跳到主要內容

Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2022 年第 1 季持倉

持倉截至 2022/3/31,2022/4/20 申報。只含多頭部位,變化是跟 2021 年第 4 季比股數。

機構總覽
持股檔數
1,346
較 2021 年第 4 季 −15
總值
$33.3 億
較 2021 年第 4 季 −$2.37 億 (−6.6%)
申報日
2022/4/20
SEC
Sigma Planning Corp 在 2022 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
FHNFirst Horizon CorpCOM8,576$20.1 萬<0.1%+8,576新進歷史
WKWorkiva IncCOM CL A1,700$20.1 萬<0.1%00.0%不變歷史
Flexshares Tr33939L407MORNSTAR UPSTR4,314$20.2 萬<0.1%+4,314新進–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN4,296$20.2 萬<0.1%−292−6.4%減碼歷史
EFCEllington Financial Inc.COM11,438$20.3 萬<0.1%+26+0.2%加碼歷史
STORStore Capital LLCCOM6,954$20.3 萬<0.1%−745−9.7%減碼歷史
AAgilent Technologies, Inc.COM1,539$20.4 萬<0.1%+113+7.9%加碼歷史
WPMWheaton Precious Metals Corp.COM4,285$20.4 萬<0.1%+4,285新進歷史
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,237$20.4 萬<0.1%−2,300−41.5%減碼–
SPDR Series Trust78464A714ST STR SP RETAIL2,705$20.4 萬<0.1%+2,705新進–
GFNew Germany Fund IncCOM17,852$20.4 萬<0.1%+4,867+37.5%加碼歷史
UVVUniversal CorpCOM3,540$20.6 萬<0.1%−5,681−61.6%減碼歷史
TRTNTriton International LtdCL A2,930$20.6 萬<0.1%+2,930新進歷史
DRIDarden Restaurants IncCOM1,557$20.7 萬<0.1%+63+4.2%加碼歷史
SPDR Index Shs FDS78463X475ST STR MSCI GLB3,785$20.7 萬<0.1%+3,785新進–
BYDBoyd Gaming CorpCOM3,151$20.7 萬<0.1%−1,073−25.4%減碼歷史
XYLXylem Inc.COM2,427$20.7 萬<0.1%+166+7.3%加碼歷史
iShares Tr46434V647GLOBAL REIT ETF7,088$20.7 萬<0.1%−3,703−34.3%減碼–
Innovator ETFs Trust45782C680US EQTY PWR BF6,880$20.8 萬<0.1%00.0%不變–
Schwab Strategic Tr8085247221000 INDEX ETF4,727$20.8 萬<0.1%+4,727新進–
WisdomTree Tr97717X784WSDM EMKTBD FD3,155$20.8 萬<0.1%+3,155新進–
RCIRogers Communications IncCL B3,670$20.8 萬<0.1%+3,670新進歷史
SPDR Series Trust78464A805ST STR PR SP15003,745$20.8 萬<0.1%+3,745新進–
ESTEEarthstone Energy IncCL A16,465$20.8 萬<0.1%+6,025+57.7%加碼歷史
APAAPA CorpStock5,058$20.9 萬<0.1%+5,058新進歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT5,505$20.9 萬<0.1%00.0%不變–
SNYSanofiSPONSORED ADR4,065$20.9 萬<0.1%−102−2.4%減碼歷史
Invesco Exchange Traded FD T46137V407INVESCO MSCI3,394$20.9 萬<0.1%+39+1.2%加碼–
SONYSony Group CorpSPONSORED ADR2,046$21.0 萬<0.1%+51+2.6%加碼歷史
GSLGlobal Ship Lease, Inc.COM CL A7,366$21.0 萬<0.1%+7,366新進歷史
FUBOFuboTV Inc.COM32,167$21.1 萬<0.1%−3,600−10.1%減碼歷史
SESea LtdSPONSORD ADS1,765$21.1 萬<0.1%+61+3.6%加碼歷史
ARCBArcbest CorpCOM2,636$21.2 萬<0.1%−2,996−53.2%減碼歷史
iShares U S ETF Tr46431W648U.S. TECH INDEPD3,839$21.2 萬<0.1%−171−4.3%減碼–
BPOPPopular, Inc.COM NEW2,591$21.2 萬<0.1%+2,591新進歷史
First Tr Exchng Traded FD VI33740F615FT VEST US EQT6,578$21.3 萬<0.1%+6,578新進–
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM10,803$21.3 萬<0.1%−200−1.8%減碼歷史
WisdomTree Tr97717X669US QTLY DIV GRT3,346$21.3 萬<0.1%−835−20.0%減碼–
BWABorgwarner IncCOM5,504$21.4 萬<0.1%+88+1.6%加碼歷史
ETF Ser Solutions26922B709APTUS INT ENH YL9,408$21.4 萬<0.1%+9,408新進–
STWDStarwood Property Trust, Inc.COM8,850$21.4 萬<0.1%−1,918−17.8%減碼歷史
ATOMAtomera IncCOM16,380$21.4 萬<0.1%+2,650+19.3%加碼歷史
ALSumisho Air Lease CorpCL A4,800$21.4 萬<0.1%−1,000−17.2%減碼歷史
HPSJohn Hancock Preferred Income Fund IIICOM11,988$21.5 萬<0.1%+1,610+15.5%加碼歷史
BHPBHP Group LtdADR2,792$21.6 萬<0.1%+2,792新進歷史
Invesco Exch Traded FD Tr II46138G508SR LN ETF9,918$21.6 萬<0.1%+9,918新進–
OKTAOkta, Inc.CL A1,434$21.6 萬<0.1%−3,061−68.1%減碼歷史
CLRContinental Resources, IncCOM3,521$21.6 萬<0.1%+3,521新進歷史
Invesco Actively Managed ETF46090C305EMGRING MKTS504,903$21.6 萬<0.1%+4,903新進–
AGNCAGNC Investment Corp.REIT16,587$21.7 萬<0.1%+2,371+16.7%加碼歷史
FOURShift4 Payments, Inc.CL A3,500$21.7 萬<0.1%00.0%不變歷史
BFHBread Financial Holdings, Inc.COM3,869$21.7 萬<0.1%+3,869新進歷史
FCELFuelcell Energy IncCOM37,633$21.7 萬<0.1%+139+0.4%加碼歷史
JRONuveen Floating Rate Income Opportunity FundCOM SHS21,520$21.8 萬<0.1%−1,207−5.3%減碼歷史
NTGTortoise Midstream Energy Fund, Inc.COM5,732$21.8 萬<0.1%−1,485−20.6%減碼歷史
iShares Tr46435G334MSCI UK ETF NEW6,504$21.9 萬<0.1%−13−0.2%減碼–
SLRCSLR Investment Corp.COM12,129$22.0 萬<0.1%+512+4.4%加碼歷史
WisdomTree Tr97717Y659CYBERSECURITY FD8,877$22.0 萬<0.1%+8,877新進–
WDCWestern Digital CorpCOM4,430$22.0 萬<0.1%+350+8.6%加碼歷史
iShares Inc464286392MSCI WORLD ETF1,723$22.1 萬<0.1%+1+0.1%加碼–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM10,036$22.1 萬<0.1%+1,055+11.7%加碼歷史
XXII22nd Century Group, Inc.COM95,100$22.1 萬<0.1%−1,000−1.0%減碼歷史
Innovator ETFs Trust45782C631INTERNATIONAL DV9,100$22.2 萬<0.1%+9,100新進–
Fidelity Covington Trust316092790QLTY FCTOR ETF4,243$22.2 萬<0.1%−912−17.7%減碼–
PHParker-Hannifin CorpStock787$22.3 萬<0.1%+74+10.4%加碼歷史
Flexshares Tr33939L860QUALT DIVD IDX3,753$22.3 萬<0.1%−263−6.5%減碼–
RCKTRocket Pharmaceuticals, Inc.COM14,060$22.3 萬<0.1%+14,060新進歷史
APTSPreferred Apartment Communities IncCOM8,925$22.3 萬<0.1%+8,925新進歷史
UTHRUnited Therapeutics CorpCOM1,250$22.4 萬<0.1%+1,250新進歷史
ProShares Tr74348A541HGH YLD INT RATE3,609$22.5 萬<0.1%+3,609新進–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG9,941$22.5 萬<0.1%−223−2.2%減碼–
ICLICL Group Ltd.SHS18,736$22.6 萬<0.1%+18,736新進歷史
CWHCamping World Holdings, Inc.CL A8,115$22.7 萬<0.1%+600+8.0%加碼歷史
FISFidelity National Information Services, Inc.Stock2,268$22.8 萬<0.1%+2,268新進歷史
IRDMIridium Communications Inc.COM5,660$22.8 萬<0.1%−284−4.8%減碼歷史
FNGSBank of MontrealNT LKD 387,895$22.8 萬<0.1%+7,895新進歷史
ALKAlaska Air Group, Inc.COM3,924$22.8 萬<0.1%−743−15.9%減碼歷史
WRKWestRock CoCOM4,850$22.8 萬<0.1%−655−11.9%減碼歷史
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP4,693$22.9 萬<0.1%−16,780−78.1%減碼–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$22.9 萬<0.1%00.0%不變歷史
ASHAshland Inc.COM2,330$22.9 萬<0.1%00.0%不變歷史
BBYBest Buy Co IncStock2,534$23.0 萬<0.1%+78+3.2%加碼歷史
LTCLTC Properties IncREIT5,971$23.0 萬<0.1%+8+0.1%加碼歷史
MNSTMonster Beverage CorpCOM2,892$23.1 萬<0.1%+30+1.0%加碼歷史
PFGPrincipal Financial Group IncCOM3,150$23.1 萬<0.1%+6+0.2%加碼歷史
CTASCintas CorpStock544$23.2 萬<0.1%−379−41.1%減碼歷史
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,385$23.2 萬<0.1%+66+5.0%加碼–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,270$23.5 萬<0.1%−4,067−48.8%減碼–
Northern LTS FD Tr IV66538H393INSPIRE TACTICAL9,225$23.5 萬<0.1%+9,225新進–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,818$23.6 萬<0.1%−414−18.5%減碼–
JPMorgan Chase & Co46625H365ALERIAN ML ETN11,283$23.6 萬<0.1%+11,283新進–
SOFISoFi Technologies, Inc.Stock25,050$23.7 萬<0.1%+7,635+43.8%加碼歷史
Amplify ETF Tr032108102ONLIN RETL ETF3,608$23.7 萬<0.1%−915−20.2%減碼–
AGCOAGCO CorpCOM1,626$23.8 萬<0.1%+1,626新進歷史
EVGEaton Vance Short Duration Diversified Income FundCOM20,560$23.8 萬<0.1%+20,560新進歷史
iShares Tr464287812US CONSM STAPLES1,205$24.1 萬<0.1%+107+9.7%加碼–
KKRKKR & Co. Inc.COM4,131$24.2 萬<0.1%−6,009−59.3%減碼歷史
First Tr Exchng Traded FD VI33740U307FT VEST US EQT6,837$24.2 萬<0.1%−4,029−37.1%減碼–
BCXBlackRock Resources & Commodities Strategy TrustSHS21,929$24.2 萬<0.1%−368−1.7%減碼歷史
TSITCW Strategic Income Fund IncCOM47,158$24.3 萬<0.1%00.0%不變歷史

選擇權(14 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2022 年第 1 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$121.9 萬$90.3 萬
TSLATesla, Inc.Stock$32.3 萬$53.9 萬
GOOGAlphabet Inc.Stock–$83.8 萬
State Street Technology Select Sector SPDR ETF81369Y803ETF–$79.5 萬
AMZNAmazon Com IncStock–$65.2 萬
MSFTMicrosoft CorpStock–$49.3 萬
BABoeing CoStock–$30.6 萬
FDXFedEx CorpStock–$27.8 萬
NFLXNetflix IncStock–$26.2 萬
MRNAModerna, Inc.Stock$25.8 萬–
AAPLApple Inc.Stock–$22.7 萬
CRMSalesforce, Inc.Stock–$21.2 萬
NIONIO Inc.ADR–$21.1 萬
NLYAnnaly Capital Management IncCOM–$7.00 萬

2021 年第 4 季之後清倉(144 檔)

2021 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 144 檔。

Sigma Planning Corp 在 2021 年第 4 季之後清倉的部位
證券類別2021 年第 4 季股數2021 年第 4 季市值2021 年第 4 季佔組合 %紀錄
iShares Tr464288117INTL TREA BD ETF59,794$300.7 萬0.1%–
ETF Managers Tr26924G409PRIME MOBILE PAY28,090$163.1 萬<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN29,575$128.4 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock17,593$112.9 萬<0.1%歷史
AFRMAffirm Holdings, Inc.COM CL A11,198$112.6 萬<0.1%歷史
UCTTUltra Clean Holdings, Inc.COM13,417$77.0 萬<0.1%歷史
American Centy ETF Tr025072810FOCUSED DYNAMIC9,123$73.7 萬<0.1%–
NMRKNewmark Group, Inc.CL A37,895$70.9 萬<0.1%歷史
CENXCentury Aluminum CoCOM42,550$70.5 萬<0.1%歷史
OGNOrganon & Co.Stock21,141$64.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD24,853$64.4 萬<0.1%–
FSLYFastly, Inc.CL A18,118$64.2 萬<0.1%歷史
ZGNXZogenix, Inc.COM NEW39,060$63.5 萬<0.1%歷史
iShares Tr46435G268RUSEL 2500 ETF9,469$62.9 萬<0.1%–
AMHAmerican Homes 4 RentCL A14,328$62.5 萬<0.1%歷史
SNDRSchneider National, Inc.CL B22,790$61.3 萬<0.1%歷史
TITNTitan Machinery Inc.COM17,871$60.2 萬<0.1%歷史
UAUnder Armour, Inc.CL C32,231$58.1 萬<0.1%歷史
ARCHArch Resources, Inc.CL A6,255$57.1 萬<0.1%歷史
ALGMAllegro Microsystems, Inc.COM15,711$56.8 萬<0.1%歷史
BOOTBoot Barn Holdings, Inc.COM4,563$56.1 萬<0.1%歷史
First Tr Exchange-Traded FD33739Q507SSI STRG ETF12,857$53.2 萬<0.1%–
INMDInMode Ltd.SHS7,485$52.8 萬<0.1%歷史
GLDMWorld Gold TrustSPDR GLD MINIS28,946$52.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F847FT VEST US EQT13,445$52.4 萬<0.1%–
GPNGlobal Payments IncStock3,623$49.0 萬<0.1%歷史
iShares Tr464288182MSCI AC ASIA ETF5,906$48.9 萬<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A11,243$48.8 萬<0.1%–
WUWestern Union COStock26,870$47.9 萬<0.1%歷史
WisdomTree Tr97717W844GLOB EX US QU FD10,953$47.7 萬<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW12,240$45.1 萬<0.1%歷史
FLYYSpirit Aviation Holdings, Inc.COM20,600$45.0 萬<0.1%歷史
First Tr Exchange-Traded FD33734X176TECH ALPHADEX3,343$44.1 萬<0.1%–
SHAKShake Shack Inc.CL A5,763$41.6 萬<0.1%歷史
AXSAxis Capital Holdings LtdSHS7,626$41.5 萬<0.1%歷史
CSQCalamos Strategic Total Return FundCOM SH BEN INT21,187$40.9 萬<0.1%歷史
Flexshares Tr33939L696STOX US ESG SLCT3,473$40.4 萬<0.1%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD15,641$40.1 萬<0.1%歷史
MUABlackRock Muniassets Fund, Inc.COM26,233$39.0 萬<0.1%歷史
MGNXMacrogenics IncCOM23,310$37.4 萬<0.1%歷史
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN20,039$35.5 萬<0.1%歷史
ANSSAnsys IncCOM867$34.8 萬<0.1%歷史
Innovator ETFs Trust45782C722INTRNL DEV JULY13,610$33.4 萬<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF6,050$33.3 萬<0.1%–
ECOMChanneladvisor CorpCOM13,502$33.3 萬<0.1%歷史
PRGOPERRIGO Co plcSHS8,455$32.9 萬<0.1%歷史
RESNResonant IncCOM190,900$32.6 萬<0.1%歷史
IEXIdex CorpCOM1,363$32.2 萬<0.1%歷史
RUNSunrun Inc.COM9,349$32.1 萬<0.1%歷史
VanEck ETF Trust92189H201INTRMDT MUNI ETF6,246$32.0 萬<0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF6,668$31.6 萬<0.1%–
KMXCarMax IncCOM2,399$31.2 萬<0.1%歷史
RGENRepligen CorpCOM1,164$30.8 萬<0.1%歷史
iShares MSCI India ETF46429B598ETF6,617$30.3 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC10,525$30.1 萬<0.1%–
TRUPTrupanion, Inc.COM2,274$30.0 萬<0.1%歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM10,406$29.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1008,789$29.5 萬<0.1%–
LWLamb Weston Holdings, Inc.Stock4,581$29.0 萬<0.1%歷史
BBWIBath & Body Works, Inc.COM4,078$28.5 萬<0.1%歷史
BJBJ's Wholesale Club Holdings, Inc.COM4,246$28.4 萬<0.1%歷史
TWTradeweb Markets Inc.Stock2,815$28.2 萬<0.1%歷史
Global X FDS37950E549GLB X SUPERDIV22,970$28.2 萬<0.1%–
QRVOQorvo, Inc.Stock1,779$27.8 萬<0.1%歷史
STEMStem, Inc.CL A14,614$27.7 萬<0.1%歷史
MASMasco CorpCOM3,934$27.6 萬<0.1%歷史
RHRHCOM501$26.9 萬<0.1%歷史
JCIJohnson Controls International plcStock3,238$26.3 萬<0.1%歷史
PNWPinnacle West Capital CorpCOM3,712$26.2 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM1,015$26.1 萬<0.1%歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL5,428$26.0 萬<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN4,506$25.4 萬<0.1%–
EXTRExtreme Networks IncCOM16,038$25.2 萬<0.1%歷史
BWBabcock & Wilcox Enterprises, Inc.COM27,700$25.0 萬<0.1%歷史
EXASExact Sciences CorpCOM3,199$24.9 萬<0.1%歷史
HOLXHologic IncCOM3,254$24.9 萬<0.1%歷史
NDAQNasdaq, Inc.COM1,177$24.7 萬<0.1%歷史
EBAYeBay IncCOM3,708$24.7 萬<0.1%歷史
iShares Tr46435U192GENOMICS IMMUN5,603$24.5 萬<0.1%–
MDCSekisui House U.S., Inc.COM4,392$24.5 萬<0.1%歷史
LPXLouisiana-Pacific CorpCOM3,120$24.4 萬<0.1%歷史
CIENCiena CorpCOM NEW3,163$24.3 萬<0.1%歷史
DOCHealthpeak Properties, Inc.COM6,706$24.2 萬<0.1%歷史
SPDR Index Shs FDS78463X202ST STR EU 50 ETF5,194$24.2 萬<0.1%–
CDMOAvid Bioservices, Inc.COM8,300$24.2 萬<0.1%歷史
NVAXNovavax IncCOM NEW1,685$24.1 萬<0.1%歷史
PTCPTC Inc.Stock1,973$23.9 萬<0.1%歷史
DBX ETF Tr233051820XTRACK MSCI ALL7,096$23.9 萬<0.1%–
Tidal Trust I886364405SOFI SOCIAL 506,300$23.7 萬<0.1%–
WisdomTree Tr97717W703INTL EQUITY FD4,360$23.6 萬<0.1%–
TRIThomson Reuters CorpCOM NEW1,969$23.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED9,108$23.4 萬<0.1%–
iShares Tr464289479CORE LT USDB ETF3,215$23.2 萬<0.1%–
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF13,524$23.2 萬<0.1%–
iShares Tr46428951110+ YR INVST GRD3,333$23.2 萬<0.1%–
MTCHMatch Group, Inc.COM1,748$23.1 萬<0.1%歷史
SPDR Series Trust78464A516ST INTL BBG ETF8,078$22.8 萬<0.1%–
FTVFortive CorpStock2,979$22.7 萬<0.1%歷史
DPZDominos Pizza IncCOM401$22.7 萬<0.1%歷史
AESAES CorpStock9,316$22.6 萬<0.1%歷史