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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 1 季持倉

持倉截至 2022/3/31,2022/4/20 申報。只含多頭部位,變化是跟 2021 年第 4 季比股數。

機構總覽
持股檔數
1,346
較 2021 年第 4 季 −15
總值
$33.3 億
較 2021 年第 4 季 −$2.37 億 (−6.6%)
申報日
2022/4/20
SEC
Sigma Planning Corp 在 2022 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,894$24.5 萬<0.1%−1,830−17.1%減碼–
AIGAmerican International Group, Inc.Stock3,901$24.5 萬<0.1%+3,901新進歷史
PLTRPalantir Technologies Inc.Stock17,866$24.5 萬<0.1%−29,383−62.2%減碼歷史
Invesco Exch Traded FD Tr II46138E636INTL CORP BD9,670$24.5 萬<0.1%−2,731−22.0%減碼–
LHLabcorp Holdings Inc.COM NEW934$24.6 萬<0.1%−17−1.8%減碼歷史
AGOAssured Guaranty LtdCOM3,902$24.8 萬<0.1%−300−7.1%減碼歷史
Global X FDS37954Y442CLOUD COMPUTNG11,273$24.8 萬<0.1%−1,264−10.1%減碼–
RYRoyal Bank of CanadaStock2,259$24.9 萬<0.1%+66+3.0%加碼歷史
JDJD.com, Inc.SPON ADS CL A4,304$24.9 萬<0.1%−20.0%減碼歷史
CHGGChegg, IncCOM6,878$25.0 萬<0.1%−15,671−69.5%減碼歷史
CBChubb LtdStock1,171$25.1 萬<0.1%−282−19.4%減碼歷史
SOYBTeucrium Commodity TrustSOYBEAN FD9,390$25.1 萬<0.1%+9,390新進歷史
BENFranklin Templeton IncCOM9,024$25.2 萬<0.1%−1,497−14.2%減碼歷史
LITSLite Strategy, Inc.COM NEW418,950$25.2 萬<0.1%+260,600+164.6%加碼歷史
RQICohen & Steers Quality Income Realty Fund IncCEF15,100$25.3 萬<0.1%−30,940−67.2%減碼歷史
EXPEExpedia Group, Inc.Stock1,297$25.4 萬<0.1%−91−6.6%減碼歷史
STMSTMicroelectronics N.V.NY REGISTRY5,884$25.4 萬<0.1%+202+3.6%加碼歷史
iShares Inc464286533MSCI EMERG MRKT4,156$25.4 萬<0.1%−25−0.6%減碼–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,391$25.6 萬<0.1%−349−9.3%減碼–
BTZBlackRock Credit Allocation Income TrustCOM20,347$25.6 萬<0.1%+901+4.6%加碼歷史
MDNAFMedicenna Therapeutics Corp.COM200,300$25.6 萬<0.1%+60,250+43.0%加碼歷史
Cambria ETF Tr132061300CAMBRIA FGN SHR9,371$25.7 萬<0.1%+9,371新進–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF8,904$25.9 萬<0.1%−6,068−40.5%減碼–
SPDR Series Trust78468R721STATE STREET SPD5,414$25.9 萬<0.1%−1,046−16.2%減碼–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM26,258$25.9 萬<0.1%+356+1.4%加碼歷史
SPDR Series Trust78464A656ST STR TIPS ETF8,571$25.9 萬<0.1%+8,571新進–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,913$26.0 萬<0.1%+523+9.7%加碼–
STAGSTAG Industrial, Inc.COM6,280$26.0 萬<0.1%−378−5.7%減碼歷史
IRIngersoll Rand Inc.COM5,165$26.0 萬<0.1%00.0%不變歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,233$26.2 萬<0.1%−4,597−42.4%減碼–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,392$26.4 萬<0.1%−1,322−19.7%減碼–
ALLEAllegion plcORD SHS2,418$26.5 萬<0.1%−100−4.0%減碼歷史
Fidelity Covington Trust316092618ENHA HIGH YI ETF5,188$26.5 萬<0.1%+858+19.8%加碼–
PENNPENN Entertainment, Inc.COM6,277$26.6 萬<0.1%−71−1.1%減碼歷史
Amplify ETF Tr032108847CEF HIGH INCOME17,770$26.6 萬<0.1%+50+0.3%加碼–
DBX ETF Tr233051101XTRACK MSCI EMRG10,872$26.6 萬<0.1%−32,792−75.1%減碼–
Atlantica Sustainable Infr PG0751N103SHS7,587$26.6 萬<0.1%+6+0.1%加碼–
MURMurphy Oil CorpCOM6,605$26.7 萬<0.1%+6,605新進歷史
iShares Tr46436E569ESG SELECT SCRE7,758$26.7 萬<0.1%−934−10.7%減碼–
GLUGabelli Global Utility & Income TrustCOM SH BEN INT13,622$26.7 萬<0.1%+1,398+11.4%加碼歷史
Invesco Exchange Traded FD T46137V886DWA STAPLES3,123$26.7 萬<0.1%+490+18.6%加碼–
Global X FDS37954Y459RUSSELL 200011,260$26.8 萬<0.1%−600−5.1%減碼–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,471$26.8 萬<0.1%+3,471新進–
Golden Ocean Group LtdG39637205SHS NEW21,687$26.8 萬<0.1%+2,677+14.1%加碼–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE5,498$26.9 萬<0.1%−54−1.0%減碼–
JFRNuveen Floating Rate Income FundCOM26,852$26.9 萬<0.1%+16,552+160.7%加碼歷史
RILYBRC Group Holdings, Inc.COM3,838$26.9 萬<0.1%+1,019+36.1%加碼歷史
CMLSQCumulus Media IncCOM CL A27,000$26.9 萬<0.1%00.0%不變歷史
NVONovo Nordisk A SADR2,444$27.1 萬<0.1%−24−1.0%減碼歷史
EPREpr PropertiesCOM SH BEN INT4,956$27.1 萬<0.1%−3−0.1%減碼歷史
VanEck ETF Trust92189F429PREFERRED SECURT13,183$27.1 萬<0.1%+32+0.2%加碼–
PBCTPeople's United Financial, Inc.COM13,553$27.1 萬<0.1%−8,768−39.3%減碼歷史
BKNGBooking Holdings Inc.Stock115$27.2 萬<0.1%−5−4.2%減碼歷史
iShares MSCI Acwi Ex U.S. ETF464288240ETF5,209$27.2 萬<0.1%+10.0%加碼–
BDJBlackRock Enhanced Equity Dividend TrustCOM27,461$27.2 萬<0.1%+157+0.6%加碼歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,613$27.2 萬<0.1%+36+1.4%加碼–
NKLANikola CorpCOM25,369$27.2 萬<0.1%−1,778−6.5%減碼歷史
SYBTStock Yards Bancorp, Inc.COM5,155$27.3 萬<0.1%00.0%不變歷史
KYNBKyntra Bio, Inc.COM22,725$27.3 萬<0.1%+4,200+22.7%加碼歷史
ARTWArts Way Manufacturing Co IncCOM49,600$27.4 萬<0.1%+49,600新進歷史
SAMBoston Beer Co IncCL A707$27.5 萬<0.1%−37−5.0%減碼歷史
DBLDoubleLine Opportunistic Credit FundCOM16,416$27.5 萬<0.1%−972−5.6%減碼歷史
WisdomTree Tr97717Y691CLOUD COMPUTNG6,750$27.6 萬<0.1%−2,891−30.0%減碼–
ICEIntercontinental Exchange, Inc.Stock2,102$27.8 萬<0.1%+41+2.0%加碼歷史
DKSDick's Sporting Goods, Inc.Stock2,792$27.9 萬<0.1%−2,785−49.9%減碼歷史
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM15,500$27.9 萬<0.1%−2,100−11.9%減碼歷史
CPCanadian Pacific Kansas City LtdCOM3,383$27.9 萬<0.1%+224+7.1%加碼歷史
JKHYJack Henry & Associates IncStock1,421$28.0 萬<0.1%+1,421新進歷史
WisdomTree Tr97717X511YIELD ENHANCD US5,845$28.0 萬<0.1%−439−7.0%減碼–
iShares Tr46435U853BROAD USD HIGH7,230$28.1 萬<0.1%+320+4.6%加碼–
DOVDOVER CorpCOM1,794$28.2 萬<0.1%−34−1.9%減碼歷史
EDITEditas Medicine, Inc.COM14,872$28.3 萬<0.1%+3,484+30.6%加碼歷史
OLNOLIN CorpStock5,429$28.4 萬<0.1%+713+15.1%加碼歷史
RHPRyman Hospitality Properties, Inc.COM3,056$28.4 萬<0.1%00.0%不變歷史
Innovator ETFs Trust45782C540US EQTY PWR BUF9,105$28.4 萬<0.1%+1,750+23.8%加碼–
MTTRMatterport, Inc.COM CL A34,920$28.4 萬<0.1%+24,272+227.9%加碼歷史
First Tr Exchng Traded FD VI33740F680FT VEST US EQT8,709$28.5 萬<0.1%+250+3.0%加碼–
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC3,377$28.6 萬<0.1%+3,377新進–
Advisorshares Tr00768Y453PURE US CANN ETF13,691$28.6 萬<0.1%−548−3.8%減碼–
SITESiteOne Landscape Supply, Inc.COM1,775$28.7 萬<0.1%+450+34.0%加碼歷史
KEYKeycorpCOM12,872$28.8 萬<0.1%+539+4.4%加碼歷史
Innovator ETFs Trust45782C409US EQTY BUFR JAN7,995$28.9 萬<0.1%−1,097−12.1%減碼–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT71,948$29.0 萬<0.1%+12,160+20.3%加碼歷史
PFCPremier Financial CorpCOM9,574$29.0 萬<0.1%+6+0.1%加碼歷史
CCChemours CoStock9,250$29.1 萬<0.1%−569−5.8%減碼歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF9,484$29.1 萬<0.1%00.0%不變–
CNQCanadian Natural Resources LtdCOM4,694$29.1 萬<0.1%+4,694新進歷史
ESGREnstar Group LTDSHS1,123$29.3 萬<0.1%+1,123新進歷史
STRLSterling Infrastructure, Inc.COM10,950$29.3 萬<0.1%−3,550−24.5%減碼歷史
iShares Tr464288752US HOME CONS ETF4,966$29.4 萬<0.1%−9,138−64.8%減碼–
BNSBank of Nova ScotiaCOM4,097$29.4 萬<0.1%+295+7.8%加碼歷史
CPRTCopart IncCOM2,341$29.4 萬<0.1%+116+5.2%加碼歷史
VanEck ETF Trust92189H805RARE EARTH AND S2,490$29.5 萬<0.1%−2,155−46.4%減碼–
UALUnited Airlines Holdings, Inc.COM6,358$29.5 萬<0.1%−1,860−22.6%減碼歷史
BBNBlackRock Taxable Municipal Bond TrustSHS13,479$29.7 萬<0.1%−1,569−10.4%減碼歷史
iShares Tr464288844US OIL EQ&SV ETF15,418$29.7 萬<0.1%+3,691+31.5%加碼–
ELMEElme CommunitiesSH BEN INT11,680$29.8 萬<0.1%−79−0.7%減碼歷史
SPDR Series Trust78468R556SP O&G EXPL PRO2,225$30.0 萬<0.1%+2,225新進–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF4,056$30.0 萬<0.1%−4,972−55.1%減碼–
LYVLive Nation Entertainment, Inc.COM2,575$30.3 萬<0.1%+95+3.8%加碼歷史

選擇權(14 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 1 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$121.9 萬$90.3 萬
TSLATesla, Inc.Stock$32.3 萬$53.9 萬
GOOGAlphabet Inc.Stock–$83.8 萬
State Street Technology Select Sector SPDR ETF81369Y803ETF–$79.5 萬
AMZNAmazon Com IncStock–$65.2 萬
MSFTMicrosoft CorpStock–$49.3 萬
BABoeing CoStock–$30.6 萬
FDXFedEx CorpStock–$27.8 萬
NFLXNetflix IncStock–$26.2 萬
MRNAModerna, Inc.Stock$25.8 萬–
AAPLApple Inc.Stock–$22.7 萬
CRMSalesforce, Inc.Stock–$21.2 萬
NIONIO Inc.ADR–$21.1 萬
NLYAnnaly Capital Management IncCOM–$7.00 萬

2021 年第 4 季之後清倉(144 檔)

2021 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 144 檔。

Sigma Planning Corp 在 2021 年第 4 季之後清倉的部位
證券類別2021 年第 4 季股數2021 年第 4 季市值2021 年第 4 季佔組合 %紀錄
iShares Tr464288117INTL TREA BD ETF59,794$300.7 萬0.1%–
ETF Managers Tr26924G409PRIME MOBILE PAY28,090$163.1 萬<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN29,575$128.4 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock17,593$112.9 萬<0.1%歷史
AFRMAffirm Holdings, Inc.COM CL A11,198$112.6 萬<0.1%歷史
UCTTUltra Clean Holdings, Inc.COM13,417$77.0 萬<0.1%歷史
American Centy ETF Tr025072810FOCUSED DYNAMIC9,123$73.7 萬<0.1%–
NMRKNewmark Group, Inc.CL A37,895$70.9 萬<0.1%歷史
CENXCentury Aluminum CoCOM42,550$70.5 萬<0.1%歷史
OGNOrganon & Co.Stock21,141$64.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD24,853$64.4 萬<0.1%–
FSLYFastly, Inc.CL A18,118$64.2 萬<0.1%歷史
ZGNXZogenix, Inc.COM NEW39,060$63.5 萬<0.1%歷史
iShares Tr46435G268RUSEL 2500 ETF9,469$62.9 萬<0.1%–
AMHAmerican Homes 4 RentCL A14,328$62.5 萬<0.1%歷史
SNDRSchneider National, Inc.CL B22,790$61.3 萬<0.1%歷史
TITNTitan Machinery Inc.COM17,871$60.2 萬<0.1%歷史
UAUnder Armour, Inc.CL C32,231$58.1 萬<0.1%歷史
ARCHArch Resources, Inc.CL A6,255$57.1 萬<0.1%歷史
ALGMAllegro Microsystems, Inc.COM15,711$56.8 萬<0.1%歷史
BOOTBoot Barn Holdings, Inc.COM4,563$56.1 萬<0.1%歷史
First Tr Exchange-Traded FD33739Q507SSI STRG ETF12,857$53.2 萬<0.1%–
INMDInMode Ltd.SHS7,485$52.8 萬<0.1%歷史
GLDMWorld Gold TrustSPDR GLD MINIS28,946$52.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT13,445$52.4 萬<0.1%–
GPNGlobal Payments IncStock3,623$49.0 萬<0.1%歷史
iShares Tr464288182MSCI AC ASIA ETF5,906$48.9 萬<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A11,243$48.8 萬<0.1%–
WUWestern Union COStock26,870$47.9 萬<0.1%歷史
WisdomTree Tr97717W844GLOB EX US QU FD10,953$47.7 萬<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW12,240$45.1 萬<0.1%歷史
FLYYSpirit Aviation Holdings, Inc.COM20,600$45.0 萬<0.1%歷史
First Tr Exchange-Traded FD33734X176TECH ALPHADEX3,343$44.1 萬<0.1%–
SHAKShake Shack Inc.CL A5,763$41.6 萬<0.1%歷史
AXSAxis Capital Holdings LtdSHS7,626$41.5 萬<0.1%歷史
CSQCalamos Strategic Total Return FundCOM SH BEN INT21,187$40.9 萬<0.1%歷史
Flexshares Tr33939L696STOX US ESG SLCT3,473$40.4 萬<0.1%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD15,641$40.1 萬<0.1%歷史
MUABlackRock Muniassets Fund, Inc.COM26,233$39.0 萬<0.1%歷史
MGNXMacrogenics IncCOM23,310$37.4 萬<0.1%歷史
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN20,039$35.5 萬<0.1%歷史
ANSSAnsys IncCOM867$34.8 萬<0.1%歷史
Innovator ETFs Trust45782C722INTRNL DEV JULY13,610$33.4 萬<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF6,050$33.3 萬<0.1%–
ECOMChanneladvisor CorpCOM13,502$33.3 萬<0.1%歷史
PRGOPERRIGO Co plcSHS8,455$32.9 萬<0.1%歷史
RESNResonant IncCOM190,900$32.6 萬<0.1%歷史
IEXIdex CorpCOM1,363$32.2 萬<0.1%歷史
RUNSunrun Inc.COM9,349$32.1 萬<0.1%歷史
VanEck ETF Trust92189H201INTRMDT MUNI ETF6,246$32.0 萬<0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF6,668$31.6 萬<0.1%–
KMXCarMax IncCOM2,399$31.2 萬<0.1%歷史
RGENRepligen CorpCOM1,164$30.8 萬<0.1%歷史
iShares MSCI India ETF46429B598ETF6,617$30.3 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC10,525$30.1 萬<0.1%–
TRUPTrupanion, Inc.COM2,274$30.0 萬<0.1%歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM10,406$29.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1008,789$29.5 萬<0.1%–
LWLamb Weston Holdings, Inc.Stock4,581$29.0 萬<0.1%歷史
BBWIBath & Body Works, Inc.COM4,078$28.5 萬<0.1%歷史
BJBJ's Wholesale Club Holdings, Inc.COM4,246$28.4 萬<0.1%歷史
TWTradeweb Markets Inc.Stock2,815$28.2 萬<0.1%歷史
Global X FDS37950E549GLB X SUPERDIV22,970$28.2 萬<0.1%–
QRVOQorvo, Inc.Stock1,779$27.8 萬<0.1%歷史
STEMStem, Inc.CL A14,614$27.7 萬<0.1%歷史
MASMasco CorpCOM3,934$27.6 萬<0.1%歷史
RHRHCOM501$26.9 萬<0.1%歷史
JCIJohnson Controls International plcStock3,238$26.3 萬<0.1%歷史
PNWPinnacle West Capital CorpCOM3,712$26.2 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM1,015$26.1 萬<0.1%歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL5,428$26.0 萬<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN4,506$25.4 萬<0.1%–
EXTRExtreme Networks IncCOM16,038$25.2 萬<0.1%歷史
BWBabcock & Wilcox Enterprises, Inc.COM27,700$25.0 萬<0.1%歷史
EXASExact Sciences CorpCOM3,199$24.9 萬<0.1%歷史
HOLXHologic IncCOM3,254$24.9 萬<0.1%歷史
NDAQNasdaq, Inc.COM1,177$24.7 萬<0.1%歷史
EBAYeBay IncCOM3,708$24.7 萬<0.1%歷史
iShares Tr46435U192GENOMICS IMMUN5,603$24.5 萬<0.1%–
MDCSekisui House U.S., Inc.COM4,392$24.5 萬<0.1%歷史
LPXLouisiana-Pacific CorpCOM3,120$24.4 萬<0.1%歷史
CIENCiena CorpCOM NEW3,163$24.3 萬<0.1%歷史
DOCHealthpeak Properties, Inc.COM6,706$24.2 萬<0.1%歷史
SPDR Index Shs FDS78463X202ST STR EU 50 ETF5,194$24.2 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,300$24.2 萬<0.1%歷史
NVAXNovavax IncCOM NEW1,685$24.1 萬<0.1%歷史
PTCPTC Inc.Stock1,973$23.9 萬<0.1%歷史
DBX ETF Tr233051820XTRACK MSCI ALL7,096$23.9 萬<0.1%–
Tidal Trust I886364405SOFI SOCIAL 506,300$23.7 萬<0.1%–
WisdomTree Tr97717W703INTL EQUITY FD4,360$23.6 萬<0.1%–
TRIThomson Reuters CorpCOM NEW1,969$23.6 萬<0.1%歷史
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iShares Tr46428951110+ YR INVST GRD3,333$23.2 萬<0.1%–
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