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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/2 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,199
較 2023 年第 1 季 −94
總值
$27.8 億
較 2023 年第 1 季 −$2.24 億 (−7.5%)
申報日
2023/8/2
SEC
Sigma Planning Corp 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AMCRAmcor plcORD54,860$54.8 萬<0.1%−13,315−19.5%減碼歷史
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF25,461$54.8 萬<0.1%+4,438+21.1%加碼–
SPDR Series Trust78468R408ST TERM HIGH ETF22,220$54.9 萬<0.1%−12,228−35.5%減碼–
PBAPembina Pipeline CorpCOM17,477$55.0 萬<0.1%−3,115−15.1%減碼歷史
Invesco Exch TRD SLF Idx FD46138J460INVSCO 30 CORP33,995$55.1 萬<0.1%+33,995新進–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF10,588$55.2 萬<0.1%−4,805−31.2%減碼–
Innovator ETFs Trust45782C698US EQUT BUFR AUG16,447$55.2 萬<0.1%−1,368−7.7%減碼–
HALHalliburton CoStock16,769$55.3 萬<0.1%−21,256−55.9%減碼歷史
ZTRVirtus Total Return Fund Inc.COM91,303$55.5 萬<0.1%+580+0.6%加碼歷史
iShares Tr464288372GLB INFRASTR ETF11,837$55.6 萬<0.1%−2,752−18.9%減碼–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER10,854$55.8 萬<0.1%+1,919+21.5%加碼–
CHDChurch & Dwight Co IncCOM5,586$56.0 萬<0.1%−746−11.8%減碼歷史
UNMUnum GroupStock11,741$56.0 萬<0.1%−28,326−70.7%減碼歷史
Innovator ETFs Trust45782C326US EQTY BUFR MAY17,646$56.1 萬<0.1%+7,386+72.0%加碼–
Innovator ETFs Trust45782C383US EQTY PWR BUF16,692$56.4 萬<0.1%+537+3.3%加碼–
MGMMGM Resorts InternationalStock12,843$56.4 萬<0.1%−1,137−8.1%減碼歷史
PLTRPalantir Technologies Inc.Stock37,043$56.8 萬<0.1%+6,776+22.4%加碼歷史
iShares Tr464288752US HOME CONS ETF6,660$56.9 萬<0.1%+3,136+89.0%加碼–
SPLKSplunk IncCOM5,372$57.0 萬<0.1%+1,683+45.6%加碼歷史
Cambria ETF Tr132061201SHSHLD YIELD ETF9,324$57.0 萬<0.1%−1,832−16.4%減碼–
IDCCInterDigital, Inc.COM5,909$57.1 萬<0.1%+104+1.8%加碼歷史
Crescent PT Energy Corp22576C101COM84,800$57.1 萬<0.1%+900+1.1%加碼–
QUREuniQure N.V.SHS49,870$57.2 萬<0.1%+776+1.6%加碼歷史
Global X FDS37954Y343GLBL X MLP ETF13,332$57.2 萬<0.1%+601+4.7%加碼–
MFICMidCap Financial Investment CorpCOM NEW45,628$57.3 萬<0.1%−2,194−4.6%減碼歷史
Innovator ETFs Trust45782C755US EQTY BUFR JUN17,115$57.4 萬<0.1%+8,601+101.0%加碼–
AGNTAGNT, Inc.COM28,370$57.5 萬<0.1%−9,742−25.6%減碼歷史
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT12,522$58.2 萬<0.1%+1,435+12.9%加碼–
Innovator ETFs Trust45782C789US EQTY BUFR JUL16,555$58.4 萬<0.1%+3,330+25.2%加碼–
POOLPool CorpCOM1,561$58.5 萬<0.1%−196−11.2%減碼歷史
ALLAllstate CorpStock5,371$58.6 萬<0.1%−5,341−49.9%減碼歷史
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM7,367$58.6 萬<0.1%−1,296−15.0%減碼–
TSNTyson Foods, Inc.Stock11,489$58.6 萬<0.1%−1,217−9.6%減碼歷史
ProShares Tr74347B698RUSS 2000 DIVD9,923$58.7 萬<0.1%−19,157−65.9%減碼–
DTMDT Midstream, Inc.COMMON STOCK11,895$59.0 萬<0.1%−6,434−35.1%減碼歷史
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF12,197$59.0 萬<0.1%−6,320−34.1%減碼–
QSRRestaurant Brands International Inc.COM7,616$59.0 萬<0.1%−1,255−14.1%減碼歷史
RIORio Tinto PLCADR9,276$59.2 萬<0.1%−15,094−61.9%減碼歷史
HUBBHubbell IncCOM1,786$59.2 萬<0.1%+1,786新進歷史
CAHCardinal Health IncStock6,268$59.3 萬<0.1%−613−8.9%減碼歷史
iShares Tr464287119MORNINGSTAR GRWT9,514$59.3 萬<0.1%−140−1.5%減碼–
CCLCarnival Corp Ltd.UNIT 99/99/999931,585$59.5 萬<0.1%−7,555−19.3%減碼歷史
CTRACoterra Energy Inc.Stock23,521$59.5 萬<0.1%−1,256−5.1%減碼歷史
HIGHartford Insurance Group, Inc.Stock8,289$59.7 萬<0.1%−1,812−17.9%減碼歷史
NETCloudflare, Inc.CL A COM9,152$59.8 萬<0.1%−2,439−21.0%減碼歷史
Vanguard World FD921910709EXTENDED DUR6,913$60.2 萬<0.1%+6,913新進–
HRLHormel Foods CorpCOM14,969$60.2 萬<0.1%−10,194−40.5%減碼歷史
Capital Group Growth ETF14020G101SHS CREAT UNIT23,938$60.4 萬<0.1%+1,673+7.5%加碼–
Global X FDS37954Y475S&P 500 COVERED14,829$60.9 萬<0.1%−1,986−11.8%減碼–
LPXLouisiana-Pacific CorpCOM8,129$61.0 萬<0.1%−225−2.7%減碼歷史
ECPGEncore Capital Group IncCOM12,546$61.0 萬<0.1%+109+0.9%加碼歷史
Timothy Plan887432326HIG DV STK ETF19,412$61.1 萬<0.1%−6,164−24.1%減碼–
LULUlululemon athletica inc.Stock1,621$61.4 萬<0.1%−799−33.0%減碼歷史
LHXL3HARRIS Technologies, Inc.Stock3,138$61.4 萬<0.1%−897−22.2%減碼歷史
Vanguard Morningstar Small-Cap Growth ETF922908595ETF2,678$61.5 萬<0.1%−280−9.5%減碼–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM12,567$61.6 萬<0.1%+12,567新進–
PGRProgressive CorpStock4,656$61.6 萬<0.1%−467−9.1%減碼歷史
ZBHZimmer Biomet Holdings, Inc.Stock4,272$62.2 萬<0.1%−246−5.4%減碼歷史
PNRPENTAIR plcSHS9,630$62.2 萬<0.1%−1,681−14.9%減碼歷史
Fidelity High Dividend ETF316092840ETF15,668$62.3 萬<0.1%−1,936−11.0%減碼–
BCEBce IncCOM NEW13,864$63.2 萬<0.1%−700−4.8%減碼歷史
CICigna GroupStock2,260$63.4 萬<0.1%−264−10.5%減碼歷史
XUnited States Steel CorpCOM25,573$64.0 萬<0.1%−2,460−8.8%減碼歷史
RFICohen & Steers Total Return Realty Fund IncCOM56,480$64.5 萬<0.1%−2,041−3.5%減碼歷史
MASMasco CorpCOM11,244$64.5 萬<0.1%+11,244新進歷史
NSCNorfolk Southern CorpStock2,846$64.5 萬<0.1%−771−21.3%減碼歷史
GPCGenuine Parts CoStock3,820$64.7 萬<0.1%−1,055−21.6%減碼歷史
IDXXIDEXX Laboratories IncCOM1,289$64.7 萬<0.1%−85−6.2%減碼歷史
Vanguard World FD921910840MEGA CAP VAL ETF6,240$64.8 萬<0.1%−524−7.7%減碼–
NNNNNN REIT, Inc.REIT15,146$64.8 萬<0.1%−2,510−14.2%減碼歷史
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN32,965$65.1 萬<0.1%+1,249+3.9%加碼–
iShares Tr464288562RESIDENTIAL MULT8,887$65.1 萬<0.1%−1,122−11.2%減碼–
HOLXHologic IncCOM8,099$65.6 萬<0.1%−698−7.9%減碼歷史
VICIVici Properties Inc.COM20,879$65.6 萬<0.1%−12,657−37.7%減碼歷史
EXCExelon CorpStock16,155$65.8 萬<0.1%−4,715−22.6%減碼歷史
ESSEssex Property Trust, Inc.COM2,809$65.8 萬<0.1%+9+0.3%加碼歷史
Innovator ETFs Trust45782C367INTRNL DEV APRL26,426$65.9 萬<0.1%+17,195+186.3%加碼–
JXNJackson Financial Inc.COM CL A21,568$66.0 萬<0.1%−4,692−17.9%減碼歷史
CTVACorteva, Inc.Stock11,530$66.1 萬<0.1%−5,723−33.2%減碼歷史
SPDR Series Trust78464A201ST STR SP600GRWO8,586$66.1 萬<0.1%−392−4.4%減碼–
Victory Portfolios II92647N535SHORT TRM BD ETF13,632$66.6 萬<0.1%−130−0.9%減碼–
LINLinde PLCStock1,751$66.8 萬<0.1%−302−14.7%減碼歷史
FTNTFortinet, Inc.Stock8,859$67.0 萬<0.1%+1,262+16.6%加碼歷史
NICENICE Ltd.SPONSORED ADR3,243$67.0 萬<0.1%−234−6.7%減碼歷史
UTGReaves Utility Income FundCOM SH BEN INT24,492$67.2 萬<0.1%+14+0.1%加碼歷史
Schwab Intermediate-Term US Treasury ETF808524854ETF13,653$67.3 萬<0.1%+9,331+215.9%加碼–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF9,984$67.4 萬<0.1%−89,360−90.0%減碼–
AMAntero Midstream CorpStock58,639$68.0 萬<0.1%+13,906+31.1%加碼歷史
SITESiteOne Landscape Supply, Inc.COM4,065$68.0 萬<0.1%−52−1.3%減碼歷史
iShares Tr464288281JPMORGAN USD EMG7,862$68.0 萬<0.1%−6,480−45.2%減碼–
VMIValmont Industries IncCOM2,346$68.3 萬<0.1%+203+9.5%加碼歷史
TSCOTractor Supply CoCOM3,088$68.3 萬<0.1%−406−11.6%減碼歷史
SNASnap-on IncCOM2,373$68.4 萬<0.1%−73−3.0%減碼歷史
RGNXREGENXBIO Inc.COM34,456$68.9 萬<0.1%+4,610+15.4%加碼歷史
SWKSSkyworks Solutions, Inc.Stock6,246$69.1 萬<0.1%−633−9.2%減碼歷史
First Tr Exchange-Traded FD33739Q705FT VEST S&P 50013,085$69.2 萬<0.1%−778−5.6%減碼–
SPGIS&P Global Inc.Stock1,730$69.4 萬<0.1%−596−25.6%減碼歷史
PECOPhillips Edison & Company, Inc.COMMON STOCK20,373$69.4 萬<0.1%+660+3.3%加碼歷史
Innovator ETFs Trust45782C334GRWT100 PWR BF16,809$70.1 萬<0.1%−18,445−52.3%減碼–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD8,936$70.1 萬<0.1%−1,314−12.8%減碼–

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,807–
AAPAdvance Auto Parts IncCOM–$2,812
ProShares Tr74347X831ULTRAPRO QQQ–$2,460

2023 年第 1 季之後清倉(178 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 178 檔。

Sigma Planning Corp 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL35,256$267.6 萬0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR42,576$236.5 萬0.1%–
PRVBProvention Bio, Inc.COM92,500$222.9 萬0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM33,167$201.1 萬0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF81,003$172.2 萬0.1%–
BROSDutch Bros Inc.CL A45,677$144.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT38,442$139.0 萬<0.1%–
MBLYMobileye Global Inc.Stock27,250$117.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR23,490$115.0 萬<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE53,383$107.4 萬<0.1%–
NTAPNetApp, Inc.Stock15,892$101.5 萬<0.1%歷史
ETF Ser Solutions26922A222APTUS COLLRD INV31,729$95.8 萬<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED36,251$94.1 萬<0.1%–
APTOAptose Biosciences Inc.COM NEW1,444,550$92.5 萬<0.1%歷史
PVHPVH Corp.COM10,073$89.8 萬<0.1%歷史
PIIPolaris Inc.Stock8,064$89.2 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD41,811$84.5 萬<0.1%歷史
VanEck ETF Trust92189F452MORTGAGE REIT74,509$84.2 萬<0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP14,533$81.0 萬<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN23,161$80.1 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -8,109$76.1 萬<0.1%歷史
EQXEquinox Gold Corp.COM146,052$75.2 萬<0.1%歷史
BTGB2GOLD CorpCOM189,739$74.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM188,873$73.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF17,334$72.8 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR54,274$72.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,465$72.1 萬<0.1%歷史
WRBBerkley W R CorpCOM11,194$69.7 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX19,645$68.3 萬<0.1%–
Flexshares Tr33939L845QLT DIV DEF IDX12,847$68.0 萬<0.1%–
FISVFiserv IncStock5,928$67.0 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF24,358$64.2 萬<0.1%–
Global X FDS37960A651SUPERDVDND REIT28,490$62.0 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD26,895$60.6 萬<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND6,723$55.3 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock6,581$54.3 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH24,862$52.7 萬<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL13,513$52.5 萬<0.1%–
GLBEGlobal-E Online Ltd.SHS15,721$50.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738D879FT VEST RIS23,013$49.4 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,306$48.8 萬<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE10,761$48.7 萬<0.1%–
IVZInvesco Ltd.Stock29,601$48.5 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM7,571$47.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL9,264$47.1 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,640$47.0 萬<0.1%歷史
SPDR Series Trust78464A581ST STR SP HCEQ4,925$46.1 萬<0.1%–
PLAYDave & Buster's Entertainment, Inc.COM12,489$45.9 萬<0.1%歷史
BIGGQFormer BL Stores IncCOM40,845$44.8 萬<0.1%歷史
CALYCallaway Golf CoCOM20,248$43.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF88,016$43.4 萬<0.1%–
SPDR Series Trust78464A755ST STR SP METAL8,100$43.1 萬<0.1%–
AIGAmerican International Group, Inc.Stock8,184$41.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,705$40.2 萬<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL12,612$39.3 萬<0.1%–
ZSZscaler, Inc.Stock3,354$39.2 萬<0.1%歷史
MCMoelis & CoCL A10,045$38.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH19,936$38.3 萬<0.1%–
CHYCalamos Convertible & High Income FundCOM SHS34,563$37.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,263$36.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,008$35.0 萬<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,949$34.5 萬<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP4,098$34.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,961$34.1 萬<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT10,216$33.5 萬<0.1%–
PDPagerDuty, Inc.COM9,527$33.3 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,945$32.8 萬<0.1%–
iShares Inc46434G764MSCI EMRG CHN6,624$32.7 萬<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF11,036$32.6 萬<0.1%–
WYNNWynn Resorts LtdCOM2,903$32.5 萬<0.1%歷史
CXTCrane NXT, Co.COM2,849$32.3 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,809$32.3 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF15,221$31.7 萬<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,261$31.3 萬<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,053$31.0 萬<0.1%–
iShares Tr464288505MRGSTR SM CP ETF6,380$30.2 萬<0.1%–
iShares Tr46435G102CONV BD ETF4,135$30.0 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,261$29.5 萬<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX5,548$29.3 萬<0.1%–
STLDSteel Dynamics IncCOM2,547$28.8 萬<0.1%歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,904$28.8 萬<0.1%–
BHPBHP Group LtdADR4,529$28.7 萬<0.1%歷史
U.S. Global Jets ETF26922A842ETF15,350$28.6 萬<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN10,077$28.4 萬<0.1%–
TWNKHostess Brands, Inc.CL A11,280$28.1 萬<0.1%歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,975$27.6 萬<0.1%–
ASHAshland Inc.COM2,605$26.8 萬<0.1%歷史
ETREntergy CorpCOM2,443$26.3 萬<0.1%歷史
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,196$26.3 萬<0.1%–
iShares Core MSCI Europe ETF46434V738ETF5,006$26.2 萬<0.1%–
UGIUgi CorpStock7,507$26.1 萬<0.1%歷史
NBBNuveen Taxable Municipal Income FundCOM16,100$26.0 萬<0.1%歷史
ALLEAllegion plcORD SHS2,418$25.8 萬<0.1%歷史
iShares Inc464286533MSCI EMERG MRKT4,720$25.8 萬<0.1%–
ABBNYABB LtdSPONSORED ADR7,492$25.7 萬<0.1%歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,160$25.3 萬<0.1%歷史
CCChemours CoStock8,439$25.3 萬<0.1%歷史
iShares Tr464288521CRE U S REIT ETF4,974$25.1 萬<0.1%–
SNYSanofiSPONSORED ADR4,575$24.9 萬<0.1%歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,584$24.9 萬<0.1%–