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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 4 季持倉

持倉截至 2021/12/31,2022/2/2 申報。只含多頭部位,變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
1,361
較 2021 年第 3 季 +8
總值
$35.7 億
較 2021 年第 3 季 +$2.79 億 (+8.5%)
申報日
2022/2/2
SEC
Sigma Planning Corp 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
MDCSekisui House U.S., Inc.COM4,392$24.5 萬<0.1%−1,124−20.4%減碼歷史
Flexshares Tr33939L860QUALT DIVD IDX4,016$24.6 萬<0.1%+23+0.6%加碼–
NDAQNasdaq, Inc.COM1,177$24.7 萬<0.1%−186−13.6%減碼歷史
EBAYeBay IncCOM3,708$24.7 萬<0.1%−200−5.1%減碼歷史
EXASExact Sciences CorpCOM3,199$24.9 萬<0.1%−1,885−37.1%減碼歷史
HOLXHologic IncCOM3,254$24.9 萬<0.1%+530+19.5%加碼歷史
BBYBest Buy Co IncStock2,456$25.0 萬<0.1%+200+8.9%加碼歷史
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT4,635$25.0 萬<0.1%+4,635新進–
BWBabcock & Wilcox Enterprises, Inc.COM27,700$25.0 萬<0.1%−19,600−41.4%減碼歷史
EXPEExpedia Group, Inc.Stock1,388$25.1 萬<0.1%−812−36.9%減碼歷史
ASHAshland Inc.COM2,330$25.1 萬<0.1%00.0%不變歷史
RILYBRC Group Holdings, Inc.COM2,819$25.1 萬<0.1%+2,819新進歷史
EXTRExtreme Networks IncCOM16,038$25.2 萬<0.1%+16,038新進歷史
SONYSony Group CorpSPONSORED ADR1,995$25.2 萬<0.1%+44+2.3%加碼歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF14,100$25.3 萬<0.1%+66+0.5%加碼歷史
SPDR Series Trust78468R200ST STR RATE ETF8,312$25.4 萬<0.1%−345−4.0%減碼–
Invesco Actively Managed Exc46090A804TOTAL RETURN4,506$25.4 萬<0.1%−303−6.3%減碼–
ALSumisho Air Lease CorpCL A5,800$25.7 萬<0.1%00.0%不變歷史
GLUGabelli Global Utility & Income TrustCOM SH BEN INT12,224$25.7 萬<0.1%+120+1.0%加碼歷史
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL5,428$26.0 萬<0.1%−6,266−53.6%減碼–
HCAHCA Healthcare, Inc.COM1,015$26.1 萬<0.1%−972−48.9%減碼歷史
KYNBKyntra Bio, Inc.COM18,525$26.1 萬<0.1%−100−0.5%減碼歷史
PNWPinnacle West Capital CorpCOM3,712$26.2 萬<0.1%+764+25.9%加碼歷史
STWDStarwood Property Trust, Inc.COM10,768$26.2 萬<0.1%−1,317−10.9%減碼歷史
JCIJohnson Controls International plcStock3,238$26.3 萬<0.1%+84+2.7%加碼歷史
iShares Inc464286533MSCI EMERG MRKT4,181$26.3 萬<0.1%+22+0.5%加碼–
STORStore Capital LLCCOM7,699$26.5 萬<0.1%−980−11.3%減碼歷史
VanEck ETF Trust92189F387SHRT HGH YLD MUN10,569$26.6 萬<0.1%+1,217+13.0%加碼–
WDCWestern Digital CorpCOM4,080$26.6 萬<0.1%+465+12.9%加碼歷史
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,164$26.8 萬<0.1%+202+2.0%加碼–
NKLANikola CorpCOM27,147$26.8 萬<0.1%+4,725+21.1%加碼歷史
RHRHCOM501$26.9 萬<0.1%−110−18.0%減碼歷史
CORCencora, Inc.Stock2,032$27.0 萬<0.1%−246−10.8%減碼歷史
OLNOLIN CorpStock4,716$27.1 萬<0.1%+4,716新進歷史
XYLXylem Inc.COM2,261$27.1 萬<0.1%+7+0.3%加碼歷史
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE5,552$27.1 萬<0.1%+558+11.2%加碼–
NTRNutrien Ltd.COM3,605$27.1 萬<0.1%+3,605新進歷史
Atlantica Sustainable Infr PG0751N103SHS7,581$27.1 萬<0.1%−14−0.2%減碼–
BGSB&G Foods, Inc.COM8,861$27.2 萬<0.1%−7−0.1%減碼歷史
ETF Ser Solutions26922A172NATIONWIDE RSK9,747$27.2 萬<0.1%+9,747新進–
TSITCW Strategic Income Fund IncCOM47,158$27.2 萬<0.1%+586+1.3%加碼歷史
BNSBank of Nova ScotiaCOM3,802$27.3 萬<0.1%+19+0.5%加碼歷史
SOFISoFi Technologies, Inc.Stock17,415$27.5 萬<0.1%+2,722+18.5%加碼歷史
MNSTMonster Beverage CorpCOM2,862$27.5 萬<0.1%+119+4.3%加碼歷史
BDJBlackRock Enhanced Equity Dividend TrustCOM27,304$27.5 萬<0.1%+386+1.4%加碼歷史
WisdomTree Tr97717X669US QTLY DIV GRT4,181$27.5 萬<0.1%00.0%不變–
NVONovo Nordisk A SADR2,468$27.6 萬<0.1%+100+4.2%加碼歷史
MASMasco CorpCOM3,934$27.6 萬<0.1%+77+2.0%加碼歷史
ATOMAtomera IncCOM13,730$27.6 萬<0.1%−20−0.1%減碼歷史
EGLEEagle Bulk Shipping Inc.COM6,075$27.6 萬<0.1%+6,075新進歷史
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM25,902$27.7 萬<0.1%−495−1.9%減碼歷史
BYDBoyd Gaming CorpCOM4,224$27.7 萬<0.1%+623+17.3%加碼歷史
STEMStem, Inc.CL A14,614$27.7 萬<0.1%−8,820−37.6%減碼歷史
QRVOQorvo, Inc.Stock1,779$27.8 萬<0.1%−401−18.4%減碼歷史
STMSTMicroelectronics N.V.NY REGISTRY5,682$27.8 萬<0.1%+89+1.6%加碼歷史
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF13,043$27.8 萬<0.1%−39,172−75.0%減碼–
RTLNecessity Retail REIT, Inc.COM CLASS A30,526$27.9 萬<0.1%+1,249+4.3%加碼歷史
First Tr Exchng Traded FD VI33740F680FT VEST US EQT8,459$28.0 萬<0.1%00.0%不變–
CBChubb LtdStock1,453$28.1 萬<0.1%+96+7.1%加碼歷史
RHPRyman Hospitality Properties, Inc.COM3,056$28.1 萬<0.1%00.0%不變歷史
NXHNeighborhood Intelligence, Inc.COM4,759$28.1 萬<0.1%+674+16.5%加碼歷史
ICEIntercontinental Exchange, Inc.Stock2,061$28.2 萬<0.1%+139+7.2%加碼歷史
TWTradeweb Markets Inc.Stock2,815$28.2 萬<0.1%+2,815新進歷史
Global X FDS37950E549GLB X SUPERDIV22,970$28.2 萬<0.1%−2,284−9.0%減碼–
POOLPool CorpCOM500$28.3 萬<0.1%−1−0.2%減碼歷史
MRSHMarsh & McLennan Companies, Inc.Stock1,635$28.4 萬<0.1%+1+0.1%加碼歷史
BJBJ's Wholesale Club Holdings, Inc.COM4,246$28.4 萬<0.1%+4,246新進歷史
BBWIBath & Body Works, Inc.COM4,078$28.5 萬<0.1%−32,377−88.8%減碼歷史
KEYKeycorpCOM12,333$28.5 萬<0.1%−2,523−17.0%減碼歷史
iShares Tr46435U853BROAD USD HIGH6,910$28.5 萬<0.1%+261+3.9%加碼–
VanEck ETF Trust92189F429PREFERRED SECURT13,151$28.8 萬<0.1%+2,717+26.0%加碼–
SPHSuburban Propane Partners LPUNIT LTD PARTN19,668$28.8 萬<0.1%−3,925−16.6%減碼歷史
Fidelity Covington Trust316092790QLTY FCTOR ETF5,155$28.9 萬<0.1%+153+3.1%加碼–
BKNGBooking Holdings Inc.Stock120$29.0 萬<0.1%−27−18.4%減碼歷史
iShares MSCI Acwi Ex U.S. ETF464288240ETF5,208$29.0 萬<0.1%−67−1.3%減碼–
LWLamb Weston Holdings, Inc.Stock4,581$29.0 萬<0.1%+4,581新進歷史
Global X FDS37954Y459RUSSELL 200011,860$29.0 萬<0.1%+11,860新進–
Innovator ETFs Trust45782C318US EQTY PWR BUF9,484$29.0 萬<0.1%−300−3.1%減碼–
CTRACoterra Energy Inc.Stock15,314$29.1 萬<0.1%−15,022−49.5%減碼歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,577$29.1 萬<0.1%+63+2.5%加碼–
ETF Managers Tr26924G102PRIME JUNIR SLVR23,277$29.1 萬<0.1%−15,487−40.0%減碼–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST14,038$29.2 萬<0.1%+14,038新進–
BTZBlackRock Credit Allocation Income TrustCOM19,446$29.3 萬<0.1%+2,171+12.6%加碼歷史
LNTAlliant Energy CorpStock4,792$29.5 萬<0.1%+77+1.6%加碼歷史
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1008,789$29.5 萬<0.1%−976−10.0%減碼–
Amplify ETF Tr032108847CEF HIGH INCOME17,720$29.5 萬<0.1%−746−4.0%減碼–
LANDGladstone Land CorpCOM8,728$29.5 萬<0.1%+8,728新進歷史
PFCPremier Financial CorpCOM9,568$29.6 萬<0.1%+7+0.1%加碼歷史
EIXEdison InternationalStock4,345$29.7 萬<0.1%+333+8.3%加碼歷史
LYVLive Nation Entertainment, Inc.COM2,480$29.7 萬<0.1%+51+2.1%加碼歷史
XXII22nd Century Group, Inc.COM96,100$29.7 萬<0.1%−1,500−1.5%減碼歷史
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM10,406$29.8 萬<0.1%+10,406新進歷史
LHLabcorp Holdings Inc.COM NEW951$29.9 萬<0.1%+3+0.3%加碼歷史
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY3,740$30.0 萬<0.1%+915+32.4%加碼–
Abrdn ETFs003261104BBRG ALL COMD K113,054$30.0 萬<0.1%+31+0.2%加碼–
TRUPTrupanion, Inc.COM2,274$30.0 萬<0.1%+2,274新進歷史
ZENZendesk, Inc.COM2,876$30.0 萬<0.1%−635−18.1%減碼歷史
iShares U.S. Regional Banks ETF464288778ETF4,868$30.1 萬<0.1%+212+4.6%加碼–
AMAntero Midstream CorpStock31,116$30.1 萬<0.1%−4,910−13.6%減碼歷史
SPDR Index Shs FDS78463X541ST STR NAT ETF5,585$30.1 萬<0.1%+222+4.1%加碼–

選擇權(21 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$766.9 萬
Invesco QQQ Trust Series I46090E103ETF$417.7 萬–
SPYSPDR S&P 500 ETF TrustETF$114.0 萬$66.5 萬
NFLXNetflix IncStock–$132.5 萬
AAPLApple Inc.Stock–$88.8 萬
TWTRTwitter, Inc.COM–$86.4 萬
GOOGAlphabet Inc.Stock–$57.9 萬
MSFTMicrosoft CorpStock–$53.8 萬
FDXFedEx CorpStock–$51.7 萬
ADBEAdobe Inc.Stock$39.7 萬–
ROKURoku, IncCOM CL A–$36.5 萬
BABoeing CoStock–$34.2 萬
TSLATesla, Inc.Stock$31.7 萬–
NVDANVIDIA CorpStock$26.5 萬–
ABBVAbbVie Inc.Stock$25.7 萬–
VEEVVeeva Systems IncStock–$25.5 萬
METAMeta Platforms, Inc.Stock–$23.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$6.30 萬
NOKNokia CorpSPONSORED ADR–$6.20 萬
AGENAgenus IncCOM NEW–$4.40 萬
SOSSOS LtdSPNSORD ADS NEW–$1.30 萬

2021 年第 3 季之後清倉(128 檔)

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 128 檔。

Sigma Planning Corp 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
PKOPIMCO Income Opportunity FundCOM127,597$312.7 萬0.1%歷史
First Tr Exchange-Traded FD33734G108COM89,943$254.4 萬0.1%–
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC27,288$231.3 萬0.1%–
ITGartner IncCOM6,773$205.8 萬0.1%歷史
Kraneshares Tr500767736QUADRTC INT RT64,474$179.7 萬0.1%–
BILLBILL Holdings, Inc.Stock4,803$128.2 萬<0.1%歷史
DOCSDoximity, Inc.CL A14,199$114.6 萬<0.1%歷史
SFLSFL Corp Ltd.SHS111,728$93.6 萬<0.1%歷史
iShares Future AI & Tech ETF46435U556ETF21,120$89.4 萬<0.1%–
CVLTCommvault Systems IncCOM10,704$80.6 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock16,711$66.8 萬<0.1%歷史
Global X FDS37950E127REIT ETF69,864$66.4 萬<0.1%–
RETAReata Pharmaceuticals IncCL A6,544$65.8 萬<0.1%歷史
CCJCameco CorpStock28,999$63.0 萬<0.1%歷史
PNRPENTAIR plcSHS8,495$61.7 萬<0.1%歷史
First Tr Exch Traded FD III33739P202EME MRK BD ETF18,686$60.9 萬<0.1%–
CARAvis Budget Group, Inc.COM5,115$59.6 萬<0.1%歷史
UAAUnder Armour, Inc.Stock29,366$59.3 萬<0.1%歷史
KOFCoca Cola Femsa SAB de CVSPONS ADS REP10,444$58.8 萬<0.1%歷史
CMRECostamare Inc.SHS36,896$57.2 萬<0.1%歷史
Fidelity Covington Trust316092352BLUE CHIP GRWTH17,102$55.6 萬<0.1%–
Global X Uranium ETF37954Y871ETF23,168$55.1 萬<0.1%–
Pretium Res Inc74139C102COM57,054$55.0 萬<0.1%–
Nushares ETF Tr67092P409NUVEEN ESG MIDCP9,990$54.3 萬<0.1%–
Global X FDS37954Y293GLB X MLP ENRG I14,845$53.3 萬<0.1%–
FSMFortuna Mining Corp.COM133,399$52.4 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD20,741$51.7 萬<0.1%–
Mag Silver Corp55903Q104COM31,283$50.7 萬<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN62,338$50.6 萬<0.1%–
TEITempleton Emerging Markets Income FundCOM64,470$49.9 萬<0.1%歷史
VXXBarclays Bank PLCETF17,829$49.6 萬<0.1%歷史
UUUUEnergy Fuels IncCOM NEW70,452$49.5 萬<0.1%歷史
Nuveen PFD & Incm Securties67072C105COM49,347$48.4 萬<0.1%–
MGAMagna International IncCOM6,182$46.5 萬<0.1%歷史
SKINSkinHealth Systems Inc.COM CL A16,700$43.4 萬<0.1%歷史
CVNACarvana Co.CL A1,433$43.2 萬<0.1%歷史
BZUNBaozun Inc.SPONSORED ADR23,007$40.3 萬<0.1%歷史
Innovator ETFs Tr45783Y509GROWTH ACCELE14,206$40.2 萬<0.1%–
Nuveen Diversified Divid & I6706EP105COM37,598$39.0 萬<0.1%–
USOUnited States Oil Fund, LPUNITS7,246$38.1 萬<0.1%歷史
iShares Tr464287374NORTH AMERN NAT12,846$37.7 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB17,522$37.0 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK4,124$36.3 萬<0.1%歷史
AZTAAzenta, Inc.COM3,454$35.4 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO3,628$35.1 萬<0.1%–
Invesco Exchange Traded FD T46137V191S&P MDCP400 VL3,756$34.2 萬<0.1%–
TDYTeledyne Technologies IncCOM788$33.9 萬<0.1%歷史
Graniteshares ETF Tr38747R108BBG COMMD K 111,241$33.8 萬<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM21,335$33.8 萬<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS15,932$33.7 萬<0.1%歷史
iShares Tr46435G342MORTGE REL ETF9,225$33.4 萬<0.1%–
PKGPackaging Corp of AmericaStock2,414$33.2 萬<0.1%歷史
SPDR Series Trust78464A607ST STR DOW REIT3,114$32.8 萬<0.1%–
DELLDell Technologies Inc.Stock3,126$32.5 萬<0.1%歷史
NARIInari Medical, Inc.Stock3,975$32.2 萬<0.1%歷史
HAPNHappen, Inc.COM NEW10,374$29.3 萬<0.1%歷史
PENGPenguin Solutions, Inc.SHS6,425$28.6 萬<0.1%歷史
DRNADicerna Pharmaceuticals IncCOM14,016$28.3 萬<0.1%歷史
TXRHTexas Roadhouse, Inc.COM3,077$28.1 萬<0.1%歷史
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF14,863$28.1 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT2,472$27.7 萬<0.1%歷史
Royal Dutch Shell PLC780259107SPON ADR B6,135$27.2 萬<0.1%–
RSIRush Street Interactive, Inc.COM13,945$26.8 萬<0.1%歷史
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF5,389$26.7 萬<0.1%–
MWAMueller Water Products, Inc.COM SER A17,518$26.7 萬<0.1%歷史
ASANAsana, Inc.CL A2,489$25.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F763FT VEST US EQT6,930$25.4 萬<0.1%–
iShares Tr46435G755IBONDS DEC20229,718$25.4 萬<0.1%–
iShares Tr46434V761MSCI UAE ETF17,000$25.2 萬<0.1%–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT8,870$25.2 萬<0.1%–
BLMNBloomin' Brands, Inc.COM9,740$24.4 萬<0.1%歷史
NCLHNorwegian Cruise Line Holdings Ltd.SHS8,948$23.9 萬<0.1%歷史
First Tr Exchange-Traded FD33733E807NAT GAS ETF13,719$23.1 萬<0.1%–
ATRAptargroup, Inc.Stock1,925$23.0 萬<0.1%歷史
LBRTLiberty Energy Inc.COM CL A19,000$23.0 萬<0.1%歷史
PTONPeloton Interactive, Inc.CL A COM2,625$22.9 萬<0.1%歷史
APTVAptiv PLCSHS1,536$22.9 萬<0.1%歷史
iShares Tr46435G318IBONDS DEC20238,721$22.7 萬<0.1%–
iShares Tr46435U697IBONDS DEC8,423$22.7 萬<0.1%–
TTCFTattooed Chef, Inc.COM CL A12,340$22.7 萬<0.1%歷史
ZGZillow Group, Inc.CL A2,555$22.6 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,101$22.6 萬<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD11,700$22.4 萬<0.1%歷史
BFHBread Financial Holdings, Inc.COM2,218$22.4 萬<0.1%歷史
TELTE Connectivity plcREG SHS1,629$22.4 萬<0.1%歷史
CHWYChewy, Inc.CL A3,210$21.9 萬<0.1%歷史
LBTYALiberty Global Ltd.SHS CL A7,300$21.8 萬<0.1%歷史
SUISun Communities IncCOM1,155$21.4 萬<0.1%歷史
FANGDiamondback Energy, Inc.Stock2,230$21.1 萬<0.1%歷史
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Global X FDS37954Y657US PFD ETF8,118$20.9 萬<0.1%–
iShares Inc464286822MSCI MEXICO ETF4,320$20.8 萬<0.1%–
Echo Global Logistics, Inc.27875T101COM4,365$20.8 萬<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT5,166$20.7 萬<0.1%–
BGFVBig 5 Sporting Goods CorpCOM8,955$20.6 萬<0.1%歷史
BLFSBiolife Solutions IncCOM NEW4,850$20.5 萬<0.1%歷史
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TAPMolson Coors Beverage CoCL B4,374$20.3 萬<0.1%歷史
ELEstee Lauder Companies IncCL A673$20.2 萬<0.1%歷史
RSReliance, Inc.COM1,414$20.1 萬<0.1%歷史