 萬<0.1%+1,550新進歷史
Flexshares Tr33939L688STOX GLB INDEX1,516$30.3 萬<0.1%−271−15.2%減碼–
EWEdwards Lifesciences CorpStock3,806$30.5 萬<0.1%+288+8.2%加碼歷史
Innovator ETFs Trust45782C573US EQTY PWR BUF7,466$30.5 萬<0.1%−154−2.0%減碼–
IONQIonQ, Inc.COM10,607$30.6 萬<0.1%+424+4.2%加碼歷史
Goldman Sachs ETF Tr381430206ACTIVEBETA EME7,114$30.7 萬<0.1%+7,114新進–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE7,957$30.8 萬<0.1%+2,252+39.5%加碼–
Pacer FDS Tr69374H634AMERICAN ENERGY6,561$30.8 萬<0.1%+70+1.1%加碼–
Goldman Sachs ETF Tr38149W630NASDA 100 ETF6,267$31.0 萬<0.1%+2,177+53.2%加碼–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT8,611$31.1 萬<0.1%−639−6.9%減碼歷史
STROSutro Biopharma, Inc.COM SHS12,520$31.2 萬<0.1%+12,520新進歷史
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF6,611$31.4 萬<0.1%−331−4.8%減碼–
HLTHilton Worldwide Holdings Inc.COM1,034$31.4 萬<0.1%+1+0.1%加碼歷史
Innovator ETFs Trust45782C599US SML CP PWR B9,299$31.5 萬<0.1%−28,494−75.4%減碼–
RBB FD Inc74933W478US TREASRY 12 MT6,338$31.7 萬<0.1%+100+1.6%加碼–
GWWW.W. Grainger, Inc.Stock291$31.8 萬<0.1%+19+7.0%加碼歷史
Global X FDS37954Y475S&P 500 COVERED8,161$31.9 萬<0.1%−65−0.8%減碼–
BKRBaker Hughes CoCL A5,244$32.0 萬<0.1%+5,244新進歷史
TELTE Connectivity plcStock1,535$32.1 萬<0.1%+1,535新進歷史
Columbia ETF Tr II19762B707INDIA CONSMR ETF5,847$32.1 萬<0.1%+539+10.2%加碼–
CTASCintas CorpStock1,906$32.2 萬<0.1%−31−1.6%減碼歷史
MELIMercadolibre IncCOM189$32.7 萬<0.1%−353−65.1%減碼歷史
iShares Inc464286475EM MKT SM-CP ETF4,740$32.8 萬<0.1%+4,740新進–
HSYHershey CoCOM1,579$32.8 萬<0.1%−227−12.6%減碼歷史
BlackRock ETF Trust II092528207ISHAR INTER ETF13,756$32.9 萬<0.1%+13,756新進–
CHICalamos Convertible Opportunities & Income FundSH BEN INT30,636$32.9 萬<0.1%+359+1.2%加碼歷史
WisdomTree Tr97717W505US MIDCAP DIVID6,272$33.0 萬<0.1%−884−12.4%減碼–
SPDR Series Trust78464A722ST STR SP PHARMA6,103$33.0 萬<0.1%+158+2.7%加碼–
OZKBank OZKCOM7,199$33.0 萬<0.1%+908+14.4%加碼歷史
PKSTPeakstone Realty TrustCommon Stock15,829$33.1 萬<0.1%−85,950−84.4%減碼歷史
ESLTElbit Systems LtdStock390$33.1 萬<0.1%+8+2.1%加碼歷史
Innovator ETFs Trust45782C417US EQTY PWR BUF8,269$33.2 萬<0.1%+2,892+53.8%加碼–
SPDR Series Trust78464A706ST STR GLB DOW1,957$33.2 萬<0.1%−57−2.8%減碼–
SBLKStar Bulk Carriers Corp.SHS PAR14,519$33.3 萬<0.1%−2,535−14.9%減碼歷史
ACNAccenture plcStock1,683$33.4 萬<0.1%−375−18.2%減碼歷史
Schwab U.S. Small-Cap ETF808524607ETF11,480$33.4 萬<0.1%−256−2.2%減碼–
AURAurora Innovation, Inc.CLASS A COM81,227$33.5 萬<0.1%+38,849+91.7%加碼歷史
iShares Tr46435G243ESG AWRE 1 5 YR13,371$33.5 萬<0.1%+606+4.7%加碼–
DVNDevon Energy CorpStock6,669$33.6 萬<0.1%−1,543−18.8%減碼歷史
Innovator ETFs Trust45782C508US EQTY PWR BUF7,307$33.7 萬<0.1%−765−9.5%減碼–
MSCIMSCI Inc.Stock626$33.8 萬<0.1%−14−2.2%減碼歷史
PIMCO ETF Tr72201R866INTER MUN BD ACT6,470$33.8 萬<0.1%+1,838+39.7%加碼–
UECUranium Energy CorpCOM25,024$33.8 萬<0.1%+7,514+42.9%加碼歷史
SPOTSpotify Technology S.A.Stock697$33.8 萬<0.1%−457−39.6%減碼歷史

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2026 年第 1 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$22.9 萬$21.4 萬
PLTRPalantir Technologies Inc.Stock$33.3 萬–
CNCCentene CorpStock–$10.8 萬
FFord Motor CoStock–$9.19 萬
XRXXerox Holdings CorpCOM NEW$9,107–
NWLNewell Brands Inc.Stock$2,792–

2025 年第 4 季之後清倉(116 檔)

2025 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 116 檔。

Sigma Planning Corp 在 2025 年第 4 季之後清倉的部位
證券類別2025 年第 4 季股數2025 年第 4 季市值2025 年第 4 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F516FT VEST US EQT98,254$420.4 萬0.1%–
BlackRock ETF Trust09290C871ETF109,921$410.2 萬0.1%–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT83,553$409.3 萬0.1%–
ETF Ser Solutions26922B543LHA RISK MANAGE89,811$222.6 萬0.1%–
First Tr Exchng Traded FD VI33740U752FT VEST NASD ETF78,927$164.7 萬<0.1%–
Innovator ETFs Trust45782C631INTERNATIONAL DV46,093$160.6 萬<0.1%–
TTWOTake Two Interactive Software IncCOM5,828$149.2 萬<0.1%歷史
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF22,782$129.9 萬<0.1%–
J P Morgan Exchange Traded F46654Q724HEDG EQU LAD ETF18,582$123.4 萬<0.1%–
DLTRDollar Tree, Inc.COM8,293$102.0 萬<0.1%歷史
ILMNIllumina, Inc.COM7,493$98.3 萬<0.1%歷史
Innovator ETFs Trust45782C615GRWT100 PWR BUF15,961$92.3 萬<0.1%–
MLYSMineralys Therapeutics, Inc.COM24,000$87.1 萬<0.1%歷史
RMBSRambus IncCOM9,460$87.1 萬<0.1%歷史
RBARB Global Inc.COM8,416$86.6 萬<0.1%歷史
IDXXIDEXX Laboratories IncCOM1,269$85.9 萬<0.1%歷史
PTCTPTC Therapeutics, Inc.COM10,010$76.0 萬<0.1%歷史
ECGEverus Construction Group, Inc.Stock8,640$73.9 萬<0.1%歷史
EFCEllington Financial Inc.COM52,146$70.8 萬<0.1%歷史
NTRANatera, Inc.COM3,056$70.0 萬<0.1%歷史
PVLAPalvella Therapeutics, Inc.COM6,500$68.0 萬<0.1%歷史
KMTSKestra Medical Technologies, Ltd.SHS25,250$67.0 萬<0.1%歷史
RAPTRAPT Therapeutics, Inc.COM NEW19,000$64.4 萬<0.1%歷史
FNVFranco Nevada CorpStock1,591$59.9 萬<0.1%歷史
STESTERIS plcSHS USD2,232$56.6 萬<0.1%歷史
First Tr Exchange Traded FD33734X770DJ INTL INTRNT16,040$54.4 萬<0.1%–
ADPTAdaptive Biotechnologies CorpCOM32,550$52.9 萬<0.1%歷史
Dimensional ETF Trust25434V872CORE FIXE IN ETF12,180$51.8 萬<0.1%–
ZSZscaler, Inc.Stock2,130$47.9 萬<0.1%歷史
IRIngersoll Rand Inc.COM6,020$47.7 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF9,075$46.0 萬<0.1%–
EXEExpand Energy CorpCOM4,105$45.3 萬<0.1%歷史
APGAPi Group CorpCOM STK6,206$43.6 萬<0.1%歷史
RBB FD Inc74933W643MOTLEY FOOL CAPI38,105$41.6 萬<0.1%–
BBNXBeta Bionics, Inc.COM13,500$41.1 萬<0.1%歷史
BLLNBillionToOne, Inc.CL A5,000$40.9 萬<0.1%歷史
CCSCentury Communities, Inc.COM6,525$38.7 萬<0.1%歷史
AUAngloGold Ashanti PLCCOM SHS4,463$38.1 萬<0.1%歷史
NKTRNektar TherapeuticsCOM NEW9,000$38.1 萬<0.1%歷史
AESAES CorpStock26,514$38.0 萬<0.1%歷史
COLLCollegium Pharmaceutical, IncCOM8,000$37.0 萬<0.1%歷史
MEDPMedpace Holdings, Inc.COM659$37.0 萬<0.1%歷史
Profesionally Managed Portfo74316P579AKRE FOCUS ETF5,501$36.0 萬<0.1%–
QQnity Electronics, Inc.COMMON STOCK4,210$34.4 萬<0.1%歷史
Vanguard S&P 500 Value ETF921932703ETF1,646$33.7 萬<0.1%–
DMRADamora Therapeutics, Inc.COM NEW14,500$33.4 萬<0.1%歷史
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI3,562$33.0 萬<0.1%–
DYDycom Industries IncCOM943$31.9 萬<0.1%歷史
ONCBeOne Medicines Ltd.ADR1,005$30.5 萬<0.1%歷史
OMCOmnicom Group Inc.COM3,643$29.4 萬<0.1%歷史
iShares Tr46428951110+ YR INVST GRD5,714$28.8 萬<0.1%–
Victory Portfolios II92647N550VCTRYSHS INTL MO4,431$28.8 萬<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF11,511$28.7 萬<0.1%–
New Gold Inc Cda644535106COM32,410$28.2 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN3,990$28.1 萬<0.1%–
AXGNAxogen, Inc.COM8,562$28.0 萬<0.1%歷史
RIGLRigel Pharmaceuticals IncCOM6,533$28.0 萬<0.1%歷史
ALLEAllegion plcORD SHS1,754$27.9 萬<0.1%歷史
Northern LTS FD Tr III66538R730HCM DEFEN 5004,437$27.5 萬<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF4,208$27.3 萬<0.1%–
iShares Inc464286319EM MKTS DIV ETF8,620$26.9 萬<0.1%–
Cyberark Software LtdM2682V108SHS598$26.7 萬<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA5,243$26.4 萬<0.1%–
WABWestinghouse Air Brake Technologies CorpStock1,220$26.0 萬<0.1%歷史
EXELExelixis, Inc.COM5,932$26.0 萬<0.1%歷史
EXRExtra Space Storage Inc.COM1,958$25.5 萬<0.1%歷史
CASHPathward Financial, Inc.COM3,536$25.1 萬<0.1%歷史
SGISomnigroup International Inc.COM2,789$24.9 萬<0.1%歷史
Innovator ETFs Trust45782C623EMERGING MKT PWR7,730$24.4 萬<0.1%–
TEMTempus AI, Inc.CL A4,129$24.4 萬<0.1%歷史
WBDWarner Bros. Discovery, Inc.Stock8,266$23.8 萬<0.1%歷史
DKNGDraftKings Inc.Stock6,802$23.4 萬<0.1%歷史
iShares Inc464286525MSCI GBL MIN VOL1,946$23.1 萬<0.1%–
BABAAlibaba Group Holding LtdADR1,557$22.8 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock873$22.8 萬<0.1%歷史
METMetlife IncStock2,888$22.8 萬<0.1%歷史
BIDUBaidu, Inc.ADR1,734$22.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738R647S-NETWORK STREAM6,000$22.5 萬<0.1%–
CNTACentessa Pharmaceuticals plcSPONSORED ADS9,000$22.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M8,477$22.1 萬<0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE8,375$21.9 萬<0.1%–
CHRWC. H. Robinson Worldwide, Inc.COM NEW1,363$21.9 萬<0.1%歷史
SANMSanmina CorpCOM1,460$21.9 萬<0.1%歷史
AJGArthur J. Gallagher & Co.COM836$21.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U307FT VEST US EQT4,161$21.5 萬<0.1%–
Amplify ETF Tr032108649AMPLIFY JUNIOR S7,731$21.4 萬<0.1%–
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR4,311$21.3 萬<0.1%–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE8,304$21.3 萬<0.1%–
Ssga Active Tr78470P408STATE STREET US3,405$21.2 萬<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF8,346$21.1 萬<0.1%–
AMPAmeriprise Financial IncCOM430$21.1 萬<0.1%歷史
Fidelity Covington Trust316092857MSCI RL EST ETF7,785$20.9 萬<0.1%–
BTCGrayscale Bitcoin Mini Trust ETFETF5,357$20.7 萬<0.1%歷史
XYLXylem Inc.COM1,538$20.7 萬<0.1%歷史
DHIHorton D R IncCOM1,435$20.7 萬<0.1%歷史
iShares Tr46436E767ESG MSCI USA ETF3,572$20.6 萬<0.1%–
Bitwise Crypto Industry Innovators ETF09175C103ETF10,143$20.2 萬<0.1%–
Fidelity Covington Trust316092113ENHANCED LARGE5,270$20.1 萬<0.1%–
Innovator ETFs Trust45782C565US EQTY ULTRA BU5,275$20.1 萬<0.1%–
LUNRIntuitive Machines, Inc.CLASS A COM10,947$17.8 萬<0.1%歷史