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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 4 季持倉

持倉截至 2022/12/31,2023/1/24 申報。只含多頭部位,變化是跟 2022 年第 3 季比股數。

機構總覽
持股檔數
1,258
較 2022 年第 3 季 +7
總值
$28.0 億
較 2022 年第 3 季 +$1.83 億 (+7.0%)
申報日
2023/1/24
SEC
Sigma Planning Corp 在 2022 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
HPEHewlett Packard Enterprise CoCOM10,017$16.0 萬<0.1%+10,017新進歷史
FTITechnipFMC plcCOM13,288$16.2 萬<0.1%+13,288新進歷史
GAPGap IncCOM14,689$16.6 萬<0.1%−1,057−6.7%減碼歷史
HPSJohn Hancock Preferred Income Fund IIICOM11,547$16.7 萬<0.1%+29+0.3%加碼歷史
SLRCSLR Investment Corp.COM12,007$16.7 萬<0.1%+442+3.8%加碼歷史
LUMNLumen Technologies, Inc.Stock32,270$16.8 萬<0.1%−10,552−24.6%減碼歷史
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM10,500$16.9 萬<0.1%−38−0.4%減碼歷史
BLEBlackRock Municipal Income Trust IICOM16,475$17.0 萬<0.1%−12,236−42.6%減碼歷史
BGRBlackRock Energy & Resources TrustCOM13,670$17.1 萬<0.1%+13,670新進歷史
VALEVale S.A.SPONSORED ADS10,135$17.2 萬<0.1%+10,135新進歷史
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0175,000$17.4 萬<0.1%00.0%不變–
SONOSonos IncCOM10,374$17.5 萬<0.1%−424−3.9%減碼歷史
BGSB&G Foods, Inc.COM16,028$17.9 萬<0.1%−2,376−12.9%減碼歷史
ABRArbor Realty Trust IncCOM13,618$18.0 萬<0.1%+1,199+9.7%加碼歷史
NIDNuveen Intermediate Duration Municipal Term FundCOM13,776$18.1 萬<0.1%+1,776+14.8%加碼歷史
BTZBlackRock Credit Allocation Income TrustCOM18,466$18.7 萬<0.1%−242−1.3%減碼歷史
IRTIndependence Realty Trust, Inc.COM11,089$18.7 萬<0.1%−41−0.4%減碼歷史
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK14,506$18.7 萬<0.1%00.0%不變歷史
ONBOld National BancorpStock10,546$19.0 萬<0.1%+465+4.6%加碼歷史
VanEck ETF Trust92189F429PREFERRED SECURT11,424$19.1 萬<0.1%+134+1.2%加碼–
DSLDoubleLine Income Solutions FundCOM17,271$19.2 萬<0.1%−2,280−11.7%減碼歷史
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM17,375$19.3 萬<0.1%−8,150−31.9%減碼歷史
GLUGabelli Global Utility & Income TrustCOM SH BEN INT13,748$19.4 萬<0.1%+301+2.2%加碼歷史
SCWO374Water Inc.Common Stock67,833$19.4 萬<0.1%00.0%不變歷史
PLUGPlug Power IncStock15,840$19.6 萬<0.1%−1,481−8.6%減碼歷史
OXLCOxford Lane Capital Corp.COM38,719$19.6 萬<0.1%+10,533+37.4%加碼歷史
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI11,940$20.0 萬<0.1%+11,940新進–
DELLDell Technologies Inc.Stock4,976$20.0 萬<0.1%+4,976新進歷史
PENNPENN Entertainment, Inc.COM6,755$20.1 萬<0.1%+6,755新進歷史
EFCEllington Financial Inc.COM16,235$20.1 萬<0.1%+37+0.2%加碼歷史
TXTernium S.A.SPONSORED ADS6,598$20.2 萬<0.1%−2,302−25.9%減碼歷史
SYNASYNAPTICS IncStock2,122$20.2 萬<0.1%−557−20.8%減碼歷史
NTGTortoise Midstream Energy Fund, Inc.COM5,862$20.3 萬<0.1%+5,862新進歷史
FRPTFreshpet, Inc.Stock3,847$20.3 萬<0.1%+3,847新進歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT5,870$20.3 萬<0.1%−300−4.9%減碼–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM27,126$20.3 萬<0.1%−165−0.6%減碼歷史
HLNHaleon plcADR25,548$20.4 萬<0.1%−7,163−21.9%減碼歷史
UNGUnited States Natural Gas Fund, LPUNIT PAR14,566$20.5 萬<0.1%−4,008−21.6%減碼歷史
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,528$20.6 萬<0.1%+48+1.4%加碼–
SJISouth Jersey Industries IncCOM5,820$20.7 萬<0.1%+5,820新進歷史
ASOAcademy Sports & Outdoors, Inc.COM3,944$20.7 萬<0.1%−1,094−21.7%減碼歷史
Golden Ocean Group LtdG39637205SHS NEW23,886$20.8 萬<0.1%+486+2.1%加碼–
First Tr Exchng Traded FD VI33740F649FT VEST NAS11,460$21.0 萬<0.1%+11,460新進–
Schwab Intermediate-Term US Treasury ETF808524854ETF4,278$21.1 萬<0.1%+4,278新進–
ARK Next Generation Technology ETF00214Q401ETF5,466$21.1 萬<0.1%−2,689−33.0%減碼–
FSRFisker Inc.CL A COM STK29,155$21.2 萬<0.1%−4,269−12.8%減碼歷史
CMCCommercial Metals CoStock4,422$21.4 萬<0.1%+4,422新進歷史
IRIngersoll Rand Inc.COM4,089$21.4 萬<0.1%−948−18.8%減碼歷史
FHNFirst Horizon CorpCOM8,722$21.4 萬<0.1%+8,722新進歷史
BXMTBlackstone Mortgage Trust, Inc.COM CL A10,122$21.4 萬<0.1%−363−3.5%減碼歷史
Franklin Templeton ETF Tr35473P462BRANDYWINEGLOBAL18,727$21.4 萬<0.1%+18,727新進–
First Tr Exchng Traded FD VI33740U307FT VEST US EQT6,407$21.4 萬<0.1%−80−1.2%減碼–
TSITCW Strategic Income Fund IncCOM46,658$21.6 萬<0.1%−1,100−2.3%減碼歷史
SHLSShoals Technologies Group, Inc.CL A8,802$21.7 萬<0.1%+8,802新進歷史
SCCOSouthern Copper CorpStock3,616$21.8 萬<0.1%+3,616新進歷史
CQPCheniere Energy Partners, L.P.COM UNIT3,841$21.8 萬<0.1%+11+0.3%加碼歷史
ESTCElastic N.V.ORD SHS4,248$21.9 萬<0.1%−79−1.8%減碼歷史
DYDycom Industries IncCOM2,350$22.0 萬<0.1%−610−20.6%減碼歷史
CRKComstock Resources IncCOM16,063$22.0 萬<0.1%+3,263+25.5%加碼歷史
ETF Ser Solutions26922B642APTUS ENHANCED8,802$22.1 萬<0.1%+8,802新進–
AMPAmeriprise Financial IncCOM711$22.2 萬<0.1%+711新進歷史
UNLUnited States 12 Month Natural Gas Fund, LPUNIT BEN INT12,954$22.3 萬<0.1%+12,954新進歷史
iShares Tr464288752US HOME CONS ETF3,715$22.5 萬<0.1%−1,755−32.1%減碼–
JFRNuveen Floating Rate Income FundCOM28,484$22.6 萬<0.1%−3,913−12.1%減碼歷史
TAPMolson Coors Beverage CoCL B4,382$22.6 萬<0.1%−196−4.3%減碼歷史
iShares U.S. Regional Banks ETF464288778ETF4,740$22.6 萬<0.1%−588−11.0%減碼–
First Tr Exchange Traded FD33738R878DORSEY WRIGHT6,452$22.6 萬<0.1%−494−7.1%減碼–
Innovator ETFs Trust45782C631INTERNATIONAL DV9,510$22.6 萬<0.1%+9,510新進–
APAAPA CorpStock4,848$22.6 萬<0.1%+4,848新進歷史
Innovator ETFs Trust45782C680US EQTY PWR BF8,066$22.9 萬<0.1%00.0%不變–
Innovator ETFs Trust45782C722INTRNL DEV JULY9,599$22.9 萬<0.1%+9,599新進–
INABIN8BIO, Inc.COM99,150$22.9 萬<0.1%+400+0.4%加碼歷史
Vanguard Mortgage-Backed Securities ETF92206C771ETF5,044$23.0 萬<0.1%+494+10.9%加碼–
BDJBlackRock Enhanced Equity Dividend TrustCOM25,507$23.0 萬<0.1%+1,775+7.5%加碼歷史
iShares Tr464288786U.S. INSRNCE ETF2,516$23.0 萬<0.1%+2,516新進–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM21,255$23.1 萬<0.1%−1,179−5.3%減碼歷史
DBLDoubleLine Opportunistic Credit FundCOM15,572$23.1 萬<0.1%+35+0.2%加碼歷史
ICEIntercontinental Exchange, Inc.Stock2,256$23.1 萬<0.1%+2,256新進歷史
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,746$23.4 萬<0.1%−537−4.8%減碼–
TWLOTwilio IncCL A4,778$23.4 萬<0.1%+78+1.7%加碼歷史
HOGHarley-Davidson, Inc.COM5,634$23.4 萬<0.1%−206−3.5%減碼歷史
TPLTexas Pacific Land CorpStock100$23.5 萬<0.1%+100新進歷史
DOXAmdocs LtdSHS2,581$23.5 萬<0.1%−5−0.2%減碼歷史
Dimensional ETF Trust25434V815US SMALL CAP ETF9,483$23.5 萬<0.1%+9,483新進–
GIBCgi IncCL A2,729$23.5 萬<0.1%00.0%不變歷史
DHIHorton D R IncCOM2,638$23.5 萬<0.1%−19,671−88.2%減碼歷史
LTCLTC Properties IncREIT6,639$23.6 萬<0.1%−17−0.3%減碼歷史
ESSEssex Property Trust, Inc.COM1,116$23.7 萬<0.1%+1,116新進歷史
iShares MSCI Acwi Ex U.S. ETF464288240ETF5,214$23.7 萬<0.1%+20.0%加碼–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF5,821$23.8 萬<0.1%−23,554−80.2%減碼–
BWABorgwarner IncCOM5,916$23.8 萬<0.1%+5,916新進歷史
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,397$23.8 萬<0.1%+1,397新進–
NXHNeighborhood Intelligence, Inc.COM12,309$23.8 萬<0.1%+458+3.9%加碼歷史
iShares Core MSCI Europe ETF46434V738ETF5,020$23.8 萬<0.1%−1,918−27.6%減碼–
EVGEaton Vance Short Duration Diversified Income FundCOM23,404$23.8 萬<0.1%−3,004−11.4%減碼歷史
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,351$23.9 萬<0.1%+208+4.0%加碼–
EIXEdison InternationalStock3,762$23.9 萬<0.1%−388−9.3%減碼歷史
JDJD.com, Inc.SPON ADS CL A4,266$23.9 萬<0.1%−16−0.4%減碼歷史
SNYSanofiSPONSORED ADR4,972$24.1 萬<0.1%+4,972新進歷史
Global X FDS37954Y848GLOBAL X SILVER8,557$24.1 萬<0.1%−15−0.2%減碼–

選擇權(3 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 4 季的選擇權部位
證券類別賣權買權
ProShares Tr74347X831ULTRAPRO QQQ–$476
VTNRVertex Energy Inc.COM–$71
FCELFuelcell Energy IncCOM–$35

2022 年第 3 季之後清倉(97 檔)

2022 年第 3 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2022 年第 3 季之後清倉的部位
證券類別2022 年第 3 季股數2022 年第 3 季市值2022 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB386,373$818.3 萬0.3%–
Victory Portfolios II92647N782VCSHS US 500 ENH52,859$339.1 萬0.1%–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY114,256$251.0 萬0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW126,347$205.5 萬0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH46,741$189.3 萬0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH43,834$133.9 萬0.1%–
Kraneshares Tr500767736QUADRTC INT RT55,887$123.8 萬<0.1%–
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH43,272$112.3 萬<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF36,068$90.3 萬<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD42,066$84.2 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J676BULLSHS 22 USD33,560$80.2 萬<0.1%–
CELHCelsius Holdings, Inc.COM NEW8,710$79.0 萬<0.1%歷史
AXONAxon Enterprise, Inc.COM6,619$76.6 萬<0.1%歷史
Timothy Plan887432284US LARGE MID CP31,058$72.4 萬<0.1%–
iShares Tr46436E809IBONDS 22 TRM TS25,281$64.2 萬<0.1%–
HBIHanesbrands Inc.COM86,569$60.3 萬<0.1%歷史
Kraneshares Tr500767587QUADRATIC DEFLA27,687$60.1 萬<0.1%–
GLNGGolar LNG LtdSHS21,279$53.0 萬<0.1%歷史
Innovator ETFs Tr45782C862LOUP FRONTIER16,326$43.8 萬<0.1%–
BHVNBiohaven Ltd.COM2,781$42.0 萬<0.1%歷史
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF5,115$41.5 萬<0.1%–
SICPSilvergate Capital CorpCL A5,498$41.4 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF6,772$40.8 萬<0.1%–
NWLNewell Brands Inc.Stock29,030$40.3 萬<0.1%歷史
CECelanese CorpStock4,451$40.2 萬<0.1%歷史
TREXTrex Co IncCOM8,755$38.5 萬<0.1%歷史
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF7,752$37.6 萬<0.1%–
COINCoinbase Global, Inc.COM CL A5,711$36.8 萬<0.1%歷史
FNVFranco Nevada CorpStock3,032$36.2 萬<0.1%歷史
LACLithium Americas Corp.COM NEW13,523$35.5 萬<0.1%歷史
Innovator ETFs Tr45782C763IBD BREAKOUT12,594$35.3 萬<0.1%–
FBCFlagstar Bancorp IncCOM PAR .00110,260$34.3 萬<0.1%歷史
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE7,731$33.3 萬<0.1%–
CCJCameco CorpStock12,471$33.1 萬<0.1%歷史
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF14,251$32.8 萬<0.1%–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN9,084$32.3 萬<0.1%–
TWTRTwitter, Inc.COM7,172$31.4 萬<0.1%歷史
ICLRIcon PLCCOM1,601$29.4 萬<0.1%歷史
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,333$29.3 萬<0.1%–
ALLYAlly Financial Inc.Stock10,217$28.4 萬<0.1%歷史
WisdomTree Tr97717Y683ENHNCD CMMDTY ST13,239$28.2 萬<0.1%–
iShares Tr464287127MORNINGSTR US EQ5,713$28.2 萬<0.1%–
AEMAgnico Eagle Mines LtdStock6,647$28.1 萬<0.1%歷史
Nushares ETF Tr67092P607NUVEEN ESG SMLCP8,344$26.8 萬<0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT6,014$26.1 萬<0.1%–
Ssga Active Tr78470P408STATE STREET US7,204$25.9 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT3,918$25.6 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO2,043$25.5 萬<0.1%–
DNUTKrispy Kreme, Inc.COM21,767$25.1 萬<0.1%歷史
BIDUBaidu, Inc.ADR2,122$24.9 萬<0.1%歷史
LITSLite Strategy, Inc.COM NEW641,050$24.8 萬<0.1%歷史
SAMBoston Beer Co IncCL A756$24.5 萬<0.1%歷史
MFCManulife Financial CorpCOM15,428$24.2 萬<0.1%歷史
Vanguard World FD921910709EXTENDED DUR2,769$24.0 萬<0.1%–
MTBM&T Bank CorpCOM1,349$23.8 萬<0.1%歷史
SPDR Series Trust78468R721STATE STREET SPD5,362$23.6 萬<0.1%–
ZMZoom Communications, Inc.Stock3,188$23.5 萬<0.1%歷史
iShares Tr464289883CORE 30 70 ETF7,125$23.2 萬<0.1%–
ALGNAlign Technology IncCOM1,113$23.1 萬<0.1%歷史
CUZCousins Properties IncCOM NEW9,811$22.9 萬<0.1%歷史
MPMP Materials Corp.COM CL A8,337$22.8 萬<0.1%歷史
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD7,540$22.7 萬<0.1%歷史
RIVNRivian Automotive, Inc.Stock6,877$22.6 萬<0.1%歷史
SNOWSnowflake Inc.Stock1,281$21.8 萬<0.1%歷史
BJBJ's Wholesale Club Holdings, Inc.COM2,998$21.8 萬<0.1%歷史
iShares Select U.S. REIT ETF464287564ETF4,051$21.7 萬<0.1%–
BNSBank of Nova ScotiaCOM4,416$21.0 萬<0.1%歷史
VanEck ETF Trust92189H805RARE EARTH AND S2,508$20.9 萬<0.1%–
ProShares Tr74348A541HGH YLD INT RATE3,617$20.9 萬<0.1%–
ARCBArcbest CorpCOM2,853$20.8 萬<0.1%歷史
Northern LTS FD Tr IV66538H393INSPIRE TACTICAL8,875$20.5 萬<0.1%–
CNXCConcentrix CorpStock1,809$20.2 萬<0.1%歷史
PEverpure, Inc.CL A7,398$20.2 萬<0.1%歷史
Health Assurn Acquisition Co42226W208UNIT 99/99/999919,220$19.2 萬<0.1%–
DJTWWTrump Media & Technology Group Corp.*W EXP 03/25/20249,705$17.9 萬<0.1%歷史
BBNBlackRock Taxable Municipal Bond TrustSHS10,523$17.3 萬<0.1%歷史
BBWBuild-A-Bear Workshop IncCOM11,773$15.7 萬<0.1%歷史
KIOKKR Income Opportunities FundCOM11,229$12.8 萬<0.1%歷史
WOOFPetco Health & Wellness Company, Inc.CL A COM10,788$12.0 萬<0.1%歷史
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,471$11.9 萬<0.1%歷史
Two Harbors Investment Corp.90187B408COM NEW35,053$11.6 萬<0.1%–
VODVodafone Group Public Ltd CoADR10,159$11.5 萬<0.1%歷史
NADNuveen Quality Municipal Income FundCOM10,458$11.5 萬<0.1%歷史
JRINuveen Real Asset Income & Growth FundCOM10,282$11.5 萬<0.1%歷史
NMZNuveen Municipal High Income Opportunity FundCOM10,933$11.2 萬<0.1%歷史
TUPTupperware Brands CorpCOM11,377$7.50 萬<0.1%歷史
CLVSClovis Oncology, Inc.COM52,148$6.20 萬<0.1%歷史
ANGIAngi Inc.COM CL A NEW16,700$4.90 萬<0.1%歷史
TRXTRX GOLD CorpCOM91,505$3.60 萬<0.1%歷史
XCURExicure, Inc.COM NEW21,807$3.40 萬<0.1%歷史
AGENAgenus IncCOM NEW12,100$2.50 萬<0.1%歷史
CORZCore Scientific, Inc.COMMON STOCK18,500$2.40 萬<0.1%歷史
SQFTPresidio Property Trust, Inc.COM CL A15,914$2.00 萬<0.1%歷史
Bitfarms Ltd Com09173B107Stock10,000$1.10 萬<0.1%–
WTERAlkaline Water Co IncCOM NEW12,300$4,000<0.1%歷史
TLPHTalphera, Inc.COM10,000$2,000<0.1%歷史
AMPEAmpio Pharmaceuticals, Inc.COM17,442$1,000<0.1%歷史