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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 3 季持倉

持倉截至 2023/9/30,2023/11/6 申報。只含多頭部位,變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
1,188
較 2023 年第 2 季 −11
總值
$26.7 億
較 2023 年第 2 季 −$1.17 億 (−4.2%)
申報日
2023/11/6
SEC
Sigma Planning Corp 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SVCService Properties TrustCOM SH BEN INT33,508$25.8 萬<0.1%+1,500+4.7%加碼歷史
WisdomTree Tr97717W505US MIDCAP DIVID6,314$25.9 萬<0.1%−1,904−23.2%減碼–
CRCrane CoCOMMON STOCK2,914$25.9 萬<0.1%00.0%不變歷史
LNTAlliant Energy CorpStock5,350$25.9 萬<0.1%−881−14.1%減碼歷史
CFLTConfluent, Inc.CLASS A COM8,756$25.9 萬<0.1%+8,756新進歷史
iShares Tr464287192US TRSPRTION1,110$26.0 萬<0.1%00.0%不變–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF2,595$26.0 萬<0.1%+56+2.2%加碼–
Dimensional ETF Trust25434V849NATL MUN BD ETF5,597$26.0 萬<0.1%+5,597新進–
CQPCheniere Energy Partners, L.P.COM UNIT4,807$26.1 萬<0.1%+346+7.8%加碼歷史
NEMNEWMONT CorpStock7,052$26.1 萬<0.1%+309+4.6%加碼歷史
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,563$26.1 萬<0.1%−183−1.7%減碼–
MCHPMicrochip Technology IncStock3,352$26.2 萬<0.1%−1,979−37.1%減碼歷史
Innovator ETFs Trust45782C391US EQTY BUFR MAR7,221$26.2 萬<0.1%−619−7.9%減碼–
Schwab U.S. Large-Cap Value ETF808524409ETF4,074$26.3 萬<0.1%+419+11.5%加碼–
HIIHuntington Ingalls Industries, Inc.COM1,285$26.3 萬<0.1%−82−6.0%減碼歷史
EXPDExpeditors International of Washington IncCOM2,297$26.3 萬<0.1%+160+7.5%加碼歷史
Fidelity Covington Trust316092337FIDELITY FUND LR16,237$26.6 萬<0.1%+3,505+27.5%加碼–
CASSCass Information Systems IncCOM7,159$26.7 萬<0.1%−2,327−24.5%減碼歷史
First Tr Exchng Traded FD VI33740F474FT VEST US EQT8,431$26.7 萬<0.1%00.0%不變–
BGBunge Global SACOM2,478$26.8 萬<0.1%−628−20.2%減碼歷史
PAYCPaycom Software, Inc.Stock1,036$26.9 萬<0.1%+70+7.2%加碼歷史
IPInternational Paper CoCOM7,576$26.9 萬<0.1%−1,909−20.1%減碼歷史
Innovator ETFs Trust45782C433US EQTY BUFR FEB8,075$26.9 萬<0.1%−36,355−81.8%減碼–
iShares Tr46435U432IBONDS DEC 2510,319$26.9 萬<0.1%+37+0.4%加碼–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF1,853$26.9 萬<0.1%+1,853新進–
TTETotalEnergies SESPONSORED ADS4,097$26.9 萬<0.1%+124+3.1%加碼歷史
Defiance Quantum ETF26922A420ETF5,629$27.0 萬<0.1%+1,635+40.9%加碼–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW5,505$27.1 萬<0.1%−1,010−15.5%減碼–
iShares Tr46436E569ESG SELECT SCRE8,365$27.1 萬<0.1%−443−5.0%減碼–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM5,932$27.2 萬<0.1%−6,635−52.8%減碼–
LTCLTC Properties IncREIT8,470$27.2 萬<0.1%+327+4.0%加碼歷史
Innovator ETFs Trust45782C409US EQTY BUFR JAN7,449$27.4 萬<0.1%−1,014−12.0%減碼–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT9,333$27.4 萬<0.1%−1,350−12.6%減碼歷史
iShares Tr464288208MRGSTR MD CP ETF4,598$27.5 萬<0.1%−574−11.1%減碼–
SNVSynovus Financial CorpCOM NEW9,920$27.6 萬<0.1%00.0%不變歷史
UTFCohen & Steers Infrastructure Fund IncCOM14,118$27.6 萬<0.1%−3,735−20.9%減碼歷史
iShares Tr46434V1000-5YR INVT GR CP5,763$27.7 萬<0.1%−28,718−83.3%減碼–
iShares Tr46435G318IBONDS DEC202310,880$27.8 萬<0.1%+49+0.5%加碼–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF9,869$27.8 萬<0.1%+1,169+13.4%加碼依 10 比 1 拆股換算–
CAGConagra Brands Inc.Stock10,156$27.9 萬<0.1%−1,752−14.7%減碼歷史
DOXAmdocs LtdSHS3,308$27.9 萬<0.1%+727+28.2%加碼歷史
NXPINXP Semiconductors N.V.COM1,398$28.0 萬<0.1%+1,398新進歷史
Vanguard Emerging Markets Government Bond ETF921946885ETF4,744$28.1 萬<0.1%−962−16.9%減碼–
PENNPENN Entertainment, Inc.COM12,272$28.2 萬<0.1%+12,272新進歷史
ASMLASML Holding NVADR478$28.2 萬<0.1%+145+43.5%加碼歷史
SPDR Series Trust78464A821ST STR SP400GRW4,093$28.3 萬<0.1%−2,338−36.4%減碼–
Doubleline ETF Trust25861R105OPPO CORE BD ETF6,422$28.3 萬<0.1%+6,422新進–
PBIPitney Bowes IncCOM94,409$28.5 萬<0.1%+9,340+11.0%加碼歷史
RBB FD Inc74933W478US TREASRY 12 MT5,727$28.6 萬<0.1%+1,006+21.3%加碼–
iShares Inc46434G863ESG AWR MSCI EM9,452$28.6 萬<0.1%−1,257−11.7%減碼–
iShares Tr46435G243ESG AWRE 1 5 YR12,209$29.0 萬<0.1%+10+0.1%加碼–
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG21,183$29.0 萬<0.1%00.0%不變歷史
iShares Tr46435G474FALN ANGLS USD11,715$29.1 萬<0.1%−5,480−31.9%減碼–
JHGJanus Henderson Group Ltd.ORD SHS11,289$29.1 萬<0.1%−254−2.2%減碼歷史
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF4,301$29.2 萬<0.1%+20.0%加碼–
ESTCElastic N.V.ORD SHS3,594$29.2 萬<0.1%+3,594新進歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR12,205$29.3 萬<0.1%+992+8.8%加碼–
RBB FD Inc74933W486US TREASY 2 YR6,114$29.3 萬<0.1%+1,937+46.4%加碼–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,833$29.3 萬<0.1%+5,833新進–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT80,495$29.5 萬<0.1%+1,783+2.3%加碼歷史
ULTAUlta Beauty, Inc.Stock738$29.5 萬<0.1%−1−0.1%減碼歷史
American Centy ETF Tr025072406QUALITY DIVRSFED6,875$29.5 萬<0.1%+577+9.2%加碼–
GEHCGE HealthCare Technologies Inc.Stock4,354$29.6 萬<0.1%+830+23.6%加碼歷史
INABIN8BIO, Inc.COM285,050$29.6 萬<0.1%+5,650+2.0%加碼歷史
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY6,067$29.7 萬<0.1%−291−4.6%減碼–
SPHSuburban Propane Partners LPUNIT LTD PARTN18,609$29.9 萬<0.1%+616+3.4%加碼歷史
MTBM&T Bank CorpCOM2,374$30.0 萬<0.1%+27+1.2%加碼歷史
PAXSPIMCO Access Income FundSHS BENFIN INT21,670$30.1 萬<0.1%00.0%不變歷史
SNDXSyndax Pharmaceuticals IncCOM20,750$30.1 萬<0.1%−100.0%減碼歷史
WTRGEssential Utilities, Inc.COM8,777$30.1 萬<0.1%+246+2.9%加碼歷史
BKNGBooking Holdings Inc.Stock97$30.2 萬<0.1%+97新進歷史
Capital Grp Fixed Incm ETF T14020Y201MUN INM ETF11,766$30.2 萬<0.1%+11,766新進–
MURMurphy Oil CorpCOM6,670$30.2 萬<0.1%+6,670新進歷史
AZOAutoZone IncCOM119$30.3 萬<0.1%−1,489−92.6%減碼歷史
Vanguard Financials ETF92204A405ETF3,778$30.4 萬<0.1%+934+32.8%加碼–
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,362$30.4 萬<0.1%+142+4.4%加碼–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,767$30.6 萬<0.1%+855+44.7%加碼–
IMVTImmunovant, Inc.COM7,965$30.6 萬<0.1%−3,935−33.1%減碼歷史
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,091$30.6 萬<0.1%−1,292−17.5%減碼–
DDOGDatadog, Inc.CL A COM3,361$30.6 萬<0.1%+125+3.9%加碼歷史
ASOAcademy Sports & Outdoors, Inc.COM6,490$30.7 萬<0.1%−704−9.8%減碼歷史
WELLWelltower Inc.REIT3,779$31.0 萬<0.1%+249+7.1%加碼歷史
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF12,810$31.2 萬<0.1%+12,810新進–
CDNSCadence Design Systems IncStock1,332$31.2 萬<0.1%+187+16.3%加碼歷史
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,469$31.2 萬<0.1%+3,469新進–
Innovator ETFs Trust45783Y541EQUITY DEF PROTN12,882$31.5 萬<0.1%+12,882新進–
BERYBerry Global Group, Inc.COM5,090$31.5 萬<0.1%+5,090新進歷史
MSCIMSCI Inc.Stock615$31.6 萬<0.1%+81+15.2%加碼歷史
PHParker-Hannifin CorpStock811$31.6 萬<0.1%+142+21.2%加碼歷史
REGNRegeneron Pharmaceuticals, Inc.COM385$31.7 萬<0.1%−70−15.4%減碼歷史
CCJCameco CorpStock8,000$31.7 萬<0.1%−18,321−69.6%減碼歷史
Goldman Sachs ETF Tr381430529ACCES TREASURY3,169$31.7 萬<0.1%+3,169新進–
ARMKAramarkCOM9,184$31.9 萬<0.1%+3,500+61.6%加碼歷史
RPMRPM International IncCOM3,367$31.9 萬<0.1%−62−1.8%減碼歷史
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT6,638$32.0 萬<0.1%−5,884−47.0%減碼–
DHIHorton D R IncCOM2,976$32.0 萬<0.1%−290−8.9%減碼歷史
iShares Tr46435U697IBONDS DEC12,537$32.2 萬<0.1%+1,790+16.7%加碼–
LRNStride, Inc.COM7,200$32.4 萬<0.1%+7,200新進歷史
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS10,685$32.5 萬<0.1%−2,275−17.6%減碼歷史
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF9,281$32.5 萬<0.1%+219+2.4%加碼–

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
NWLNewell Brands Inc.Stock$3.38 萬–
ProShares Tr74347R206PSHS ULTRA QQQ–$2.59 萬
PBIPitney Bowes IncCOM$2.27 萬–
TUPTupperware Brands CorpCOM$1.11 萬–
GNWGenworth Financial IncCOM SHS$7,988–
EZPWEzcorp IncCL A NON VTG$3,730–
STEXStreamex Corp.COM NEW–$795
NOKNokia CorpSPONSORED ADR$660–
UBSUBS Group AGStock–$250

2023 年第 2 季之後清倉(124 檔)

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 124 檔。

Sigma Planning Corp 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
First Tr Exchange-Traded FD33733E856FT VEST GOLD151,227$289.3 萬0.1%–
ONONOn Holding AGStock47,459$156.6 萬0.1%歷史
T Rowe Price Exchange-Traded87283Q404PRICE DIV GRWT45,526$151.7 萬0.1%–
CELHCelsius Holdings, Inc.COM NEW9,467$141.2 萬0.1%歷史
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR23,515$116.7 萬<0.1%–
Timothy Plan887432359US LRGMD CP CORE30,521$109.8 萬<0.1%–
Flexshares Tr33939L886ULTR SHO INC FD11,937$89.5 萬<0.1%–
Flexshares Tr33939L761CR SCD US BD16,915$79.3 萬<0.1%–
Timothy Plan887432342U S SM CP CORE24,518$78.2 萬<0.1%–
RBCRBC Bearings INCCOM3,351$72.9 萬<0.1%歷史
Dimensional ETF Trust25434V724US MKTWIDE VALUE20,838$71.9 萬<0.1%–
Vanguard World FD921910709EXTENDED DUR6,913$60.2 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF16,463$54.1 萬<0.1%–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED24,508$52.3 萬<0.1%–
Flexshares Tr33939L662HIG YLD VL ETF12,130$49.1 萬<0.1%–
SPDR Series Trust78468R770ST STR R1K YLD4,973$47.4 萬<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL14,128$46.4 萬<0.1%–
LUVSouthwest Airlines CoCOM12,787$46.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF11,230$46.0 萬<0.1%–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL15,500$45.3 萬<0.1%–
iShares Inc464286681MSCI EQUAL WEITE5,525$43.5 萬<0.1%–
BLDRBuilders FirstSource, Inc.Stock3,187$43.3 萬<0.1%歷史
WisdomTree Tr97717X131INTL QULTY DIV12,263$42.2 萬<0.1%–
First Tr Exchange-Traded FD33738R712DORSEYWRGT ETF16,190$41.9 萬<0.1%–
APOApollo Global Management, Inc.COM5,408$41.5 萬<0.1%歷史
CMAComerica IncCOM9,668$41.0 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT12,227$40.4 萬<0.1%–
iShares Tr46434V647GLOBAL REIT ETF17,559$40.3 萬<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF8,585$39.8 萬<0.1%–
Flexshares Tr33939L837INTL QLTDV IDX17,780$39.4 萬<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.11,540$39.0 萬<0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH4,778$38.9 萬<0.1%–
RETAReata Pharmaceuticals IncCL A3,775$38.5 萬<0.1%歷史
FOURShift4 Payments, Inc.CL A5,625$38.2 萬<0.1%歷史
HIMSHims & Hers Health, Inc.Stock40,550$38.1 萬<0.1%歷史
KRNTKornit Digital Ltd.SHS12,687$37.3 萬<0.1%歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,851$36.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT7,145$34.6 萬<0.1%–
COINCoinbase Global, Inc.COM CL A4,813$34.4 萬<0.1%歷史
FNVFranco Nevada CorpStock2,361$33.7 萬<0.1%歷史
TWLOTwilio IncCL A5,273$33.6 萬<0.1%歷史
CWHCamping World Holdings, Inc.CL A11,122$33.5 萬<0.1%歷史
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE8,789$33.4 萬<0.1%–
DINDine Brands Global, Inc.COM5,385$31.2 萬<0.1%歷史
KSSKOHLS CorpStock13,312$30.7 萬<0.1%歷史
RTLNecessity Retail REIT, Inc.COM CLASS A43,459$29.4 萬<0.1%歷史
MIDDMIDDLEBY CorpCOM1,957$28.9 萬<0.1%歷史
AEMAgnico Eagle Mines LtdStock5,783$28.9 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC3,657$28.8 萬<0.1%–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV14,804$28.5 萬<0.1%–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM16,400$28.0 萬<0.1%歷史
EMNEastman Chemical CoStock3,338$28.0 萬<0.1%歷史
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF4,059$27.9 萬<0.1%–
Pacer Trendpilot US Mid Cap ETF69374H204ETF8,300$27.3 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,931$27.2 萬<0.1%歷史
iShares Tr464287838U.S. BAS MTL ETF2,037$27.1 萬<0.1%–
ENPHEnphase Energy, Inc.Stock1,617$27.1 萬<0.1%歷史
Dimensional ETF Trust25434V401US EQUI MARK ETF5,534$26.7 萬<0.1%–
DOCNDigitalOcean Holdings, Inc.COM6,539$26.2 萬<0.1%歷史
TRTNTriton International LtdCL A3,050$25.4 萬<0.1%歷史
OVVOvintiv Inc.COM6,540$24.9 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM4,519$24.8 萬<0.1%歷史
PAASPan American Silver CorpStock16,650$24.3 萬<0.1%歷史
Mag Silver Corp55903Q104COM21,581$24.0 萬<0.1%–
METMetlife IncStock4,225$23.9 萬<0.1%歷史
BUDAnheuser-Busch InBev SA/NVADR4,185$23.7 萬<0.1%歷史
SSRMSSR Mining Inc.Stock16,686$23.7 萬<0.1%歷史
ALLYAlly Financial Inc.Stock8,722$23.6 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF9,903$23.2 萬<0.1%–
AALAmerican Airlines Group Inc.Stock12,923$23.2 萬<0.1%歷史
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,741$23.1 萬<0.1%–
DYDycom Industries IncCOM2,030$23.1 萬<0.1%歷史
KDPKeurig Dr Pepper Inc.COM7,364$23.0 萬<0.1%歷史
REYNReynolds Consumer Products Inc.COM8,123$22.9 萬<0.1%歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF5,615$22.9 萬<0.1%–
KGCKinross Gold CorpCOM47,980$22.9 萬<0.1%歷史
NTRSNorthern Trust CorpCOM3,068$22.7 萬<0.1%歷史
DBLDoubleLine Opportunistic Credit FundCOM15,643$22.7 萬<0.1%歷史
ARK Next Generation Technology ETF00214Q401ETF3,834$22.5 萬<0.1%–
iShares U.S. Healthcare Providers ETF464288828ETF877$22.5 萬<0.1%–
Invesco Exchange Traded FD T46137V621FINL PFD ETF15,454$22.2 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN9,456$22.0 萬<0.1%–
Alps ETF Tr00162Q858SECTR DIV DOGS4,344$21.7 萬<0.1%–
Ea Series Trust02072L698STRIVE EMERGING8,130$21.4 萬<0.1%–
BMOBank of MontrealCOM2,359$21.3 萬<0.1%歷史
DRIDarden Restaurants IncCOM1,262$21.1 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock1,109$21.1 萬<0.1%歷史
BABAAlibaba Group Holding LtdADR2,510$20.9 萬<0.1%歷史
CMCCommercial Metals CoStock3,965$20.9 萬<0.1%歷史
MPMP Materials Corp.COM CL A9,122$20.9 萬<0.1%歷史
PEverpure, Inc.CL A5,664$20.9 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM687$20.9 萬<0.1%歷史
PFGPrincipal Financial Group IncCOM2,744$20.8 萬<0.1%歷史
BAXBaxter International IncStock4,569$20.8 萬<0.1%歷史
PNWPinnacle West Capital CorpCOM2,548$20.8 萬<0.1%歷史
ICEIntercontinental Exchange, Inc.Stock1,821$20.6 萬<0.1%歷史
SASeabridge Gold IncCOM16,860$20.3 萬<0.1%歷史
STMSTMicroelectronics N.V.NY REGISTRY4,063$20.3 萬<0.1%歷史
Flexshares Tr33939L100MORNSTAR USMKT1,200$20.2 萬<0.1%–
New Gold Inc Cda644535106COM186,710$20.2 萬<0.1%–