跳到主要內容

Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2023 年第 2 季持倉

持倉截至 2023/6/30,2023/8/2 申報。只含多頭部位,變化是跟 2023 年第 1 季比股數。

機構總覽
持股檔數
1,199
較 2023 年第 1 季 −94
總值
$27.8 億
較 2023 年第 1 季 −$2.24 億 (−7.5%)
申報日
2023/8/2
SEC
Sigma Planning Corp 在 2023 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF870$25.6 萬<0.1%−899−50.8%減碼–
First Tr Exchng Traded FD VI33740U844FT VEST U.S7,729$25.9 萬<0.1%+7,729新進–
EXPDExpeditors International of Washington IncCOM2,137$25.9 萬<0.1%−288−11.9%減碼歷史
WNCWabash National CorpCOM10,100$25.9 萬<0.1%00.0%不變歷史
CRCrane CoCOMMON STOCK2,914$26.0 萬<0.1%+2,914新進歷史
PHParker-Hannifin CorpStock669$26.1 萬<0.1%+27+4.2%加碼歷史
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG21,183$26.2 萬<0.1%−700−3.2%減碼歷史
DOCNDigitalOcean Holdings, Inc.COM6,539$26.2 萬<0.1%−12,159−65.0%減碼歷史
NGGNational Grid PLCSPONSORED ADR NE3,907$26.3 萬<0.1%−394−9.2%減碼歷史
BNYBank of New York Mellon CorpStock5,918$26.4 萬<0.1%−12,997−68.7%減碼歷史
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF2,539$26.4 萬<0.1%+21+0.8%加碼–
First Tr Exchng Traded FD VI33740F474FT VEST US EQT8,431$26.5 萬<0.1%+8,431新進–
SPHSuburban Propane Partners LPUNIT LTD PARTN17,993$26.6 萬<0.1%−816−4.3%減碼歷史
Dimensional ETF Trust25434V401US EQUI MARK ETF5,534$26.7 萬<0.1%−111−2.0%減碼–
CDNSCadence Design Systems IncStock1,145$26.9 萬<0.1%−258−18.4%減碼歷史
LTCLTC Properties IncREIT8,143$26.9 萬<0.1%+1,238+17.9%加碼歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR11,213$26.9 萬<0.1%+141+1.3%加碼–
iShares Tr46435U432IBONDS DEC 2510,282$27.1 萬<0.1%+10,282新進–
ENPHEnphase Energy, Inc.Stock1,617$27.1 萬<0.1%−645−28.5%減碼歷史
iShares Tr464287838U.S. BAS MTL ETF2,037$27.1 萬<0.1%+2,037新進–
Innovator ETFs Trust45782C664US EQTY BUF SEP7,872$27.1 萬<0.1%−4,521−36.5%減碼–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,931$27.2 萬<0.1%+509+1.5%加碼歷史
Fidelity Covington Trust316092352BLUE CHIP GRWTH9,172$27.3 萬<0.1%+1,120+13.9%加碼–
Pacer Trendpilot US Mid Cap ETF69374H204ETF8,300$27.3 萬<0.1%−3,018−26.7%減碼–
PINSPinterest, Inc.CL A10,087$27.6 萬<0.1%−3,880−27.8%減碼歷史
iShares Tr46435G318IBONDS DEC202310,831$27.6 萬<0.1%+10,831新進–
iShares Tr46435U697IBONDS DEC10,747$27.7 萬<0.1%+10,747新進–
AGFirst Majestic Silver CorpCOM49,015$27.7 萬<0.1%+37,705+333.4%加碼歷史
CHTRCharter Communications, Inc.CL A753$27.7 萬<0.1%−52−6.5%減碼歷史
iShares Tr464287192US TRSPRTION1,110$27.7 萬<0.1%−49−4.2%減碼–
SVCService Properties TrustCOM SH BEN INT32,008$27.8 萬<0.1%00.0%不變歷史
American Centy ETF Tr025072406QUALITY DIVRSFED6,298$27.8 萬<0.1%+6,298新進–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF4,059$27.9 萬<0.1%−2,155−34.7%減碼–
EMNEastman Chemical CoStock3,338$28.0 萬<0.1%−2,028−37.8%減碼歷史
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM16,400$28.0 萬<0.1%+16,400新進歷史
GIBCgi IncCL A2,669$28.1 萬<0.1%00.0%不變歷史
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT946$28.2 萬<0.1%+946新進–
BCXBlackRock Resources & Commodities Strategy TrustSHS31,125$28.2 萬<0.1%−2,035−6.1%減碼歷史
COFCapital One Financial CorpStock2,595$28.4 萬<0.1%−118−4.3%減碼歷史
RCLRoyal Caribbean Cruises LtdCOM2,741$28.4 萬<0.1%−2,998−52.2%減碼歷史
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV14,804$28.5 萬<0.1%−38,780−72.4%減碼–
First Tr Exchange-Traded FD33735T109COMMON SHS25,140$28.5 萬<0.1%−227−0.9%減碼–
RBLXRoblox CorpStock7,084$28.6 萬<0.1%−1,349−16.0%減碼歷史
WELLWelltower Inc.REIT3,530$28.6 萬<0.1%−1,090−23.6%減碼歷史
GEHCGE HealthCare Technologies Inc.Stock3,524$28.6 萬<0.1%−555−13.6%減碼歷史
DFSDiscover Financial ServicesCOM2,453$28.7 萬<0.1%−2,618−51.6%減碼歷史
NEMNEWMONT CorpStock6,743$28.8 萬<0.1%+228+3.5%加碼歷史
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC3,657$28.8 萬<0.1%+3,657新進–
SYNASYNAPTICS IncStock3,374$28.8 萬<0.1%−4−0.1%減碼歷史
AEMAgnico Eagle Mines LtdStock5,783$28.9 萬<0.1%+5,783新進歷史
MIDDMIDDLEBY CorpCOM1,957$28.9 萬<0.1%−5−0.3%減碼歷史
RGRSturm Ruger & Co IncStock5,467$29.0 萬<0.1%−31−0.6%減碼歷史
TDOCTeladoc Health, Inc.COM11,446$29.0 萬<0.1%+766+7.2%加碼歷史
MTBM&T Bank CorpCOM2,347$29.0 萬<0.1%+2,347新進歷史
Innovator ETFs Trust45782C391US EQTY BUFR MAR7,840$29.1 萬<0.1%−5,260−40.2%減碼–
iShares Tr46435G243ESG AWRE 1 5 YR12,199$29.2 萬<0.1%+1,444+13.4%加碼–
Vanguard Mortgage-Backed Securities ETF92206C771ETF6,345$29.2 萬<0.1%+1,849+41.1%加碼–
BGBunge Global SACOM3,106$29.3 萬<0.1%−1,321−29.8%減碼歷史
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,220$29.4 萬<0.1%−447−12.2%減碼–
RTLNecessity Retail REIT, Inc.COM CLASS A43,459$29.4 萬<0.1%−3,750−7.9%減碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT78,712$29.4 萬<0.1%−2,226−2.8%減碼歷史
OLNOLIN CorpStock5,759$29.6 萬<0.1%−304−5.0%減碼歷史
CHDNChurchill Downs IncCOM2,134$29.7 萬<0.1%+150+7.6%加碼依 2 比 1 拆股換算歷史
CIKUBS Asset Management Income Fund, Inc.COM101,121$29.7 萬<0.1%−14,864−12.8%減碼歷史
iShares Tr46436E569ESG SELECT SCRE8,808$29.8 萬<0.1%−708−7.4%減碼–
iShares Tr464288851US OIL GS EX ETF3,508$29.8 萬<0.1%−562−13.8%減碼–
SNVSynovus Financial CorpCOM NEW9,920$30.0 萬<0.1%−328−3.2%減碼歷史
EFCEllington Financial Inc.COM21,775$30.0 萬<0.1%−677−3.0%減碼歷史
PBIPitney Bowes IncCOM85,069$30.1 萬<0.1%+3,110+3.8%加碼歷史
IPInternational Paper CoCOM9,485$30.2 萬<0.1%+341+3.7%加碼歷史
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF4,299$30.4 萬<0.1%−942−18.0%減碼–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY6,358$30.4 萬<0.1%−16,256−71.9%減碼–
OMCOmnicom Group Inc.COM3,206$30.5 萬<0.1%−1,661−34.1%減碼歷史
DSLDoubleLine Income Solutions FundCOM25,754$30.7 萬<0.1%−289−1.1%減碼歷史
KSSKOHLS CorpStock13,312$30.7 萬<0.1%+13,312新進歷史
RPMRPM International IncCOM3,429$30.8 萬<0.1%−2,001−36.9%減碼歷史
ATVIActivision Blizzard, Inc.COM3,662$30.9 萬<0.1%−3,992−52.2%減碼歷史
PAYCPaycom Software, Inc.Stock966$31.0 萬<0.1%+4+0.4%加碼歷史
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE2,955$31.1 萬<0.1%−806−21.4%減碼–
HIIHuntington Ingalls Industries, Inc.COM1,367$31.1 萬<0.1%−12−0.9%減碼歷史
AGNCAGNC Investment Corp.REIT30,732$31.1 萬<0.1%−591−1.9%減碼歷史
DINDine Brands Global, Inc.COM5,385$31.2 萬<0.1%00.0%不變歷史
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS12,960$31.3 萬<0.1%+1,810+16.2%加碼歷史
GLWCorning IncCOM8,968$31.4 萬<0.1%−12,945−59.1%減碼歷史
JHGJanus Henderson Group Ltd.ORD SHS11,543$31.5 萬<0.1%−329−2.8%減碼歷史
TFCTruist Financial CorpCOM10,390$31.5 萬<0.1%+1,212+13.2%加碼歷史
DDOGDatadog, Inc.CL A COM3,236$31.8 萬<0.1%−300−8.5%減碼歷史
Invesco Exch Traded FD Tr II46138G706SOLAR ETF4,462$31.9 萬<0.1%−687−13.3%減碼–
Innovator ETFs Trust45782C409US EQTY BUFR JAN8,463$31.9 萬<0.1%−2,944−25.8%減碼–
PAXSPIMCO Access Income FundSHS BENFIN INT21,670$32.0 萬<0.1%+1,100+5.3%加碼歷史
iShares Global Clean Energy ETF464288224ETF17,506$32.2 萬<0.1%−6,084−25.8%減碼–
Dimensional ETF Trust25434V815US SMALL CAP ETF12,551$32.3 萬<0.1%+2,097+20.1%加碼–
American Centy ETF Tr025072307US QUALITY GROW4,677$32.3 萬<0.1%+4,677新進–
NEANuveen AMT-Free Quality Municipal Income FundCOM29,631$32.4 萬<0.1%−4,702−13.7%減碼歷史
iShares Inc464286475EM MKT SM-CP ETF6,054$32.4 萬<0.1%+573+10.5%加碼–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG11,604$32.7 萬<0.1%−24,855−68.2%減碼–
REGNRegeneron Pharmaceuticals, Inc.COM455$32.7 萬<0.1%−32−6.6%減碼歷史
LNTAlliant Energy CorpStock6,231$32.7 萬<0.1%−1,086−14.8%減碼歷史
iShares Tr464288208MRGSTR MD CP ETF5,172$32.7 萬<0.1%−3,798−42.3%減碼–
FLNGFlex LNG Ltd.SHS10,732$32.8 萬<0.1%−7,458−41.0%減碼歷史

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2023 年第 2 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,807–
AAPAdvance Auto Parts IncCOM–$2,812
ProShares Tr74347X831ULTRAPRO QQQ–$2,460

2023 年第 1 季之後清倉(178 檔)

2023 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 178 檔。

Sigma Planning Corp 在 2023 年第 1 季之後清倉的部位
證券類別2023 年第 1 季股數2023 年第 1 季市值2023 年第 1 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL35,256$267.6 萬0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR42,576$236.5 萬0.1%–
PRVBProvention Bio, Inc.COM92,500$222.9 萬0.1%歷史
Victory Portfolios II92647N824VCSHS US EQ INCM33,167$201.1 萬0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF81,003$172.2 萬0.1%–
BROSDutch Bros Inc.CL A45,677$144.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U208FT VEST US EQT38,442$139.0 萬<0.1%–
MBLYMobileye Global Inc.Stock27,250$117.9 萬<0.1%歷史
iShares Tr46435G672CORE INTL AGGR23,490$115.0 萬<0.1%–
First Tr Exch Traded FD III33740J203EQUITY MARKET NE53,383$107.4 萬<0.1%–
NTAPNetApp, Inc.Stock15,892$101.5 萬<0.1%歷史
ETF Ser Solutions26922A222APTUS COLLRD INV31,729$95.8 萬<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED36,251$94.1 萬<0.1%–
APTOAptose Biosciences Inc.COM NEW1,444,550$92.5 萬<0.1%歷史
PVHPVH Corp.COM10,073$89.8 萬<0.1%歷史
PIIPolaris Inc.Stock8,064$89.2 萬<0.1%歷史
DBBInvesco DB Base Metals FundBASE METALS FD41,811$84.5 萬<0.1%歷史
VanEck ETF Trust92189F452MORTGAGE REIT74,509$84.2 萬<0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP14,533$81.0 萬<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN23,161$80.1 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -8,109$76.1 萬<0.1%歷史
EQXEquinox Gold Corp.COM146,052$75.2 萬<0.1%歷史
BTGB2GOLD CorpCOM189,739$74.8 萬<0.1%歷史
EXKEndeavour Silver CorpCOM188,873$73.3 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF17,334$72.8 萬<0.1%–
GFIGold Fields LtdSPONSORED ADR54,274$72.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,465$72.1 萬<0.1%歷史
WRBBerkley W R CorpCOM11,194$69.7 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX19,645$68.3 萬<0.1%–
Flexshares Tr33939L845QLT DIV DEF IDX12,847$68.0 萬<0.1%–
FISVFiserv IncStock5,928$67.0 萬<0.1%歷史
Exchange Listed FDS Tr30151E814HIGH YIELD ETF24,358$64.2 萬<0.1%–
Global X FDS37960A651SUPERDVDND REIT28,490$62.0 萬<0.1%–
Flexshares Tr33939L670CRE SLCT BD FD26,895$60.6 萬<0.1%–
WisdomTree Tr97717W208US HIGH DIVIDEND6,723$55.3 萬<0.1%–
IBKRInteractive Brokers Group, Inc.Stock6,581$54.3 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH24,862$52.7 萬<0.1%–
WisdomTree Tr97717W786INTL DIV EX FINL13,513$52.5 萬<0.1%–
GLBEGlobal-E Online Ltd.SHS15,721$50.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738D879FT VEST RIS23,013$49.4 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,306$48.8 萬<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE10,761$48.7 萬<0.1%–
IVZInvesco Ltd.Stock29,601$48.5 萬<0.1%歷史
PEGPublic Service Enterprise Group IncCOM7,571$47.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL9,264$47.1 萬<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,640$47.0 萬<0.1%歷史
SPDR Series Trust78464A581ST STR SP HCEQ4,925$46.1 萬<0.1%–
PLAYDave & Buster's Entertainment, Inc.COM12,489$45.9 萬<0.1%歷史
BIGGQFormer BL Stores IncCOM40,845$44.8 萬<0.1%歷史
CALYCallaway Golf CoCOM20,248$43.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF88,016$43.4 萬<0.1%–
SPDR Series Trust78464A755ST STR SP METAL8,100$43.1 萬<0.1%–
AIGAmerican International Group, Inc.Stock8,184$41.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,705$40.2 萬<0.1%–
ETF Ser Solutions26922A446OPUS SML CP VL12,612$39.3 萬<0.1%–
ZSZscaler, Inc.Stock3,354$39.2 萬<0.1%歷史
MCMoelis & CoCL A10,045$38.6 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH19,936$38.3 萬<0.1%–
CHYCalamos Convertible & High Income FundCOM SHS34,563$37.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR10,263$36.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF5,008$35.0 萬<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,949$34.5 萬<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP4,098$34.4 萬<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,961$34.1 萬<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT10,216$33.5 萬<0.1%–
PDPagerDuty, Inc.COM9,527$33.3 萬<0.1%歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,945$32.8 萬<0.1%–
iShares Inc46434G764MSCI EMRG CHN6,624$32.7 萬<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF11,036$32.6 萬<0.1%–
WYNNWynn Resorts LtdCOM2,903$32.5 萬<0.1%歷史
CXTCrane NXT, Co.COM2,849$32.3 萬<0.1%歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,809$32.3 萬<0.1%歷史
Global X FDS37954Y814FINTECH ETF15,221$31.7 萬<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF8,261$31.3 萬<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,053$31.0 萬<0.1%–
iShares Tr464288505MRGSTR SM CP ETF6,380$30.2 萬<0.1%–
iShares Tr46435G102CONV BD ETF4,135$30.0 萬<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF9,261$29.5 萬<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX5,548$29.3 萬<0.1%–
STLDSteel Dynamics IncCOM2,547$28.8 萬<0.1%歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,904$28.8 萬<0.1%–
BHPBHP Group LtdADR4,529$28.7 萬<0.1%歷史
U.S. Global Jets ETF26922A842ETF15,350$28.6 萬<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN10,077$28.4 萬<0.1%–
TWNKHostess Brands, Inc.CL A11,280$28.1 萬<0.1%歷史
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,975$27.6 萬<0.1%–
ASHAshland Inc.COM2,605$26.8 萬<0.1%歷史
ETREntergy CorpCOM2,443$26.3 萬<0.1%歷史
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,196$26.3 萬<0.1%–
iShares Core MSCI Europe ETF46434V738ETF5,006$26.2 萬<0.1%–
UGIUgi CorpStock7,507$26.1 萬<0.1%歷史
NBBNuveen Taxable Municipal Income FundCOM16,100$26.0 萬<0.1%歷史
ALLEAllegion plcORD SHS2,418$25.8 萬<0.1%歷史
iShares Inc464286533MSCI EMERG MRKT4,720$25.8 萬<0.1%–
ABBNYABB LtdSPONSORED ADR7,492$25.7 萬<0.1%歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,160$25.3 萬<0.1%歷史
CCChemours CoStock8,439$25.3 萬<0.1%歷史
iShares Tr464288521CRE U S REIT ETF4,974$25.1 萬<0.1%–
SNYSanofiSPONSORED ADR4,575$24.9 萬<0.1%歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,584$24.9 萬<0.1%–