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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2024 年第 4 季持倉

持倉截至 2024/12/31,2025/2/3 申報。只含多頭部位,變化是跟 2024 年第 3 季比股數。

機構總覽
持股檔數
1,158
較 2024 年第 3 季 −47
總值
$31.8 億
較 2024 年第 3 季 −$7,971 萬 (−2.4%)
申報日
2025/2/3
SEC
Sigma Planning Corp 在 2024 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
PWRQuanta Services, Inc.COM882$27.9 萬<0.1%−145−14.1%減碼歷史
JBHTHunt J B Transport Services IncCOM1,634$27.9 萬<0.1%−119−6.8%減碼歷史
FITBFifth Third BancorpCOM6,604$27.9 萬<0.1%−2,628−28.5%減碼歷史
AGOAssured Guaranty LtdCOM3,108$28.0 萬<0.1%00.0%不變歷史
NETCloudflare, Inc.CL A COM2,612$28.1 萬<0.1%−3,813−59.3%減碼歷史
Fidelity Covington Trust31609A503ENH MID COR ETF8,571$28.2 萬<0.1%−1,228−12.5%減碼–
iShares Tr464288703MRNING SM CP ETF4,452$28.2 萬<0.1%00.0%不變–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM30,372$28.3 萬<0.1%+282+0.9%加碼歷史
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR22,116$28.4 萬<0.1%−7,320−24.9%減碼歷史
SBSWSibanye Stillwater LtdSPONSORED ADR86,249$28.5 萬<0.1%−7,267−7.8%減碼歷史
Neos ETF Trust Nasdaq 100 HDGD78433H667ETF10,927$28.5 萬<0.1%+10,927新進–
EWEdwards Lifesciences CorpStock3,864$28.6 萬<0.1%−268−6.5%減碼歷史
UVVUniversal CorpCOM5,219$28.6 萬<0.1%+646+14.1%加碼歷史
IIPRInnovative Industrial Properties IncCOM4,324$28.8 萬<0.1%−3,153−42.2%減碼歷史
RGNXREGENXBIO Inc.COM37,310$28.8 萬<0.1%−900−2.4%減碼歷史
Global X Lithium & Battery Tech ETF37954Y855ETF7,081$28.9 萬<0.1%−497−6.6%減碼–
CAGConagra Brands Inc.Stock10,442$29.0 萬<0.1%−992−8.7%減碼歷史
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP9,646$29.0 萬<0.1%+601+6.6%加碼–
WLKWestlake CorpCOM2,531$29.0 萬<0.1%00.0%不變歷史
SPDR Series Trust78464A706ST STR GLB DOW2,216$29.3 萬<0.1%+2,216新進–
iShares Tr464288752US HOME CONS ETF2,834$29.3 萬<0.1%−6,641−70.1%減碼–
iShares Tr46435G243ESG AWRE 1 5 YR11,863$29.3 萬<0.1%+204+1.7%加碼–
RCKTRocket Pharmaceuticals, Inc.COM23,375$29.4 萬<0.1%−1,500−6.0%減碼歷史
DECKDeckers Outdoor CorpCOM1,447$29.4 萬<0.1%+1,447新進歷史
Innovator ETFs Trust45782C383US EQTY PWR BUF7,319$29.4 萬<0.1%−50−0.7%減碼–
MNSTMonster Beverage CorpCOM5,618$29.5 萬<0.1%−440−7.3%減碼歷史
IDXXIDEXX Laboratories IncCOM715$29.6 萬<0.1%−1,177−62.2%減碼歷史
BROSDutch Bros Inc.CL A5,661$29.7 萬<0.1%+5,661新進歷史
Innovator ETFs Trust45782C334GRWT100 PWR BF5,907$29.8 萬<0.1%−1,795−23.3%減碼–
PSECProspect Capital CorpCOM69,188$29.8 萬<0.1%−1,344−1.9%減碼歷史
DDOGDatadog, Inc.CL A COM2,092$29.9 萬<0.1%−3,553−62.9%減碼歷史
Fidelity Covington Trust316092857MSCI RL EST ETF11,069$29.9 萬<0.1%−29,171−72.5%減碼–
SNPSSynopsys IncCOM617$29.9 萬<0.1%−32−4.9%減碼歷史
ARAntero Resources CorpCOM8,602$30.1 萬<0.1%+28+0.3%加碼歷史
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,901$30.2 萬<0.1%+5,901新進–
TTETotalEnergies SESPONSORED ADS5,536$30.2 萬<0.1%−974−15.0%減碼歷史
SPDR Index Shs FDS78463X509ST PORT MARK ETF7,873$30.2 萬<0.1%−2,463−23.8%減碼–
ALBAlbemarle CorpStock3,536$30.4 萬<0.1%−549−13.4%減碼歷史
Invesco Exchange Traded FD T46137V886DWA STAPLES2,904$30.5 萬<0.1%−34−1.2%減碼–
iShares Tr464288208MRGSTR MD CP ETF4,005$30.5 萬<0.1%−162−3.9%減碼–
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF3,004$30.6 萬<0.1%−464−13.4%減碼–
Vanguard Wellington FD921935508US MOMENTUM1,860$30.6 萬<0.1%+1,860新進–
BHVNBiohaven Ltd.COM8,201$30.6 萬<0.1%−30.0%減碼歷史
APAAPA CorpStock13,267$30.6 萬<0.1%+33+0.2%加碼歷史
SNOWSnowflake Inc.Stock1,992$30.8 萬<0.1%−1,495−42.9%減碼歷史
AMCRAmcor plcORD32,944$31.0 萬<0.1%−4,089−11.0%減碼歷史
IBKRInteractive Brokers Group, Inc.Stock1,755$31.0 萬<0.1%+142+8.8%加碼歷史
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR6,342$31.1 萬<0.1%−2,341−27.0%減碼–
SJMJ M SMUCKER CoStock2,833$31.2 萬<0.1%−1,282−31.2%減碼歷史
BTIBritish American Tobacco p.l.c.SPONSORED ADR8,593$31.2 萬<0.1%−69−0.8%減碼歷史
UNMUnum GroupStock4,293$31.3 萬<0.1%−94−2.1%減碼歷史
Vanguard S&P 500 Value ETF921932703ETF1,701$31.4 萬<0.1%+620+57.4%加碼–
WisdomTree Tr97717W547US VALUE FD3,769$31.5 萬<0.1%−234−5.8%減碼–
ONBOld National BancorpStock14,522$31.5 萬<0.1%+14,522新進歷史
iShares Tr464287234MSCI EMG MKT ETF7,541$31.5 萬<0.1%+6+0.1%加碼–
iShares Tr46435G672CORE INTL AGGR6,392$31.9 萬<0.1%+6,392新進–
WYWeyerhaeuser CoCOM NEW11,345$31.9 萬<0.1%−49−0.4%減碼歷史
iShares U S ETF Tr46431W705INT RT HDG C B3,463$32.1 萬<0.1%−200−5.5%減碼–
STLDSteel Dynamics IncCOM2,822$32.2 萬<0.1%+459+19.4%加碼歷史
First Tr Exchange-Traded Alp33734K109COM SHS3,152$32.9 萬<0.1%−146−4.4%減碼–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT87,368$32.9 萬<0.1%+1,040+1.2%加碼歷史
Global X FDS37954Y715RBTCS ARTFL INTE10,437$33.3 萬<0.1%−376−3.5%減碼–
HPQHP IncStock10,221$33.3 萬<0.1%−72−0.7%減碼歷史
FTITechnipFMC plcCOM11,527$33.4 萬<0.1%+363+3.3%加碼歷史
OXLCOxford Lane Capital Corp.COM65,858$33.4 萬<0.1%−3,449−5.0%減碼歷史
SBLKStar Bulk Carriers Corp.SHS PAR22,482$33.6 萬<0.1%+1,060+4.9%加碼歷史
HIIHuntington Ingalls Industries, Inc.COM1,779$33.6 萬<0.1%+517+41.0%加碼歷史
Listed FDS Tr53656F623HORI KI INFL ETF8,881$33.8 萬<0.1%+3,262+58.1%加碼–
SPDR Series Trust78464A821ST STR SP400GRW3,899$33.9 萬<0.1%+19+0.5%加碼–
HLTHilton Worldwide Holdings Inc.COM1,374$34.0 萬<0.1%+150+12.3%加碼歷史
Global X FDS37954Y632ARTIFICIAL ETF8,812$34.0 萬<0.1%+8,812新進–
APLEApple Hospitality REIT, Inc.REIT22,192$34.1 萬<0.1%−741−3.2%減碼歷史
Capital Grp Fixed Incm ETF T14020Y201MUN INM ETF12,676$34.1 萬<0.1%+658+5.5%加碼–
RUMRUM Group Inc.Stock26,332$34.3 萬<0.1%+3,985+17.8%加碼歷史
IRMIron Mountain IncCOM3,272$34.4 萬<0.1%−1,329−28.9%減碼歷史
Invesco Exchange Traded FD T46137V597RAFI US 15008,280$34.5 萬<0.1%+31+0.4%加碼–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,130$34.6 萬<0.1%−370−3.9%減碼–
iShares Tr46436E569ESG SELECT SCRE7,647$34.6 萬<0.1%+33+0.4%加碼–
CCSCentury Communities, Inc.COM4,725$34.7 萬<0.1%+100+2.2%加碼歷史
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN7,707$34.9 萬<0.1%−637−7.6%減碼–
Amplify ETF Tr032108649AMPLIFY JUNIOR S35,113$34.9 萬<0.1%−730−2.0%減碼–
LWLamb Weston Holdings, Inc.Stock5,221$34.9 萬<0.1%00.0%不變歷史
SPDR Series Trust78468R796ST STR SP500FF7,249$34.9 萬<0.1%−93−1.3%減碼–
WisdomTree Tr97717W505US MIDCAP DIVID6,871$35.0 萬<0.1%−287−4.0%減碼–
PNCPNC Financial Services Group, Inc.Stock1,825$35.2 萬<0.1%−2,462−57.4%減碼歷史
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF8,152$35.2 萬<0.1%+8+0.1%加碼–
iShares Tr4642886613 7 YR TREAS BD3,068$35.4 萬<0.1%−203−6.2%減碼–
LDOSLeidos Holdings, Inc.COM2,471$35.6 萬<0.1%+462+23.0%加碼歷史
First Tr Exchng Traded FD VI33740F649FT VEST NAS12,929$35.6 萬<0.1%+2,015+18.5%加碼–
iShares Tr46432F388MSCI USA VALUE3,376$35.7 萬<0.1%+16+0.5%加碼–
WSMWilliams Sonoma IncCOM1,926$35.7 萬<0.1%−10−0.5%減碼歷史
QSRRestaurant Brands International Inc.COM5,485$35.8 萬<0.1%−1,648−23.1%減碼歷史
ULTAUlta Beauty, Inc.Stock826$35.9 萬<0.1%−333−28.7%減碼歷史
USBUS Bancorp DECOM NEW7,530$36.0 萬<0.1%−825−9.9%減碼歷史
iShares Tr464288281JPMORGAN USD EMG4,046$36.0 萬<0.1%−838−17.2%減碼–
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,855$36.1 萬<0.1%−90−2.3%減碼–
Victory Portfolios II92647X830SHS FR CA FL ETF10,620$36.2 萬<0.1%+3,539+50.0%加碼–
American Centy ETF Tr025072885US EQT ETF3,768$36.5 萬<0.1%+3,768新進–
iShares Tr464288794US BR DEL SE ETF2,537$36.6 萬<0.1%+3+0.1%加碼–
LNTAlliant Energy CorpStock6,188$36.6 萬<0.1%+12+0.2%加碼歷史

選擇權(4 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2024 年第 4 季的選擇權部位
證券類別賣權買權
OLEDUniversal Display CorpCOM$9.73 萬–
INTCIntel CorpStock–$5.22 萬
XRXXerox Holdings CorpCOM NEW$4,566–
UBSUBS Group AGStock–$250

2024 年第 3 季之後清倉(113 檔)

2024 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 113 檔。

Sigma Planning Corp 在 2024 年第 3 季之後清倉的部位
證券類別2024 年第 3 季股數2024 年第 3 季市值2024 年第 3 季佔組合 %紀錄
SPDR Index Shs FDS78463X202ST STR EU 50 ETF71,422$380.3 萬0.1%–
CASYCaseys General Stores IncCOM6,146$230.9 萬0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT45,014$216.6 萬0.1%–
VRSNVerisign IncCOM11,125$211.3 萬0.1%歷史
iShares Tr46434VBG4IBONDS DEC24 ETF69,545$175.3 萬0.1%–
CGCarlyle Group Inc.COM33,136$142.7 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F516FT VEST US EQT35,574$134.6 萬<0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF37,321$124.0 萬<0.1%–
VKTXViking Therapeutics, Inc.COM15,119$95.7 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB42,326$89.4 萬<0.1%–
EQIXEquinix IncCOM968$85.9 萬<0.1%歷史
iShares Tr46436E874IBONDS 24 TRM TS28,173$67.6 萬<0.1%–
Invesco Actively Managed Exc46090A879VAR RATE INVT23,863$59.9 萬<0.1%–
iShares Tr46435U184IBONDS 24 TRM HG23,449$54.6 萬<0.1%–
SPDR Series Trust78468R606ST PORT HIGH ETF21,559$51.8 萬<0.1%–
Capital Group Dividend Growe14021L109SHS ETF16,581$50.9 萬<0.1%–
BF.BBrown Forman CorpStock9,768$48.1 萬<0.1%歷史
HUNHuntsman CORPCOM18,964$45.9 萬<0.1%歷史
RVTRoyce Small-Cap Trust, Inc.COM28,972$45.5 萬<0.1%歷史
VMIValmont Industries IncCOM1,539$44.6 萬<0.1%歷史
iShares Tr464288273EAFE SML CP ETF6,538$44.3 萬<0.1%–
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF18,476$43.3 萬<0.1%–
ZTRVirtus Total Return Fund Inc.COM68,650$42.6 萬<0.1%歷史
iShares Tr46434V290US SML CAP EQT6,200$41.1 萬<0.1%–
MROMarathon Oil CorpCOM15,299$40.7 萬<0.1%歷史
BMAMacro Bank Inc.SPON ADR B6,275$39.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT12,291$39.6 萬<0.1%–
Aim ETF Products Trust00888H646ALLIANZIM U S LA14,799$38.9 萬<0.1%–
Innovator ETFs Trust45782C367INTRNL DEV APRL13,292$37.8 萬<0.1%–
LEVILevi Strauss & CoCL A COM STK17,241$37.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F763FT VEST US EQT7,693$37.4 萬<0.1%–
Innovator ETFs Trust45784N304US SMALL CAP POW14,375$36.7 萬<0.1%–
WFRDWeatherford International plcORD SHS4,317$36.7 萬<0.1%歷史
DGDollar General CorpCOM4,299$36.4 萬<0.1%歷史
Dimensional ETF Trust25434V823US REAL ESTA ETF14,117$36.2 萬<0.1%–
CARAvis Budget Group, Inc.COM4,025$35.3 萬<0.1%歷史
BKHBlack Hills CorpCOM5,571$34.1 萬<0.1%歷史
ILMNIllumina, Inc.COM2,559$33.4 萬<0.1%歷史
iShares Tr464289420RUS TP200 VL ETF3,856$31.3 萬<0.1%–
iShares Tr46435G524INTL DIV GRWTH4,201$31.3 萬<0.1%–
ADMAAdma Biologics, Inc.COM15,000$30.0 萬<0.1%歷史
ETF Ser Solutions26922A172NATIONWIDE RSK11,182$28.6 萬<0.1%–
Innovator ETFs Trust45782C748US EQTY PWR BUF7,709$28.4 萬<0.1%–
DINOHF Sinclair CorpCOM6,309$28.1 萬<0.1%歷史
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF2,632$28.1 萬<0.1%–
CFLTConfluent, Inc.CLASS A COM13,639$27.8 萬<0.1%歷史
BLDRBuilders FirstSource, Inc.Stock1,432$27.8 萬<0.1%歷史
Nushares ETF Tr67092P201NUVEEN ESG LRGCP3,355$27.7 萬<0.1%–
ASPNAspen Aerogels IncCOM9,880$27.4 萬<0.1%歷史
NEMNEWMONT CorpStock5,083$27.2 萬<0.1%歷史
iShares Core MSCI Europe ETF46434V738ETF4,387$26.7 萬<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR13,943$26.4 萬<0.1%–
STRSitio Royalties Corp.CLASS A COM12,564$26.2 萬<0.1%歷史
PINSPinterest, Inc.CL A8,047$26.0 萬<0.1%歷史
PHMPultegroup IncCOM1,802$25.9 萬<0.1%歷史
UHSUniversal Health Services IncCL B1,119$25.6 萬<0.1%歷史
Fidelity MSCI Materials Index ETF316092881ETF4,728$25.6 萬<0.1%–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,750$25.3 萬<0.1%–
Vanguard Mun BD FDS922907738INTERMEDIATE TRM2,475$25.0 萬<0.1%–
MURMurphy Oil CorpCOM7,395$25.0 萬<0.1%歷史
ICLRIcon PLCCOM852$24.5 萬<0.1%歷史
MGMMGM Resorts InternationalStock6,186$24.2 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE3,467$24.2 萬<0.1%歷史
SOLVSolventum CorpStock3,450$24.1 萬<0.1%歷史
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,571$23.9 萬<0.1%–
PSAPublic StorageCOM654$23.8 萬<0.1%歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR8,524$23.7 萬<0.1%–
BHPBHP Group LtdADR3,767$23.5 萬<0.1%歷史
WBSWebster Financial CorpCOM5,029$23.4 萬<0.1%歷史
WDAYWorkday, Inc.CL A954$23.3 萬<0.1%歷史
iShares Tr464288612INTRM GOV CR ETF2,173$23.3 萬<0.1%–
LUVSouthwest Airlines CoCOM7,843$23.2 萬<0.1%歷史
LKQLKQ CorpCOM5,813$23.2 萬<0.1%歷史
NBIXNeurocrine Biosciences IncStock2,000$23.0 萬<0.1%歷史
Etfis Ser Tr I26923G772INFRAC ACT MLP5,517$22.4 萬<0.1%–
PPLPPL CorpCOM6,730$22.3 萬<0.1%歷史
OMCOmnicom Group Inc.COM2,153$22.3 萬<0.1%歷史
SCCOSouthern Copper CorpStock1,914$22.1 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT4,660$22.0 萬<0.1%–
EBAYeBay IncCOM3,328$21.7 萬<0.1%歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF2,811$21.6 萬<0.1%–
HIGHartford Insurance Group, Inc.Stock1,825$21.5 萬<0.1%歷史
JDJD.com, Inc.SPON ADS CL A5,363$21.5 萬<0.1%歷史
SYBTStock Yards Bancorp, Inc.COM3,455$21.4 萬<0.1%歷史
NMAINuveen Multi-Asset Income FundCOM16,167$21.4 萬<0.1%歷史
OTISOtis Worldwide CorpStock2,048$21.3 萬<0.1%歷史
GPKGraphic Packaging Holding CoCOM7,145$21.1 萬<0.1%歷史
CNCCentene CorpStock2,803$21.1 萬<0.1%歷史
MCHPMicrochip Technology IncStock2,621$21.0 萬<0.1%歷史
ENPHEnphase Energy, Inc.Stock1,859$21.0 萬<0.1%歷史
RRyder System IncCOM1,429$20.8 萬<0.1%歷史
AEMAgnico Eagle Mines LtdStock2,580$20.8 萬<0.1%歷史
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX1,963$20.7 萬<0.1%–
GNRCGenerac Holdings Inc.Stock1,302$20.7 萬<0.1%歷史
KEYKeycorpCOM12,285$20.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT4,474$20.5 萬<0.1%–
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF10,546$20.4 萬<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI8,426$20.3 萬<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K19,935$20.3 萬<0.1%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,174$20.3 萬<0.1%–