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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 4 季持倉

持倉截至 2021/12/31,2022/2/2 申報。只含多頭部位,變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
1,361
較 2021 年第 3 季 +8
總值
$35.7 億
較 2021 年第 3 季 +$2.79 億 (+8.5%)
申報日
2022/2/2
SEC
Sigma Planning Corp 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
VanEck ETF Trust92189H300JP MRGAN EM LOC10,525$30.1 萬<0.1%+1,297+14.1%加碼–
Global X FDS37954Y848GLOBAL X SILVER8,235$30.2 萬<0.1%−30−0.4%減碼–
JDJD.com, Inc.SPON ADS CL A4,306$30.2 萬<0.1%−300−6.5%減碼歷史
EDITEditas Medicine, Inc.COM11,388$30.2 萬<0.1%+383+3.5%加碼歷史
OCOwens CorningStock3,348$30.3 萬<0.1%+10.0%加碼歷史
iShares MSCI India ETF46429B598ETF6,617$30.3 萬<0.1%−5,967−47.4%減碼–
CWHCamping World Holdings, Inc.CL A7,515$30.4 萬<0.1%+935+14.2%加碼歷史
ELMEElme CommunitiesSH BEN INT11,759$30.4 萬<0.1%−8,314−41.4%減碼歷史
CMLSQCumulus Media IncCOM CL A27,000$30.4 萬<0.1%−1,562−5.5%減碼歷史
RGENRepligen CorpCOM1,164$30.8 萬<0.1%+4+0.3%加碼歷史
WBSWebster Financial CorpCOM5,525$30.9 萬<0.1%00.0%不變歷史
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE7,391$30.9 萬<0.1%+7,391新進–
Dimensional U.S. Core Equity 2 ETF25434V708ETF10,724$31.1 萬<0.1%00.0%不變–
KMXCarMax IncCOM2,399$31.2 萬<0.1%−552−18.7%減碼歷史
Kraneshares Tr500767587QUADRATIC DEFLA12,075$31.5 萬<0.1%+12,075新進–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF6,668$31.6 萬<0.1%−199−2.9%減碼–
SNAPSnap IncStock6,749$31.7 萬<0.1%−5,506−44.9%減碼歷史
LUMNLumen Technologies, Inc.Stock25,297$31.7 萬<0.1%−1,779−6.6%減碼歷史
Fidelity Covington Trust316092824LOW VOLITY ETF6,059$31.7 萬<0.1%+173+2.9%加碼–
BSXBoston Scientific CorpStock7,502$31.9 萬<0.1%+416+5.9%加碼歷史
STAGSTAG Industrial, Inc.COM6,658$31.9 萬<0.1%+30.0%加碼歷史
iShares Tr46436E569ESG SELECT SCRE8,692$31.9 萬<0.1%+137+1.6%加碼–
VanEck ETF Trust92189H201INTRMDT MUNI ETF6,246$32.0 萬<0.1%+6+0.1%加碼–
IRIngersoll Rand Inc.COM5,165$32.0 萬<0.1%−92−1.8%減碼歷史
RUNSunrun Inc.COM9,349$32.1 萬<0.1%−4,180−30.9%減碼歷史
SITESiteOne Landscape Supply, Inc.COM1,325$32.1 萬<0.1%+100+8.2%加碼歷史
IEXIdex CorpCOM1,363$32.2 萬<0.1%+3+0.2%加碼歷史
GNLGlobal Net Lease, Inc.COM NEW21,133$32.3 萬<0.1%−107−0.5%減碼歷史
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF6,587$32.3 萬<0.1%−164−2.4%減碼–
WisdomTree Tr97717X511YIELD ENHANCD US6,284$32.5 萬<0.1%−161−2.5%減碼–
EIGREiger BioPharmaceuticals, Inc.COM62,600$32.5 萬<0.1%+1,450+2.4%加碼歷史
RESNResonant IncCOM190,900$32.6 萬<0.1%−6,650−3.4%減碼歷史
SPXXNuveen S&P 500 Dynamic Overwrite FundCOM17,600$32.7 萬<0.1%00.0%不變歷史
UTGReaves Utility Income FundCOM SH BEN INT9,350$32.8 萬<0.1%−1,652−15.0%減碼歷史
Osi ETF Tr67110P407OSHARES US QUALT7,036$32.8 萬<0.1%+8+0.1%加碼–
PENNPENN Entertainment, Inc.COM6,348$32.9 萬<0.1%−11,838−65.1%減碼歷史
SYBTStock Yards Bancorp, Inc.COM5,155$32.9 萬<0.1%−3,117−37.7%減碼歷史
PRGOPERRIGO Co plcSHS8,455$32.9 萬<0.1%+8,455新進歷史
EXPDExpeditors International of Washington IncCOM2,450$32.9 萬<0.1%−8−0.3%減碼歷史
CCChemours CoStock9,819$33.0 萬<0.1%+56+0.6%加碼歷史
iShares Tr46434V647GLOBAL REIT ETF10,791$33.0 萬<0.1%+10,791新進–
Global X FDS37954Y442CLOUD COMPUTNG12,537$33.2 萬<0.1%−197−1.5%減碼–
DOVDOVER CorpCOM1,828$33.2 萬<0.1%+24+1.3%加碼歷史
First Tr Exchange Traded FD33741X102SMID RISNG ETF10,947$33.2 萬<0.1%+106+1.0%加碼–
VRSKVerisk Analytics, Inc.COM1,452$33.2 萬<0.1%−9−0.6%減碼歷史
TTETotalEnergies SESPONSORED ADS6,721$33.2 萬<0.1%−173−2.5%減碼歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF6,050$33.3 萬<0.1%−2,751−31.3%減碼–
DBLDoubleLine Opportunistic Credit FundCOM17,388$33.3 萬<0.1%−668−3.7%減碼歷史
ALLEAllegion plcORD SHS2,518$33.3 萬<0.1%−240−8.7%減碼歷史
ECOMChanneladvisor CorpCOM13,502$33.3 萬<0.1%−315−2.3%減碼歷史
SPDR Series Trust78468R721STATE STREET SPD6,460$33.4 萬<0.1%+6+0.1%加碼–
Innovator ETFs Trust45782C722INTRNL DEV JULY13,610$33.4 萬<0.1%00.0%不變–
TWITitan International IncCOM30,500$33.4 萬<0.1%+30,500新進歷史
CPRTCopart IncCOM2,225$33.7 萬<0.1%00.0%不變歷史
CPBCAMPBELL'S CoCOM7,785$33.8 萬<0.1%+7,785新進歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR9,390$33.8 萬<0.1%+9,390新進–
MROMarathon Oil CorpCOM20,610$33.8 萬<0.1%−521−2.5%減碼歷史
Innovator ETFs Trust45782C409US EQTY BUFR JAN9,092$33.9 萬<0.1%+500+5.8%加碼–
Flexshares Tr33939L100MORNSTAR USMKT1,858$33.9 萬<0.1%+1,858新進–
ETF Managers Tr26924G508ETFMG ALTR HRVST30,639$33.9 萬<0.1%+7,605+33.0%加碼–
IVZInvesco Ltd.Stock14,789$34.0 萬<0.1%−11−0.1%減碼歷史
JEFJefferies Financial Group Inc.COM8,751$34.0 萬<0.1%+8,751新進歷史
WisdomTree Tr97717Y790US EFFIC CORE FD7,698$34.1 萬<0.1%−1,106−12.6%減碼–
FIXComfort Systems USA IncCOM3,458$34.2 萬<0.1%−302−8.0%減碼歷史
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,008$34.3 萬<0.1%−40−1.3%減碼–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,232$34.3 萬<0.1%+342+18.1%加碼–
BBWBuild-A-Bear Workshop IncCOM17,558$34.3 萬<0.1%−2,993−14.6%減碼歷史
KDPKeurig Dr Pepper Inc.COM9,326$34.4 萬<0.1%+703+8.2%加碼歷史
Invesco Exch Traded FD Tr II46138E636INTL CORP BD12,401$34.5 萬<0.1%+12,401新進–
ANSSAnsys IncCOM867$34.8 萬<0.1%00.0%不變歷史
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW6,714$35.0 萬<0.1%+6,714新進–
BENFranklin Templeton IncCOM10,521$35.2 萬<0.1%+637+6.4%加碼歷史
MIDDMIDDLEBY CorpCOM1,799$35.4 萬<0.1%+1,799新進歷史
VRTXVertex Pharmaceuticals IncStock1,615$35.5 萬<0.1%−1,193−42.5%減碼歷史
Dimensional U.S. Targeted Value ETF25434V609ETF7,471$35.5 萬<0.1%+51+0.7%加碼–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN20,039$35.5 萬<0.1%+4,755+31.1%加碼歷史
CNXCConcentrix CorpStock1,996$35.7 萬<0.1%00.0%不變歷史
UALUnited Airlines Holdings, Inc.COM8,218$36.0 萬<0.1%−5,993−42.2%減碼歷史
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM23,887$36.0 萬<0.1%+78+0.3%加碼歷史
OMCOmnicom Group Inc.COM4,941$36.2 萬<0.1%+1,982+67.0%加碼歷史
TXTernium S.A.SPONSORED ADS8,324$36.2 萬<0.1%−441−5.0%減碼歷史
Nushares ETF Tr67092P607NUVEEN ESG SMLCP8,635$36.3 萬<0.1%+694+8.7%加碼–
UPSTUpstart Holdings, Inc.COM2,402$36.3 萬<0.1%−1,585−39.8%減碼歷史
SBLKStar Bulk Carriers Corp.SHS PAR16,012$36.3 萬<0.1%+3,513+28.1%加碼歷史
Vanguard Emerging Markets Government Bond ETF921946885ETF4,692$36.4 萬<0.1%+126+2.8%加碼–
CDWCDW CorpCOM1,776$36.4 萬<0.1%−13−0.7%減碼歷史
Advisorshares Tr00768Y453PURE US CANN ETF14,239$36.4 萬<0.1%−3,133−18.0%減碼–
AWPabrdn Global Premier Properties FundCOM SH BEN INT53,277$36.4 萬<0.1%+19,154+56.1%加碼歷史
CRCrane CoCOM3,579$36.4 萬<0.1%−348−8.9%減碼歷史
State Street SPDR S&P Semiconductor ETF78464A862ETF1,500$36.5 萬<0.1%+57+4.0%加碼–
RGRSturm Ruger & Co IncStock5,358$36.5 萬<0.1%+271+5.3%加碼歷史
Advisorshares Tr00768Y438Q DYNAMIC GROWTH12,000$36.7 萬<0.1%−2,550−17.5%減碼–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS5,537$36.8 萬<0.1%+152+2.8%加碼–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF5,051$36.9 萬<0.1%+160+3.3%加碼–
SONOSonos IncCOM12,431$37.0 萬<0.1%+3,638+41.4%加碼歷史
iShares Tr464288505MRGSTR SM CP ETF6,480$37.1 萬<0.1%+426+7.0%加碼–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5006,523$37.3 萬<0.1%+1,329+25.6%加碼–
MGNXMacrogenics IncCOM23,310$37.4 萬<0.1%−15−0.1%減碼歷史
AALAmerican Airlines Group Inc.Stock20,875$37.5 萬<0.1%−1,310−5.9%減碼歷史
CAHCardinal Health IncStock7,299$37.6 萬<0.1%+287+4.1%加碼歷史

選擇權(21 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$766.9 萬
Invesco QQQ Trust Series I46090E103ETF$417.7 萬–
SPYSPDR S&P 500 ETF TrustETF$114.0 萬$66.5 萬
NFLXNetflix IncStock–$132.5 萬
AAPLApple Inc.Stock–$88.8 萬
TWTRTwitter, Inc.COM–$86.4 萬
GOOGAlphabet Inc.Stock–$57.9 萬
MSFTMicrosoft CorpStock–$53.8 萬
FDXFedEx CorpStock–$51.7 萬
ADBEAdobe Inc.Stock$39.7 萬–
ROKURoku, IncCOM CL A–$36.5 萬
BABoeing CoStock–$34.2 萬
TSLATesla, Inc.Stock$31.7 萬–
NVDANVIDIA CorpStock$26.5 萬–
ABBVAbbVie Inc.Stock$25.7 萬–
VEEVVeeva Systems IncStock–$25.5 萬
METAMeta Platforms, Inc.Stock–$23.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$6.30 萬
NOKNokia CorpSPONSORED ADR–$6.20 萬
AGENAgenus IncCOM NEW–$4.40 萬
SOSSOS LtdSPNSORD ADS NEW–$1.30 萬

2021 年第 3 季之後清倉(128 檔)

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 128 檔。

Sigma Planning Corp 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
PKOPIMCO Income Opportunity FundCOM127,597$312.7 萬0.1%歷史
First Tr Exchange-Traded FD33734G108COM89,943$254.4 萬0.1%–
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC27,288$231.3 萬0.1%–
ITGartner IncCOM6,773$205.8 萬0.1%歷史
Kraneshares Tr500767736QUADRTC INT RT64,474$179.7 萬0.1%–
BILLBILL Holdings, Inc.Stock4,803$128.2 萬<0.1%歷史
DOCSDoximity, Inc.CL A14,199$114.6 萬<0.1%歷史
SFLSFL Corp Ltd.SHS111,728$93.6 萬<0.1%歷史
iShares Future AI & Tech ETF46435U556ETF21,120$89.4 萬<0.1%–
CVLTCommvault Systems IncCOM10,704$80.6 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock16,711$66.8 萬<0.1%歷史
Global X FDS37950E127REIT ETF69,864$66.4 萬<0.1%–
RETAReata Pharmaceuticals IncCL A6,544$65.8 萬<0.1%歷史
CCJCameco CorpStock28,999$63.0 萬<0.1%歷史
PNRPENTAIR plcSHS8,495$61.7 萬<0.1%歷史
First Tr Exch Traded FD III33739P202EME MRK BD ETF18,686$60.9 萬<0.1%–
CARAvis Budget Group, Inc.COM5,115$59.6 萬<0.1%歷史
UAAUnder Armour, Inc.Stock29,366$59.3 萬<0.1%歷史
KOFCoca Cola Femsa SAB de CVSPONS ADS REP10,444$58.8 萬<0.1%歷史
CMRECostamare Inc.SHS36,896$57.2 萬<0.1%歷史
Fidelity Covington Trust316092352BLUE CHIP GRWTH17,102$55.6 萬<0.1%–
Global X Uranium ETF37954Y871ETF23,168$55.1 萬<0.1%–
Pretium Res Inc74139C102COM57,054$55.0 萬<0.1%–
Nushares ETF Tr67092P409NUVEEN ESG MIDCP9,990$54.3 萬<0.1%–
Global X FDS37954Y293GLB X MLP ENRG I14,845$53.3 萬<0.1%–
FSMFortuna Mining Corp.COM133,399$52.4 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD20,741$51.7 萬<0.1%–
Mag Silver Corp55903Q104COM31,283$50.7 萬<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN62,338$50.6 萬<0.1%–
TEITempleton Emerging Markets Income FundCOM64,470$49.9 萬<0.1%歷史
VXXBarclays Bank PLCETF17,829$49.6 萬<0.1%歷史
UUUUEnergy Fuels IncCOM NEW70,452$49.5 萬<0.1%歷史
Nuveen PFD & Incm Securties67072C105COM49,347$48.4 萬<0.1%–
MGAMagna International IncCOM6,182$46.5 萬<0.1%歷史
SKINSkinHealth Systems Inc.COM CL A16,700$43.4 萬<0.1%歷史
CVNACarvana Co.CL A1,433$43.2 萬<0.1%歷史
BZUNBaozun Inc.SPONSORED ADR23,007$40.3 萬<0.1%歷史
Innovator ETFs Tr45783Y509GROWTH ACCELE14,206$40.2 萬<0.1%–
Nuveen Diversified Divid & I6706EP105COM37,598$39.0 萬<0.1%–
USOUnited States Oil Fund, LPUNITS7,246$38.1 萬<0.1%歷史
iShares Tr464287374NORTH AMERN NAT12,846$37.7 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB17,522$37.0 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK4,124$36.3 萬<0.1%歷史
AZTAAzenta, Inc.COM3,454$35.4 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO3,628$35.1 萬<0.1%–
Invesco Exchange Traded FD T46137V191S&P MDCP400 VL3,756$34.2 萬<0.1%–
TDYTeledyne Technologies IncCOM788$33.9 萬<0.1%歷史
Graniteshares ETF Tr38747R108BBG COMMD K 111,241$33.8 萬<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM21,335$33.8 萬<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS15,932$33.7 萬<0.1%歷史
iShares Tr46435G342MORTGE REL ETF9,225$33.4 萬<0.1%–
PKGPackaging Corp of AmericaStock2,414$33.2 萬<0.1%歷史
SPDR Series Trust78464A607ST STR DOW REIT3,114$32.8 萬<0.1%–
DELLDell Technologies Inc.Stock3,126$32.5 萬<0.1%歷史
NARIInari Medical, Inc.Stock3,975$32.2 萬<0.1%歷史
HAPNHappen, Inc.COM NEW10,374$29.3 萬<0.1%歷史
PENGPenguin Solutions, Inc.SHS6,425$28.6 萬<0.1%歷史
DRNADicerna Pharmaceuticals IncCOM14,016$28.3 萬<0.1%歷史
TXRHTexas Roadhouse, Inc.COM3,077$28.1 萬<0.1%歷史
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF14,863$28.1 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT2,472$27.7 萬<0.1%歷史
Royal Dutch Shell PLC780259107SPON ADR B6,135$27.2 萬<0.1%–
RSIRush Street Interactive, Inc.COM13,945$26.8 萬<0.1%歷史
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF5,389$26.7 萬<0.1%–
MWAMueller Water Products, Inc.COM SER A17,518$26.7 萬<0.1%歷史
ASANAsana, Inc.CL A2,489$25.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F763FT VEST US EQT6,930$25.4 萬<0.1%–
iShares Tr46435G755IBONDS DEC20229,718$25.4 萬<0.1%–
iShares Tr46434V761MSCI UAE ETF17,000$25.2 萬<0.1%–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT8,870$25.2 萬<0.1%–
BLMNBloomin' Brands, Inc.COM9,740$24.4 萬<0.1%歷史
NCLHNorwegian Cruise Line Holdings Ltd.SHS8,948$23.9 萬<0.1%歷史
First Tr Exchange-Traded FD33733E807NAT GAS ETF13,719$23.1 萬<0.1%–
ATRAptargroup, Inc.Stock1,925$23.0 萬<0.1%歷史
LBRTLiberty Energy Inc.COM CL A19,000$23.0 萬<0.1%歷史
PTONPeloton Interactive, Inc.CL A COM2,625$22.9 萬<0.1%歷史
APTVAptiv PLCSHS1,536$22.9 萬<0.1%歷史
iShares Tr46435G318IBONDS DEC20238,721$22.7 萬<0.1%–
iShares Tr46435U697IBONDS DEC8,423$22.7 萬<0.1%–
TTCFTattooed Chef, Inc.COM CL A12,340$22.7 萬<0.1%歷史
ZGZillow Group, Inc.CL A2,555$22.6 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,101$22.6 萬<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD11,700$22.4 萬<0.1%歷史
BFHBread Financial Holdings, Inc.COM2,218$22.4 萬<0.1%歷史
TELTE Connectivity plcREG SHS1,629$22.4 萬<0.1%歷史
CHWYChewy, Inc.CL A3,210$21.9 萬<0.1%歷史
LBTYALiberty Global Ltd.SHS CL A7,300$21.8 萬<0.1%歷史
SUISun Communities IncCOM1,155$21.4 萬<0.1%歷史
FANGDiamondback Energy, Inc.Stock2,230$21.1 萬<0.1%歷史
PAYCPaycom Software, Inc.Stock425$21.1 萬<0.1%歷史
Global X FDS37954Y657US PFD ETF8,118$20.9 萬<0.1%–
iShares Inc464286822MSCI MEXICO ETF4,320$20.8 萬<0.1%–
Echo Global Logistics, Inc.27875T101COM4,365$20.8 萬<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT5,166$20.7 萬<0.1%–
BGFVBig 5 Sporting Goods CorpCOM8,955$20.6 萬<0.1%歷史
BLFSBiolife Solutions IncCOM NEW4,850$20.5 萬<0.1%歷史
MITKMitek Systems IncCOM NEW11,000$20.4 萬<0.1%歷史
TAPMolson Coors Beverage CoCL B4,374$20.3 萬<0.1%歷史
ELEstee Lauder Companies IncCL A673$20.2 萬<0.1%歷史
RSReliance, Inc.COM1,414$20.1 萬<0.1%歷史