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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/2 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,199
較 2023 年第 1 季 −94
總值
$27.8 億
較 2023 年第 1 季 −$2.24 億 (−7.5%)
申報日
2023/8/2
SEC
Sigma Planning Corp 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
WisdomTree Tr97717X131INTL QULTY DIV12,263$42.2 萬<0.1%+12,263新進–
Innovator U.S. Equity Buffer ETF - October45782C771ETF11,628$42.3 萬<0.1%−1,111−8.7%減碼–
CPECallon Petroleum CoCOM12,156$42.6 萬<0.1%+280+2.4%加碼歷史
ARK ETF Tr00214Q203AUTNMUS TECHNLGY7,580$42.7 萬<0.1%+99+1.3%加碼–
SBLKStar Bulk Carriers Corp.SHS PAR24,163$42.8 萬<0.1%−8,090−25.1%減碼歷史
Fidelity Covington Trust316092832DIVID ETF RISI10,276$42.9 萬<0.1%−4,560−30.7%減碼–
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR16,479$42.9 萬<0.1%+16,479新進–
SNPSSynopsys IncCOM987$43.0 萬<0.1%−7−0.7%減碼歷史
INABIN8BIO, Inc.COM279,400$43.0 萬<0.1%+75,500+37.0%加碼歷史
BLDRBuilders FirstSource, Inc.Stock3,187$43.3 萬<0.1%−801−20.1%減碼歷史
CNACna Financial CorpCOM11,243$43.4 萬<0.1%−353−3.0%減碼歷史
SNDXSyndax Pharmaceuticals IncCOM20,760$43.5 萬<0.1%−2,490−10.7%減碼歷史
NIONIO Inc.ADR44,850$43.5 萬<0.1%+611+1.4%加碼歷史
iShares Inc464286681MSCI EQUAL WEITE5,525$43.5 萬<0.1%+5,525新進–
iShares Tr46435G474FALN ANGLS USD17,195$43.6 萬<0.1%−4,240−19.8%減碼–
OCOwens CorningStock3,343$43.6 萬<0.1%−200−5.6%減碼歷史
FITBFifth Third BancorpCOM16,648$43.6 萬<0.1%−16,572−49.9%減碼歷史
CCSCentury Communities, Inc.COM5,705$43.7 萬<0.1%−5,230−47.8%減碼歷史
MKCMcCormick & Co IncStock5,027$43.9 萬<0.1%−363−6.7%減碼歷史
Alps ETF Tr00162Q387OSHARES US QUALT9,978$43.9 萬<0.1%+216+2.2%加碼–
ARCHArch Resources, Inc.CL A3,904$44.0 萬<0.1%+3,904新進歷史
Amplify ETF Tr032108409CWP ENHANCED DIV12,243$44.1 萬<0.1%−11,118−47.6%減碼–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF7,253$44.3 萬<0.1%+219+3.1%加碼–
iShares Tr464288448INTL SEL DIV ETF16,867$44.4 萬<0.1%−4,015−19.2%減碼–
GNWGenworth Financial IncCOM SHS88,848$44.4 萬<0.1%−5,572−5.9%減碼歷史
TXTTextron IncCOM6,618$44.8 萬<0.1%−260−3.8%減碼歷史
BHVNBiohaven Ltd.COM18,782$44.9 萬<0.1%−425−2.2%減碼歷史
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN4,174$45.0 萬<0.1%−6,027−59.1%減碼–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL15,500$45.3 萬<0.1%+15,500新進–
FASTFastenal CoStock7,715$45.5 萬<0.1%−1,451−15.8%減碼歷史
iShares Tr46432F388MSCI USA VALUE4,855$45.5 萬<0.1%−50,299−91.2%減碼–
CINFCincinnati Financial CorpCOM4,724$46.0 萬<0.1%−5,423−53.4%減碼歷史
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF11,230$46.0 萬<0.1%+11,230新進–
SPDR Series Trust78464A821ST STR SP400GRW6,431$46.1 萬<0.1%+2,546+65.5%加碼–
DKNGDraftKings Inc.Stock17,357$46.1 萬<0.1%−3,143−15.3%減碼歷史
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT10,014$46.2 萬<0.1%−3,422−25.5%減碼–
CASHPathward Financial, Inc.COM9,973$46.2 萬<0.1%−3,043−23.4%減碼歷史
LUVSouthwest Airlines CoCOM12,787$46.3 萬<0.1%−10,723−45.6%減碼歷史
Dimensional ETF Trust25434V807INTERNATNAL VAL14,128$46.4 萬<0.1%+2,189+18.3%加碼–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN10,827$46.7 萬<0.1%+10,827新進–
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,627$46.7 萬<0.1%−2,312−33.3%減碼歷史
Invesco S&P 500 Quality ETF46137V241ETF9,264$46.7 萬<0.1%−482−4.9%減碼–
VanEck ETF Trust92189H607OIL SERVICES ETF1,627$46.8 萬<0.1%−2,128−56.7%減碼–
Innovator ETFs Trust45782C870US EQT PWR BUF15,169$46.9 萬<0.1%+1,705+12.7%加碼–
Vanguard Mun BD FDS922907746TAX EXEMPT BD9,341$46.9 萬<0.1%−1,042−10.0%減碼–
ETF Managers Tr26924G201PRIME CYBR SCRTY9,298$47.0 萬<0.1%−6,287−40.3%減碼–
GSLGlobal Ship Lease, Inc.COM CL A24,270$47.1 萬<0.1%−308−1.3%減碼歷史
SPDR Series Trust78468R770ST STR R1K YLD4,973$47.4 萬<0.1%−1,586−24.2%減碼–
GLPIGaming & Leisure Properties, Inc.COM9,790$47.4 萬<0.1%−46−0.5%減碼歷史
ACNAccenture plcStock1,545$47.7 萬<0.1%−4,931−76.1%減碼歷史
MCHPMicrochip Technology IncStock5,331$47.8 萬<0.1%−2,854−34.9%減碼歷史
RIVRivernorth Opportunities Fund, Inc.COM41,963$48.0 萬<0.1%+179+0.4%加碼歷史
NVONovo Nordisk A SADR2,966$48.0 萬<0.1%+879+42.1%加碼歷史
IRMIron Mountain IncCOM8,455$48.0 萬<0.1%−5,989−41.5%減碼歷史
LIVELive Ventures IncCOM NEW18,439$48.3 萬<0.1%+630+3.5%加碼歷史
KEYKeycorpCOM52,793$48.8 萬<0.1%+5,920+12.6%加碼歷史
Flexshares Tr33939L662HIG YLD VL ETF12,130$49.1 萬<0.1%−311−2.5%減碼–
MASIMasimo CorpCOM2,995$49.3 萬<0.1%+189+6.7%加碼歷史
ZIONZions Bancorporation, National AssociationCOM18,377$49.4 萬<0.1%+6,082+49.5%加碼歷史
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,531$49.6 萬<0.1%+10,531新進–
ANAutonation, Inc.COM3,035$50.0 萬<0.1%−1,146−27.4%減碼歷史
WYWeyerhaeuser CoCOM NEW14,915$50.0 萬<0.1%+573+4.0%加碼歷史
WECWec Energy Group, Inc.Stock5,668$50.0 萬<0.1%−864−13.2%減碼歷史
LEGLeggett & Platt IncStock16,893$50.0 萬<0.1%+771+4.8%加碼歷史
EWEdwards Lifesciences CorpStock5,312$50.1 萬<0.1%−1,740−24.7%減碼歷史
IIPRInnovative Industrial Properties IncCOM6,877$50.2 萬<0.1%+675+10.9%加碼歷史
GXOGXO Logistics, Inc.Stock8,000$50.3 萬<0.1%−328−3.9%減碼歷史
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US8,045$50.3 萬<0.1%00.0%不變–
VEEVVeeva Systems IncStock2,547$50.4 萬<0.1%−2,008−44.1%減碼歷史
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,860$50.6 萬<0.1%−2,337−19.2%減碼–
BFHBread Financial Holdings, Inc.COM16,131$50.6 萬<0.1%+3,753+30.3%加碼歷史
STNEStoneCo Ltd.COM39,925$50.9 萬<0.1%+39,925新進歷史
BSXBoston Scientific CorpStock9,467$51.2 萬<0.1%+73+0.8%加碼歷史
GNTXGentex CorpCOM17,516$51.3 萬<0.1%−1,088−5.8%減碼歷史
SPGSimon Property Group Inc.REIT4,439$51.3 萬<0.1%−1,293−22.6%減碼歷史
Innovator ETFs Trust45782C557US EQTY BUF DEC14,168$51.3 萬<0.1%−2,673−15.9%減碼–
Global X FDS37954Y459RUSSELL 200028,486$51.5 萬<0.1%+2,758+10.7%加碼–
Innovator ETFs Trust45782C888US EQT BUFR APR14,425$51.6 萬<0.1%+8,123+128.9%加碼–
RCKTRocket Pharmaceuticals, Inc.COM26,087$51.8 萬<0.1%−1,508−5.5%減碼歷史
PTYPIMCO Corporate & Income Opportunity FundCOM37,148$52.0 萬<0.1%+453+1.2%加碼歷史
LZBLa-Z-Boy IncCOM18,257$52.3 萬<0.1%+10.0%加碼歷史
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED24,508$52.3 萬<0.1%−117−0.5%減碼–
BEPCBrookfield Renewable CorpCL A SUB VTG16,697$52.6 萬<0.1%+527+3.3%加碼歷史
iShares Tr464289875CORE 40 MODE ETF13,037$52.7 萬<0.1%+2,609+25.0%加碼–
iShares Tr464287812US CONSM STAPLES2,632$52.7 萬<0.1%+106+4.2%加碼–
WORWorthington Enterprises, Inc.COM7,595$52.8 萬<0.1%+7,595新進歷史
GDVGabelli Dividend & Income TrustCOM24,989$52.8 萬<0.1%−3,205−11.4%減碼歷史
OFSOFS Capital CorpCOM53,621$53.0 萬<0.1%+1,006+1.9%加碼歷史
PSECProspect Capital CorpCOM85,833$53.2 萬<0.1%−24,304−22.1%減碼歷史
USBUS Bancorp DECOM NEW16,152$53.4 萬<0.1%−4,398−21.4%減碼歷史
EOGEOG Resources IncStock4,688$53.7 萬<0.1%−2,035−30.3%減碼歷史
iShares Russell Top 200 Growth ETF464289438ETF3,386$53.7 萬<0.1%−141−4.0%減碼–
Alps ETF Tr00162Q395OSHARES US SMLCP14,686$53.9 萬<0.1%−689−4.5%減碼–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF11,750$53.9 萬<0.1%+6,144+109.6%加碼–
PPLPPL CorpCOM20,388$53.9 萬<0.1%−1,674−7.6%減碼歷史
HBANHuntington Bancshares IncCOM50,048$54.0 萬<0.1%−76,803−60.5%減碼歷史
Innovator ETFs Trust45782C748US EQTY PWR BUF17,065$54.0 萬<0.1%−1,768−9.4%減碼–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF16,463$54.1 萬<0.1%−4,170−20.2%減碼–
SPDR Series Trust78468R200ST STR RATE ETF17,647$54.2 萬<0.1%+684+4.0%加碼–
CEGConstellation Energy CorpStock5,969$54.6 萬<0.1%−1,450−19.5%減碼歷史

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,807–
AAPAdvance Auto Parts IncCOM–$2,812
ProShares Tr74347X831ULTRAPRO QQQ–$2,460

2023 年第 1 季之後清倉(178 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 178 檔。

Sigma Planning Corp 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL35,256$267.6 萬0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR42,576$236.5 萬0.1%–
PRVBProvention Bio, Inc.COM92,500$222.9 萬0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM33,167$201.1 萬0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF81,003$172.2 萬0.1%–
BROSDutch Bros Inc.CL A45,677$144.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT38,442$139.0 萬<0.1%–
MBLYMobileye Global Inc.Stock27,250$117.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR23,490$115.0 萬<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE53,383$107.4 萬<0.1%–
NTAPNetApp, Inc.Stock15,892$101.5 萬<0.1%歷史
ETF Ser Solutions26922A222APTUS COLLRD INV31,729$95.8 萬<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED36,251$94.1 萬<0.1%–
APTOAptose Biosciences Inc.COM NEW1,444,550$92.5 萬<0.1%歷史
PVHPVH Corp.COM10,073$89.8 萬<0.1%歷史
PIIPolaris Inc.Stock8,064$89.2 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD41,811$84.5 萬<0.1%歷史
VanEck ETF Trust92189F452MORTGAGE REIT74,509$84.2 萬<0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP14,533$81.0 萬<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN23,161$80.1 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -8,109$76.1 萬<0.1%歷史
EQXEquinox Gold Corp.COM146,052$75.2 萬<0.1%歷史
BTGB2GOLD CorpCOM189,739$74.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM188,873$73.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF17,334$72.8 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR54,274$72.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,465$72.1 萬<0.1%歷史
WRBBerkley W R CorpCOM11,194$69.7 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX19,645$68.3 萬<0.1%–
Flexshares Tr33939L845QLT DIV DEF IDX12,847$68.0 萬<0.1%–
FISVFiserv IncStock5,928$67.0 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF24,358$64.2 萬<0.1%–
Global X FDS37960A651SUPERDVDND REIT28,490$62.0 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD26,895$60.6 萬<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND6,723$55.3 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock6,581$54.3 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH24,862$52.7 萬<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL13,513$52.5 萬<0.1%–
GLBEGlobal-E Online Ltd.SHS15,721$50.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738D879FT VEST RIS23,013$49.4 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,306$48.8 萬<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE10,761$48.7 萬<0.1%–
IVZInvesco Ltd.Stock29,601$48.5 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM7,571$47.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL9,264$47.1 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,640$47.0 萬<0.1%歷史
SPDR Series Trust78464A581ST STR SP HCEQ4,925$46.1 萬<0.1%–
PLAYDave & Buster's Entertainment, Inc.COM12,489$45.9 萬<0.1%歷史
BIGGQFormer BL Stores IncCOM40,845$44.8 萬<0.1%歷史
CALYCallaway Golf CoCOM20,248$43.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF88,016$43.4 萬<0.1%–
SPDR Series Trust78464A755ST STR SP METAL8,100$43.1 萬<0.1%–
AIGAmerican International Group, Inc.Stock8,184$41.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,705$40.2 萬<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL12,612$39.3 萬<0.1%–
ZSZscaler, Inc.Stock3,354$39.2 萬<0.1%歷史
MCMoelis & CoCL A10,045$38.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH19,936$38.3 萬<0.1%–
CHYCalamos Convertible & High Income FundCOM SHS34,563$37.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,263$36.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,008$35.0 萬<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,949$34.5 萬<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP4,098$34.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,961$34.1 萬<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT10,216$33.5 萬<0.1%–
PDPagerDuty, Inc.COM9,527$33.3 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,945$32.8 萬<0.1%–
iShares Inc46434G764MSCI EMRG CHN6,624$32.7 萬<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF11,036$32.6 萬<0.1%–
WYNNWynn Resorts LtdCOM2,903$32.5 萬<0.1%歷史
CXTCrane NXT, Co.COM2,849$32.3 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,809$32.3 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF15,221$31.7 萬<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,261$31.3 萬<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,053$31.0 萬<0.1%–
iShares Tr464288505MRGSTR SM CP ETF6,380$30.2 萬<0.1%–
iShares Tr46435G102CONV BD ETF4,135$30.0 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,261$29.5 萬<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX5,548$29.3 萬<0.1%–
STLDSteel Dynamics IncCOM2,547$28.8 萬<0.1%歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,904$28.8 萬<0.1%–
BHPBHP Group LtdADR4,529$28.7 萬<0.1%歷史
U.S. Global Jets ETF26922A842ETF15,350$28.6 萬<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN10,077$28.4 萬<0.1%–
TWNKHostess Brands, Inc.CL A11,280$28.1 萬<0.1%歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,975$27.6 萬<0.1%–
ASHAshland Inc.COM2,605$26.8 萬<0.1%歷史
ETREntergy CorpCOM2,443$26.3 萬<0.1%歷史
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,196$26.3 萬<0.1%–
iShares Core MSCI Europe ETF46434V738ETF5,006$26.2 萬<0.1%–
UGIUgi CorpStock7,507$26.1 萬<0.1%歷史
NBBNuveen Taxable Municipal Income FundCOM16,100$26.0 萬<0.1%歷史
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