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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 2 季持倉

持倉截至 2025/6/30,2025/8/5 申報。只含多頭部位,變化是跟 2025 年第 1 季比股數。

機構總覽
持股檔數
1,238
較 2025 年第 1 季 +48
總值
$33.3 億
較 2025 年第 1 季 +$1.91 億 (+6.1%)
申報日
2025/8/5
SEC
Sigma Planning Corp 在 2025 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Trust for Professional Manag89834G760CONVERGENCE LNG14,905$34.8 萬<0.1%−9,718−39.5%減碼–
FITBFifth Third BancorpCOM8,497$34.9 萬<0.1%+1,636+23.8%加碼歷史
RSReliance, Inc.COM1,122$35.2 萬<0.1%−564−33.5%減碼歷史
NETCloudflare, Inc.CL A COM1,800$35.2 萬<0.1%−484−21.2%減碼歷史
UVVUniversal CorpCOM6,059$35.3 萬<0.1%+405+7.2%加碼歷史
Invesco Exchange Traded FD T46137V886DWA STAPLES3,203$35.5 萬<0.1%+69+2.2%加碼–
iShares Tr46432F388MSCI USA VALUE3,140$35.5 萬<0.1%+258+9.0%加碼–
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,207$35.6 萬<0.1%−379−2.4%減碼–
FLOCFlowco Holdings Inc.COM CL A20,000$35.6 萬<0.1%+6,000+42.9%加碼歷史
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,687$35.6 萬<0.1%−416−2.4%減碼–
iShares Tr46435G524INTL DIV GRWTH4,530$35.7 萬<0.1%+4,530新進–
RBB FD Inc74933W478US TREASRY 12 MT7,136$35.8 萬<0.1%−2,120−22.9%減碼–
HOODRobinhood Markets, Inc.Stock3,830$35.9 萬<0.1%+3,830新進歷史
BKRBaker Hughes CoCL A9,354$35.9 萬<0.1%+9,354新進歷史
PEverpure, Inc.CL A6,235$35.9 萬<0.1%−923−12.9%減碼歷史
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL4,204$36.0 萬<0.1%−1,184−22.0%減碼–
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT11,341$36.3 萬<0.1%−792−6.5%減碼–
First Tr Exchange-Traded FD33739Q804ENERGY INM PARTN14,208$36.4 萬<0.1%+5,460+62.4%加碼–
DVNDevon Energy CorpStock11,463$36.5 萬<0.1%−8,305−42.0%減碼歷史
DGDollar General CorpCOM3,189$36.5 萬<0.1%−60−1.8%減碼歷史
Global X FDS37954Y830GLOBAL X COPPER8,077$36.5 萬<0.1%+8,077新進–
FNVFranco Nevada CorpStock2,226$36.5 萬<0.1%+441+24.7%加碼歷史
VRSKVerisk Analytics, Inc.COM1,174$36.6 萬<0.1%+1,174新進歷史
Invesco Exchange Traded FD T46137V597RAFI US 15009,006$36.6 萬<0.1%−48−0.5%減碼–
iShares Tr46435G474FALN ANGLS USD13,519$36.7 萬<0.1%−14−0.1%減碼–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT83,917$36.8 萬<0.1%−1,008−1.2%減碼歷史
CNQCanadian Natural Resources LtdCOM11,761$36.9 萬<0.1%+2,447+26.3%加碼歷史
Innovator ETFs Trust45783Y277US SM CA PW JUNE14,320$37.0 萬<0.1%+14,320新進–
GIBCgi IncCL A3,531$37.0 萬<0.1%+2+0.1%加碼歷史
PECOPhillips Edison & Company, Inc.COMMON STOCK10,590$37.1 萬<0.1%−105−1.0%減碼歷史
Dimensional U.S. Small Cap ETF25434V500ETF5,838$37.2 萬<0.1%−3,431−37.0%減碼–
ODDOddity Tech LtdSHS CL A4,932$37.2 萬<0.1%+4,932新進歷史
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,346$37.3 萬<0.1%−19−1.4%減碼–
CCSCentury Communities, Inc.COM6,625$37.3 萬<0.1%+1,700+34.5%加碼歷史
AMBAAmbarella IncSHS5,653$37.3 萬<0.1%+5,653新進歷史
ESTCElastic N.V.ORD SHS4,471$37.7 萬<0.1%+537+13.7%加碼歷史
TERTeradyne, IncStock4,195$37.7 萬<0.1%+1,026+32.4%加碼歷史
SPDR Series Trust78464A821ST STR SP400GRW4,346$37.8 萬<0.1%+345+8.6%加碼–
WisdomTree Tr97717W505US MIDCAP DIVID7,551$37.8 萬<0.1%+118+1.6%加碼–
iShares Tr464289842MSCI PERU GL ETF7,790$37.9 萬<0.1%+1,814+30.4%加碼–
SJMJ M SMUCKER CoStock3,860$37.9 萬<0.1%+289+8.1%加碼歷史
JBLJabil IncStock1,739$37.9 萬<0.1%−26−1.5%減碼歷史
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,509$38.0 萬<0.1%+2,125+39.5%加碼–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY8,417$38.1 萬<0.1%+1,485+21.4%加碼–
MSIMotorola Solutions, Inc.Stock905$38.1 萬<0.1%+426+88.9%加碼歷史
Fidelity Covington Trust316092832DIVID ETF RISI7,033$38.1 萬<0.1%−23−0.3%減碼–
YUMYum Brands IncStock2,574$38.1 萬<0.1%+127+5.2%加碼歷史
iShares Inc464286640MSCI CHILE ETF12,134$38.2 萬<0.1%+2,619+27.5%加碼–
CHTRCharter Communications, Inc.CL A935$38.2 萬<0.1%+935新進歷史
ARMArm Holdings PLCADR2,373$38.4 萬<0.1%−36−1.5%減碼歷史
CLBTCellebrite DI Ltd.ORDINARY SHARES24,000$38.4 萬<0.1%+12,000+100.0%加碼歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS13,109$38.5 萬<0.1%00.0%不變–
Vanguard Whitehall FDS921946810INTL DVD ETF4,274$38.5 萬<0.1%−12,732−74.9%減碼–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF9,084$38.6 萬<0.1%+49+0.5%加碼–
SNASnap-on IncCOM1,243$38.7 萬<0.1%−589−32.2%減碼歷史
iShares Tr464288794US BR DEL SE ETF2,291$38.7 萬<0.1%−8−0.3%減碼–
RNTXRein Therapeutics, Inc.COM NEW276,777$38.7 萬<0.1%−28,398−9.3%減碼歷史
ICEIntercontinental Exchange, Inc.Stock2,128$39.0 萬<0.1%−100−4.5%減碼歷史
Global X FDS37954Y459RUSSELL 200026,260$39.2 萬<0.1%−4,686−15.1%減碼–
APOApollo Global Management, Inc.COM2,761$39.2 萬<0.1%+206+8.1%加碼歷史
iShares Tr46436E569ESG SELECT SCRE8,217$39.2 萬<0.1%+619+8.1%加碼–
IRMIron Mountain IncCOM3,829$39.3 萬<0.1%−311−7.5%減碼歷史
Listed FDS Tr53656F623HORI KI INFL ETF9,388$39.6 萬<0.1%+9+0.1%加碼–
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT7,152$39.8 萬<0.1%−400−5.3%減碼–
Tidal Tr II88636R586RETURN STACKED B18,950$39.8 萬<0.1%+18,950新進–
First Tr Exchng Traded FD VI33740F466FT VEST U.S16,604$39.8 萬<0.1%+2,010+13.8%加碼–
SLBSLB LimitedStock11,756$39.8 萬<0.1%−738−5.9%減碼歷史
CRHCRH Public Ltd CoORD4,342$39.9 萬<0.1%−29−0.7%減碼歷史
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ15,653$39.9 萬<0.1%−389−2.4%減碼–
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M16,458$40.2 萬<0.1%−409−2.4%減碼–
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN16,617$40.3 萬<0.1%+7,106+74.7%加碼–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE16,483$40.4 萬<0.1%−408−2.4%減碼–
Fidelity Covington Trust316092360FUN LAR COR ETF8,306$40.6 萬<0.1%−195−2.3%減碼–
CHICalamos Convertible Opportunities & Income FundSH BEN INT38,755$40.8 萬<0.1%−21,579−35.8%減碼歷史
DOVDOVER CorpCOM2,234$40.9 萬<0.1%+67+3.1%加碼歷史
FTITechnipFMC plcCOM11,917$41.0 萬<0.1%+558+4.9%加碼歷史
CVNACarvana Co.CL A1,218$41.0 萬<0.1%−82−6.3%減碼歷史
WPCW. P. Carey Inc.COM6,625$41.3 萬<0.1%−171−2.5%減碼歷史
LZBLa-Z-Boy IncCOM11,122$41.3 萬<0.1%+20.0%加碼歷史
SRPTSarepta Therapeutics, Inc.COM24,231$41.4 萬<0.1%+15,012+162.8%加碼歷史
Vanguard S&P 500 Value ETF921932703ETF2,203$41.6 萬<0.1%+66+3.1%加碼–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD5,482$41.6 萬<0.1%−19,057−77.7%減碼–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT7,764$41.7 萬<0.1%+368+5.0%加碼–
iShares Tr464287739U.S. REAL ES ETF4,399$41.7 萬<0.1%−173−3.8%減碼–
TXRHTexas Roadhouse, Inc.COM2,228$41.8 萬<0.1%+166+8.1%加碼歷史
BNYBank of New York Mellon CorpStock4,601$41.9 萬<0.1%−869−15.9%減碼歷史
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,096$41.9 萬<0.1%+389+6.8%加碼–
RBLXRoblox CorpStock4,000$42.1 萬<0.1%+4,000新進歷史
First Tr Exchng Traded FD VI33740U729FT VEST LAD16,900$42.1 萬<0.1%−54,504−76.3%減碼–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR33,453$42.2 萬<0.1%−51,092−60.4%減碼歷史
DAVEDave Inc.CLASS A COM NEW1,582$42.5 萬<0.1%+1,582新進歷史
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW3,889$42.5 萬<0.1%−2,760−41.5%減碼–
TCW ETF Trust29287L502ARTIF INTEL ETF13,884$42.7 萬<0.1%−1,710−11.0%減碼–
SPDR Series Trust78468R796ST STR SP500FF8,396$42.8 萬<0.1%+1,313+18.5%加碼–
iShares Tr464288703MRNING SM CP ETF7,051$43.3 萬<0.1%00.0%不變–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF7,973$43.4 萬<0.1%−10.0%減碼–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF10,612$43.4 萬<0.1%−5,923−35.8%減碼–
DKNGDraftKings Inc.Stock10,129$43.4 萬<0.1%+16+0.2%加碼歷史
CVLTCommvault Systems IncCOM2,509$43.7 萬<0.1%+2,509新進歷史
Fidelity Covington Trust31609A305ENHANCED LARGE11,822$43.8 萬<0.1%−160−1.3%減碼–

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 2 季的選擇權部位
證券類別賣權買權
UBERUber Technologies, IncStock–$26.9 萬
AAPLApple Inc.Stock–$26.5 萬
NVDANVIDIA CorpStock–$25.1 萬
SPYSPDR S&P 500 ETF TrustETF$10.1 萬–
XRXXerox Holdings CorpCOM NEW$9,937–
NWLNewell Brands Inc.Stock$4,297–

2025 年第 1 季之後清倉(94 檔)

2025 年第 1 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2025 年第 1 季之後清倉的部位
證券類別2025 年第 1 季股數2025 年第 1 季市值2025 年第 1 季佔組合 %紀錄
iShares Tr46434V787YLD OPTIM BD219,152$491.4 萬0.2%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF106,495$225.2 萬0.1%–
Tidal Tr II88636J105RTN STACKED BD122,720$208.0 萬0.1%–
T Rowe Price Exchange-Traded87283Q503US EQUI RESH ETF46,947$165.1 萬0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH13,762$141.9 萬<0.1%–
ROKURoku, IncCOM CL A18,001$126.8 萬<0.1%歷史
Innovator ETFs Trust45782C425US EQT ULTRA BFR38,325$124.1 萬<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS25,254$117.6 萬<0.1%歷史
SNSharkNinja, Inc.COM SHS13,500$112.6 萬<0.1%歷史
MASIMasimo CorpCOM6,365$106.0 萬<0.1%歷史
Innovator ETFs Trust45783Y350INTL DEVELOPED P39,270$105.2 萬<0.1%–
XUnited States Steel CorpCOM24,732$104.5 萬<0.1%歷史
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,332$79.6 萬<0.1%–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US10,211$77.6 萬<0.1%–
FRPTFreshpet, Inc.Stock8,299$69.0 萬<0.1%歷史
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,433$56.9 萬<0.1%–
BIRKBirkenstock Holding plcCOM SHS12,015$55.1 萬<0.1%歷史
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH9,343$49.9 萬<0.1%–
QUREuniQure N.V.SHS46,150$48.9 萬<0.1%歷史
Innovator ETFs Trust45784N767GROWTH 100 PWR B18,669$47.3 萬<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,000$42.6 萬<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW9,579$42.1 萬<0.1%–
Innovator ETFs Trust45782C599US SML CP PWR B13,687$40.1 萬<0.1%–
DFSDiscover Financial ServicesCOM2,261$38.6 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF7,001$38.1 萬<0.1%–
VERXVertex, Inc.Stock10,845$38.0 萬<0.1%歷史
PCNPIMCO Corporate & Income Strategy FundCOM27,494$37.5 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,866$37.0 萬<0.1%–
DOCUDocuSign, Inc.Stock4,390$35.7 萬<0.1%歷史
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF15,984$34.9 萬<0.1%–
BECNQxo Building Products, Inc.COM2,500$30.9 萬<0.1%歷史
LWLamb Weston Holdings, Inc.Stock5,605$29.9 萬<0.1%歷史
LENLennar CorpCL A2,596$29.8 萬<0.1%歷史
QSRRestaurant Brands International Inc.COM4,352$29.0 萬<0.1%歷史
Global X FDS37954Y715RBTCS ARTFL INTE10,147$28.9 萬<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,727$28.9 萬<0.1%–
Barrick Gold Corp067901108COM14,127$27.5 萬<0.1%–
OXLCOxford Lane Capital Corp.COM57,495$27.1 萬<0.1%歷史
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,944$27.1 萬<0.1%–
iShares Tr464288752US HOME CONS ETF2,822$26.9 萬<0.1%–
TXTTextron IncCOM3,684$26.6 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$26.3 萬<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,194$26.2 萬<0.1%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$25.9 萬<0.1%–
iShares Tr464289446RUS TOP 200 ETF1,880$25.8 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock1,558$25.8 萬<0.1%歷史
RGNXREGENXBIO Inc.COM35,860$25.6 萬<0.1%歷史
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$25.0 萬<0.1%–
EXPDExpeditors International of Washington IncCOM2,060$24.8 萬<0.1%歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$24.6 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$24.4 萬<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$24.1 萬<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$23.8 萬<0.1%–
BABAAlibaba Group Holding LtdADR1,766$23.3 萬<0.1%歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$23.0 萬<0.1%–
DXDynex Capital IncCOM17,587$22.9 萬<0.1%歷史
iShares U.S. Treasury Bond ETF46429B267ETF9,889$22.7 萬<0.1%–
BDXBecton Dickinson & CoStock982$22.5 萬<0.1%歷史
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$22.4 萬<0.1%–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$22.3 萬<0.1%–
BRBroadridge Financial Solutions, Inc.Stock918$22.3 萬<0.1%歷史
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$21.8 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A5,279$21.7 萬<0.1%歷史
IVTInvenTrust Properties Corp.COM NEW7,390$21.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$21.7 萬<0.1%–
Vanguard Wellington FD921935508US MOMENTUM1,418$21.5 萬<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$21.3 萬<0.1%–
IFNAberdeen India Fund, Inc.COM13,431$21.2 萬<0.1%歷史
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$21.1 萬<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,457$21.0 萬<0.1%–
iShares Tr46438G406IBONDS OCT 20258,160$20.9 萬<0.1%–
SNDXSyndax Pharmaceuticals IncCOM16,985$20.9 萬<0.1%歷史
PCARPaccar IncCOM2,133$20.8 萬<0.1%歷史
LKQLKQ CorpCOM4,824$20.5 萬<0.1%歷史
iShares Tr464287374NORTH AMERN NAT4,470$20.3 萬<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$20.2 萬<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$16.1 萬<0.1%歷史
ACTUActuate Therapeutics, Inc.COM23,675$16.0 萬<0.1%歷史
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$16.0 萬<0.1%歷史
RCKTRocket Pharmaceuticals, Inc.COM23,575$15.7 萬<0.1%歷史
PDMPiedmont Realty Trust, Inc.COM CL A19,322$14.2 萬<0.1%歷史
EVVEaton Vance Ltd Duration Income FundCOM12,211$12.2 萬<0.1%歷史
INABIN8BIO, Inc.COM700,680$11.6 萬<0.1%歷史
LTRNLantern Pharma Inc.COM28,650$10.1 萬<0.1%歷史
JPCNuveen Preferred & Income Opportunities FundCOM12,541$9.98 萬<0.1%歷史
LUNRIntuitive Machines, Inc.CLASS A COM10,415$7.76 萬<0.1%歷史
BGSB&G Foods, Inc.COM10,050$6.90 萬<0.1%歷史
APTOAptose Biosciences Inc.COM NEW17,389$5.48 萬<0.1%歷史
BBDBank BradescoSP ADR PFD NEW19,463$4.34 萬<0.1%歷史
ACHVAchieve Life Sciences, Inc.COM12,950$3.46 萬<0.1%歷史
ESPREsperion Therapeutics, Inc.COM12,250$1.76 萬<0.1%歷史
DNNDenison Mines Corp.COM12,000$1.56 萬<0.1%歷史
CMLSQCumulus Media IncCOM CL A14,119$6,241<0.1%歷史