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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 1 季持倉

持倉截至 2025/3/31,2025/5/2 申報。只含多頭部位,變化是跟 2024 年第 4 季比股數。

機構總覽
持股檔數
1,190
較 2024 年第 4 季 +32
總值
$31.3 億
較 2024 年第 4 季 −$4,976 萬 (−1.6%)
申報日
2025/5/2
SEC
Sigma Planning Corp 在 2025 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
COFCapital One Financial CorpStock1,209$21.7 萬<0.1%+29+2.5%加碼歷史
IVTInvenTrust Properties Corp.COM NEW7,390$21.7 萬<0.1%−181−2.4%減碼歷史
JDJD.com, Inc.SPON ADS CL A5,279$21.7 萬<0.1%+5,279新進歷史
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$21.8 萬<0.1%−167−5.1%減碼–
Vanguard Total World Stock ETF922042742ETF1,893$22.0 萬<0.1%+10+0.5%加碼–
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$22.0 萬<0.1%+4,747新進–
CDECoeur Mining, Inc.COM NEW37,268$22.1 萬<0.1%+623+1.7%加碼歷史
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI11,609$22.1 萬<0.1%−1,950−14.4%減碼–
BRBroadridge Financial Solutions, Inc.Stock918$22.3 萬<0.1%−39−4.1%減碼歷史
iShares Tr464287622RUS 1000 ETF727$22.3 萬<0.1%+27+3.9%加碼–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$22.3 萬<0.1%+11,837新進–
FLGFlagstar Bank, National AssociationStock19,209$22.3 萬<0.1%+875+4.8%加碼歷史
CRMDCorMedix Inc.COM36,305$22.4 萬<0.1%+2,612+7.8%加碼歷史
EXRExtra Space Storage Inc.COM1,509$22.4 萬<0.1%+7+0.5%加碼歷史
CPCanadian Pacific Kansas City LtdCOM3,193$22.4 萬<0.1%−256−7.4%減碼歷史
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$22.4 萬<0.1%+25+1.1%加碼–
BDXBecton Dickinson & CoStock982$22.5 萬<0.1%+53+5.7%加碼歷史
EIXEdison InternationalStock3,840$22.6 萬<0.1%+600+18.5%加碼歷史
OGEOGE Energy Corp.COM4,930$22.7 萬<0.1%+4,930新進歷史
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF11,193$22.7 萬<0.1%+11,193新進–
Innovator ETFs Trust45782C318US EQTY PWR BUF6,344$22.7 萬<0.1%−4,301−40.4%減碼–
iShares U.S. Treasury Bond ETF46429B267ETF9,889$22.7 萬<0.1%−482−4.6%減碼–
First Tr Exchange-Traded FD33739Q804ENERGY INM PARTN8,748$22.8 萬<0.1%+8,748新進–
DXDynex Capital IncCOM17,587$22.9 萬<0.1%+17,587新進歷史
TPLTexas Pacific Land CorpStock173$22.9 萬<0.1%−59−25.4%減碼歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$23.0 萬<0.1%+675+12.1%加碼–
First Tr Exchange-Traded FD33735T109COMMON SHS16,966$23.0 萬<0.1%+4,379+34.8%加碼–
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,183$23.0 萬<0.1%+104+0.7%加碼歷史
WABWestinghouse Air Brake Technologies CorpStock1,278$23.2 萬<0.1%+152+13.5%加碼歷史
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN9,511$23.2 萬<0.1%−362−3.7%減碼–
CLBTCellebrite DI Ltd.ORDINARY SHARES12,000$23.3 萬<0.1%+12,000新進歷史
WisdomTree Tr97717X578EM EX ST-OWNED7,559$23.3 萬<0.1%+7,559新進–
BABAAlibaba Group Holding LtdADR1,766$23.3 萬<0.1%+1,766新進歷史
Innovator ETFs Trust45783Y541EQUITY DEF PROTN8,337$23.4 萬<0.1%00.0%不變–
GWWW.W. Grainger, Inc.Stock238$23.5 萬<0.1%+17+7.7%加碼歷史
COINCoinbase Global, Inc.COM CL A1,367$23.5 萬<0.1%−2,141−61.0%減碼歷史
AGNTAGNT, Inc.COM24,098$23.6 萬<0.1%+125+0.5%加碼歷史
PIMCO ETF Tr72201R585MULTISECTOR BD8,947$23.6 萬<0.1%+8,947新進–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,927$23.6 萬<0.1%−656−11.7%減碼–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT7,926$23.6 萬<0.1%−109−1.4%減碼歷史
ASNDAscendis Pharma A/SSPONSORED ADR1,515$23.6 萬<0.1%+1,515新進歷史
IIPRInnovative Industrial Properties IncCOM4,377$23.7 萬<0.1%+53+1.2%加碼歷史
Timothy Plan887432359US LRGMD CP CORE5,590$23.7 萬<0.1%+517+10.2%加碼–
iShares Inc464286319EM MKTS DIV ETF8,696$23.7 萬<0.1%+8,696新進–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$23.8 萬<0.1%+546+8.9%加碼–
iShares Tr46434V381FUTU EXPO TE ETF4,144$23.9 萬<0.1%+100+2.5%加碼–
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP8,546$23.9 萬<0.1%−1,100−11.4%減碼–
JBLJabil IncStock1,765$24.0 萬<0.1%+197+12.6%加碼歷史
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$24.1 萬<0.1%+10,457新進–
ALLEAllegion plcORD SHS1,851$24.1 萬<0.1%+185+11.1%加碼歷史
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,426$24.3 萬<0.1%+1,426新進–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$24.4 萬<0.1%−859−7.9%減碼–
INGRIngredion IncCOM1,806$24.4 萬<0.1%00.0%不變歷史
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$24.6 萬<0.1%−2,632−52.5%減碼–
CRDOCredo Technology Group Holding LtdStock6,147$24.7 萬<0.1%+6,147新進歷史
EXPDExpeditors International of Washington IncCOM2,060$24.8 萬<0.1%+191+10.2%加碼歷史
iShares Tr464287770U.S. FIN SVC ETF3,163$24.8 萬<0.1%+275+9.5%加碼–
Cohen & Steers ETF Trust19249U302NATURAL RES ACTI10,000$24.9 萬<0.1%+10,000新進–
VanEck ETF Trust92189H748CLO ETF4,722$25.0 萬<0.1%+4,722新進–
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$25.0 萬<0.1%−300−5.4%減碼–
ZIONZions Bancorporation, National AssociationCOM5,026$25.1 萬<0.1%+837+20.0%加碼歷史
Columbia ETF Tr II19762B707INDIA CONSMR ETF4,278$25.5 萬<0.1%+4,278新進–
First Tr Exchange-Traded FD33738D838INTER GOVT ETF12,599$25.5 萬<0.1%−192,796−93.9%減碼–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,073$25.6 萬<0.1%−18−0.4%減碼–
CGTXCognition Therapeutics IncCOM608,390$25.6 萬<0.1%−6,100−1.0%減碼歷史
SOUNSoundhound AI, Inc.CLASS A COM31,548$25.6 萬<0.1%+4,150+15.1%加碼歷史
RGNXREGENXBIO Inc.COM35,860$25.6 萬<0.1%−1,450−3.9%減碼歷史
HPQHP IncStock9,291$25.7 萬<0.1%−930−9.1%減碼歷史
WTRGEssential Utilities, Inc.COM6,508$25.7 萬<0.1%+38+0.6%加碼歷史
ARMArm Holdings PLCADR2,409$25.7 萬<0.1%+163+7.3%加碼歷史
NETCloudflare, Inc.CL A COM2,284$25.7 萬<0.1%−328−12.6%減碼歷史
IBKRInteractive Brokers Group, Inc.Stock1,558$25.8 萬<0.1%−197−11.2%減碼歷史
ProShares Tr74347B680S&P MDCP 400 DIV3,200$25.8 萬<0.1%+500+18.5%加碼–
SPDR Series Trust78464A722ST STR SP PHARMA5,894$25.8 萬<0.1%+747+14.5%加碼–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,337$25.8 萬<0.1%−23,283−78.6%減碼–
iShares Tr464289446RUS TOP 200 ETF1,880$25.8 萬<0.1%+1,880新進–
DOCHealthpeak Properties, Inc.COM12,814$25.9 萬<0.1%+953+8.0%加碼歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$25.9 萬<0.1%+1,098+21.1%加碼–
APAAPA CorpStock12,362$26.0 萬<0.1%−905−6.8%減碼歷史
MFCManulife Financial CorpCOM8,380$26.1 萬<0.1%+306+3.8%加碼歷史
BHVNBiohaven Ltd.COM10,862$26.1 萬<0.1%+2,661+32.4%加碼歷史
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,661$26.1 萬<0.1%−251−4.2%減碼–
TERTeradyne, IncStock3,169$26.2 萬<0.1%−210−6.2%減碼歷史
STXSeagate Technology Holdings plcORD SHS3,081$26.2 萬<0.1%+23+0.8%加碼歷史
UGIUgi CorpStock7,927$26.2 萬<0.1%−1,848−18.9%減碼歷史
iShares Tr464289842MSCI PERU GL ETF5,976$26.2 萬<0.1%+5,976新進–
iShares Tr464289420RUS TP200 VL ETF3,194$26.2 萬<0.1%+3,194新進–
iShares Core MSCI Europe ETF46434V738ETF4,364$26.2 萬<0.1%+4,364新進–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY3,963$26.3 萬<0.1%−1,608−28.9%減碼–
UTFCohen & Steers Infrastructure Fund IncCOM10,287$26.3 萬<0.1%−42−0.4%減碼歷史
BBDCBarings BDC, Inc.COM27,558$26.3 萬<0.1%+9,697+54.3%加碼歷史
CTVACorteva, Inc.Stock4,183$26.3 萬<0.1%+13+0.3%加碼歷史
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$26.3 萬<0.1%+946+9.3%加碼–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER4,746$26.4 萬<0.1%+312+7.0%加碼–
iShares Tr464287812US CONSM STAPLES3,697$26.5 萬<0.1%−209−5.4%減碼–
ABRArbor Realty Trust IncCOM22,593$26.5 萬<0.1%−5,390−19.3%減碼歷史
METMetlife IncStock3,311$26.6 萬<0.1%+454+15.9%加碼歷史
TXTTextron IncCOM3,684$26.6 萬<0.1%−1,106−23.1%減碼歷史
SPDR Series Trust78464A284ST NUVE HIGH ETF10,603$26.7 萬<0.1%+453+4.5%加碼–
iShares Tr464288752US HOME CONS ETF2,822$26.9 萬<0.1%−12−0.4%減碼–

選擇權(13 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 1 季的選擇權部位
證券類別賣權買權
TSLATesla, Inc.Stock$32.5 萬–
NVDANVIDIA CorpStock$28.7 萬–
AMDAdvanced Micro Devices IncStock–$12.4 萬
SMCISuper Micro Computer, Inc.Stock–$11.2 萬
XRXXerox Holdings CorpCOM NEW$10.5 萬–
FFord Motor CoStock–$7.53 萬
OLEDUniversal Display CorpCOM$4.63 萬–
LULUlululemon athletica inc.Stock–$4.20 萬
AIC3.ai, Inc.Stock–$3.54 萬
BFHBread Financial Holdings, Inc.COM$5,406–
ECPGEncore Capital Group IncCOM$2,276–
NWLNewell Brands Inc.Stock$1,924–
QCOMQualcomm IncStock–$600

2024 年第 4 季之後清倉(99 檔)

2024 年第 4 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2024 年第 4 季之後清倉的部位
證券類別2024 年第 4 季股數2024 年第 4 季市值2024 年第 4 季佔組合 %紀錄
ALABAstera Labs, Inc.Stock20,520$271.8 萬0.1%歷史
T Rowe Price Exchange-Traded87283Q826SMALL MID CAP56,868$183.4 萬0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF45,545$160.7 萬0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV29,771$151.0 萬<0.1%–
CLHClean Harbors IncCOM6,446$148.3 萬<0.1%歷史
iShares U S ETF Tr46431W606IT RT HDG HGYL17,018$146.9 萬<0.1%–
Invesco Exchange Traded FD T46137V290S&P500 EQL REL40,618$142.9 萬<0.1%–
Etfis Ser Tr I26923G806VIRTUS REAVES UT21,463$136.8 萬<0.1%–
J P Morgan Exchange Traded F46654Q781EQUITY FOCUS ETF17,615$118.2 萬<0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS40,084$115.2 萬<0.1%–
ARMKAramarkCOM23,028$85.9 萬<0.1%歷史
SLVMSylvamo CorpCOMMON STOCK9,375$74.1 萬<0.1%歷史
VMCVulcan Materials COCOM2,642$68.0 萬<0.1%歷史
RBLXRoblox CorpStock11,165$64.6 萬<0.1%歷史
TRUPTrupanion, Inc.COM12,007$57.9 萬<0.1%歷史
PKGPackaging Corp of AmericaStock2,568$57.8 萬<0.1%歷史
BNSBank of Nova ScotiaCOM10,267$55.2 萬<0.1%歷史
FNFabrinetSHS2,499$54.9 萬<0.1%歷史
Innovator ETFs Trust45784N866US SMALL CAP PWR21,434$54.5 萬<0.1%–
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF23,518$54.4 萬<0.1%–
Etfis Ser Tr I26923G798VIRTUS PVT CR24,061$52.3 萬<0.1%–
NICENICE Ltd.SPONSORED ADR3,045$51.7 萬<0.1%歷史
HUTHut 8 Corp.COM22,000$45.1 萬<0.1%歷史
State Street SPDR S&P Biotech ETF78464A870ETF5,000$45.0 萬<0.1%–
AIGAmerican International Group, Inc.Stock6,124$44.6 萬<0.1%歷史
iShares Tr46435G425ESG AWR MSCI USA3,435$44.3 萬<0.1%–
PRPermian Resources CorpCLASS A COM27,241$39.2 萬<0.1%歷史
iShares Tr464288851US OIL GS EX ETF4,273$38.3 萬<0.1%–
IONQIonQ, Inc.COM8,837$36.9 萬<0.1%歷史
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN7,707$34.9 萬<0.1%–
First Tr Exchange-Traded Alp33734K109COM SHS3,152$32.9 萬<0.1%–
STLDSteel Dynamics IncCOM2,822$32.2 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR6,392$31.9 萬<0.1%–
ONBOld National BancorpStock14,522$31.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF3,004$30.6 萬<0.1%–
ALBAlbemarle CorpStock3,536$30.4 萬<0.1%歷史
SNPSSynopsys IncCOM617$29.9 萬<0.1%歷史
DDOGDatadog, Inc.CL A COM2,092$29.9 萬<0.1%歷史
DECKDeckers Outdoor CorpCOM1,447$29.4 萬<0.1%歷史
WLKWestlake CorpCOM2,531$29.0 萬<0.1%歷史
Global X Lithium & Battery Tech ETF37954Y855ETF7,081$28.9 萬<0.1%–
Neos ETF Trust Nasdaq 100 HDGD78433H667ETF10,927$28.5 萬<0.1%–
JBHTHunt J B Transport Services IncCOM1,634$27.9 萬<0.1%歷史
GNTXGentex CorpCOM9,462$27.2 萬<0.1%歷史
JCIJohnson Controls International plcStock3,439$27.1 萬<0.1%歷史
Innovator ETFs Trust45782C870US EQT PWR BUF7,354$27.0 萬<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B9,081$26.7 萬<0.1%–
iShares Inc464286525MSCI GBL MIN VOL2,339$25.5 萬<0.1%–
First Tr Exchng Traded FD VI33740F771FT VEST US5,849$25.0 萬<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF9,311$24.3 萬<0.1%–
ONONOn Holding AGStock4,407$24.1 萬<0.1%歷史
ASIXAdvanSix Inc.COM8,460$24.1 萬<0.1%歷史
ARK Next Generation Technology ETF00214Q401ETF2,231$24.1 萬<0.1%–
CHTRCharter Communications, Inc.CL A701$24.0 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM2,835$24.0 萬<0.1%歷史
SWKSSkyworks Solutions, Inc.Stock2,698$23.9 萬<0.1%歷史
iShares Inc464286475EM MKT SM-CP ETF4,105$23.9 萬<0.1%–
UNGUnited States Natural Gas Fund, LPETF14,049$23.6 萬<0.1%歷史
WBAWalgreens Boots Alliance, Inc.COM24,763$23.1 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock1,295$22.8 萬<0.1%歷史
HALHalliburton CoStock8,383$22.8 萬<0.1%歷史
ProShares Tr74347R842PSHS ULTRUSS20005,384$22.5 萬<0.1%–
Pacer Trendpilot US Mid Cap ETF69374H204ETF6,093$22.5 萬<0.1%–
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM5,929$22.4 萬<0.1%–
iShares U.S. Healthcare Providers ETF464288828ETF4,646$22.3 萬<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF8,950$22.3 萬<0.1%–
Cyberark Software LtdM2682V108SHS665$22.2 萬<0.1%–
VanEck ETF Trust92189H607OIL SERVICES ETF817$22.1 萬<0.1%–
OCOwens CorningStock1,271$21.7 萬<0.1%歷史
ALLYAlly Financial Inc.Stock6,010$21.6 萬<0.1%歷史
SRTSSensus Healthcare, Inc.COM31,000$21.5 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM714$21.4 萬<0.1%歷史
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF5,700$21.3 萬<0.1%–
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW1,013$21.3 萬<0.1%–
Sprott FDS Tr85208P303URANIUM MINERS E5,250$21.2 萬<0.1%–
ODFLOld Dominion Freight Line, Inc.COM1,198$21.1 萬<0.1%歷史
DHIHorton D R IncCOM1,493$20.9 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM5,311$20.8 萬<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX1,964$20.8 萬<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B5,897$20.8 萬<0.1%–
PSNParsons CorpCOM2,236$20.6 萬<0.1%歷史
VALValaris LtdCL A4,623$20.5 萬<0.1%歷史
APAMArtisan Partners Asset Management Inc.CL A4,694$20.2 萬<0.1%歷史
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF16,128$19.4 萬<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM12,033$18.3 萬<0.1%歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$17.3 萬<0.1%–
VSTSVestis CorpCOM SHS10,674$16.3 萬<0.1%歷史
APTOAptose Biosciences Inc.COM703,384$15.8 萬<0.1%歷史
iShares Global Clean Energy ETF464288224ETF10,186$11.6 萬<0.1%–
FSCOFS Credit Opportunities Corp.COMMON STOCK15,732$10.7 萬<0.1%歷史
VMOInvesco Municipal Opportunity TrustCOM10,853$10.5 萬<0.1%歷史
BCXBlackRock Resources & Commodities Strategy TrustSHS10,976$9.37 萬<0.1%歷史
UAUnder Armour, Inc.CL C10,933$8.16 萬<0.1%歷史
NXHNeighborhood Intelligence, Inc.COM15,250$7.52 萬<0.1%歷史
PHKPIMCO High Income FundCOM SHS15,070$7.32 萬<0.1%歷史
JMIAJumia Technologies AGSPONSORED ADS13,048$4.98 萬<0.1%歷史
Amplify ETF Tr032108631AMPLIFY ALTERNAT14,757$3.31 萬<0.1%–
ZOMDFZomedica Corp.COM180,400$2.16 萬<0.1%歷史
WKSPWorksport LtdCOM NEW11,304$1.04 萬<0.1%歷史