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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 4 季持倉

持倉截至 2023/12/31,2024/2/1 申報。只含多頭部位,變化是跟 2023 年第 3 季比股數。

機構總覽
持股檔數
840
較 2023 年第 3 季 −348
總值
$12.8 億
較 2023 年第 3 季 −$13.9 億 (−52.1%)
申報日
2024/2/1
SEC
Sigma Planning Corp 在 2023 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
RGNXREGENXBIO Inc.COM12,430$22.3 萬<0.1%−22,011−63.9%減碼歷史
AMAntero Midstream CorpStock17,836$22.3 萬<0.1%−38,736−68.5%減碼歷史
iShares Tr46434V381FUTU EXPO TE ETF3,739$22.4 萬<0.1%−837−18.3%減碼–
GPCGenuine Parts CoStock1,617$22.4 萬<0.1%−1,991−55.2%減碼歷史
SQMChemical & Mining Co of Chile IncSPON ADR SER B3,730$22.5 萬<0.1%−8,077−68.4%減碼歷史
APOApollo Global Management, Inc.COM2,412$22.5 萬<0.1%+2,412新進歷史
CORCencora, Inc.Stock1,100$22.6 萬<0.1%−914−45.4%減碼歷史
Dimensional ETF Trust25434V872CORE FIXE IN ETF5,352$22.7 萬<0.1%−6,365−54.3%減碼–
HCAHCA Healthcare, Inc.COM838$22.7 萬<0.1%+838新進歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF5,384$22.7 萬<0.1%−12,405−69.7%減碼–
FITBFifth Third BancorpCOM6,621$22.8 萬<0.1%−8,233−55.4%減碼歷史
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER4,308$22.8 萬<0.1%−6,539−60.3%減碼–
GXOGXO Logistics, Inc.Stock3,734$22.8 萬<0.1%−4,232−53.1%減碼歷史
GSLGlobal Ship Lease, Inc.COM CL A11,544$22.9 萬<0.1%−13,025−53.0%減碼歷史
COINCoinbase Global, Inc.COM CL A1,316$22.9 萬<0.1%+1,316新進歷史
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX2,308$22.9 萬<0.1%−4,118−64.1%減碼–
STNEStoneCo Ltd.COM12,700$22.9 萬<0.1%−19,025−60.0%減碼歷史
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,043$22.9 萬<0.1%−4,357−80.7%減碼–
Amplify ETF Tr032108409CWP ENHANCED DIV6,298$23.0 萬<0.1%−4,952−44.0%減碼–
BSXBoston Scientific CorpStock3,991$23.1 萬<0.1%−6,222−60.9%減碼歷史
GNRCGenerac Holdings Inc.Stock1,790$23.1 萬<0.1%−2,319−56.4%減碼歷史
BRBroadridge Financial Solutions, Inc.Stock1,125$23.1 萬<0.1%−814−42.0%減碼歷史
BEPCBrookfield Renewable CorpCL A SUB VTG8,061$23.2 萬<0.1%−8,587−51.6%減碼歷史
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR4,885$23.4 萬<0.1%+4,885新進–
CICigna GroupStock783$23.5 萬<0.1%−1,351−63.3%減碼歷史
ARMKAramarkCOM8,356$23.5 萬<0.1%−828−9.0%減碼歷史
FLNGFlex LNG Ltd.SHS8,100$23.5 萬<0.1%−7,008−46.4%減碼歷史
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF6,777$23.6 萬<0.1%−10,127−59.9%減碼–
Janus Detroit STR Tr47103U845HENDRSON AAA CL4,687$23.6 萬<0.1%−25,020−84.2%減碼–
SSentinelOne, Inc.CL A8,600$23.6 萬<0.1%+8,600新進歷史
CROXCrocs, Inc.COM2,532$23.7 萬<0.1%−1,961−43.6%減碼歷史
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF1,356$23.8 萬<0.1%−497−26.8%減碼–
NVSNovartis AGADR2,362$23.8 萬<0.1%−4,754−66.8%減碼歷史
BTIBritish American Tobacco p.l.c.SPONSORED ADR8,149$23.9 萬<0.1%−26,055−76.2%減碼歷史
Innovator ETFs Trust45782C409US EQTY BUFR JAN5,850$23.9 萬<0.1%−1,599−21.5%減碼–
iShares Inc464286475EM MKT SM-CP ETF4,154$24.0 萬<0.1%−2,800−40.3%減碼–
CTASCintas CorpStock399$24.0 萬<0.1%−299−42.8%減碼歷史
iShares Tr46435U713US INFRASTRUC5,973$24.1 萬<0.1%−13,254−68.9%減碼–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH3,537$24.1 萬<0.1%−2,905−45.1%減碼–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF10,643$24.2 萬<0.1%−18,174−63.1%減碼–
iShares Tr464287630RUS 2000 VAL ETF1,564$24.3 萬<0.1%−8,607−84.6%減碼–
LRNStride, Inc.COM4,100$24.3 萬<0.1%−3,100−43.1%減碼歷史
XRXXerox Holdings CorpCOM NEW13,343$24.5 萬<0.1%+3,329+33.2%加碼歷史
DEODiageo PLCSPON ADR NEW1,690$24.6 萬<0.1%−2,352−58.2%減碼歷史
Alps ETF Tr00162Q387OSHARES US QUALT5,345$24.6 萬<0.1%−5,994−52.9%減碼–
DGXQuest Diagnostics IncCOM1,795$24.7 萬<0.1%−5,990−76.9%減碼歷史
ECPGEncore Capital Group IncCOM4,880$24.8 萬<0.1%−8,422−63.3%減碼歷史
iShares Tr464288257MSCI ACWI ETF2,437$24.8 萬<0.1%−3,968−62.0%減碼–
QSRRestaurant Brands International Inc.COM3,174$24.8 萬<0.1%−4,626−59.3%減碼歷史
First Tr Exchng Traded FD VI33740F334FT VEST U.S.7,906$24.8 萬<0.1%+7,906新進–
IIPRInnovative Industrial Properties IncCOM2,465$24.9 萬<0.1%−4,457−64.4%減碼歷史
iShares Tr464288273EAFE SML CP ETF4,044$25.0 萬<0.1%−3,478−46.2%減碼–
MFICMidCap Financial Investment CorpCOM NEW18,334$25.1 萬<0.1%−32,136−63.7%減碼歷史
SYNASYNAPTICS IncStock2,200$25.1 萬<0.1%−174−7.3%減碼歷史
ASMLASML Holding NVADR332$25.1 萬<0.1%−146−30.5%減碼歷史
COFCapital One Financial CorpStock1,915$25.1 萬<0.1%−664−25.7%減碼歷史
WUWestern Union COStock21,355$25.5 萬<0.1%−18,621−46.6%減碼歷史
EPREpr PropertiesCOM SH BEN INT5,255$25.5 萬<0.1%−8,814−62.6%減碼歷史
POOLPool CorpCOM641$25.6 萬<0.1%−802−55.6%減碼歷史
SLVMSylvamo CorpCOMMON STOCK5,206$25.6 萬<0.1%−231−4.2%減碼歷史
PHParker-Hannifin CorpStock556$25.6 萬<0.1%−255−31.4%減碼歷史
WNCWabash National CorpCOM10,000$25.6 萬<0.1%−10−0.1%減碼歷史
RIVRivernorth Opportunities Fund, Inc.COM23,331$25.6 萬<0.1%−18,815−44.6%減碼歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF3,969$25.8 萬<0.1%−8,684−68.6%減碼–
LULUlululemon athletica inc.Stock507$25.9 萬<0.1%−1,083−68.1%減碼歷史
iShares Tr464288703MRNING SM CP ETF4,401$26.1 萬<0.1%−51−1.1%減碼–
iShares Tr464287739U.S. REAL ES ETF2,853$26.1 萬<0.1%−4,252−59.8%減碼–
LENLennar CorpCL A1,754$26.1 萬<0.1%−2,608−59.8%減碼歷史
ALLAllstate CorpStock1,882$26.3 萬<0.1%−3,186−62.9%減碼歷史
SKTTanger Inc.COM9,511$26.4 萬<0.1%−8,145−46.1%減碼歷史
DOCUDocuSign, Inc.Stock4,462$26.5 萬<0.1%−849−16.0%減碼歷史
IDCCInterDigital, Inc.COM2,449$26.6 萬<0.1%−3,653−59.9%減碼歷史
IRMIron Mountain IncCOM3,809$26.7 萬<0.1%−3,667−49.1%減碼歷史
SPDR Series Trust78464A201ST STR SP600GRWO3,212$26.9 萬<0.1%−6,026−65.2%減碼–
ETSYEtsy IncCOM3,317$26.9 萬<0.1%−656−16.5%減碼歷史
ETF Managers Tr26924G201PRIME CYBR SCRTY4,463$27.0 萬<0.1%−4,761−51.6%減碼–
FISVFiserv IncStock2,032$27.0 萬<0.1%−2,650−56.6%減碼歷史
ZBHZimmer Biomet Holdings, Inc.Stock2,230$27.1 萬<0.1%−3,620−61.9%減碼歷史
MURMurphy Oil CorpCOM6,370$27.2 萬<0.1%−300−4.5%減碼歷史
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF11,005$27.2 萬<0.1%−27,405−71.3%減碼–
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN13,697$27.3 萬<0.1%−5,202−27.5%減碼–
SPDR Series Trust78468R200ST STR RATE ETF8,952$27.4 萬<0.1%−30,802−77.5%減碼–
OTISOtis Worldwide CorpStock3,062$27.4 萬<0.1%−1,127−26.9%減碼歷史
GNWGenworth Financial IncCOM SHS41,107$27.5 萬<0.1%−47,825−53.8%減碼歷史
BHVNBiohaven Ltd.COM6,418$27.5 萬<0.1%−6,447−50.1%減碼歷史
CPBCAMPBELL'S CoCOM6,363$27.5 萬<0.1%+6,363新進歷史
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD20,748$27.6 萬<0.1%−65,621−76.0%減碼–
MRNAModerna, Inc.Stock2,777$27.6 萬<0.1%−7,228−72.2%減碼歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT21,561$27.6 萬<0.1%−22,887−51.5%減碼歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF11,062$27.7 萬<0.1%−13,181−54.4%減碼–
iShares Tr464287697U.S. UTILITS ETF3,470$27.7 萬<0.1%−5,064−59.3%減碼–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF5,912$27.8 萬<0.1%−6,840−53.6%減碼–
VICIVici Properties Inc.COM8,768$28.0 萬<0.1%−6,322−41.9%減碼歷史
Innovator ETFs Trust45782C326US EQTY BUFR MAY8,268$28.0 萬<0.1%−8,276−50.0%減碼–
SWKStanley Black & Decker, Inc.COM2,875$28.2 萬<0.1%−6,403−69.0%減碼歷史
IRIngersoll Rand Inc.COM3,656$28.3 萬<0.1%−8,050−68.8%減碼歷史
LHXL3HARRIS Technologies, Inc.Stock1,346$28.3 萬<0.1%−1,778−56.9%減碼歷史
Vanguard Mortgage-Backed Securities ETF92206C771ETF6,125$28.4 萬<0.1%−7,283−54.3%減碼–
ESSEssex Property Trust, Inc.COM1,146$28.4 萬<0.1%−1,649−59.0%減碼歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF9,742$28.5 萬<0.1%+403+4.3%加碼–

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 4 季的選擇權部位
證券類別賣權買權
NWLNewell Brands Inc.Stock$9,313–
PBIPitney Bowes IncCOM$4,904–
TUPTupperware Brands CorpCOM$3,687–
GNWGenworth Financial IncCOM SHS$3,010–
NOKNokia CorpSPONSORED ADR$1,848–
UBSUBS Group AGStock–$250

2023 年第 3 季之後清倉(381 檔)

2023 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 381 檔。

Sigma Planning Corp 在 2023 年第 3 季之後清倉的部位
證券類別2023 年第 3 季股數2023 年第 3 季市值2023 年第 3 季佔組合 %紀錄
Innovator ETFs Trust45783Y723POWER BUFFER SET191,031$509.2 萬0.2%–
iShares Tr46432F859CORE 1 5 YR USD87,727$406.9 萬0.2%–
iShares Inc464286525MSCI GBL MIN VOL37,544$358.3 萬0.1%–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH33,606$326.5 萬0.1%–
Invesco Exchange Traded FD T46137V886DWA STAPLES37,451$312.5 萬0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB139,844$296.9 萬0.1%–
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF98,648$266.0 萬0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF13,366$262.0 萬0.1%–
CXMSprinklr, Inc.CL A188,136$260.4 萬0.1%歷史
iShares Tr46436E882IBONDS 23 TRM TS95,414$236.8 萬0.1%–
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER52,502$153.6 萬0.1%歷史
iShares Tr46434VAX8IBONDS DEC23 ETF55,668$141.2 萬0.1%–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD52,033$124.9 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY50,650$119.1 萬<0.1%–
iShares Tr46428865310-20 YR TRS ETF11,899$117.2 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY49,045$110.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY48,969$110.1 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 2646,088$104.3 萬<0.1%–
WisdomTree Tr97717W109US TOTAL DIVIDND15,825$95.2 萬<0.1%–
VMWVmware LLCCL A COM5,598$93.2 萬<0.1%歷史
DBAInvesco DB Agriculture FundAGRICULTURE FD43,392$92.9 萬<0.1%歷史
DBPInvesco DB Precious Metals FundPRECIOUS METAL19,231$91.3 萬<0.1%歷史
Exchange Traded Concepts Tr301505749VSPR US LC ETF38,885$89.4 萬<0.1%–
TTTrane Technologies plcSHS4,289$87.0 萬<0.1%歷史
DTMDT Midstream, Inc.COMMON STOCK16,343$86.5 萬<0.1%歷史
JXNJackson Financial Inc.COM CL A22,378$85.5 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G508SR LN ETF39,327$82.5 萬<0.1%–
BWABorgwarner IncCOM20,121$81.2 萬<0.1%歷史
CHICalamos Convertible Opportunities & Income FundSH BEN INT74,878$78.9 萬<0.1%歷史
iShares Tr46435U150IBONDS 23 TRM HG33,232$78.6 萬<0.1%–
SPDR Series Trust78464A805ST STR PR SP150014,532$76.3 萬<0.1%–
SPLKSplunk IncCOM5,208$76.2 萬<0.1%歷史
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL6,192$73.9 萬<0.1%–
BCBrunswick CorpCOM9,311$73.6 萬<0.1%歷史
MASMasco CorpCOM13,699$73.2 萬<0.1%歷史
HPQHP IncStock28,079$72.2 萬<0.1%歷史
PECOPhillips Edison & Company, Inc.COMMON STOCK21,467$72.0 萬<0.1%歷史
Global X FDS37954Y632ARTIFICIAL ETF26,168$70.4 萬<0.1%–
Dimensional ETF Trust25434V815US SMALL CAP ETF27,370$69.4 萬<0.1%–
Schwab Emerging Markets Equity ETF808524706ETF28,721$68.8 萬<0.1%–
ARCHArch Resources, Inc.CL A3,916$66.8 萬<0.1%歷史
iShares U.S. Treasury Bond ETF46429B267ETF28,723$63.3 萬<0.1%–
BF.BBrown Forman CorpStock10,952$63.2 萬<0.1%歷史
Dimensional ETF Trust25434V740EMERGING MKTS VA26,558$62.9 萬<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE25,189$62.3 萬<0.1%–
RBB FD Inc74933W452F/M US TREASURY12,413$62.2 萬<0.1%–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD8,635$61.8 萬<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS27,424$61.6 萬<0.1%歷史
iShares Inc46434G822MSCI JAPAN ETF10,205$61.5 萬<0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF14,254$59.6 萬<0.1%–
HIGHartford Insurance Group, Inc.Stock8,366$59.3 萬<0.1%歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF12,320$59.1 萬<0.1%–
NUSNu Skin Enterprises, Inc.CL A27,792$58.9 萬<0.1%歷史
SPDR Series Trust78468R804ST STR R1K LOWV4,308$57.5 萬<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF2,121$57.2 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US14,297$56.9 萬<0.1%–
VEEVVeeva Systems IncStock2,792$56.8 萬<0.1%歷史
VMIValmont Industries IncCOM2,348$56.4 萬<0.1%歷史
LZBLa-Z-Boy IncCOM18,253$56.4 萬<0.1%歷史
HOLXHologic IncCOM7,973$55.3 萬<0.1%歷史
iShares Tr46435U374MSCI JP VALUE19,291$55.1 萬<0.1%–
LIVELive Ventures IncCOM NEW19,229$54.4 萬<0.1%歷史
CMGChipotle Mexican Grill IncCOM296$54.4 萬<0.1%歷史
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM6,735$54.2 萬<0.1%–
IMOImperial Oil LtdCOM NEW8,450$52.0 萬<0.1%歷史
BFHBread Financial Holdings, Inc.COM15,171$51.9 萬<0.1%歷史
Innovator ETFs Trust45782C755US EQTY BUFR JUN15,794$51.8 萬<0.1%–
USBUS Bancorp DECOM NEW15,621$51.6 萬<0.1%歷史
HRLHormel Foods CorpCOM13,368$50.8 萬<0.1%歷史
HUNHuntsman CORPCOM20,738$50.6 萬<0.1%歷史
UNMUnum GroupStock10,276$50.5 萬<0.1%歷史
iShares Tr464288281JPMORGAN USD EMG6,072$50.1 萬<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF5,514$49.9 萬<0.1%–
INTUIntuit Inc.Stock972$49.7 萬<0.1%歷史
CHDChurch & Dwight Co IncCOM5,418$49.7 萬<0.1%歷史
SWKSSkyworks Solutions, Inc.Stock5,008$49.4 萬<0.1%歷史
Vanguard Morningstar Small-Cap Growth ETF922908595ETF2,297$49.2 萬<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO3,285$48.6 萬<0.1%–
ILMNIllumina, Inc.COM3,539$48.6 萬<0.1%歷史
First Tr Exchange-Traded Alp33735B108COM SHS5,263$48.5 萬<0.1%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD9,944$47.8 萬<0.1%–
iShares Tr464288448INTL SEL DIV ETF18,779$47.7 萬<0.1%–
LEGLeggett & Platt IncStock18,587$47.2 萬<0.1%歷史
WORWorthington Enterprises, Inc.COM7,445$46.0 萬<0.1%歷史
CPECallon Petroleum CoCOM11,761$46.0 萬<0.1%歷史
CASHPathward Financial, Inc.COM9,975$46.0 萬<0.1%歷史
FTNTFortinet, Inc.Stock7,823$45.9 萬<0.1%歷史
SBLKStar Bulk Carriers Corp.SHS PAR23,674$45.6 萬<0.1%歷史
JBHTHunt J B Transport Services IncCOM2,388$45.0 萬<0.1%歷史
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