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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 4 季持倉

持倉截至 2021/12/31,2022/2/2 申報。只含多頭部位,變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
1,361
較 2021 年第 3 季 +8
總值
$35.7 億
較 2021 年第 3 季 +$2.79 億 (+8.5%)
申報日
2022/2/2
SEC
Sigma Planning Corp 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
SAMBoston Beer Co IncCL A744$37.6 萬<0.1%+122+19.6%加碼歷史
SPDR Ser Tr78464A813S&P 600 SML CAP3,803$37.8 萬<0.1%+525+16.0%加碼–
iShares U.S. Healthcare Providers ETF464288828ETF1,304$37.9 萬<0.1%+1+0.1%加碼–
MFCManulife Financial CorpCOM19,885$37.9 萬<0.1%+498+2.6%加碼歷史
DNPDNP Select Income Fund IncCOM34,908$37.9 萬<0.1%+4,692+15.5%加碼歷史
iShares Tr464287127MORNINGSTR US EQ5,706$37.9 萬<0.1%+3+0.1%加碼–
STRLSterling Infrastructure, Inc.COM14,500$38.1 萬<0.1%−1,750−10.8%減碼歷史
SESea LtdSPONSORD ADS1,704$38.1 萬<0.1%+37+2.2%加碼歷史
VICIVici Properties Inc.COM12,703$38.3 萬<0.1%−2,883−18.5%減碼歷史
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,554$38.4 萬<0.1%+497+12.3%加碼歷史
Innovator ETFs Trust45782C508US EQTY PWR BUF11,581$38.5 萬<0.1%+11,581新進–
DSLDoubleLine Income Solutions FundCOM23,869$38.5 萬<0.1%−216−0.9%減碼歷史
NGGNational Grid PLCSPONSORED ADR NE5,351$38.7 萬<0.1%−252−4.5%減碼歷史
GNWGenworth Financial IncCOM SHS95,513$38.7 萬<0.1%−750−0.8%減碼歷史
SMGScotts Miracle-Gro CoStock2,413$38.9 萬<0.1%+24+1.0%加碼歷史
LEGLeggett & Platt IncStock9,451$38.9 萬<0.1%+756+8.7%加碼歷史
DINDine Brands Global, Inc.COM5,134$38.9 萬<0.1%−2,682−34.3%減碼歷史
ALLYAlly Financial Inc.Stock8,194$39.0 萬<0.1%−155−1.9%減碼歷史
EVVEaton Vance Ltd Duration Income FundCOM29,783$39.0 萬<0.1%−421−1.4%減碼歷史
RCLRoyal Caribbean Cruises LtdCOM5,073$39.0 萬<0.1%+80+1.6%加碼歷史
MUABlackRock Muniassets Fund, Inc.COM26,233$39.0 萬<0.1%−53−0.2%減碼歷史
First Tr Exchng Traded FD VI33740U307FT VEST US EQT10,866$39.1 萬<0.1%−12,030−52.5%減碼–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF7,921$39.3 萬<0.1%−570−6.7%減碼–
VTRSViatris IncStock29,125$39.4 萬<0.1%+19,110+190.8%加碼歷史
BBNBlackRock Taxable Municipal Bond TrustSHS15,048$39.4 萬<0.1%+3,036+25.3%加碼歷史
First Tr Exchange Traded FD33741L108DORSY WR MOMNT12,442$39.5 萬<0.1%00.0%不變–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY8,717$39.6 萬<0.1%−7,119−45.0%減碼–
FRMEFirst Merchants CorpCOM9,491$39.8 萬<0.1%+9,491新進歷史
Amplify ETF Tr032108102ONLIN RETL ETF4,523$39.8 萬<0.1%−524−10.4%減碼–
PBCTPeople's United Financial, Inc.COM22,321$39.8 萬<0.1%+1,017+4.8%加碼歷史
MPMP Materials Corp.COM CL A8,825$40.1 萬<0.1%+666+8.2%加碼歷史
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD15,641$40.1 萬<0.1%+15,641新進歷史
LIVELive Ventures IncCOM NEW12,704$40.1 萬<0.1%−47−0.4%減碼歷史
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF4,977$40.2 萬<0.1%00.0%不變–
RIOTRiot Platforms, Inc.COM18,018$40.2 萬<0.1%+18,018新進歷史
SKTTanger Inc.COM20,900$40.3 萬<0.1%−319−1.5%減碼歷史
Flexshares Tr33939L696STOX US ESG SLCT3,473$40.4 萬<0.1%+3,473新進–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT12,792$40.6 萬<0.1%−264−2.0%減碼–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.11,553$40.8 萬<0.1%−1,065−8.4%減碼–
CTASCintas CorpStock923$40.9 萬<0.1%−100−9.8%減碼歷史
HLTHilton Worldwide Holdings Inc.COM2,623$40.9 萬<0.1%+237+9.9%加碼歷史
CSQCalamos Strategic Total Return FundCOM SH BEN INT21,187$40.9 萬<0.1%−794−3.6%減碼歷史
HIGHartford Insurance Group, Inc.Stock5,939$41.0 萬<0.1%+757+14.6%加碼歷史
REGNRegeneron Pharmaceuticals, Inc.COM650$41.0 萬<0.1%+67+11.5%加碼歷史
COFCapital One Financial CorpStock2,840$41.2 萬<0.1%−11,194−79.8%減碼歷史
iShares Tr464287549EXPND TEC SC ETF937$41.2 萬<0.1%−17−1.8%減碼–
Amplify Blockchain Technology ETF032108607ETF10,282$41.3 萬<0.1%+284+2.8%加碼–
ENPHEnphase Energy, Inc.Stock2,271$41.5 萬<0.1%−249−9.9%減碼歷史
AXSAxis Capital Holdings LtdSHS7,626$41.5 萬<0.1%−126−1.6%減碼歷史
SHAKShake Shack Inc.CL A5,763$41.6 萬<0.1%−50−0.9%減碼歷史
ASMLASML Holding NVADR523$41.7 萬<0.1%+143+37.6%加碼歷史
ULTAUlta Beauty, Inc.Stock1,015$41.9 萬<0.1%+77+8.2%加碼歷史
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG14,565$41.9 萬<0.1%−3,023−17.2%減碼–
GLWCorning IncCOM11,343$42.2 萬<0.1%+2,624+30.1%加碼歷史
LITSLite Strategy, Inc.COM NEW158,350$42.3 萬<0.1%+14,000+9.7%加碼歷史
WOOFPetco Health & Wellness Company, Inc.CL A COM21,473$42.5 萬<0.1%−5,092−19.2%減碼歷史
UTFCohen & Steers Infrastructure Fund IncCOM14,981$42.7 萬<0.1%+1,303+9.5%加碼歷史
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT7,578$42.8 萬<0.1%+71+0.9%加碼–
CUZCousins Properties IncCOM NEW10,682$43.0 萬<0.1%00.0%不變歷史
iShares Inc46434G822MSCI JAPAN ETF6,417$43.0 萬<0.1%+1,926+42.9%加碼–
EXRExtra Space Storage Inc.COM1,907$43.3 萬<0.1%−103−5.1%減碼歷史
CBOECboe Global Markets, Inc.COM3,328$43.4 萬<0.1%+46+1.4%加碼歷史
Dimensional ETF Trust25434V401US EQUI MARK ETF8,417$43.5 萬<0.1%+10.0%加碼–
SQMChemical & Mining Co of Chile IncSPON ADR SER B8,709$43.9 萬<0.1%−147−1.7%減碼歷史
First Tr Exchange-Traded FD33734X176TECH ALPHADEX3,343$44.1 萬<0.1%+348+11.6%加碼–
HMYHarmony Gold Mining Co LtdADR108,159$44.5 萬<0.1%+108,159新進歷史
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF3,828$44.6 萬<0.1%−63−1.6%減碼–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF12,237$44.6 萬<0.1%+2,610+27.1%加碼–
HPQHP IncStock11,908$44.9 萬<0.1%+366+3.2%加碼歷史
Alps ETF Tr00162Q858SECTR DIV DOGS8,393$45.0 萬<0.1%+1,853+28.3%加碼–
FLYYSpirit Aviation Holdings, Inc.COM20,600$45.0 萬<0.1%−3,683−15.2%減碼歷史
PHGKoninklijke Philips NVNY REGIS SHS NEW12,240$45.1 萬<0.1%+1,715+16.3%加碼歷史
RGLDRoyal Gold IncStock4,300$45.2 萬<0.1%+4,300新進歷史
BHKBlackRock Core Bond TrustSHS BEN INT27,442$45.3 萬<0.1%+2,752+11.1%加碼歷史
JXNJackson Financial Inc.COM CL A10,881$45.5 萬<0.1%+10,881新進歷史
IDCCInterDigital, Inc.COM6,355$45.5 萬<0.1%−246−3.7%減碼歷史
PXDPioneer Natural Resources CoCOM2,503$45.5 萬<0.1%+156+6.6%加碼歷史
BLEBlackRock Municipal Income Trust IICOM30,099$45.6 萬<0.1%+1,164+4.0%加碼歷史
WABWestinghouse Air Brake Technologies CorpStock4,969$45.8 萬<0.1%+4,969新進歷史
iShares Tr464288703MRNING SM CP ETF7,710$45.8 萬<0.1%−11−0.1%減碼–
PEGPublic Service Enterprise Group IncCOM6,910$46.1 萬<0.1%+34+0.5%加碼歷史
First Tr Exchange Traded FD33738R878DORSEY WRIGHT12,222$46.2 萬<0.1%+1,727+16.5%加碼–
FRPTFreshpet, Inc.Stock4,862$46.3 萬<0.1%−355−6.8%減碼歷史
TSNTyson Foods, Inc.Stock5,323$46.4 萬<0.1%+167+3.2%加碼歷史
CHWCalamos Global Dynamic Income FundCOM46,568$46.4 萬<0.1%−2,000−4.1%減碼歷史
FBCFlagstar Bancorp IncCOM PAR .0019,679$46.4 萬<0.1%+55+0.6%加碼歷史
iShares Tr464289875CORE 40 MODE ETF10,260$46.7 萬<0.1%+8+0.1%加碼–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP10,055$46.7 萬<0.1%+934+10.2%加碼歷史
ONOn Semiconductor CorpStock6,906$46.9 萬<0.1%+6,906新進歷史
ATOAtmos Energy CorpCOM4,479$46.9 萬<0.1%−280−5.9%減碼歷史
WYNNWynn Resorts LtdCOM5,510$46.9 萬<0.1%+959+21.1%加碼歷史
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,972$47.0 萬<0.1%−15−0.3%減碼–
BAXBaxter International IncStock5,521$47.4 萬<0.1%−1,124−16.9%減碼歷史
DJTWWTrump Media & Technology Group Corp.*W EXP 03/25/20235,884$47.4 萬<0.1%+35,884新進歷史
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT7,835$47.6 萬<0.1%+326+4.3%加碼歷史
WisdomTree Tr97717W844GLOB EX US QU FD10,953$47.7 萬<0.1%+396+3.8%加碼–
WUWestern Union COStock26,870$47.9 萬<0.1%+26,870新進歷史
iShares Tr464287192US TRSPRTION1,742$48.2 萬<0.1%−124−6.6%減碼–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,073$48.3 萬<0.1%+298+7.9%加碼–
LINLinde PLCSHS1,393$48.3 萬<0.1%−39−2.7%減碼歷史

選擇權(21 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$766.9 萬
Invesco QQQ Trust Series I46090E103ETF$417.7 萬–
SPYSPDR S&P 500 ETF TrustETF$114.0 萬$66.5 萬
NFLXNetflix IncStock–$132.5 萬
AAPLApple Inc.Stock–$88.8 萬
TWTRTwitter, Inc.COM–$86.4 萬
GOOGAlphabet Inc.Stock–$57.9 萬
MSFTMicrosoft CorpStock–$53.8 萬
FDXFedEx CorpStock–$51.7 萬
ADBEAdobe Inc.Stock$39.7 萬–
ROKURoku, IncCOM CL A–$36.5 萬
BABoeing CoStock–$34.2 萬
TSLATesla, Inc.Stock$31.7 萬–
NVDANVIDIA CorpStock$26.5 萬–
ABBVAbbVie Inc.Stock$25.7 萬–
VEEVVeeva Systems IncStock–$25.5 萬
METAMeta Platforms, Inc.Stock–$23.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$6.30 萬
NOKNokia CorpSPONSORED ADR–$6.20 萬
AGENAgenus IncCOM NEW–$4.40 萬
SOSSOS LtdSPNSORD ADS NEW–$1.30 萬

2021 年第 3 季之後清倉(128 檔)

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 128 檔。

Sigma Planning Corp 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
PKOPIMCO Income Opportunity FundCOM127,597$312.7 萬0.1%歷史
First Tr Exchange-Traded FD33734G108COM89,943$254.4 萬0.1%–
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC27,288$231.3 萬0.1%–
ITGartner IncCOM6,773$205.8 萬0.1%歷史
Kraneshares Tr500767736QUADRTC INT RT64,474$179.7 萬0.1%–
BILLBILL Holdings, Inc.Stock4,803$128.2 萬<0.1%歷史
DOCSDoximity, Inc.CL A14,199$114.6 萬<0.1%歷史
SFLSFL Corp Ltd.SHS111,728$93.6 萬<0.1%歷史
iShares Future AI & Tech ETF46435U556ETF21,120$89.4 萬<0.1%–
CVLTCommvault Systems IncCOM10,704$80.6 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock16,711$66.8 萬<0.1%歷史
Global X FDS37950E127REIT ETF69,864$66.4 萬<0.1%–
RETAReata Pharmaceuticals IncCL A6,544$65.8 萬<0.1%歷史
CCJCameco CorpStock28,999$63.0 萬<0.1%歷史
PNRPENTAIR plcSHS8,495$61.7 萬<0.1%歷史
First Tr Exch Traded FD III33739P202EME MRK BD ETF18,686$60.9 萬<0.1%–
CARAvis Budget Group, Inc.COM5,115$59.6 萬<0.1%歷史
UAAUnder Armour, Inc.Stock29,366$59.3 萬<0.1%歷史
KOFCoca Cola Femsa SAB de CVSPONS ADS REP10,444$58.8 萬<0.1%歷史
CMRECostamare Inc.SHS36,896$57.2 萬<0.1%歷史
Fidelity Covington Trust316092352BLUE CHIP GRWTH17,102$55.6 萬<0.1%–
Global X Uranium ETF37954Y871ETF23,168$55.1 萬<0.1%–
Pretium Res Inc74139C102COM57,054$55.0 萬<0.1%–
Nushares ETF Tr67092P409NUVEEN ESG MIDCP9,990$54.3 萬<0.1%–
Global X FDS37954Y293GLB X MLP ENRG I14,845$53.3 萬<0.1%–
FSMFortuna Mining Corp.COM133,399$52.4 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD20,741$51.7 萬<0.1%–
Mag Silver Corp55903Q104COM31,283$50.7 萬<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN62,338$50.6 萬<0.1%–
TEITempleton Emerging Markets Income FundCOM64,470$49.9 萬<0.1%歷史
VXXBarclays Bank PLCETF17,829$49.6 萬<0.1%歷史
UUUUEnergy Fuels IncCOM NEW70,452$49.5 萬<0.1%歷史
Nuveen PFD & Incm Securties67072C105COM49,347$48.4 萬<0.1%–
MGAMagna International IncCOM6,182$46.5 萬<0.1%歷史
SKINSkinHealth Systems Inc.COM CL A16,700$43.4 萬<0.1%歷史
CVNACarvana Co.CL A1,433$43.2 萬<0.1%歷史
BZUNBaozun Inc.SPONSORED ADR23,007$40.3 萬<0.1%歷史
Innovator ETFs Tr45783Y509GROWTH ACCELE14,206$40.2 萬<0.1%–
Nuveen Diversified Divid & I6706EP105COM37,598$39.0 萬<0.1%–
USOUnited States Oil Fund, LPUNITS7,246$38.1 萬<0.1%歷史
iShares Tr464287374NORTH AMERN NAT12,846$37.7 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB17,522$37.0 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK4,124$36.3 萬<0.1%歷史
AZTAAzenta, Inc.COM3,454$35.4 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO3,628$35.1 萬<0.1%–
Invesco Exchange Traded FD T46137V191S&P MDCP400 VL3,756$34.2 萬<0.1%–
TDYTeledyne Technologies IncCOM788$33.9 萬<0.1%歷史
Graniteshares ETF Tr38747R108BBG COMMD K 111,241$33.8 萬<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM21,335$33.8 萬<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS15,932$33.7 萬<0.1%歷史
iShares Tr46435G342MORTGE REL ETF9,225$33.4 萬<0.1%–
PKGPackaging Corp of AmericaStock2,414$33.2 萬<0.1%歷史
SPDR Series Trust78464A607ST STR DOW REIT3,114$32.8 萬<0.1%–
DELLDell Technologies Inc.Stock3,126$32.5 萬<0.1%歷史
NARIInari Medical, Inc.Stock3,975$32.2 萬<0.1%歷史
HAPNHappen, Inc.COM NEW10,374$29.3 萬<0.1%歷史
PENGPenguin Solutions, Inc.SHS6,425$28.6 萬<0.1%歷史
DRNADicerna Pharmaceuticals IncCOM14,016$28.3 萬<0.1%歷史
TXRHTexas Roadhouse, Inc.COM3,077$28.1 萬<0.1%歷史
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF14,863$28.1 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT2,472$27.7 萬<0.1%歷史
Royal Dutch Shell PLC780259107SPON ADR B6,135$27.2 萬<0.1%–
RSIRush Street Interactive, Inc.COM13,945$26.8 萬<0.1%歷史
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF5,389$26.7 萬<0.1%–
MWAMueller Water Products, Inc.COM SER A17,518$26.7 萬<0.1%歷史
ASANAsana, Inc.CL A2,489$25.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F763FT VEST US EQT6,930$25.4 萬<0.1%–
iShares Tr46435G755IBONDS DEC20229,718$25.4 萬<0.1%–
iShares Tr46434V761MSCI UAE ETF17,000$25.2 萬<0.1%–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT8,870$25.2 萬<0.1%–
BLMNBloomin' Brands, Inc.COM9,740$24.4 萬<0.1%歷史
NCLHNorwegian Cruise Line Holdings Ltd.SHS8,948$23.9 萬<0.1%歷史
First Tr Exchange-Traded FD33733E807NAT GAS ETF13,719$23.1 萬<0.1%–
ATRAptargroup, Inc.Stock1,925$23.0 萬<0.1%歷史
LBRTLiberty Energy Inc.COM CL A19,000$23.0 萬<0.1%歷史
PTONPeloton Interactive, Inc.CL A COM2,625$22.9 萬<0.1%歷史
APTVAptiv PLCSHS1,536$22.9 萬<0.1%歷史
iShares Tr46435G318IBONDS DEC20238,721$22.7 萬<0.1%–
iShares Tr46435U697IBONDS DEC8,423$22.7 萬<0.1%–
TTCFTattooed Chef, Inc.COM CL A12,340$22.7 萬<0.1%歷史
ZGZillow Group, Inc.CL A2,555$22.6 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,101$22.6 萬<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD11,700$22.4 萬<0.1%歷史
BFHBread Financial Holdings, Inc.COM2,218$22.4 萬<0.1%歷史
TELTE Connectivity plcREG SHS1,629$22.4 萬<0.1%歷史
CHWYChewy, Inc.CL A3,210$21.9 萬<0.1%歷史
LBTYALiberty Global Ltd.SHS CL A7,300$21.8 萬<0.1%歷史
SUISun Communities IncCOM1,155$21.4 萬<0.1%歷史
FANGDiamondback Energy, Inc.Stock2,230$21.1 萬<0.1%歷史
PAYCPaycom Software, Inc.Stock425$21.1 萬<0.1%歷史
Global X FDS37954Y657US PFD ETF8,118$20.9 萬<0.1%–
iShares Inc464286822MSCI MEXICO ETF4,320$20.8 萬<0.1%–
Echo Global Logistics, Inc.27875T101COM4,365$20.8 萬<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT5,166$20.7 萬<0.1%–
BGFVBig 5 Sporting Goods CorpCOM8,955$20.6 萬<0.1%歷史
BLFSBiolife Solutions IncCOM NEW4,850$20.5 萬<0.1%歷史
MITKMitek Systems IncCOM NEW11,000$20.4 萬<0.1%歷史
TAPMolson Coors Beverage CoCL B4,374$20.3 萬<0.1%歷史
ELEstee Lauder Companies IncCL A673$20.2 萬<0.1%歷史
RSReliance, Inc.COM1,414$20.1 萬<0.1%歷史