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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/2 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,199
較 2023 年第 1 季 −94
總值
$27.8 億
較 2023 年第 1 季 −$2.24 億 (−7.5%)
申報日
2023/8/2
SEC
Sigma Planning Corp 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Tr46428865310-20 YR TRS ETF8,144$90.2 萬<0.1%−4,536−35.8%減碼–
KHCKraft Heinz CoStock25,456$90.4 萬<0.1%−2,672−9.5%減碼歷史
PNCPNC Financial Services Group, Inc.Stock7,181$90.5 萬<0.1%+731+11.3%加碼歷史
HSYHershey CoCOM3,633$90.7 萬<0.1%−1,941−34.8%減碼歷史
AFLAflac IncStock13,020$90.9 萬<0.1%−2,133−14.1%減碼歷史
Vanguard Index FDS922908652EXTEND MKT ETF6,106$90.9 萬<0.1%−1,543−20.2%減碼–
CLColgate Palmolive CoStock11,799$90.9 萬<0.1%−1,458−11.0%減碼歷史
EPDEnterprise Products Partners L.P.Stock34,522$91.0 萬<0.1%−3,446−9.1%減碼歷史
Capital Group Intl Focus EQT14019W109SHS CREAT UNIT38,734$91.1 萬<0.1%+1,628+4.4%加碼–
DDDuPont de Nemours, Inc.COM12,780$91.3 萬<0.1%−2,025−13.7%減碼歷史
TJXTJX Companies IncStock10,797$91.6 萬<0.1%−1,322−10.9%減碼歷史
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH5,992$91.8 萬<0.1%−428−6.7%減碼–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A20,198$92.1 萬<0.1%−288−1.4%減碼歷史
Capital Group Core Equity Et14020V108SHS CREAT UNIT35,913$92.2 萬<0.1%−4,430−11.0%減碼–
NUSNu Skin Enterprises, Inc.CL A27,791$92.3 萬<0.1%00.0%不變歷史
ALBAlbemarle CorpStock4,142$92.4 萬<0.1%+103+2.6%加碼歷史
Invesco Exch Traded FD Tr II46138E511PFD ETF81,307$92.4 萬<0.1%+3,169+4.1%加碼–
iShares Tr464287788U.S. FINLS ETF12,391$92.5 萬<0.1%−819−6.2%減碼–
Vanguard Utilities ETF92204A876ETF6,521$92.7 萬<0.1%−4,596−41.3%減碼–
DBPInvesco DB Precious Metals FundPRECIOUS METAL18,856$93.1 萬<0.1%+416+2.3%加碼歷史
WisdomTree Tr97717W380INTRST RATE HDGE21,163$93.6 萬<0.1%+977+4.8%加碼–
VanEck ETF Trust92189F437FALLEN ANGEL HG33,767$93.8 萬<0.1%−7,108−17.4%減碼–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID43,744$93.8 萬<0.1%−6,581−13.1%減碼–
MPCMarathon Petroleum CorpStock8,045$93.8 萬<0.1%−3,239−28.7%減碼歷史
URIUnited Rentals, Inc.COM2,112$94.1 萬<0.1%−504−19.3%減碼歷史
ONOn Semiconductor CorpStock9,990$94.5 萬<0.1%+1,359+15.7%加碼歷史
Global X FDS37954Y673US INFR DEV ETF30,080$94.5 萬<0.1%−12,603−29.5%減碼–
MROMarathon Oil CorpCOM41,276$95.0 萬<0.1%−55−0.1%減碼歷史
Exchange Traded Concepts Tr301505749VSPR US LC ETF38,724$95.2 萬<0.1%−4,320−10.0%減碼–
Columbia ETF Tr II19762B202EM CORE EX ETF33,340$95.4 萬<0.1%+33,340新進–
SLBSLB LimitedStock19,417$95.4 萬<0.1%−12,506−39.2%減碼歷史
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU47,847$95.6 萬<0.1%+1,487+3.2%加碼–
iShares Tr46435G219INVT GRAD SY ETF21,763$96.2 萬<0.1%−431−1.9%減碼–
CCitigroup IncStock20,962$96.5 萬<0.1%−6,449−23.5%減碼歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF22,447$97.0 萬<0.1%−5,546−19.8%減碼–
VRTXVertex Pharmaceuticals IncStock2,762$97.2 萬<0.1%+10+0.4%加碼歷史
Vanguard Morningstar Large-Cap ETF922908637ETF4,801$97.3 萬<0.1%−5,316−52.5%減碼–
OKEONEOK IncCOM15,802$97.5 萬<0.1%−6,509−29.2%減碼歷史
DBCInvesco DB Commodity Index Tracking FundUNIT42,969$97.5 萬<0.1%−6,082−12.4%減碼歷史
CARRCarrier Global CorpStock19,670$97.8 萬<0.1%+369+1.9%加碼歷史
LNGCheniere Energy, Inc.COM NEW6,430$98.0 萬<0.1%+2,702+72.5%加碼歷史
WisdomTree Tr97717W109US TOTAL DIVIDND15,901$98.7 萬<0.1%+10+0.1%加碼–
MRVLMarvell Technology, Inc.COM16,516$98.7 萬<0.1%−4,205−20.3%減碼歷史
BWABorgwarner IncCOM20,231$99.0 萬<0.1%−2,600−11.4%減碼歷史
PHKPIMCO High Income FundCOM SHS198,680$99.3 萬<0.1%−8,049−3.9%減碼歷史
iShares U S ETF Tr46431W507SHOR DURA BD ETF20,050$99.7 萬<0.1%−14,208−41.5%減碼–
CROXCrocs, Inc.COM8,886$99.9 萬<0.1%−3,818−30.1%減碼歷史
AEPAmerican Electric Power Co IncStock11,878$100.0 萬<0.1%−2,887−19.6%減碼歷史
ETEnergy Transfer LPCOM UT LTD PTN79,012$100.3 萬<0.1%−10,553−11.8%減碼歷史
WPCW. P. Carey Inc.COM14,989$101.3 萬<0.1%−3,309−18.1%減碼歷史
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH18,283$102.1 萬<0.1%−3,170−14.8%減碼–
First Tr Exchange Traded FD33738R100MULTI ASSET DI70,425$102.5 萬<0.1%−22,853−24.5%減碼–
iShares Tr464287234MSCI EMG MKT ETF26,013$102.9 萬<0.1%−9,716−27.2%減碼–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR69,035$103.0 萬<0.1%+7,335+11.9%加碼歷史
OHIOmega Healthcare Investors IncCOM33,601$103.1 萬<0.1%−4,618−12.1%減碼歷史
Schwab Fundamental U.S. Large Company ETF808524771ETF17,927$103.2 萬<0.1%−6,741−27.3%減碼–
First Tr Exchange-Traded Alp33735K108COM SHS10,229$103.6 萬<0.1%−38,311−78.9%減碼–
iShares Tr464288166AGENCY BOND ETF9,691$103.7 萬<0.1%−835−7.9%減碼–
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 2645,504$103.7 萬<0.1%+45,504新進–
NLYAnnaly Capital Management IncREIT51,886$103.8 萬<0.1%−466−0.9%減碼歷史
SHELShell plcADR17,222$104.0 萬<0.1%−4,544−20.9%減碼歷史
NMFCNew Mountain Finance CorpCOM84,235$104.8 萬<0.1%−4,091−4.6%減碼歷史
WMBWilliams Companies, Inc.COM32,166$105.0 萬<0.1%−9,855−23.5%減碼歷史
Global X Lithium & Battery Tech ETF37954Y855ETF16,179$105.2 萬<0.1%−1,549−8.7%減碼–
SJMJ M SMUCKER CoStock7,126$105.2 萬<0.1%−63−0.9%減碼歷史
Dimensional ETF Trust25434V203INTL CORE EQT MK38,553$105.3 萬<0.1%+860+2.3%加碼–
XYZBlock, Inc.CL A15,896$105.8 萬<0.1%−3,485−18.0%減碼歷史
FRTFederal Realty Investment TrustSH BEN INT NEW10,990$106.4 萬<0.1%+233+2.2%加碼歷史
Fidelity Covington Trust316092873MSCI COMMNTN SVC26,495$106.6 萬<0.1%+3,545+15.4%加碼–
MCKMcKesson CorpStock2,504$107.0 萬<0.1%+12+0.5%加碼歷史
MUMicron Technology IncStock16,996$107.3 萬<0.1%−7,280−30.0%減碼歷史
Schwab U.S. Mid-Cap ETF808524508ETF15,123$107.4 萬<0.1%+146+1.0%加碼–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY47,819$107.5 萬<0.1%+2,045+4.5%加碼–
AMATApplied Materials IncStock7,470$108.0 萬<0.1%−1,913−20.4%減碼歷史
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE13,515$108.1 萬<0.1%−1,080−7.4%減碼–
DGXQuest Diagnostics IncCOM7,718$108.5 萬<0.1%+220+2.9%加碼歷史
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY48,264$108.8 萬<0.1%+2,017+4.4%加碼–
Timothy Plan887432359US LRGMD CP CORE30,521$109.8 萬<0.1%+722+2.4%加碼–
NINisource Inc.COM40,160$109.8 萬<0.1%+50.0%加碼歷史
Invesco Exchange Traded FD T46137V233S&P 500 TOP 503,141$109.9 萬<0.1%+530+20.3%加碼–
iShares U.S. Treasury Bond ETF46429B267ETF47,998$109.9 萬<0.1%+7,843+19.5%加碼–
EMREmerson Electric CoStock12,301$111.2 萬<0.1%−2,928−19.2%減碼歷史
VanEck ETF Trust92189F387SHRT HGH YLD MUN49,910$111.3 萬<0.1%+1,675+3.5%加碼–
MDLZMondelez International, Inc.Stock15,286$111.5 萬<0.1%−482−3.1%減碼歷史
Schwab Fundamental International Equity ETF808524755ETF35,656$115.1 萬<0.1%+1,971+5.9%加碼–
OLEDUniversal Display CorpCOM7,993$115.2 萬<0.1%−362−4.3%減碼歷史
Ssga Active ETF Tr78467V608ST STR BL LN ETF27,698$116.0 萬<0.1%−617−2.2%減碼–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR23,515$116.7 萬<0.1%−9,510−28.8%減碼–
Vanguard Star FDS921909768VG TL INTL STK F20,863$117.0 萬<0.1%−5,477−20.8%減碼–
PAYXPaychex IncStock10,478$117.2 萬<0.1%−2,332−18.2%減碼歷史
XELXcel Energy IncStock18,903$117.5 萬<0.1%−227−1.2%減碼歷史
Fidelity Covington Trust316092857MSCI RL EST ETF46,916$117.7 萬<0.1%−94,802−66.9%減碼–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF5,736$118.0 萬<0.1%−1,591−21.7%減碼–
BDXBecton Dickinson & CoStock4,501$118.8 萬<0.1%−1,060−19.1%減碼歷史
Pacer US Small Cap Cash Cows ETF69374H857ETF29,200$118.8 萬<0.1%−10,367−26.2%減碼–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY50,773$119.4 萬<0.1%+2,313+4.8%加碼–
XPOXPO, Inc.COM20,497$120.9 萬<0.1%+187+0.9%加碼歷史
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC66,186$122.0 萬<0.1%−78,390−54.2%減碼–
OUNZVanEck Merk Gold ETFGOLD SHS65,683$122.2 萬<0.1%−16,555−20.1%減碼歷史
iShares Semiconductor ETF464287523ETF2,409$122.2 萬<0.1%+286+13.5%加碼–

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,807–
AAPAdvance Auto Parts IncCOM–$2,812
ProShares Tr74347X831ULTRAPRO QQQ–$2,460

2023 年第 1 季之後清倉(178 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 178 檔。

Sigma Planning Corp 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL35,256$267.6 萬0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR42,576$236.5 萬0.1%–
PRVBProvention Bio, Inc.COM92,500$222.9 萬0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM33,167$201.1 萬0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF81,003$172.2 萬0.1%–
BROSDutch Bros Inc.CL A45,677$144.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT38,442$139.0 萬<0.1%–
MBLYMobileye Global Inc.Stock27,250$117.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR23,490$115.0 萬<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE53,383$107.4 萬<0.1%–
NTAPNetApp, Inc.Stock15,892$101.5 萬<0.1%歷史
ETF Ser Solutions26922A222APTUS COLLRD INV31,729$95.8 萬<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED36,251$94.1 萬<0.1%–
APTOAptose Biosciences Inc.COM NEW1,444,550$92.5 萬<0.1%歷史
PVHPVH Corp.COM10,073$89.8 萬<0.1%歷史
PIIPolaris Inc.Stock8,064$89.2 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD41,811$84.5 萬<0.1%歷史
VanEck ETF Trust92189F452MORTGAGE REIT74,509$84.2 萬<0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP14,533$81.0 萬<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN23,161$80.1 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -8,109$76.1 萬<0.1%歷史
EQXEquinox Gold Corp.COM146,052$75.2 萬<0.1%歷史
BTGB2GOLD CorpCOM189,739$74.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM188,873$73.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF17,334$72.8 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR54,274$72.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,465$72.1 萬<0.1%歷史
WRBBerkley W R CorpCOM11,194$69.7 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX19,645$68.3 萬<0.1%–
Flexshares Tr33939L845QLT DIV DEF IDX12,847$68.0 萬<0.1%–
FISVFiserv IncStock5,928$67.0 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF24,358$64.2 萬<0.1%–
Global X FDS37960A651SUPERDVDND REIT28,490$62.0 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD26,895$60.6 萬<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND6,723$55.3 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock6,581$54.3 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH24,862$52.7 萬<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL13,513$52.5 萬<0.1%–
GLBEGlobal-E Online Ltd.SHS15,721$50.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738D879FT VEST RIS23,013$49.4 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,306$48.8 萬<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE10,761$48.7 萬<0.1%–
IVZInvesco Ltd.Stock29,601$48.5 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM7,571$47.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL9,264$47.1 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,640$47.0 萬<0.1%歷史
SPDR Series Trust78464A581ST STR SP HCEQ4,925$46.1 萬<0.1%–
PLAYDave & Buster's Entertainment, Inc.COM12,489$45.9 萬<0.1%歷史
BIGGQFormer BL Stores IncCOM40,845$44.8 萬<0.1%歷史
CALYCallaway Golf CoCOM20,248$43.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF88,016$43.4 萬<0.1%–
SPDR Series Trust78464A755ST STR SP METAL8,100$43.1 萬<0.1%–
AIGAmerican International Group, Inc.Stock8,184$41.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,705$40.2 萬<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL12,612$39.3 萬<0.1%–
ZSZscaler, Inc.Stock3,354$39.2 萬<0.1%歷史
MCMoelis & CoCL A10,045$38.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH19,936$38.3 萬<0.1%–
CHYCalamos Convertible & High Income FundCOM SHS34,563$37.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,263$36.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,008$35.0 萬<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,949$34.5 萬<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP4,098$34.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,961$34.1 萬<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT10,216$33.5 萬<0.1%–
PDPagerDuty, Inc.COM9,527$33.3 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,945$32.8 萬<0.1%–
iShares Inc46434G764MSCI EMRG CHN6,624$32.7 萬<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF11,036$32.6 萬<0.1%–
WYNNWynn Resorts LtdCOM2,903$32.5 萬<0.1%歷史
CXTCrane NXT, Co.COM2,849$32.3 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,809$32.3 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF15,221$31.7 萬<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,261$31.3 萬<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,053$31.0 萬<0.1%–
iShares Tr464288505MRGSTR SM CP ETF6,380$30.2 萬<0.1%–
iShares Tr46435G102CONV BD ETF4,135$30.0 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,261$29.5 萬<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX5,548$29.3 萬<0.1%–
STLDSteel Dynamics IncCOM2,547$28.8 萬<0.1%歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,904$28.8 萬<0.1%–
BHPBHP Group LtdADR4,529$28.7 萬<0.1%歷史
U.S. Global Jets ETF26922A842ETF15,350$28.6 萬<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN10,077$28.4 萬<0.1%–
TWNKHostess Brands, Inc.CL A11,280$28.1 萬<0.1%歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,975$27.6 萬<0.1%–
ASHAshland Inc.COM2,605$26.8 萬<0.1%歷史
ETREntergy CorpCOM2,443$26.3 萬<0.1%歷史
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iShares Core MSCI Europe ETF46434V738ETF5,006$26.2 萬<0.1%–
UGIUgi CorpStock7,507$26.1 萬<0.1%歷史
NBBNuveen Taxable Municipal Income FundCOM16,100$26.0 萬<0.1%歷史
ALLEAllegion plcORD SHS2,418$25.8 萬<0.1%歷史
iShares Inc464286533MSCI EMERG MRKT4,720$25.8 萬<0.1%–
ABBNYABB LtdSPONSORED ADR7,492$25.7 萬<0.1%歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,160$25.3 萬<0.1%歷史
CCChemours CoStock8,439$25.3 萬<0.1%歷史
iShares Tr464288521CRE U S REIT ETF4,974$25.1 萬<0.1%–
SNYSanofiSPONSORED ADR4,575$24.9 萬<0.1%歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,584$24.9 萬<0.1%–