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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/2 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,199
較 2023 年第 1 季 −94
總值
$27.8 億
較 2023 年第 1 季 −$2.24 億 (−7.5%)
申報日
2023/8/2
SEC
Sigma Planning Corp 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
HRHealthcare Realty Trust IncCL A COM17,462$32.9 萬<0.1%+644+3.8%加碼歷史
Vanguard Industrials ETF92204A603ETF1,606$33.0 萬<0.1%−23−1.4%減碼–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF10,172$33.3 萬<0.1%−12,392−54.9%減碼–
DINOHF Sinclair CorpCOM7,471$33.3 萬<0.1%+1,429+23.7%加碼歷史
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI18,516$33.4 萬<0.1%+2,114+12.9%加碼–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE8,789$33.4 萬<0.1%+417+5.0%加碼–
CWHCamping World Holdings, Inc.CL A11,122$33.5 萬<0.1%+535+5.1%加碼歷史
iShares Tr464287549EXPND TEC SC ETF852$33.5 萬<0.1%−152−15.1%減碼–
TWLOTwilio IncCL A5,273$33.6 萬<0.1%−1,634−23.7%減碼歷史
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF9,062$33.6 萬<0.1%+2,545+39.1%加碼–
WBDWarner Bros. Discovery, Inc.Stock26,819$33.6 萬<0.1%−7,535−21.9%減碼歷史
FNVFranco Nevada CorpStock2,361$33.7 萬<0.1%+2,361新進歷史
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW6,515$33.7 萬<0.1%−1,712−20.8%減碼–
STXSeagate Technology Holdings plcORD SHS5,458$33.8 萬<0.1%−130−2.3%減碼歷史
BRBroadridge Financial Solutions, Inc.Stock2,038$33.8 萬<0.1%−598−22.7%減碼歷史
Paramount Global92556H206CL B21,233$33.8 萬<0.1%−1,870−8.1%減碼–
iShares Inc46434G863ESG AWR MSCI EM10,709$33.9 萬<0.1%−3,227−23.2%減碼–
WTRGEssential Utilities, Inc.COM8,531$34.1 萬<0.1%−1,329−13.5%減碼歷史
CPACopa Holdings, S.A.CL A3,107$34.4 萬<0.1%00.0%不變歷史
COINCoinbase Global, Inc.COM CL A4,813$34.4 萬<0.1%−912−15.9%減碼歷史
WisdomTree Tr97717W505US MIDCAP DIVID8,218$34.6 萬<0.1%−12,964−61.2%減碼–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT7,145$34.6 萬<0.1%+7,145新進–
FANGDiamondback Energy, Inc.Stock2,639$34.7 萬<0.1%−261−9.0%減碼歷史
FRPTFreshpet, Inc.Stock5,280$34.8 萬<0.1%−62−1.2%減碼歷史
CTASCintas CorpStock699$34.8 萬<0.1%−565−44.7%減碼歷史
ULTAUlta Beauty, Inc.Stock739$34.8 萬<0.1%−146−16.5%減碼歷史
Fidelity Covington Trust316092824LOW VOLITY ETF6,954$34.8 萬<0.1%−1,291−15.7%減碼–
Listed FDS Tr53656F623HORI KI INFL ETF11,405$34.9 萬<0.1%−10,225−47.3%減碼–
KLACKLA CorpCOM NEW722$35.0 萬<0.1%−2−0.3%減碼歷史
HZNPHorizon Therapeutics Public Ltd CoSHS3,410$35.1 萬<0.1%−420−11.0%減碼歷史
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR25,482$35.2 萬<0.1%+3,511+16.0%加碼歷史
OXLCOxford Lane Capital Corp.COM72,905$35.3 萬<0.1%−2,062−2.8%減碼歷史
Vanguard Emerging Markets Government Bond ETF921946885ETF5,706$35.5 萬<0.1%−5,461−48.9%減碼–
INTUIntuit Inc.Stock779$35.7 萬<0.1%−225−22.4%減碼歷史
SRESempraStock2,462$35.8 萬<0.1%−68−2.7%減碼歷史
OTISOtis Worldwide CorpStock4,048$36.0 萬<0.1%−450−10.0%減碼歷史
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL5,247$36.3 萬<0.1%−625−10.6%減碼–
CORCencora, Inc.Stock1,892$36.4 萬<0.1%−276−12.7%減碼歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,851$36.5 萬<0.1%−2,823−32.5%減碼歷史
VSTOVista Outdoor Inc.COM13,230$36.6 萬<0.1%−596−4.3%減碼歷史
CASSCass Information Systems IncCOM9,486$36.8 萬<0.1%−2,957−23.8%減碼歷史
Victory Portfolios II92647N527CORE BD ETF8,005$36.9 萬<0.1%+61+0.8%加碼–
CPRTCopart IncCOM4,053$37.0 萬<0.1%−429−9.6%減碼歷史
VFCV F CorpStock19,421$37.1 萬<0.1%−1,180−5.7%減碼歷史
KRNTKornit Digital Ltd.SHS12,687$37.3 萬<0.1%−8,191−39.2%減碼歷史
HLTHilton Worldwide Holdings Inc.COM2,562$37.3 萬<0.1%−214−7.7%減碼歷史
First Tr Energy Income & Gro33738G104COM26,830$37.4 萬<0.1%−1,405−5.0%減碼–
ProShares Tr74347B680S&P MDCP 400 DIV5,320$37.4 萬<0.1%−1,444−21.3%減碼–
YUMYum Brands IncStock2,717$37.7 萬<0.1%−244−8.2%減碼歷史
iShares Tr464288737GLB CNSM STP ETF6,153$37.7 萬<0.1%−1,311−17.6%減碼–
First Tr Exchange Traded FD33738R688S&P INTL DIVID24,525$37.7 萬<0.1%−6,602−21.2%減碼–
Atlantica Sustainable Infr PG0751N103SHS16,122$37.8 萬<0.1%−127−0.8%減碼–
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US7,383$37.9 萬<0.1%−26,716−78.3%減碼–
JBHTHunt J B Transport Services IncCOM2,100$38.0 萬<0.1%−69−3.2%減碼歷史
HIMSHims & Hers Health, Inc.Stock40,550$38.1 萬<0.1%+40,550新進歷史
FOURShift4 Payments, Inc.CL A5,625$38.2 萬<0.1%−1,100−16.4%減碼歷史
Vanguard Communication Services ETF92204A884ETF3,611$38.4 萬<0.1%+3,611新進–
RETAReata Pharmaceuticals IncCL A3,775$38.5 萬<0.1%−2,545−40.3%減碼歷史
WHRWhirlpool CorpStock2,605$38.8 萬<0.1%−4,080−61.0%減碼歷史
ASOAcademy Sports & Outdoors, Inc.COM7,194$38.9 萬<0.1%−200−2.7%減碼歷史
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH4,778$38.9 萬<0.1%+4,778新進–
SKTTanger Inc.COM17,652$39.0 萬<0.1%−704−3.8%減碼歷史
First Tr Exchng Traded FD VI33740U406FT VEST U.S.11,540$39.0 萬<0.1%−154,318−93.0%減碼–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT10,683$39.0 萬<0.1%+16+0.1%加碼歷史
Flexshares Tr33939L837INTL QLTDV IDX17,780$39.4 萬<0.1%+295+1.7%加碼–
VanEck ETF Trust92189F429PREFERRED SECURT22,339$39.5 萬<0.1%+10,350+86.3%加碼–
DNPDNP Select Income Fund IncCOM37,732$39.5 萬<0.1%−332−0.9%減碼歷史
iShares Tr464287796U.S. ENERGY ETF9,238$39.6 萬<0.1%−1,159−11.1%減碼–
DHIHorton D R IncCOM3,266$39.8 萬<0.1%+386+13.4%加碼歷史
Dimensional ETF Trust25434V740EMERGING MKTS VA16,313$39.8 萬<0.1%+2,143+15.1%加碼–
Dimensional U.S. Targeted Value ETF25434V609ETF8,585$39.8 萬<0.1%−6,579−43.4%減碼–
ATOAtmos Energy CorpCOM3,441$40.0 萬<0.1%−615−15.2%減碼歷史
ARK ETF Tr00214Q302GENOMIC REV ETF11,758$40.1 萬<0.1%−2,222−15.9%減碼–
CAGConagra Brands Inc.Stock11,908$40.2 萬<0.1%−336−2.7%減碼歷史
iShares Tr46434V647GLOBAL REIT ETF17,559$40.3 萬<0.1%−3,770−17.7%減碼–
STLAStellantis N.V.SHS23,010$40.4 萬<0.1%+23,010新進歷史
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT12,227$40.4 萬<0.1%+12,227新進–
Fidelity Covington Trust316092790QLTY FCTOR ETF8,001$40.4 萬<0.1%+10+0.1%加碼–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT8,011$40.5 萬<0.1%−180−2.2%減碼–
GWWW.W. Grainger, Inc.Stock513$40.5 萬<0.1%−105−17.0%減碼歷史
DOVDOVER CorpCOM2,746$40.6 萬<0.1%−91−3.2%減碼歷史
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT13,484$40.6 萬<0.1%+521+4.0%加碼–
ROKURoku, IncCOM CL A6,360$40.7 萬<0.1%−8,917−58.4%減碼歷史
Innovator ETFs Trust45782C292US EQT ULTRA BF14,638$40.9 萬<0.1%+14,638新進–
ETSYEtsy IncCOM4,840$41.0 萬<0.1%+55+1.1%加碼歷史
CMAComerica IncCOM9,668$41.0 萬<0.1%−1,310−11.9%減碼歷史
CPCanadian Pacific Kansas City LtdCOM5,073$41.0 萬<0.1%+301+6.3%加碼歷史
SPDR Series Trust78468R622ST BLOO HIGH ETF4,458$41.0 萬<0.1%−9,174−67.3%減碼–
SCMStellus Capital Investment CorpCOM29,428$41.4 萬<0.1%+5,006+20.5%加碼歷史
WisdomTree Tr97717X669US QTLY DIV GRT6,212$41.4 萬<0.1%−743−10.7%減碼–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH6,396$41.4 萬<0.1%−670−9.5%減碼–
MRSHMarsh & McLennan Companies, Inc.Stock2,205$41.5 萬<0.1%−262−10.6%減碼歷史
APOApollo Global Management, Inc.COM5,408$41.5 萬<0.1%−3,052−36.1%減碼歷史
ADIAnalog Devices IncStock2,136$41.6 萬<0.1%−1,677−44.0%減碼歷史
First Tr Exchange-Traded FD33738R712DORSEYWRGT ETF16,190$41.9 萬<0.1%+16,190新進–
IMOImperial Oil LtdCOM NEW8,204$42.0 萬<0.1%−259−3.1%減碼歷史
BENFranklin Templeton IncCOM15,735$42.0 萬<0.1%+311+2.0%加碼歷史
RVTRoyce Small-Cap Trust, Inc.COM30,487$42.1 萬<0.1%+1,811+6.3%加碼歷史
IVTInvenTrust Properties Corp.COM NEW18,207$42.1 萬<0.1%−3,849−17.5%減碼歷史
UTFCohen & Steers Infrastructure Fund IncCOM17,853$42.2 萬<0.1%−2,749−13.3%減碼歷史

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,807–
AAPAdvance Auto Parts IncCOM–$2,812
ProShares Tr74347X831ULTRAPRO QQQ–$2,460

2023 年第 1 季之後清倉(178 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 178 檔。

Sigma Planning Corp 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL35,256$267.6 萬0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR42,576$236.5 萬0.1%–
PRVBProvention Bio, Inc.COM92,500$222.9 萬0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM33,167$201.1 萬0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF81,003$172.2 萬0.1%–
BROSDutch Bros Inc.CL A45,677$144.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT38,442$139.0 萬<0.1%–
MBLYMobileye Global Inc.Stock27,250$117.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR23,490$115.0 萬<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE53,383$107.4 萬<0.1%–
NTAPNetApp, Inc.Stock15,892$101.5 萬<0.1%歷史
ETF Ser Solutions26922A222APTUS COLLRD INV31,729$95.8 萬<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED36,251$94.1 萬<0.1%–
APTOAptose Biosciences Inc.COM NEW1,444,550$92.5 萬<0.1%歷史
PVHPVH Corp.COM10,073$89.8 萬<0.1%歷史
PIIPolaris Inc.Stock8,064$89.2 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD41,811$84.5 萬<0.1%歷史
VanEck ETF Trust92189F452MORTGAGE REIT74,509$84.2 萬<0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP14,533$81.0 萬<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN23,161$80.1 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -8,109$76.1 萬<0.1%歷史
EQXEquinox Gold Corp.COM146,052$75.2 萬<0.1%歷史
BTGB2GOLD CorpCOM189,739$74.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM188,873$73.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF17,334$72.8 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR54,274$72.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,465$72.1 萬<0.1%歷史
WRBBerkley W R CorpCOM11,194$69.7 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX19,645$68.3 萬<0.1%–
Flexshares Tr33939L845QLT DIV DEF IDX12,847$68.0 萬<0.1%–
FISVFiserv IncStock5,928$67.0 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF24,358$64.2 萬<0.1%–
Global X FDS37960A651SUPERDVDND REIT28,490$62.0 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD26,895$60.6 萬<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND6,723$55.3 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock6,581$54.3 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH24,862$52.7 萬<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL13,513$52.5 萬<0.1%–
GLBEGlobal-E Online Ltd.SHS15,721$50.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738D879FT VEST RIS23,013$49.4 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,306$48.8 萬<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE10,761$48.7 萬<0.1%–
IVZInvesco Ltd.Stock29,601$48.5 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM7,571$47.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL9,264$47.1 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,640$47.0 萬<0.1%歷史
SPDR Series Trust78464A581ST STR SP HCEQ4,925$46.1 萬<0.1%–
PLAYDave & Buster's Entertainment, Inc.COM12,489$45.9 萬<0.1%歷史
BIGGQFormer BL Stores IncCOM40,845$44.8 萬<0.1%歷史
CALYCallaway Golf CoCOM20,248$43.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF88,016$43.4 萬<0.1%–
SPDR Series Trust78464A755ST STR SP METAL8,100$43.1 萬<0.1%–
AIGAmerican International Group, Inc.Stock8,184$41.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,705$40.2 萬<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL12,612$39.3 萬<0.1%–
ZSZscaler, Inc.Stock3,354$39.2 萬<0.1%歷史
MCMoelis & CoCL A10,045$38.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH19,936$38.3 萬<0.1%–
CHYCalamos Convertible & High Income FundCOM SHS34,563$37.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,263$36.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,008$35.0 萬<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,949$34.5 萬<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP4,098$34.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,961$34.1 萬<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT10,216$33.5 萬<0.1%–
PDPagerDuty, Inc.COM9,527$33.3 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,945$32.8 萬<0.1%–
iShares Inc46434G764MSCI EMRG CHN6,624$32.7 萬<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF11,036$32.6 萬<0.1%–
WYNNWynn Resorts LtdCOM2,903$32.5 萬<0.1%歷史
CXTCrane NXT, Co.COM2,849$32.3 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,809$32.3 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF15,221$31.7 萬<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,261$31.3 萬<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,053$31.0 萬<0.1%–
iShares Tr464288505MRGSTR SM CP ETF6,380$30.2 萬<0.1%–
iShares Tr46435G102CONV BD ETF4,135$30.0 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,261$29.5 萬<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX5,548$29.3 萬<0.1%–
STLDSteel Dynamics IncCOM2,547$28.8 萬<0.1%歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,904$28.8 萬<0.1%–
BHPBHP Group LtdADR4,529$28.7 萬<0.1%歷史
U.S. Global Jets ETF26922A842ETF15,350$28.6 萬<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN10,077$28.4 萬<0.1%–
TWNKHostess Brands, Inc.CL A11,280$28.1 萬<0.1%歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,975$27.6 萬<0.1%–
ASHAshland Inc.COM2,605$26.8 萬<0.1%歷史
ETREntergy CorpCOM2,443$26.3 萬<0.1%歷史
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,196$26.3 萬<0.1%–
iShares Core MSCI Europe ETF46434V738ETF5,006$26.2 萬<0.1%–
UGIUgi CorpStock7,507$26.1 萬<0.1%歷史
NBBNuveen Taxable Municipal Income FundCOM16,100$26.0 萬<0.1%歷史
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