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Livermore
Livermore
中文EN

Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 2 季持倉

持倉截至 2025/6/30，2025/8/5 申報。只含多頭部位，變化是跟 2025 年第 1 季比股數。

機構總覽
持股檔數
1,238
較 2025 年第 1 季 +48
總值
$33.3 億
較 2025 年第 1 季 +$1.91 億 (+6.1%)
申報日
2025/8/5
SEC
Sigma Planning Corp 在 2025 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$344<0.1%00.0%不變歷史
TLRYTilray Brands, Inc.COM CL 216,137$6,687<0.1%+2,553+18.8%加碼歷史
INTSIntensity Therapeutics, Inc.COM69,167$2.12 萬<0.1%+14,330+26.1%加碼歷史
OPKOpko Health, Inc.COM17,972$2.37 萬<0.1%00.0%不變歷史
LCIDLucid Group, Inc.COM15,280$3.22 萬<0.1%+15,280新進歷史
UAMYUnited States Antimony CorpCOM15,000$3.27 萬<0.1%+15,000新進歷史
PLUGPlug Power IncStock24,281$3.62 萬<0.1%+1,024+4.4%加碼歷史
CUECue Biopharma, Inc.COM55,500$3.79 萬<0.1%−270,760−83.0%減碼歷史
SBSafe Bulkers, Inc.COM11,703$4.22 萬<0.1%−96−0.8%減碼歷史
IBRXImmunityBio, Inc.COM17,000$4.49 萬<0.1%00.0%不變歷史
CGTXCognition Therapeutics IncCOM147,990$4.58 萬<0.1%−460,400−75.7%減碼歷史
OXSQOxford Square Capital Corp.COM20,784$4.63 萬<0.1%+312+1.5%加碼歷史
XERSXeris Biopharma Holdings, Inc.COM10,050$4.69 萬<0.1%−63,900−86.4%減碼歷史
PLGPlatinum Group Metals LtdCOM32,500$4.97 萬<0.1%+7,000+27.5%加碼歷史
GGBGerdau S.A.SPON ADR REP PFD17,160$5.01 萬<0.1%+849+5.2%加碼歷史
CLOVClover Health Investments, Corp.COM CL A18,224$5.08 萬<0.1%+18,224新進歷史
ASMAvino Silver & Gold Mines LtdCOM14,617$5.26 萬<0.1%+14,617新進歷史
BTMBitcoin Depot Inc.COM10,500$5.32 萬<0.1%+10,500新進歷史
IAFAbrdn Australia Equity Fund, Inc.COM12,100$5.41 萬<0.1%00.0%不變歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT16,480$6.53 萬<0.1%+30.0%加碼歷史
STGWStagwell IncCOM CL A14,771$6.65 萬<0.1%+14,771新進歷史
UECUranium Energy CorpCOM10,100$6.87 萬<0.1%+10,100新進歷史
HIOWestern Asset High Income Opportunity Fund Inc.COM17,428$6.94 萬<0.1%+202+1.2%加碼歷史
GABGabelli Equity Trust IncCOM12,942$7.53 萬<0.1%+55+0.4%加碼歷史
XRXXerox Holdings CorpCOM NEW15,372$8.10 萬<0.1%+3,922+34.3%加碼歷史
RCReady Capital CorpCOM19,348$8.45 萬<0.1%−9,163−32.1%減碼歷史
WUWestern Union COStock10,321$8.69 萬<0.1%+10,321新進歷史
CLFCleveland-Cliffs Inc.COM11,630$8.84 萬<0.1%−2,396−17.1%減碼歷史
SWBISmith & Wesson Brands, Inc.COM10,211$8.86 萬<0.1%+10,211新進歷史
NATNordic American Tankers LtdCOM34,023$8.95 萬<0.1%+1,312+4.0%加碼歷史
BEATHeartBeam, Inc.COM73,850$9.23 萬<0.1%+400+0.5%加碼歷史
CIKCredit Suisse Asset Management Income Fund, Inc.COM31,435$9.30 萬<0.1%00.0%不變歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT10,474$9.49 萬<0.1%00.0%不變歷史
SCWO374Water Inc.Common Stock303,893$9.86 萬<0.1%+33,200+12.3%加碼歷史
NTLAIntellia Therapeutics, Inc.COM10,616$9.96 萬<0.1%+10,616新進歷史
RCATRed Cat Holdings, Inc.Stock13,684$9.96 萬<0.1%00.0%不變歷史
UWMCUWM Holdings CorpCOM CL A24,198$10.0 萬<0.1%−356−1.4%減碼歷史
MPTMedical Properties Trust IncCOM23,562$10.2 萬<0.1%−904−3.7%減碼歷史
IGRCbre Global Real Estate Income FundCOM19,820$10.5 萬<0.1%+217+1.1%加碼歷史
PFLTPennantPark Floating Rate Capital Ltd.COM10,439$10.8 萬<0.1%+55+0.5%加碼歷史
BBBLACKBERRY LtdCOM24,327$11.1 萬<0.1%+10.0%加碼歷史
BBAIBigBear.ai Holdings, Inc.COM16,900$11.5 萬<0.1%+16,900新進歷史
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT13,715$12.2 萬<0.1%+86+0.6%加碼歷史
TWITitan International IncCOM12,069$12.4 萬<0.1%00.0%不變歷史
ATOMAtomera IncCOM24,800$12.5 萬<0.1%−24,210−49.4%減碼歷史
New Gold Inc Cda644535106COM26,590$13.2 萬<0.1%+26,590新進–
PSECProspect Capital CorpCOM41,478$13.2 萬<0.1%−2,267−5.2%減碼歷史
LANDGladstone Land CorpCOM13,046$13.3 萬<0.1%+2,555+24.4%加碼歷史
AGFirst Majestic Silver CorpCOM16,882$14.0 萬<0.1%+1,852+12.3%加碼歷史
HAFNHafnia LtdCOMMON STOCK28,000$14.0 萬<0.1%−16,450−37.0%減碼歷史
VanEck ETF Trust92189F452MORTGAGE REIT14,200$15.0 萬<0.1%+1,250+9.7%加碼–
Northern LTS FD Tr IV66538H179MAIN BUYWRITE11,360$15.9 萬<0.1%−134,012−92.2%減碼–
BHVNBiohaven Ltd.COM11,321$16.0 萬<0.1%+459+4.2%加碼歷史
RGTIRigetti Computing, Inc.COMMON STOCK13,843$16.4 萬<0.1%+950+7.4%加碼歷史
MARAMARA Holdings, Inc.COM10,724$16.8 萬<0.1%+95+0.9%加碼歷史
CLSKCleanspark, Inc.COM NEW15,258$16.8 萬<0.1%+335+2.2%加碼歷史
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG14,700$17.0 萬<0.1%+14,700新進歷史
AURAurora Innovation, Inc.CLASS A COM32,864$17.2 萬<0.1%−8,773−21.1%減碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM14,295$17.3 萬<0.1%+97+0.7%加碼歷史
GNLGlobal Net Lease, Inc.COM NEW23,634$17.8 萬<0.1%+47+0.2%加碼歷史
EZPWEzcorp IncCL A NON VTG12,937$18.0 萬<0.1%−1,342−9.4%減碼歷史
HLHecla Mining CoCOM31,598$18.9 萬<0.1%+4,105+14.9%加碼歷史
ONBOld National BancorpStock9,392$20.0 萬<0.1%+9,392新進歷史
CIMChimera Investment CorpCOM SHS14,642$20.3 萬<0.1%+4,413+43.1%加碼歷史
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS5,920$20.4 萬<0.1%−486−7.6%減碼歷史
OGEOGE Energy Corp.COM4,591$20.4 萬<0.1%−339−6.9%減碼歷史
FLGFlagstar Bank, National AssociationStock19,238$20.4 萬<0.1%+29+0.2%加碼歷史
HPQHP IncStock8,338$20.4 萬<0.1%−953−10.3%減碼歷史
NXHNeighborhood Intelligence, Inc.COM29,663$20.4 萬<0.1%+29,663新進歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,300$20.4 萬<0.1%−97−2.2%減碼–
EXRExtra Space Storage Inc.COM1,387$20.5 萬<0.1%−122−8.1%減碼歷史
TSITCW Strategic Income Fund IncCOM41,952$20.5 萬<0.1%00.0%不變歷史
Abrdn ETFs003261104BBRG ALL COMD K19,866$20.5 萬<0.1%00.0%不變–
Innovator ETFs Trust45782C284US SML CP PWR B7,023$20.5 萬<0.1%+7,023新進–
NEANuveen AMT-Free Quality Municipal Income FundCOM18,794$20.5 萬<0.1%+149+0.8%加碼歷史
WENWendy's CoStock18,004$20.6 萬<0.1%+18,004新進歷史
Pacer Trendpilot US Mid Cap ETF69374H204ETF5,897$20.6 萬<0.1%+5,897新進–
CIENCiena CorpCOM NEW2,539$20.6 萬<0.1%+2,539新進歷史
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,282$20.7 萬<0.1%−144−10.1%減碼–
CAGConagra Brands Inc.Stock10,124$20.7 萬<0.1%−430−4.1%減碼歷史
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP6,947$20.8 萬<0.1%−1,599−18.7%減碼–
LTCLTC Properties IncREIT5,998$20.8 萬<0.1%+301+5.3%加碼歷史
Capital Group International14021T102SHS7,139$20.8 萬<0.1%+7,139新進–
Innovator ETFs Trust45782C417US EQTY PWR BUF5,477$20.8 萬<0.1%−97,652−94.7%減碼–
Global X Uranium ETF37954Y871ETF5,403$21.0 萬<0.1%+5,403新進–
GNRCGenerac Holdings Inc.Stock1,474$21.1 萬<0.1%+1,474新進歷史
iShares Tr46434V381FUTU EXPO TE ETF3,236$21.1 萬<0.1%−908−21.9%減碼–
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,015$21.2 萬<0.1%+1,015新進–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL5,943$21.2 萬<0.1%+5,943新進–
NWLNewell Brands Inc.Stock39,285$21.2 萬<0.1%+7,857+25.0%加碼歷史
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF2,646$21.3 萬<0.1%+2,646新進–
First Tr Exchange-Traded Alp33735B108COM SHS1,857$21.3 萬<0.1%−717−27.9%減碼–
Innovator ETFs Trust45782C342US SML CP PWR ET6,593$21.4 萬<0.1%+51+0.8%加碼–
ARK Next Generation Technology ETF00214Q401ETF1,450$21.4 萬<0.1%+1,450新進–
ODFLOld Dominion Freight Line, Inc.COM1,321$21.4 萬<0.1%+1,321新進歷史
iShares Tr46428951110+ YR INVST GRD4,311$21.6 萬<0.1%−1,311−23.3%減碼–
CAVACava Group, Inc.COM2,589$21.8 萬<0.1%+2,589新進歷史
First Tr Exchange-Traded FD33738D838INTER GOVT ETF10,840$21.8 萬<0.1%−1,759−14.0%減碼–
Calamos ETF Tr12811T803S&P 500 STRUCTUR8,391$21.9 萬<0.1%+8,391新進–
Calamos ETF Tr12811T837RUSSELL 2000 STR8,503$21.9 萬<0.1%+8,503新進–

選擇權（6 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 2 季的選擇權部位
證券類別賣權買權
UBERUber Technologies, IncStock–$26.9 萬
AAPLApple Inc.Stock–$26.5 萬
NVDANVIDIA CorpStock–$25.1 萬
SPYSPDR S&P 500 ETF TrustETF$10.1 萬–
XRXXerox Holdings CorpCOM NEW$9,937–
NWLNewell Brands Inc.Stock$4,297–

2025 年第 1 季之後清倉（94 檔）

2025 年第 1 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2025 年第 1 季之後清倉的部位
證券類別2025 年第 1 季股數2025 年第 1 季市值2025 年第 1 季佔組合 %紀錄
iShares Tr46434V787YLD OPTIM BD219,152$491.4 萬0.2%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF106,495$225.2 萬0.1%–
Tidal Tr II88636J105RTN STACKED BD122,720$208.0 萬0.1%–
T Rowe Price Exchange-Traded87283Q503US EQUI RESH ETF46,947$165.1 萬0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH13,762$141.9 萬<0.1%–
ROKURoku, IncCOM CL A18,001$126.8 萬<0.1%歷史
Innovator ETFs Trust45782C425US EQT ULTRA BFR38,325$124.1 萬<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS25,254$117.6 萬<0.1%歷史
SNSharkNinja, Inc.COM SHS13,500$112.6 萬<0.1%歷史
MASIMasimo CorpCOM6,365$106.0 萬<0.1%歷史
Innovator ETFs Trust45783Y350INTL DEVELOPED P39,270$105.2 萬<0.1%–
XUnited States Steel CorpCOM24,732$104.5 萬<0.1%歷史
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,332$79.6 萬<0.1%–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US10,211$77.6 萬<0.1%–
FRPTFreshpet, Inc.Stock8,299$69.0 萬<0.1%歷史
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,433$56.9 萬<0.1%–
BIRKBirkenstock Holding plcCOM SHS12,015$55.1 萬<0.1%歷史
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH9,343$49.9 萬<0.1%–
QUREuniQure N.V.SHS46,150$48.9 萬<0.1%歷史
Innovator ETFs Trust45784N767GROWTH 100 PWR B18,669$47.3 萬<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,000$42.6 萬<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW9,579$42.1 萬<0.1%–
Innovator ETFs Trust45782C599US SML CP PWR B13,687$40.1 萬<0.1%–
DFSDiscover Financial ServicesCOM2,261$38.6 萬<0.1%歷史
iShares Tr46429B671MSCI CHINA ETF7,001$38.1 萬<0.1%–
VERXVertex, Inc.Stock10,845$38.0 萬<0.1%歷史
PCNPIMCO Corporate & Income Strategy FundCOM27,494$37.5 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,866$37.0 萬<0.1%–
DOCUDocuSign, Inc.Stock4,390$35.7 萬<0.1%歷史
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF15,984$34.9 萬<0.1%–
BECNQxo Building Products, Inc.COM2,500$30.9 萬<0.1%歷史
LWLamb Weston Holdings, Inc.Stock5,605$29.9 萬<0.1%歷史
LENLennar CorpCL A2,596$29.8 萬<0.1%歷史
QSRRestaurant Brands International Inc.COM4,352$29.0 萬<0.1%歷史
Global X FDS37954Y715RBTCS ARTFL INTE10,147$28.9 萬<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,727$28.9 萬<0.1%–
Barrick Gold Corp067901108COM14,127$27.5 萬<0.1%–
OXLCOxford Lane Capital Corp.COM57,495$27.1 萬<0.1%歷史
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,944$27.1 萬<0.1%–
iShares Tr464288752US HOME CONS ETF2,822$26.9 萬<0.1%–
TXTTextron IncCOM3,684$26.6 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$26.3 萬<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,194$26.2 萬<0.1%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$25.9 萬<0.1%–
iShares Tr464289446RUS TOP 200 ETF1,880$25.8 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock1,558$25.8 萬<0.1%歷史
RGNXREGENXBIO Inc.COM35,860$25.6 萬<0.1%歷史
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$25.0 萬<0.1%–
EXPDExpeditors International of Washington IncCOM2,060$24.8 萬<0.1%歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$24.6 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$24.4 萬<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$24.1 萬<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$23.8 萬<0.1%–
BABAAlibaba Group Holding LtdADR1,766$23.3 萬<0.1%歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$23.0 萬<0.1%–
DXDynex Capital IncCOM17,587$22.9 萬<0.1%歷史
iShares U.S. Treasury Bond ETF46429B267ETF9,889$22.7 萬<0.1%–
BDXBecton Dickinson & CoStock982$22.5 萬<0.1%歷史
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$22.4 萬<0.1%–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$22.3 萬<0.1%–
BRBroadridge Financial Solutions, Inc.Stock918$22.3 萬<0.1%歷史
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$22.0 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$21.8 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A5,279$21.7 萬<0.1%歷史
IVTInvenTrust Properties Corp.COM NEW7,390$21.7 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$21.7 萬<0.1%–
Vanguard Wellington FD921935508US MOMENTUM1,418$21.5 萬<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$21.3 萬<0.1%–
IFNAberdeen India Fund, Inc.COM13,431$21.2 萬<0.1%歷史
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$21.1 萬<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,457$21.0 萬<0.1%–
iShares Tr46438G406IBONDS OCT 20258,160$20.9 萬<0.1%–
SNDXSyndax Pharmaceuticals IncCOM16,985$20.9 萬<0.1%歷史
PCARPaccar IncCOM2,133$20.8 萬<0.1%歷史
LKQLKQ CorpCOM4,824$20.5 萬<0.1%歷史
iShares Tr464287374NORTH AMERN NAT4,470$20.3 萬<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$20.2 萬<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$16.1 萬<0.1%歷史
ACTUActuate Therapeutics, Inc.COM23,675$16.0 萬<0.1%歷史
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$16.0 萬<0.1%歷史
RCKTRocket Pharmaceuticals, Inc.COM23,575$15.7 萬<0.1%歷史
PDMPiedmont Realty Trust, Inc.COM CL A19,322$14.2 萬<0.1%歷史
EVVEaton Vance Ltd Duration Income FundCOM12,211$12.2 萬<0.1%歷史
INABIN8BIO, Inc.COM700,680$11.6 萬<0.1%歷史
LTRNLantern Pharma Inc.COM28,650$10.1 萬<0.1%歷史
JPCNuveen Preferred & Income Opportunities FundCOM12,541$9.98 萬<0.1%歷史
LUNRIntuitive Machines, Inc.CLASS A COM10,415$7.76 萬<0.1%歷史
BGSB&G Foods, Inc.COM10,050$6.90 萬<0.1%歷史
APTOAptose Biosciences Inc.COM NEW17,389$5.48 萬<0.1%歷史
BBDBank BradescoSP ADR PFD NEW19,463$4.34 萬<0.1%歷史
ACHVAchieve Life Sciences, Inc.COM12,950$3.46 萬<0.1%歷史
ESPREsperion Therapeutics, Inc.COM12,250$1.76 萬<0.1%歷史
DNNDenison Mines Corp.COM12,000$1.56 萬<0.1%歷史
CMLSQCumulus Media IncCOM CL A14,119$6,241<0.1%歷史