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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/2 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,199
較 2023 年第 1 季 −94
總值
$27.8 億
較 2023 年第 1 季 −$2.24 億 (−7.5%)
申報日
2023/8/2
SEC
Sigma Planning Corp 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
ILMNIllumina, Inc.COM3,744$70.2 萬<0.1%−99−2.6%減碼歷史
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF9,152$70.6 萬<0.1%−224−2.4%減碼–
WisdomTree Tr97717W604US SMALLCAP DIVD24,539$70.6 萬<0.1%−14,674−37.4%減碼–
Schwab Emerging Markets Equity ETF808524706ETF28,786$70.9 萬<0.1%+586+2.1%加碼–
TPVGTriplePoint Venture Growth BDC Corp.COM60,210$70.9 萬<0.1%+16,317+37.2%加碼歷史
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS28,498$71.0 萬<0.1%+806+2.9%加碼歷史
Innovator ETFs Trust45782C813US EQTY PWR BUF20,806$71.2 萬<0.1%+3,085+17.4%加碼–
LQDALiquidia CorpCOM NEW90,755$71.2 萬<0.1%+3,520+4.0%加碼歷史
ABNBAirbnb, Inc.Stock5,563$71.3 萬<0.1%−2,585−31.7%減碼歷史
iShares Tr464287291GLOBAL TECH ETF11,504$71.5 萬<0.1%−2,552−18.2%減碼–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF15,371$71.6 萬<0.1%+674+4.6%加碼–
Barrick Gold Corp067901108COM42,396$71.8 萬<0.1%−26,324−38.3%減碼–
Dimensional ETF Trust25434V724US MKTWIDE VALUE20,838$71.9 萬<0.1%+2,874+16.0%加碼–
iShares Tr4642886613 7 YR TREAS BD6,239$71.9 萬<0.1%+426+7.3%加碼–
NVSNovartis AGADR7,137$72.0 萬<0.1%−589−7.6%減碼歷史
GMGeneral Motors CoCOM18,732$72.2 萬<0.1%−3,367−15.2%減碼歷史
RBCRBC Bearings INCCOM3,351$72.9 萬<0.1%−77−2.2%減碼歷史
PRUPrudential Financial IncStock8,291$73.1 萬<0.1%−6,312−43.2%減碼歷史
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD53,838$73.2 萬<0.1%−16,678−23.7%減碼–
iShares Tr46435U713US INFRASTRUC18,780$73.4 萬<0.1%+1,412+8.1%加碼–
iShares Tr464288802ESG OPTIMIZED7,854$73.5 萬<0.1%−138−1.7%減碼–
BF.BBrown Forman CorpStock11,024$73.6 萬<0.1%−238−2.1%減碼歷史
CFRCullen/Frost Bankers, Inc.COM6,874$73.9 萬<0.1%−90−1.3%減碼歷史
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH22,793$73.9 萬<0.1%−663−2.8%減碼–
HUMHumana IncStock1,653$74.0 萬<0.1%+407+32.7%加碼歷史
RABrookfield Real Assets Income Fund Inc.SHS BEN INT44,125$74.0 萬<0.1%−573−1.3%減碼歷史
iShares Tr464288513IBOXX HI YD ETF9,877$74.2 萬<0.1%−9,720−49.6%減碼–
ANETArista Networks, Inc.COM4,583$74.3 萬<0.1%−367−7.4%減碼歷史
SCHWSchwab Charles CorpStock13,170$74.6 萬<0.1%−1,458−10.0%減碼歷史
EPREpr PropertiesCOM SH BEN INT16,025$75.0 萬<0.1%−70.0%減碼歷史
HUNHuntsman CORPCOM27,850$75.3 萬<0.1%−351−1.2%減碼歷史
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF29,056$75.5 萬<0.1%−2,906−9.1%減碼–
iShares Tr46435G326CORE MSCI INTL12,375$75.6 萬<0.1%+2,691+27.8%加碼–
GNRCGenerac Holdings Inc.Stock5,095$76.0 萬<0.1%−3,816−42.8%減碼歷史
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL6,151$76.1 萬<0.1%−31−0.5%減碼–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF19,674$76.4 萬<0.1%+19,674新進–
LNCLincoln National CorpCOM29,738$76.6 萬<0.1%−118−0.4%減碼歷史
State Street SPDR S&P Homebuilders ETF78464A888ETF9,542$76.6 萬<0.1%−1,087−10.2%減碼–
PSLVSprott Physical Silver TrustPHYSICAL SILVER98,592$76.8 萬<0.1%+1,925+2.0%加碼歷史
First Tr Exchng Traded FD VI33740F722FT VEST US EQT18,671$77.4 萬<0.1%+726+4.0%加碼–
Global X FDS37954Y715RBTCS ARTFL INTE26,932$77.4 萬<0.1%+26,932新進–
IRIngersoll Rand Inc.COM11,843$77.4 萬<0.1%+7,754+189.6%加碼歷史
TTTrane Technologies plcSHS4,058$77.6 萬<0.1%−473−10.4%減碼歷史
Schwab International Equity ETF808524805ETF21,811$77.8 萬<0.1%−11,313−34.2%減碼–
Timothy Plan887432342U S SM CP CORE24,518$78.2 萬<0.1%−469−1.9%減碼–
TMUST-Mobile US, Inc.Stock5,631$78.2 萬<0.1%−1,398−19.9%減碼歷史
First Trust Financials Alphadex Fund33734X135ETF20,892$78.8 萬<0.1%−264−1.2%減碼–
Flexshares Tr33939L761CR SCD US BD16,915$79.3 萬<0.1%+16,915新進–
First Tr Exchange-Traded Alp33735B108COM SHS8,243$79.4 萬<0.1%−17,736−68.3%減碼–
LENLennar CorpCL A6,346$79.5 萬<0.1%−34−0.5%減碼歷史
HPQHP IncStock25,937$79.7 萬<0.1%−667−2.5%減碼歷史
DEODiageo PLCSPON ADR NEW4,611$80.0 萬<0.1%−517−10.1%減碼歷史
VMWVmware LLCCL A COM5,567$80.0 萬<0.1%−1,823−24.7%減碼歷史
Vanguard Consumer Discretionary ETF92204A108ETF2,828$80.1 萬<0.1%+226+8.7%加碼–
Innovator ETFs Trust45782C318US EQTY PWR BUF26,983$80.5 萬<0.1%+6,995+35.0%加碼–
BTIBritish American Tobacco p.l.c.SPONSORED ADR24,278$80.6 萬<0.1%+9,829+68.0%加碼歷史
Vanguard BD Index FDS921937793LONG TERM BOND10,811$81.0 萬<0.1%+356+3.4%加碼–
BCBrunswick CorpCOM9,368$81.2 萬<0.1%−41−0.4%減碼歷史
State Street Real Estate Select Sector SPDR ETF81369Y860ETF21,564$81.3 萬<0.1%+5,759+36.4%加碼–
XRXXerox Holdings CorpCOM NEW54,604$81.3 萬<0.1%+2,408+4.6%加碼歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF17,104$82.1 萬<0.1%−6,638−28.0%減碼–
CUECue Biopharma, Inc.COM225,300$82.2 萬<0.1%+4,411+2.0%加碼歷史
CCJCameco CorpStock26,321$82.5 萬<0.1%+26,321新進歷史
iShares Tr46435U150IBONDS 23 TRM HG35,103$83.0 萬<0.1%−11,045−23.9%減碼–
CHICalamos Convertible Opportunities & Income FundSH BEN INT74,231$83.1 萬<0.1%−14,612−16.4%減碼歷史
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF25,607$83.3 萬<0.1%+12,327+92.8%加碼–
Vanguard Consumer Staples ETF92204A207ETF4,316$83.9 萬<0.1%−180−4.0%減碼–
Bondbloxx ETF Trust09789C861BLOOMBERG ONE YR17,054$84.7 萬<0.1%+17,054新進–
iShares Tr464287739U.S. REAL ES ETF9,790$84.7 萬<0.1%−1,934−16.5%減碼–
CLFCleveland-Cliffs Inc.COM50,730$85.0 萬<0.1%+6,222+14.0%加碼歷史
Flexshares Tr33939L407MORNSTAR UPSTR21,231$85.1 萬<0.1%−3,584−14.4%減碼–
SQMChemical & Mining Co of Chile IncSPON ADR SER B11,771$85.5 萬<0.1%−70−0.6%減碼歷史
DBX ETF Tr233051200XTRACK MSCI EAFE24,248$85.8 萬<0.1%+4,155+20.7%加碼–
iShares Tr46435U184IBONDS 24 TRM HG37,413$86.4 萬<0.1%+10,544+39.2%加碼–
iShares Tr464287556ISHARES BIOTECH6,810$86.5 萬<0.1%−2,088−23.5%減碼–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN10,256$86.6 萬<0.1%+2,072+25.3%加碼–
ELVElevance Health, Inc.Stock1,950$86.6 萬<0.1%−398−17.0%減碼歷史
First Tr Exchange-Traded FD33738D309SENIOR LN FD19,147$86.7 萬<0.1%−5,999−23.9%減碼–
MELIMercadolibre IncCOM732$86.8 萬<0.1%+44+6.4%加碼歷史
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF18,639$86.9 萬<0.1%+18,639新進–
CBChubb LtdStock4,515$87.0 萬<0.1%−204−4.3%減碼歷史
Pacer Trendpilot 100 ETF69374H303ETF14,017$87.0 萬<0.1%−5,828−29.4%減碼–
First Tr Exchng Traded FD VI33740U778VEST BUFFERED43,255$87.3 萬<0.1%−22,709−34.4%減碼–
PLDPrologis, Inc.REIT7,130$87.4 萬<0.1%−2,210−23.7%減碼歷史
iShares Tr464287697U.S. UTILITS ETF10,739$87.8 萬<0.1%−1,027−8.7%減碼–
ORLYO Reilly Automotive IncStock921$88.0 萬<0.1%−14−1.5%減碼歷史
MPTMedical Properties Trust IncCOM95,229$88.2 萬<0.1%+272+0.3%加碼歷史
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD33,214$88.2 萬<0.1%−1,729−4.9%減碼–
Fidelity MSCI Financials Index ETF316092501ETF18,753$88.3 萬<0.1%−10,477−35.8%減碼–
DBAInvesco DB Agriculture FundAGRICULTURE FD41,925$88.3 萬<0.1%+41,925新進歷史
SWKStanley Black & Decker, Inc.COM9,437$88.4 萬<0.1%+317+3.5%加碼歷史
iShares Tr464288570ESG MSCI KLD ETF10,540$88.7 萬<0.1%−481−4.4%減碼–
iShares Tr464288257MSCI ACWI ETF9,263$88.9 萬<0.1%−2,538−21.5%減碼–
OXYOccidental Petroleum CorpStock15,117$88.9 萬<0.1%−2,356−13.5%減碼歷史
State Street SPDR S&P Biotech ETF78464A870ETF10,733$89.3 萬<0.1%−1,656−13.4%減碼–
First Tr Exchng Traded FD VI33740F771FT VEST US25,278$89.4 萬<0.1%−3,308−11.6%減碼–
Flexshares Tr33939L886ULTR SHO INC FD11,937$89.5 萬<0.1%+1,035+9.5%加碼–
HYTBlackRock Corporate High Yield Fund, Inc.COM100,687$89.8 萬<0.1%+1,023+1.0%加碼歷史
ROPRoper Technologies IncStock1,868$89.8 萬<0.1%−250−11.8%減碼歷史
VTRVentas, Inc.REIT19,042$90.0 萬<0.1%+742+4.1%加碼歷史

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,807–
AAPAdvance Auto Parts IncCOM–$2,812
ProShares Tr74347X831ULTRAPRO QQQ–$2,460

2023 年第 1 季之後清倉(178 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 178 檔。

Sigma Planning Corp 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL35,256$267.6 萬0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR42,576$236.5 萬0.1%–
PRVBProvention Bio, Inc.COM92,500$222.9 萬0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM33,167$201.1 萬0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF81,003$172.2 萬0.1%–
BROSDutch Bros Inc.CL A45,677$144.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT38,442$139.0 萬<0.1%–
MBLYMobileye Global Inc.Stock27,250$117.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR23,490$115.0 萬<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE53,383$107.4 萬<0.1%–
NTAPNetApp, Inc.Stock15,892$101.5 萬<0.1%歷史
ETF Ser Solutions26922A222APTUS COLLRD INV31,729$95.8 萬<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED36,251$94.1 萬<0.1%–
APTOAptose Biosciences Inc.COM NEW1,444,550$92.5 萬<0.1%歷史
PVHPVH Corp.COM10,073$89.8 萬<0.1%歷史
PIIPolaris Inc.Stock8,064$89.2 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD41,811$84.5 萬<0.1%歷史
VanEck ETF Trust92189F452MORTGAGE REIT74,509$84.2 萬<0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP14,533$81.0 萬<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN23,161$80.1 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -8,109$76.1 萬<0.1%歷史
EQXEquinox Gold Corp.COM146,052$75.2 萬<0.1%歷史
BTGB2GOLD CorpCOM189,739$74.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM188,873$73.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF17,334$72.8 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR54,274$72.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,465$72.1 萬<0.1%歷史
WRBBerkley W R CorpCOM11,194$69.7 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX19,645$68.3 萬<0.1%–
Flexshares Tr33939L845QLT DIV DEF IDX12,847$68.0 萬<0.1%–
FISVFiserv IncStock5,928$67.0 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF24,358$64.2 萬<0.1%–
Global X FDS37960A651SUPERDVDND REIT28,490$62.0 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD26,895$60.6 萬<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND6,723$55.3 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock6,581$54.3 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH24,862$52.7 萬<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL13,513$52.5 萬<0.1%–
GLBEGlobal-E Online Ltd.SHS15,721$50.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738D879FT VEST RIS23,013$49.4 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,306$48.8 萬<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE10,761$48.7 萬<0.1%–
IVZInvesco Ltd.Stock29,601$48.5 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM7,571$47.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL9,264$47.1 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,640$47.0 萬<0.1%歷史
SPDR Series Trust78464A581ST STR SP HCEQ4,925$46.1 萬<0.1%–
PLAYDave & Buster's Entertainment, Inc.COM12,489$45.9 萬<0.1%歷史
BIGGQFormer BL Stores IncCOM40,845$44.8 萬<0.1%歷史
CALYCallaway Golf CoCOM20,248$43.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF88,016$43.4 萬<0.1%–
SPDR Series Trust78464A755ST STR SP METAL8,100$43.1 萬<0.1%–
AIGAmerican International Group, Inc.Stock8,184$41.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,705$40.2 萬<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL12,612$39.3 萬<0.1%–
ZSZscaler, Inc.Stock3,354$39.2 萬<0.1%歷史
MCMoelis & CoCL A10,045$38.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH19,936$38.3 萬<0.1%–
CHYCalamos Convertible & High Income FundCOM SHS34,563$37.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,263$36.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,008$35.0 萬<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,949$34.5 萬<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP4,098$34.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,961$34.1 萬<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT10,216$33.5 萬<0.1%–
PDPagerDuty, Inc.COM9,527$33.3 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,945$32.8 萬<0.1%–
iShares Inc46434G764MSCI EMRG CHN6,624$32.7 萬<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF11,036$32.6 萬<0.1%–
WYNNWynn Resorts LtdCOM2,903$32.5 萬<0.1%歷史
CXTCrane NXT, Co.COM2,849$32.3 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,809$32.3 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF15,221$31.7 萬<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,261$31.3 萬<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,053$31.0 萬<0.1%–
iShares Tr464288505MRGSTR SM CP ETF6,380$30.2 萬<0.1%–
iShares Tr46435G102CONV BD ETF4,135$30.0 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,261$29.5 萬<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX5,548$29.3 萬<0.1%–
STLDSteel Dynamics IncCOM2,547$28.8 萬<0.1%歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,904$28.8 萬<0.1%–
BHPBHP Group LtdADR4,529$28.7 萬<0.1%歷史
U.S. Global Jets ETF26922A842ETF15,350$28.6 萬<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN10,077$28.4 萬<0.1%–
TWNKHostess Brands, Inc.CL A11,280$28.1 萬<0.1%歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,975$27.6 萬<0.1%–
ASHAshland Inc.COM2,605$26.8 萬<0.1%歷史
ETREntergy CorpCOM2,443$26.3 萬<0.1%歷史
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,196$26.3 萬<0.1%–
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iShares Inc464286533MSCI EMERG MRKT4,720$25.8 萬<0.1%–
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iShares Tr464288521CRE U S REIT ETF4,974$25.1 萬<0.1%–
SNYSanofiSPONSORED ADR4,575$24.9 萬<0.1%歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,584$24.9 萬<0.1%–