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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 3 季持倉

持倉截至 2023/9/30,2023/11/6 申報。只含多頭部位,變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
1,188
較 2023 年第 2 季 −11
總值
$26.7 億
較 2023 年第 2 季 −$1.17 億 (−4.2%)
申報日
2023/11/6
SEC
Sigma Planning Corp 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
NTGTortoise Midstream Energy Fund, Inc.COM5,916$20.2 萬<0.1%+18+0.3%加碼歷史
DFSDiscover Financial ServicesCOM2,333$20.2 萬<0.1%−120−4.9%減碼歷史
SYBTStock Yards Bancorp, Inc.COM5,155$20.3 萬<0.1%−350−6.4%減碼歷史
Flexshares Tr33939L407MORNSTAR UPSTR5,010$20.3 萬<0.1%−16,221−76.4%減碼–
OLNOLIN CorpStock4,054$20.3 萬<0.1%−1,705−29.6%減碼歷史
WBDWarner Bros. Discovery, Inc.Stock18,845$20.5 萬<0.1%−7,974−29.7%減碼歷史
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM26,703$20.5 萬<0.1%+1,071+4.2%加碼歷史
HRHealthcare Realty Trust IncCL A COM13,453$20.5 萬<0.1%−4,009−23.0%減碼歷史
FTITechnipFMC plcCOM10,121$20.6 萬<0.1%−1,537−13.2%減碼歷史
PINSPinterest, Inc.CL A7,641$20.7 萬<0.1%−2,446−24.2%減碼歷史
WSTWest Pharmaceutical Services IncCOM551$20.7 萬<0.1%+551新進歷史
ZIMZIM Integrated Shipping Services Ltd.SHS19,796$20.7 萬<0.1%+2,927+17.4%加碼歷史
BNYBank of New York Mellon CorpStock4,860$20.7 萬<0.1%−1,058−17.9%減碼歷史
Global X FDS37954Y848GLOBAL X SILVER8,677$20.7 萬<0.1%−433−4.8%減碼–
Cambria ETF Tr132061201SHSHLD YIELD ETF3,361$20.8 萬<0.1%−5,963−64.0%減碼–
DELLDell Technologies Inc.Stock3,028$20.9 萬<0.1%+3,028新進歷史
Fidelity Covington Trust316092345BLUE CHIP VALUE7,608$20.9 萬<0.1%−30.0%減碼–
SEMSelect Medical Holdings CorpCOM8,290$20.9 萬<0.1%+8,290新進歷史
First Tr Exchange Traded FD33741L108DORSY WR MOMNT8,397$21.0 萬<0.1%−1,082−11.4%減碼–
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF9,143$21.0 萬<0.1%+9,143新進–
Great Ajax Corp38983D4097.25 CV SR NT 248,696$21.0 萬<0.1%+8,696新進–
WNCWabash National CorpCOM10,010$21.1 萬<0.1%−90−0.9%減碼歷史
TERTeradyne, IncStock2,105$21.1 萬<0.1%+241+12.9%加碼歷史
ProShares Tr74347B698RUSS 2000 DIVD3,738$21.2 萬<0.1%−6,185−62.3%減碼–
SYNASYNAPTICS IncStock2,374$21.2 萬<0.1%−1,000−29.6%減碼歷史
Abrdn ETFs003261104BBRG ALL COMD K110,066$21.2 萬<0.1%+10,066新進–
TYLTyler Technologies IncCOM552$21.3 萬<0.1%+552新進歷史
NMAINuveen Multi-Asset Income FundCOM19,249$21.4 萬<0.1%−1,503−7.2%減碼歷史
SAMBoston Beer Co IncCL A552$21.5 萬<0.1%+552新進歷史
EVGEaton Vance Short Duration Diversified Income FundCOM20,909$21.7 萬<0.1%+80+0.4%加碼歷史
ABRArbor Realty Trust IncCOM14,292$21.7 萬<0.1%−398−2.7%減碼歷史
OMCOmnicom Group Inc.COM2,914$21.7 萬<0.1%−292−9.1%減碼歷史
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,885$21.7 萬<0.1%+785+7.1%加碼–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI9,801$21.7 萬<0.1%−150−1.5%減碼–
RCLRoyal Caribbean Cruises LtdCOM2,378$21.9 萬<0.1%−363−13.2%減碼歷史
KKRKKR & Co. Inc.COM3,572$22.0 萬<0.1%+3,572新進歷史
NTRNutrien Ltd.COM3,569$22.0 萬<0.1%−74−2.0%減碼歷史
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION8,816$22.1 萬<0.1%+8,816新進–
NGGNational Grid PLCSPONSORED ADR NE3,643$22.1 萬<0.1%−264−6.8%減碼歷史
SOFISoFi Technologies, Inc.Stock27,761$22.2 萬<0.1%+4,902+21.4%加碼歷史
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF8,985$22.3 萬<0.1%+37+0.4%加碼–
DOCUDocuSign, Inc.Stock5,311$22.3 萬<0.1%+807+17.9%加碼歷史
WBSWebster Financial CorpCOM5,543$22.3 萬<0.1%+18+0.3%加碼歷史
RIOTRiot Platforms, Inc.COM23,981$22.4 萬<0.1%+2,920+13.9%加碼歷史
ETF Ser Solutions26922A172NATIONWIDE RSK11,110$22.4 萬<0.1%+1,775+19.0%加碼–
LMBLimbach Holdings, Inc.COM7,062$22.4 萬<0.1%+7,062新進歷史
Paramount Global92556H206CL B17,436$22.5 萬<0.1%−3,797−17.9%減碼–
Atlantica Sustainable Infr PG0751N103SHS11,823$22.6 萬<0.1%−4,299−26.7%減碼–
VFCV F CorpStock12,785$22.6 萬<0.1%−6,636−34.2%減碼歷史
ICLRIcon PLCCOM919$22.6 萬<0.1%−50−5.2%減碼歷史
CNCCentene CorpStock3,290$22.7 萬<0.1%−185−5.3%減碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM18,774$22.7 萬<0.1%+3,039+19.3%加碼歷史
PCARPaccar IncCOM2,687$22.8 萬<0.1%+65+2.5%加碼歷史
BCXBlackRock Resources & Commodities Strategy TrustSHS24,909$22.9 萬<0.1%−6,216−20.0%減碼歷史
First Tr Exchng Traded FD VI33740F425FT VEST U.S7,623$23.0 萬<0.1%+7,623新進–
iShares Tr464288703MRNING SM CP ETF4,452$23.1 萬<0.1%00.0%不變–
First Tr Exchng Traded FD VI33740U844FT VEST U.S6,985$23.1 萬<0.1%−744−9.6%減碼–
AMPAmeriprise Financial IncCOM704$23.2 萬<0.1%+3+0.4%加碼歷史
SNOWSnowflake Inc.Stock1,520$23.2 萬<0.1%+213+16.3%加碼歷史
KLACKLA CorpCOM NEW508$23.3 萬<0.1%−214−29.6%減碼歷史
BMIBadger Meter IncCOM1,620$23.3 萬<0.1%+1,620新進歷史
TEAMAtlassian CorpCL A1,161$23.4 萬<0.1%+1,161新進歷史
iShares Tr464288612INTRM GOV CR ETF2,310$23.4 萬<0.1%+2,310新進–
GPKGraphic Packaging Holding CoCOM10,544$23.5 萬<0.1%+10,544新進歷史
LKQLKQ CorpCOM4,746$23.5 萬<0.1%+4,746新進歷史
NEANuveen AMT-Free Quality Municipal Income FundCOM24,279$23.5 萬<0.1%−5,352−18.1%減碼歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF5,377$23.5 萬<0.1%+29+0.5%加碼–
PSAPublic StorageCOM891$23.5 萬<0.1%+27+3.1%加碼歷史
DKSDick's Sporting Goods, Inc.Stock2,173$23.6 萬<0.1%+481+28.4%加碼歷史
ODFLOld Dominion Freight Line, Inc.COM576$23.6 萬<0.1%+576新進歷史
VTRSViatris IncStock23,987$23.7 萬<0.1%−526−2.1%減碼歷史
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT8,655$23.7 萬<0.1%−805−8.5%減碼依 10 比 1 拆股換算–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL4,708$23.8 萬<0.1%+4,708新進–
DASHDoorDash, Inc.Stock3,001$23.8 萬<0.1%+3,001新進歷史
iShares Global Clean Energy ETF464288224ETF16,325$23.9 萬<0.1%−1,181−6.7%減碼–
SLVMSylvamo CorpCOMMON STOCK5,437$23.9 萬<0.1%−70−1.3%減碼歷史
iShares Tr46434V381FUTU EXPO TE ETF4,576$23.9 萬<0.1%+340+8.0%加碼–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,845$24.0 萬<0.1%+2,845新進–
GIBCgi IncCL A2,452$24.1 萬<0.1%−217−8.1%減碼歷史
ARAntero Resources CorpCOM9,581$24.3 萬<0.1%+9,581新進歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF9,339$24.5 萬<0.1%+440+4.9%加碼–
Innovator ETFs Trust45782C276GRWT100 PWR BUF4,828$24.5 萬<0.1%+4,828新進–
CIKUBS Asset Management Income Fund, Inc.COM94,761$24.5 萬<0.1%−6,360−6.3%減碼歷史
SPDR Series Trust78468R861STATE STRET SPDR13,691$24.8 萬<0.1%+897+7.0%加碼–
iShares Tr464288737GLB CNSM STP ETF4,344$24.8 萬<0.1%−1,809−29.4%減碼–
EIXEdison InternationalStock3,919$24.8 萬<0.1%+387+11.0%加碼歷史
KNXKnight-Swift Transportation Holdings Inc.CL A4,969$24.9 萬<0.1%+4,969新進歷史
iShares Core MSCI Europe ETF46434V738ETF5,020$24.9 萬<0.1%+5,020新進–
CHDNChurchill Downs IncCOM2,154$25.0 萬<0.1%+20+0.9%加碼歷史
STXSeagate Technology Holdings plcORD SHS3,792$25.0 萬<0.1%−1,666−30.5%減碼歷史
COFCapital One Financial CorpStock2,579$25.0 萬<0.1%−16−0.6%減碼歷史
RBLXRoblox CorpStock8,727$25.3 萬<0.1%+1,643+23.2%加碼歷史
RGRSturm Ruger & Co IncStock4,865$25.4 萬<0.1%−602−11.0%減碼歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,400$25.4 萬<0.1%+3,400新進–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF4,914$25.4 萬<0.1%+452+10.1%加碼–
MASIMasimo CorpCOM2,905$25.5 萬<0.1%−90−3.0%減碼歷史
WHRWhirlpool CorpStock1,909$25.5 萬<0.1%−696−26.7%減碼歷史
GLWCorning IncCOM8,415$25.6 萬<0.1%−553−6.2%減碼歷史
TAPMolson Coors Beverage CoCL B4,034$25.7 萬<0.1%+747+22.7%加碼歷史
ETSYEtsy IncCOM3,973$25.7 萬<0.1%−867−17.9%減碼歷史

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
NWLNewell Brands Inc.Stock$3.38 萬–
ProShares Tr74347R206PSHS ULTRA QQQ–$2.59 萬
PBIPitney Bowes IncCOM$2.27 萬–
TUPTupperware Brands CorpCOM$1.11 萬–
GNWGenworth Financial IncCOM SHS$7,988–
EZPWEzcorp IncCL A NON VTG$3,730–
STEXStreamex Corp.COM NEW–$795
NOKNokia CorpSPONSORED ADR$660–
UBSUBS Group AGStock–$250

2023 年第 2 季之後清倉(124 檔)

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 124 檔。

Sigma Planning Corp 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
First Tr Exchange-Traded FD33733E856FT VEST GOLD151,227$289.3 萬0.1%–
ONONOn Holding AGStock47,459$156.6 萬0.1%歷史
T Rowe Price Exchange-Traded87283Q404PRICE DIV GRWT45,526$151.7 萬0.1%–
CELHCelsius Holdings, Inc.COM NEW9,467$141.2 萬0.1%歷史
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR23,515$116.7 萬<0.1%–
Timothy Plan887432359US LRGMD CP CORE30,521$109.8 萬<0.1%–
Flexshares Tr33939L886ULTR SHO INC FD11,937$89.5 萬<0.1%–
Flexshares Tr33939L761CR SCD US BD16,915$79.3 萬<0.1%–
Timothy Plan887432342U S SM CP CORE24,518$78.2 萬<0.1%–
RBCRBC Bearings INCCOM3,351$72.9 萬<0.1%歷史
Dimensional ETF Trust25434V724US MKTWIDE VALUE20,838$71.9 萬<0.1%–
Vanguard World FD921910709EXTENDED DUR6,913$60.2 萬<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF16,463$54.1 萬<0.1%–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED24,508$52.3 萬<0.1%–
Flexshares Tr33939L662HIG YLD VL ETF12,130$49.1 萬<0.1%–
SPDR Series Trust78468R770ST STR R1K YLD4,973$47.4 萬<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL14,128$46.4 萬<0.1%–
LUVSouthwest Airlines CoCOM12,787$46.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF11,230$46.0 萬<0.1%–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL15,500$45.3 萬<0.1%–
iShares Inc464286681MSCI EQUAL WEITE5,525$43.5 萬<0.1%–
BLDRBuilders FirstSource, Inc.Stock3,187$43.3 萬<0.1%歷史
WisdomTree Tr97717X131INTL QULTY DIV12,263$42.2 萬<0.1%–
First Tr Exchange-Traded FD33738R712DORSEYWRGT ETF16,190$41.9 萬<0.1%–
APOApollo Global Management, Inc.COM5,408$41.5 萬<0.1%歷史
CMAComerica IncCOM9,668$41.0 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT12,227$40.4 萬<0.1%–
iShares Tr46434V647GLOBAL REIT ETF17,559$40.3 萬<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF8,585$39.8 萬<0.1%–
Flexshares Tr33939L837INTL QLTDV IDX17,780$39.4 萬<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.11,540$39.0 萬<0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH4,778$38.9 萬<0.1%–
RETAReata Pharmaceuticals IncCL A3,775$38.5 萬<0.1%歷史
FOURShift4 Payments, Inc.CL A5,625$38.2 萬<0.1%歷史
HIMSHims & Hers Health, Inc.Stock40,550$38.1 萬<0.1%歷史
KRNTKornit Digital Ltd.SHS12,687$37.3 萬<0.1%歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,851$36.5 萬<0.1%歷史
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT7,145$34.6 萬<0.1%–
COINCoinbase Global, Inc.COM CL A4,813$34.4 萬<0.1%歷史
FNVFranco Nevada CorpStock2,361$33.7 萬<0.1%歷史
TWLOTwilio IncCL A5,273$33.6 萬<0.1%歷史
CWHCamping World Holdings, Inc.CL A11,122$33.5 萬<0.1%歷史
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE8,789$33.4 萬<0.1%–
DINDine Brands Global, Inc.COM5,385$31.2 萬<0.1%歷史
KSSKOHLS CorpStock13,312$30.7 萬<0.1%歷史
RTLNecessity Retail REIT, Inc.COM CLASS A43,459$29.4 萬<0.1%歷史
MIDDMIDDLEBY CorpCOM1,957$28.9 萬<0.1%歷史
AEMAgnico Eagle Mines LtdStock5,783$28.9 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC3,657$28.8 萬<0.1%–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV14,804$28.5 萬<0.1%–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM16,400$28.0 萬<0.1%歷史
EMNEastman Chemical CoStock3,338$28.0 萬<0.1%歷史
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF4,059$27.9 萬<0.1%–
Pacer Trendpilot US Mid Cap ETF69374H204ETF8,300$27.3 萬<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,931$27.2 萬<0.1%歷史
iShares Tr464287838U.S. BAS MTL ETF2,037$27.1 萬<0.1%–
ENPHEnphase Energy, Inc.Stock1,617$27.1 萬<0.1%歷史
Dimensional ETF Trust25434V401US EQUI MARK ETF5,534$26.7 萬<0.1%–
DOCNDigitalOcean Holdings, Inc.COM6,539$26.2 萬<0.1%歷史
TRTNTriton International LtdCL A3,050$25.4 萬<0.1%歷史
OVVOvintiv Inc.COM6,540$24.9 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM4,519$24.8 萬<0.1%歷史
PAASPan American Silver CorpStock16,650$24.3 萬<0.1%歷史
Mag Silver Corp55903Q104COM21,581$24.0 萬<0.1%–
METMetlife IncStock4,225$23.9 萬<0.1%歷史
BUDAnheuser-Busch InBev SA/NVADR4,185$23.7 萬<0.1%歷史
SSRMSSR Mining Inc.Stock16,686$23.7 萬<0.1%歷史
ALLYAlly Financial Inc.Stock8,722$23.6 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF9,903$23.2 萬<0.1%–
AALAmerican Airlines Group Inc.Stock12,923$23.2 萬<0.1%歷史
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,741$23.1 萬<0.1%–
DYDycom Industries IncCOM2,030$23.1 萬<0.1%歷史
KDPKeurig Dr Pepper Inc.COM7,364$23.0 萬<0.1%歷史
REYNReynolds Consumer Products Inc.COM8,123$22.9 萬<0.1%歷史
State Street SPDR S&P Regional Banking ETF78464A698ETF5,615$22.9 萬<0.1%–
KGCKinross Gold CorpCOM47,980$22.9 萬<0.1%歷史
NTRSNorthern Trust CorpCOM3,068$22.7 萬<0.1%歷史
DBLDoubleLine Opportunistic Credit FundCOM15,643$22.7 萬<0.1%歷史
ARK Next Generation Technology ETF00214Q401ETF3,834$22.5 萬<0.1%–
iShares U.S. Healthcare Providers ETF464288828ETF877$22.5 萬<0.1%–
Invesco Exchange Traded FD T46137V621FINL PFD ETF15,454$22.2 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN9,456$22.0 萬<0.1%–
Alps ETF Tr00162Q858SECTR DIV DOGS4,344$21.7 萬<0.1%–
Ea Series Trust02072L698STRIVE EMERGING8,130$21.4 萬<0.1%–
BMOBank of MontrealCOM2,359$21.3 萬<0.1%歷史
DRIDarden Restaurants IncCOM1,262$21.1 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock1,109$21.1 萬<0.1%歷史
BABAAlibaba Group Holding LtdADR2,510$20.9 萬<0.1%歷史
CMCCommercial Metals CoStock3,965$20.9 萬<0.1%歷史
MPMP Materials Corp.COM CL A9,122$20.9 萬<0.1%歷史
PEverpure, Inc.CL A5,664$20.9 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM687$20.9 萬<0.1%歷史
PFGPrincipal Financial Group IncCOM2,744$20.8 萬<0.1%歷史
BAXBaxter International IncStock4,569$20.8 萬<0.1%歷史
PNWPinnacle West Capital CorpCOM2,548$20.8 萬<0.1%歷史
ICEIntercontinental Exchange, Inc.Stock1,821$20.6 萬<0.1%歷史
SASeabridge Gold IncCOM16,860$20.3 萬<0.1%歷史
STMSTMicroelectronics N.V.NY REGISTRY4,063$20.3 萬<0.1%歷史
Flexshares Tr33939L100MORNSTAR USMKT1,200$20.2 萬<0.1%–
New Gold Inc Cda644535106COM186,710$20.2 萬<0.1%–