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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 3 季持倉

持倉截至 2025/9/30,2025/11/10 申報。只含多頭部位,變化是跟 2025 年第 2 季比股數。

機構總覽
持股檔數
1,282
較 2025 年第 2 季 +44
總值
$35.2 億
較 2025 年第 2 季 +$1.91 億 (+5.7%)
申報日
2025/11/10
SEC
Sigma Planning Corp 在 2025 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Inc46434G855MSCI GBL GOLD MN3,349$21.7 萬<0.1%+3,349新進–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$21.7 萬<0.1%+4,362新進–
SPDR Series Trust78468R408ST TERM HIGH ETF8,564$21.9 萬<0.1%−468−5.2%減碼–
iShares Tr464287374NORTH AMERN NAT4,473$21.9 萬<0.1%+4,473新進–
iShares Tr46428951110+ YR INVST GRD4,261$22.0 萬<0.1%−50−1.2%減碼–
iShares U.S. Treasury Bond ETF46429B267ETF9,499$22.0 萬<0.1%+9,499新進–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$22.0 萬<0.1%+4,590新進–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE5,656$22.0 萬<0.1%−8,534−60.1%減碼–
UTFCohen & Steers Infrastructure Fund IncCOM8,908$22.1 萬<0.1%−2,462−21.7%減碼歷史
SWKSSkyworks Solutions, Inc.Stock2,871$22.1 萬<0.1%+2,871新進歷史
Nushares ETF Tr67092P201NUVEEN ESG LRGCP2,234$22.2 萬<0.1%+2,234新進–
Fidelity Covington Trust31609A503ENH MID COR ETF6,168$22.3 萬<0.1%−221−3.5%減碼–
Calamos ETF Tr12811T803S&P 500 STRUCTUR8,391$22.3 萬<0.1%00.0%不變–
CQPCheniere Energy Partners, L.P.COM UNIT4,149$22.3 萬<0.1%+80+2.0%加碼歷史
iShares Tr464289180MSCI EURO FL ETF6,513$22.4 萬<0.1%+6,513新進–
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$22.4 萬<0.1%+8,262新進–
CCICrown Castle Inc.REIT2,322$22.4 萬<0.1%−564−19.5%減碼歷史
Calamos ETF Tr12811T837RUSSELL 2000 STR8,503$22.5 萬<0.1%00.0%不變–
Calamos ETF Tr12811T860NASDAQ 100 STRUC8,343$22.5 萬<0.1%+8,343新進–
iShares Tr464287812US CONSM STAPLES3,298$22.6 萬<0.1%−306−8.5%減碼–
BIDUBaidu, Inc.ADR1,712$22.6 萬<0.1%+1,712新進歷史
FUTUFutu Holdings LtdSPON ADS CL A1,300$22.6 萬<0.1%+1,300新進歷史
iShares Tr464289420RUS TP200 VL ETF2,574$22.6 萬<0.1%+2,574新進–
SGISomnigroup International Inc.COM2,691$22.7 萬<0.1%+2,691新進歷史
HPQHP IncStock8,335$22.7 萬<0.1%−30.0%減碼歷史
iShares Tr46435G425ESG AWR MSCI USA1,560$22.7 萬<0.1%+1,560新進–
DRDDrdgold LtdSPON ADR REPSTG8,243$22.8 萬<0.1%+8,243新進歷史
LENLennar CorpCL A1,805$22.8 萬<0.1%+1,805新進歷史
Capital Group International14021T102SHS7,410$22.8 萬<0.1%+271+3.8%加碼–
iShares Tr46434V381FUTU EXPO TE ETF3,186$22.9 萬<0.1%−50−1.5%減碼–
UGIUgi CorpStock6,901$23.0 萬<0.1%−865−11.1%減碼歷史
Franklin Templeton ETF Tr35473P439INCOME FOCUS ETF8,299$23.0 萬<0.1%+8,299新進–
Innovator ETFs Trust45782C342US SML CP PWR ET6,742$23.1 萬<0.1%+149+2.3%加碼–
LTCLTC Properties IncREIT6,258$23.1 萬<0.1%+260+4.3%加碼歷史
iShares Tr464287754US INDUSTRIALS1,583$23.1 萬<0.1%+2+0.1%加碼–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,430$23.2 萬<0.1%−6,805−60.6%減碼–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$23.3 萬<0.1%+7,637新進–
CPCanadian Pacific Kansas City LtdCOM3,131$23.3 萬<0.1%−66−2.1%減碼歷史
Innovator ETFs Trust45782C748US EQTY PWR BUF5,677$23.4 萬<0.1%00.0%不變–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD4,252$23.5 萬<0.1%−555−11.5%減碼–
Timothy Plan887432359US LRGMD CP CORE5,078$23.5 萬<0.1%−144−2.8%減碼–
WABWestinghouse Air Brake Technologies CorpStock1,180$23.7 萬<0.1%+37+3.2%加碼歷史
DGDollar General CorpCOM2,300$23.8 萬<0.1%−889−27.9%減碼歷史
EOGEOG Resources IncStock2,123$23.8 萬<0.1%−1,781−45.6%減碼歷史
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$23.9 萬<0.1%−82,175−84.3%減碼歷史
Advisorshares Tr00768Y560ADVISORSHS ETF3,495$24.0 萬<0.1%+3,495新進–
PORPortland General Electric CoCOM NEW5,453$24.0 萬<0.1%+5,453新進歷史
iShares Tr46436E866IBONDS 25 TRM TS10,277$24.0 萬<0.1%−173−1.7%減碼–
iShares Tr464287770U.S. FIN SVC ETF2,687$24.1 萬<0.1%+3+0.1%加碼–
NGGNational Grid PLCSPONSORED ADR NE3,317$24.1 萬<0.1%−719−17.8%減碼歷史
Franklin Templeton ETF Tr35473P421FOCUSED DYNAMIC5,072$24.1 萬<0.1%00.0%不變–
HUBBHubbell IncCOM561$24.1 萬<0.1%−136−19.5%減碼歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF5,026$24.1 萬<0.1%+726+16.9%加碼–
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF12,191$24.2 萬<0.1%+521+4.5%加碼–
First Tr Exchange-Traded FD33738R647S-NETWORK STREAM6,000$24.2 萬<0.1%+6,000新進–
PTCPTC Inc.Stock1,196$24.3 萬<0.1%−446−27.2%減碼歷史
NXHNeighborhood Intelligence, Inc.COM24,863$24.3 萬<0.1%−4,800−16.2%減碼歷史
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,965$24.3 萬<0.1%+37+0.8%加碼–
iShares Tr464288273EAFE SML CP ETF3,178$24.4 萬<0.1%−1,538−32.6%減碼–
Innovator ETFs Trust45783Y541EQUITY DEF PROTN8,337$24.4 萬<0.1%00.0%不變–
DHIHorton D R IncCOM1,442$24.4 萬<0.1%+1,442新進歷史
SCCOSouthern Copper CorpStock2,017$24.5 萬<0.1%−196−8.9%減碼歷史
WYWeyerhaeuser CoCOM NEW9,898$24.5 萬<0.1%−1,199−10.8%減碼歷史
PIMCO ETF Tr72201R585MULTISECTOR BD9,167$24.6 萬<0.1%−2,320−20.2%減碼–
Amplify ETF Tr032108664AMPLIFY CYBERSEC2,838$24.6 萬<0.1%00.0%不變–
CLHClean Harbors IncCOM1,062$24.7 萬<0.1%00.0%不變歷史
WTRGEssential Utilities, Inc.COM6,205$24.8 萬<0.1%−301−4.6%減碼歷史
Cohen & Steers ETF Trust19249U302NATURAL RES ACTI8,550$24.8 萬<0.1%+34+0.4%加碼–
MFCManulife Financial CorpCOM7,980$24.9 萬<0.1%+27+0.3%加碼歷史
SESea LtdSPONSORD ADS1,394$24.9 萬<0.1%−49−3.4%減碼歷史
MIRMMirum Pharmaceuticals, Inc.COM3,400$24.9 萬<0.1%+3,400新進歷史
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM4,977$24.9 萬<0.1%−495−9.0%減碼–
BBDCBarings BDC, Inc.COM28,537$25.0 萬<0.1%−618−2.1%減碼歷史
UNMUnum GroupStock3,221$25.1 萬<0.1%−465−12.6%減碼歷史
APHAmphenol CorpCL A2,029$25.1 萬<0.1%−489−19.4%減碼歷史
EZPWEzcorp IncCL A NON VTG13,206$25.1 萬<0.1%+269+2.1%加碼歷史
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$25.2 萬<0.1%+10,791新進–
ASTSAST SpaceMobile, Inc.COM CL A5,154$25.3 萬<0.1%+209+4.2%加碼歷史
AURAurora Innovation, Inc.CLASS A COM47,006$25.3 萬<0.1%+14,142+43.0%加碼歷史
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,636$25.3 萬<0.1%00.0%不變–
SNPSSynopsys IncCOM514$25.4 萬<0.1%+43+9.1%加碼歷史
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$25.4 萬<0.1%−5,026−35.1%減碼–
iShares Tr464288752US HOME CONS ETF2,376$25.5 萬<0.1%+2,376新進–
ZIONZions Bancorporation, National AssociationCOM4,511$25.5 萬<0.1%−678−13.1%減碼歷史
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,102$25.5 萬<0.1%+90+0.6%加碼歷史
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$25.5 萬<0.1%+142+11.1%加碼–
SPDR Index Shs FDS78463X871ST INTL CAP ETF6,362$25.6 萬<0.1%+6,362新進–
IBKRInteractive Brokers Group, Inc.Stock3,717$25.6 萬<0.1%+3,717新進歷史
Neos ETF Trust78433H576NASDAQ 100 HDGD4,719$25.7 萬<0.1%−106−2.2%減碼–
iShares Tr46436E767ESG MSCI USA ETF4,482$25.7 萬<0.1%−110−2.4%減碼–
METMetlife IncStock3,119$25.7 萬<0.1%−96−3.0%減碼歷史
WisdomTree Tr97717X578EM EX ST-OWNED6,787$25.8 萬<0.1%−396−5.5%減碼–
TMToyota Motor CorpADS1,348$25.8 萬<0.1%+6+0.4%加碼歷史
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$25.9 萬<0.1%+1,816新進–
Global X FDS37954Y848GLOBAL X SILVER3,621$25.9 萬<0.1%−8,641−70.5%減碼–
AGNTAGNT, Inc.COM24,352$26.0 萬<0.1%+114+0.5%加碼歷史
ProShares Tr74347B680S&P MDCP 400 DIV3,050$26.0 萬<0.1%−150−4.7%減碼–
AGOAssured Guaranty LtdCOM3,079$26.1 萬<0.1%−2−0.1%減碼歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$26.1 萬<0.1%+3,075新進–
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR5,267$26.1 萬<0.1%+113+2.2%加碼–

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 3 季的選擇權部位
證券類別賣權買權
AMATApplied Materials IncStock–$37.5 萬
UBERUber Technologies, IncStock–$26.6 萬
AAPLApple Inc.Stock–$23.8 萬
CNCCentene CorpStock–$17.8 萬
SPYSPDR S&P 500 ETF TrustETF$12.9 萬–
FFord Motor CoStock–$11.5 萬
XRXXerox Holdings CorpCOM NEW$1.14 萬–
NWLNewell Brands Inc.Stock$1,436–

2025 年第 2 季之後清倉(99 檔)

2025 年第 2 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2025 年第 2 季之後清倉的部位
證券類別2025 年第 2 季股數2025 年第 2 季市值2025 年第 2 季佔組合 %紀錄
iShares Inc46434G764MSCI EMRG CHN23,604$149.0 萬<0.1%–
TGTXTG Therapeutics, Inc.COM35,227$126.8 萬<0.1%歷史
iShares Tr46436E833IBONDS 28 TRM TS55,618$124.4 萬<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF48,575$123.5 萬<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF50,210$121.9 萬<0.1%–
PAYPaymentus Holdings, Inc.Stock32,600$106.8 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,097$99.7 萬<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS44,256$99.5 萬<0.1%–
TOSTToast, Inc.Stock20,777$92.0 萬<0.1%歷史
iShares Tr46435U333FOCUSD VAL FAC12,046$86.7 萬<0.1%–
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF35,007$78.9 萬<0.1%–
USOUnited States Oil Fund, LPUNITS10,656$77.9 萬<0.1%歷史
MOHMolina Healthcare, Inc.COM2,575$76.7 萬<0.1%歷史
RGLDRoyal Gold IncStock4,078$72.5 萬<0.1%歷史
VanEck ETF Trust92189F486IG FLOA RATE ETF27,924$71.2 萬<0.1%–
STTState Street CorpCOM6,542$69.6 萬<0.1%歷史
CPRXCatalyst Pharmaceuticals, Inc.COM31,987$69.4 萬<0.1%歷史
CARTMaplebear Inc.COM15,046$68.1 萬<0.1%歷史
ATATAtour Lifestyle Holdings LtdSPONSORED ADS20,085$65.3 萬<0.1%歷史
LBLandBridge Co LLCCL A9,034$61.1 萬<0.1%歷史
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,337$59.2 萬<0.1%–
BYDBoyd Gaming CorpCOM7,388$57.8 萬<0.1%歷史
RRCRange Resources CorpCOM14,190$57.7 萬<0.1%歷史
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU48,420$56.8 萬<0.1%歷史
PAYCPaycom Software, Inc.Stock2,324$53.8 萬<0.1%歷史
OPFIOppFi Inc.COM CL A38,396$53.7 萬<0.1%歷史
Fidelity Covington Trust31609A206ENHANCED SML CAP16,247$52.0 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,180$51.8 萬<0.1%–
TGITriumph Group IncCOM19,400$50.0 萬<0.1%歷史
SPDR Series Trust78468R523ST STR BL 12 ETF4,975$49.5 萬<0.1%–
CPNGCoupang, Inc.CL A16,413$49.2 萬<0.1%歷史
Aris Water Solutions, Inc.04041L106CLASS A COM20,642$48.8 萬<0.1%–
TRUTransUnionCOM5,085$44.7 萬<0.1%歷史
iShares Tr464288703MRNING SM CP ETF7,051$43.3 萬<0.1%–
DAVEDave Inc.CLASS A COM NEW1,582$42.5 萬<0.1%歷史
RBLXRoblox CorpStock4,000$42.1 萬<0.1%歷史
iShares Tr464287739U.S. REAL ES ETF4,399$41.7 萬<0.1%–
iShares Tr464288794US BR DEL SE ETF2,291$38.7 萬<0.1%–
CLBTCellebrite DI Ltd.ORDINARY SHARES24,000$38.4 萬<0.1%歷史
CHTRCharter Communications, Inc.CL A935$38.2 萬<0.1%歷史
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,509$38.0 萬<0.1%–
ESTCElastic N.V.ORD SHS4,471$37.7 萬<0.1%歷史
CNQCanadian Natural Resources LtdCOM11,761$36.9 萬<0.1%歷史
VRSKVerisk Analytics, Inc.COM1,174$36.6 萬<0.1%歷史
BKRBaker Hughes CoCL A9,354$35.9 萬<0.1%歷史
FLOCFlowco Holdings Inc.COM CL A20,000$35.6 萬<0.1%歷史
PENPenumbra IncCOM1,328$34.1 萬<0.1%歷史
PPCPilgrims Pride CorpStock7,233$32.5 萬<0.1%歷史
BXSLBlackstone Secured Lending FundCOMMON STOCK10,482$32.2 萬<0.1%歷史
American Centy ETF Tr025072505DIVERSIFIED MU6,585$32.2 萬<0.1%–
iShares Tr464288208MRGSTR MD CP ETF3,911$31.2 萬<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,138$30.8 萬<0.1%–
CROXCrocs, Inc.COM2,974$30.1 萬<0.1%歷史
Sprott FDS Tr85208P808JUNIOR URANIUM14,234$30.1 萬<0.1%–
Golden Ocean Group LtdG39637205SHS NEW40,964$30.0 萬<0.1%–
CDECoeur Mining, Inc.COM NEW33,598$29.8 萬<0.1%歷史
NXTNextpower Inc.Stock5,326$29.0 萬<0.1%歷史
ALHCAlignment Healthcare, Inc.COM20,070$28.1 萬<0.1%歷史
AALAmerican Airlines Group Inc.Stock24,035$27.0 萬<0.1%歷史
DUOLDuolingo, Inc.CL A COM648$26.6 萬<0.1%歷史
LULUlululemon athletica inc.Stock1,099$26.1 萬<0.1%歷史
HUMHumana IncStock1,044$25.5 萬<0.1%歷史
IMOImperial Oil LtdCOM NEW3,208$25.5 萬<0.1%歷史
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,350$24.1 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,945$23.9 萬<0.1%–
iShares Tr46438G612LARG CAP JUN ETF8,687$23.9 萬<0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock2,612$23.8 萬<0.1%歷史
WHRWhirlpool CorpStock2,347$23.8 萬<0.1%歷史
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF5,757$23.8 萬<0.1%–
INGRIngredion IncCOM1,751$23.7 萬<0.1%歷史
SPDR Series Trust78468R531SPDR S&P 500 ESG4,029$23.6 萬<0.1%–
VanEck ETF Trust92189H748CLO ETF4,398$23.3 萬<0.1%–
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF4,675$23.1 萬<0.1%–
CHKPCheck Point Software Technologies LtdORD1,042$23.1 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT2,322$22.8 萬<0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF4,459$22.7 萬<0.1%–
LOARLoar Holdings Inc.COM SHS2,637$22.7 萬<0.1%歷史
MTZMastec IncCOM1,333$22.7 萬<0.1%歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF5,995$22.7 萬<0.1%–
BJBJ's Wholesale Club Holdings, Inc.COM2,095$22.6 萬<0.1%歷史
iShares Tr4642886613 7 YR TREAS BD1,894$22.5 萬<0.1%–
PBAPembina Pipeline CorpCOM5,862$22.0 萬<0.1%歷史
First Tr Exchange-Traded FD33738D838INTER GOVT ETF10,840$21.8 萬<0.1%–
CAVACava Group, Inc.COM2,589$21.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM1,321$21.4 萬<0.1%歷史
GNRCGenerac Holdings Inc.Stock1,474$21.1 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP6,947$20.8 萬<0.1%–
CAGConagra Brands Inc.Stock10,124$20.7 萬<0.1%歷史
Pacer Trendpilot US Mid Cap ETF69374H204ETF5,897$20.6 萬<0.1%–
WENWendy's CoStock18,004$20.6 萬<0.1%歷史
OGEOGE Energy Corp.COM4,591$20.4 萬<0.1%歷史
HLHecla Mining CoCOM31,598$18.9 萬<0.1%歷史
BBBLACKBERRY LtdCOM24,327$11.1 萬<0.1%歷史
UWMCUWM Holdings CorpCOM CL A24,198$10.0 萬<0.1%歷史
NTLAIntellia Therapeutics, Inc.COM10,616$9.96 萬<0.1%歷史
PLGPlatinum Group Metals LtdCOM32,500$4.97 萬<0.1%歷史
XERSXeris Biopharma Holdings, Inc.COM10,050$4.69 萬<0.1%歷史
LCIDLucid Group, Inc.COM15,280$3.22 萬<0.1%歷史
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$344<0.1%歷史