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Livermore
Livermore
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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 4 季持倉

持倉截至 2022/12/31，2023/1/24 申報。只含多頭部位，變化是跟 2022 年第 3 季比股數。

機構總覽
持股檔數
1,258
較 2022 年第 3 季 +7
總值
$28.0 億
較 2022 年第 3 季 +$1.83 億 (+7.0%)
申報日
2023/1/24
SEC
Sigma Planning Corp 在 2022 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
First Tr Exchng Traded FD VI33740F680FT VEST US EQT7,889$24.2 萬<0.1%00.0%不變–
USOUnited States Oil Fund, LPUNITS3,464$24.3 萬<0.1%+70+2.1%加碼歷史
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT11,491$24.4 萬<0.1%+580+5.3%加碼歷史
KEYKeycorpCOM14,045$24.5 萬<0.1%−1,201−7.9%減碼歷史
ABAlliancebernstein Holding L.P.UNIT LTD PARTN7,150$24.6 萬<0.1%+533+8.1%加碼歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,643$24.6 萬<0.1%+125+5.0%加碼–
EGLEEagle Bulk Shipping Inc.COM4,924$24.6 萬<0.1%+4,924新進歷史
Global X FDS37950E291GLOBX SUPDV US13,115$24.6 萬<0.1%−2,432−15.6%減碼–
NMAINuveen Multi-Asset Income FundCOM21,459$24.7 萬<0.1%−8,137−27.5%減碼歷史
JAKKJakks Pacific IncCOM NEW14,130$24.7 萬<0.1%+1,182+9.1%加碼歷史
iShares Tr464287192US TRSPRTION1,158$24.7 萬<0.1%−94−7.5%減碼–
TDOCTeladoc Health, Inc.COM10,469$24.8 萬<0.1%+947+9.9%加碼歷史
GNLGlobal Net Lease, Inc.COM NEW19,786$24.9 萬<0.1%+616+3.2%加碼歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF10,259$24.9 萬<0.1%+28+0.3%加碼–
ARAntero Resources CorpCOM8,087$25.1 萬<0.1%+8,087新進歷史
Innovator ETFs Trust45783Y756LADDERED ALC BFR10,898$25.1 萬<0.1%−20.0%減碼–
ETF Managers Tr26924G102PRIME JUNIR SLVR23,844$25.2 萬<0.1%−24,438−50.6%減碼–
WELLWelltower Inc.REIT3,851$25.2 萬<0.1%−3,174−45.2%減碼歷史
SPDR Index Shs FDS78463X756ST MARKE CAP ETF5,169$25.3 萬<0.1%−109−2.1%減碼–
Global X FDS37954Y343GLBL X MLP ETF6,134$25.3 萬<0.1%+6,134新進–
PFGPrincipal Financial Group IncCOM3,021$25.4 萬<0.1%+39+1.3%加碼歷史
SPDR Series Trust78464A821ST STR SP400GRW3,881$25.4 萬<0.1%−4,329−52.7%減碼–
Abrdn ETFs003261104BBRG ALL COMD K111,496$25.4 萬<0.1%+6+0.1%加碼–
KDPKeurig Dr Pepper Inc.COM7,126$25.4 萬<0.1%+481+7.2%加碼歷史
ALLEAllegion plcORD SHS2,418$25.5 萬<0.1%00.0%不變歷史
iShares Tr464287770U.S. FIN SVC ETF1,616$25.5 萬<0.1%+4+0.2%加碼–
Flexshares Tr33939L100MORNSTAR USMKT1,720$25.6 萬<0.1%−11−0.6%減碼–
CWHCamping World Holdings, Inc.CL A11,478$25.6 萬<0.1%+1,717+17.6%加碼歷史
ETF Managers Tr26924G508ETFMG ALTR HRVST60,178$25.6 萬<0.1%−5,569−8.5%減碼–
iShares Tr464288638ISHS 5-10YR INVT5,202$25.8 萬<0.1%−469−8.3%減碼–
DKNGDraftKings Inc.Stock22,619$25.8 萬<0.1%−6,225−21.6%減碼歷史
AALAmerican Airlines Group Inc.Stock20,296$25.8 萬<0.1%−61−0.3%減碼歷史
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF2,526$25.9 萬<0.1%−1,700−40.2%減碼–
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,514$26.0 萬<0.1%−160−1.8%減碼–
iShares Tr46436E569ESG SELECT SCRE9,195$26.1 萬<0.1%+923+11.2%加碼–
JRONuveen Floating Rate Income Opportunity FundCOM SHS33,466$26.1 萬<0.1%+10,220+44.0%加碼歷史
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR24,598$26.2 萬<0.1%−20,393−45.3%減碼歷史
BIIBBiogen Inc.COM948$26.3 萬<0.1%−735−43.7%減碼歷史
iShares Tr464288844US OIL EQ&SV ETF12,402$26.3 萬<0.1%+1,094+9.7%加碼–
MIDDMIDDLEBY CorpCOM1,965$26.3 萬<0.1%−4−0.2%減碼歷史
WBSWebster Financial CorpCOM5,579$26.4 萬<0.1%00.0%不變歷史
BHVNBiohaven Ltd.COM19,148$26.6 萬<0.1%+19,148新進歷史
Fidelity Covington Trust316092386STOCK FOR INFL8,592$26.6 萬<0.1%+172+2.0%加碼–
FSLRFirst Solar, Inc.Stock1,777$26.6 萬<0.1%+1,777新進歷史
RBLXRoblox CorpStock9,388$26.7 萬<0.1%−451−4.6%減碼歷史
State Street SPDR S&P Homebuilders ETF78464A888ETF4,458$26.9 萬<0.1%−2,162−32.7%減碼–
SPDR Series Trust78468R861STATE STRET SPDR14,584$26.9 萬<0.1%−45,119−75.6%減碼–
iShares Inc464286475EM MKT SM-CP ETF5,579$26.9 萬<0.1%−3,321−37.3%減碼–
WYNNWynn Resorts LtdCOM3,277$27.0 萬<0.1%+3,277新進歷史
CCChemours CoStock8,835$27.1 萬<0.1%−382−4.1%減碼歷史
Invesco Exchange Traded FD T46137V886DWA STAPLES3,290$27.2 萬<0.1%00.0%不變–
Fidelity Covington Trust316092345BLUE CHIP VALUE9,661$27.2 萬<0.1%+9,661新進–
IVZInvesco Ltd.Stock15,136$27.2 萬<0.1%−105−0.7%減碼歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR11,240$27.3 萬<0.1%−605−5.1%減碼–
CPRTCopart IncCOM4,482$27.3 萬<0.1%−104−2.3%減碼依 2 比 1 拆股換算歷史
NGGNational Grid PLCSPONSORED ADR NE4,533$27.3 萬<0.1%−80−1.7%減碼歷史
Flexshares Tr33939L837INTL QLTDV IDX13,278$27.4 萬<0.1%+13,278新進–
JHGJanus Henderson Group Ltd.ORD SHS11,675$27.5 萬<0.1%+83+0.7%加碼歷史
SPDR Series Trust78468R523ST STR BL 12 ETF2,776$27.6 萬<0.1%+2,776新進–
RGRSturm Ruger & Co IncStock5,450$27.6 萬<0.1%+10.0%加碼歷史
SLVMSylvamo CorpCOMMON STOCK5,685$27.6 萬<0.1%+5,685新進歷史
XYLXylem Inc.COM2,500$27.7 萬<0.1%−130−4.9%減碼歷史
PDPagerDuty, Inc.COM10,437$27.7 萬<0.1%+585+5.9%加碼歷史
Flexshares Tr33939L506IBOXX 3R TARGT11,832$27.8 萬<0.1%−199−1.7%減碼–
Fidelity Covington Trust316092790QLTY FCTOR ETF6,323$28.1 萬<0.1%+41+0.7%加碼–
BGBunge Global SACOM2,816$28.1 萬<0.1%+196+7.5%加碼歷史
Dimensional ETF Trust25434V740EMERGING MKTS VA12,433$28.1 萬<0.1%+12,433新進–
ETREntergy CorpCOM2,502$28.2 萬<0.1%+2,502新進歷史
PFCPremier Financial CorpCOM10,464$28.2 萬<0.1%+874+9.1%加碼歷史
GSLGlobal Ship Lease, Inc.COM CL A16,953$28.2 萬<0.1%+4,419+35.3%加碼歷史
First Tr Exchange Traded FD33741L108DORSY WR MOMNT10,764$28.3 萬<0.1%−852−7.3%減碼–
iShares Tr464288505MRGSTR SM CP ETF6,225$28.4 萬<0.1%−252−3.9%減碼–
Fidelity Covington Trust316092709MSCI INDL INDX5,628$28.5 萬<0.1%+822+17.1%加碼–
ASHAshland Inc.COM2,659$28.6 萬<0.1%−450−14.5%減碼歷史
iShares Tr46435U853BROAD USD HIGH8,283$28.6 萬<0.1%+954+13.0%加碼–
Vanguard Total World Stock ETF922042742ETF3,355$28.9 萬<0.1%−1,209−26.5%減碼–
OCOwens CorningStock3,398$29.0 萬<0.1%+10+0.3%加碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT79,893$29.0 萬<0.1%+1,577+2.0%加碼歷史
ESTEEarthstone Energy IncCL A20,398$29.0 萬<0.1%−365−1.8%減碼歷史
SPHSuburban Propane Partners LPUNIT LTD PARTN19,163$29.1 萬<0.1%−182−0.9%減碼歷史
First Tr Exchange-Traded FD33735T109COMMON SHS25,709$29.2 萬<0.1%−3,846−13.0%減碼–
iShares Inc46434G855MSCI GBL GOLD MN13,084$29.2 萬<0.1%+13,084新進–
DINOHF Sinclair CorpCOM5,636$29.2 萬<0.1%+686+13.9%加碼歷史
IDCCInterDigital, Inc.COM5,914$29.3 萬<0.1%−101−1.7%減碼歷史
DDOGDatadog, Inc.CL A COM3,984$29.3 萬<0.1%+543+15.8%加碼歷史
RTLNecessity Retail REIT, Inc.COM CLASS A49,459$29.3 萬<0.1%−3,078−5.9%減碼歷史
DOVDOVER CorpCOM2,173$29.4 萬<0.1%+278+14.7%加碼歷史
VTRSViatris IncStock26,471$29.5 萬<0.1%−242−0.9%減碼歷史
NEMNEWMONT CorpStock6,253$29.5 萬<0.1%+1,359+27.8%加碼歷史
HRHealthcare Realty Trust IncCL A COM15,521$29.9 萬<0.1%−3,392−17.9%減碼歷史
JEFJefferies Financial Group Inc.COM8,779$30.1 萬<0.1%−280−3.1%減碼歷史
KLACKLA CorpCOM NEW800$30.2 萬<0.1%−99−11.0%減碼歷史
TRTNTriton International LtdCL A4,406$30.3 萬<0.1%+151+3.5%加碼歷史
INTUIntuit Inc.Stock779$30.3 萬<0.1%−126−13.9%減碼歷史
CHWCalamos Global Dynamic Income FundCOM54,428$30.4 萬<0.1%+270.0%加碼歷史
Abrdn ETFs003261203BBRG ALL COMMDY8,796$30.4 萬<0.1%−10,707−54.9%減碼–
FOURShift4 Payments, Inc.CL A5,442$30.4 萬<0.1%+5,442新進歷史
NBBNuveen Taxable Municipal Income FundCOM19,100$30.5 萬<0.1%+4,800+33.6%加碼歷史
BHKBlackRock Core Bond TrustSHS BEN INT29,429$30.5 萬<0.1%−652−2.2%減碼歷史
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,018$30.6 萬<0.1%+8+0.4%加碼–

選擇權（3 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 4 季的選擇權部位
證券類別賣權買權
ProShares Tr74347X831ULTRAPRO QQQ–$476
VTNRVertex Energy Inc.COM–$71
FCELFuelcell Energy IncCOM–$35

2022 年第 3 季之後清倉（97 檔）

2022 年第 3 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2022 年第 3 季之後清倉的部位
證券類別2022 年第 3 季股數2022 年第 3 季市值2022 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB386,373$818.3 萬0.3%–
Victory Portfolios II92647N782VCSHS US 500 ENH52,859$339.1 萬0.1%–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY114,256$251.0 萬0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW126,347$205.5 萬0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH46,741$189.3 萬0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH43,834$133.9 萬0.1%–
Kraneshares Tr500767736QUADRTC INT RT55,887$123.8 萬<0.1%–
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH43,272$112.3 萬<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF36,068$90.3 萬<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD42,066$84.2 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J676BULLSHS 22 USD33,560$80.2 萬<0.1%–
CELHCelsius Holdings, Inc.COM NEW8,710$79.0 萬<0.1%歷史
AXONAxon Enterprise, Inc.COM6,619$76.6 萬<0.1%歷史
Timothy Plan887432284US LARGE MID CP31,058$72.4 萬<0.1%–
iShares Tr46436E809IBONDS 22 TRM TS25,281$64.2 萬<0.1%–
HBIHanesbrands Inc.COM86,569$60.3 萬<0.1%歷史
Kraneshares Tr500767587QUADRATIC DEFLA27,687$60.1 萬<0.1%–
GLNGGolar LNG LtdSHS21,279$53.0 萬<0.1%歷史
Innovator ETFs Tr45782C862LOUP FRONTIER16,326$43.8 萬<0.1%–
BHVNBiohaven Ltd.COM2,781$42.0 萬<0.1%歷史
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF5,115$41.5 萬<0.1%–
SICPSilvergate Capital CorpCL A5,498$41.4 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF6,772$40.8 萬<0.1%–
NWLNewell Brands Inc.Stock29,030$40.3 萬<0.1%歷史
CECelanese CorpStock4,451$40.2 萬<0.1%歷史
TREXTrex Co IncCOM8,755$38.5 萬<0.1%歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF7,752$37.6 萬<0.1%–
COINCoinbase Global, Inc.COM CL A5,711$36.8 萬<0.1%歷史
FNVFranco Nevada CorpStock3,032$36.2 萬<0.1%歷史
LACLithium Americas Corp.COM NEW13,523$35.5 萬<0.1%歷史
Innovator ETFs Tr45782C763IBD BREAKOUT12,594$35.3 萬<0.1%–
FBCFlagstar Bancorp IncCOM PAR .00110,260$34.3 萬<0.1%歷史
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE7,731$33.3 萬<0.1%–
CCJCameco CorpStock12,471$33.1 萬<0.1%歷史
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF14,251$32.8 萬<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN9,084$32.3 萬<0.1%–
TWTRTwitter, Inc.COM7,172$31.4 萬<0.1%歷史
ICLRIcon PLCCOM1,601$29.4 萬<0.1%歷史
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,333$29.3 萬<0.1%–
ALLYAlly Financial Inc.Stock10,217$28.4 萬<0.1%歷史
WisdomTree Tr97717Y683ENHNCD CMMDTY ST13,239$28.2 萬<0.1%–
iShares Tr464287127MORNINGSTR US EQ5,713$28.2 萬<0.1%–
AEMAgnico Eagle Mines LtdStock6,647$28.1 萬<0.1%歷史
Nushares ETF Tr67092P607NUVEEN ESG SMLCP8,344$26.8 萬<0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT6,014$26.1 萬<0.1%–
Ssga Active Tr78470P408STATE STREET US7,204$25.9 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT3,918$25.6 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO2,043$25.5 萬<0.1%–
DNUTKrispy Kreme, Inc.COM21,767$25.1 萬<0.1%歷史
BIDUBaidu, Inc.ADR2,122$24.9 萬<0.1%歷史
LITSLite Strategy, Inc.COM NEW641,050$24.8 萬<0.1%歷史
SAMBoston Beer Co IncCL A756$24.5 萬<0.1%歷史
MFCManulife Financial CorpCOM15,428$24.2 萬<0.1%歷史
Vanguard World FD921910709EXTENDED DUR2,769$24.0 萬<0.1%–
MTBM&T Bank CorpCOM1,349$23.8 萬<0.1%歷史
SPDR Series Trust78468R721STATE STREET SPD5,362$23.6 萬<0.1%–
ZMZoom Communications, Inc.Stock3,188$23.5 萬<0.1%歷史
iShares Tr464289883CORE 30 70 ETF7,125$23.2 萬<0.1%–
ALGNAlign Technology IncCOM1,113$23.1 萬<0.1%歷史
CUZCousins Properties IncCOM NEW9,811$22.9 萬<0.1%歷史
MPMP Materials Corp.COM CL A8,337$22.8 萬<0.1%歷史
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD7,540$22.7 萬<0.1%歷史
RIVNRivian Automotive, Inc.Stock6,877$22.6 萬<0.1%歷史
SNOWSnowflake Inc.Stock1,281$21.8 萬<0.1%歷史
BJBJ's Wholesale Club Holdings, Inc.COM2,998$21.8 萬<0.1%歷史
iShares Select U.S. REIT ETF464287564ETF4,051$21.7 萬<0.1%–
BNSBank of Nova ScotiaCOM4,416$21.0 萬<0.1%歷史
VanEck ETF Trust92189H805RARE EARTH AND S2,508$20.9 萬<0.1%–
ProShares Tr74348A541HGH YLD INT RATE3,617$20.9 萬<0.1%–
ARCBArcbest CorpCOM2,853$20.8 萬<0.1%歷史
Northern LTS FD Tr IV66538H393INSPIRE TACTICAL8,875$20.5 萬<0.1%–
CNXCConcentrix CorpStock1,809$20.2 萬<0.1%歷史
PEverpure, Inc.CL A7,398$20.2 萬<0.1%歷史
Health Assurn Acquisition Co42226W208UNIT 99/99/999919,220$19.2 萬<0.1%–
DJTWWTrump Media & Technology Group Corp.*W EXP 03/25/20249,705$17.9 萬<0.1%歷史
BBNBlackRock Taxable Municipal Bond TrustSHS10,523$17.3 萬<0.1%歷史
BBWBuild-A-Bear Workshop IncCOM11,773$15.7 萬<0.1%歷史
KIOKKR Income Opportunities FundCOM11,229$12.8 萬<0.1%歷史
WOOFPetco Health & Wellness Company, Inc.CL A COM10,788$12.0 萬<0.1%歷史
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,471$11.9 萬<0.1%歷史
Two Harbors Investment Corp.90187B408COM NEW35,053$11.6 萬<0.1%–
VODVodafone Group Public Ltd CoADR10,159$11.5 萬<0.1%歷史
NADNuveen Quality Municipal Income FundCOM10,458$11.5 萬<0.1%歷史
JRINuveen Real Asset Income & Growth FundCOM10,282$11.5 萬<0.1%歷史
NMZNuveen Municipal High Income Opportunity FundCOM10,933$11.2 萬<0.1%歷史
TUPTupperware Brands CorpCOM11,377$7.50 萬<0.1%歷史
CLVSClovis Oncology, Inc.COM52,148$6.20 萬<0.1%歷史
ANGIAngi Inc.COM CL A NEW16,700$4.90 萬<0.1%歷史
TRXTRX GOLD CorpCOM91,505$3.60 萬<0.1%歷史
XCURExicure, Inc.COM NEW21,807$3.40 萬<0.1%歷史
AGENAgenus IncCOM NEW12,100$2.50 萬<0.1%歷史
CORZCore Scientific, Inc.COMMON STOCK18,500$2.40 萬<0.1%歷史
SQFTPresidio Property Trust, Inc.COM CL A15,914$2.00 萬<0.1%歷史
Bitfarms Ltd Com09173B107Stock10,000$1.10 萬<0.1%–
WTERAlkaline Water Co IncCOM NEW12,300$4,000<0.1%歷史
TLPHTalphera, Inc.COM10,000$2,000<0.1%歷史
AMPEAmpio Pharmaceuticals, Inc.COM17,442$1,000<0.1%歷史