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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 4 季持倉

持倉截至 2021/12/31,2022/2/2 申報。只含多頭部位,變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
1,361
較 2021 年第 3 季 +8
總值
$35.7 億
較 2021 年第 3 季 +$2.79 億 (+8.5%)
申報日
2022/2/2
SEC
Sigma Planning Corp 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,188$20.2 萬<0.1%+1,188新進–
Cambria ETF Tr132061821CANNABIS ETF16,290$20.2 萬<0.1%+1,346+9.0%加碼–
Health Assurn Acquisition Co42226W208UNIT 99/99/999920,200$20.2 萬<0.1%−5,650−21.9%減碼–
FICOFair Isaac CorpCOM468$20.3 萬<0.1%+468新進歷史
FOURShift4 Payments, Inc.CL A3,500$20.3 萬<0.1%00.0%不變歷史
PRFTPerficient IncCOM1,570$20.3 萬<0.1%+1,570新進歷史
SCCOSouthern Copper CorpStock3,302$20.4 萬<0.1%+3,302新進歷史
LTCLTC Properties IncREIT5,963$20.4 萬<0.1%+5,963新進歷史
DXCMDexcom IncCOM379$20.4 萬<0.1%−100−20.9%減碼歷史
iShares Tr464288869MICRO-CAP ETF1,467$20.5 萬<0.1%+16+1.1%加碼–
BALLBALL CorpCOM2,148$20.7 萬<0.1%+2,148新進歷史
HIHillenbrand, Inc.COM3,978$20.7 萬<0.1%+3,978新進歷史
BCXBlackRock Resources & Commodities Strategy TrustSHS22,297$20.8 萬<0.1%+149+0.7%加碼歷史
JPINuveen Preferred Securities & Income Opportunities FundCOM8,050$20.8 萬<0.1%−500−5.8%減碼歷史
Innovator ETFs Trust45782C680US EQTY PWR BF6,880$20.9 萬<0.1%00.0%不變–
JAZZJazz Pharmaceuticals plcSHS USD1,637$20.9 萬<0.1%+1,637新進歷史
SNYSanofiSPONSORED ADR4,167$20.9 萬<0.1%−35−0.8%減碼歷史
BNTXBioNTech SESPONSORED ADS816$21.0 萬<0.1%−129−13.7%減碼歷史
AGOAssured Guaranty LtdCOM4,202$21.1 萬<0.1%+4,202新進歷史
BRSLBrightstar Lottery PLCSHS USD7,302$21.1 萬<0.1%+7,302新進歷史
UPBDUpbound Group, Inc.COM4,384$21.1 萬<0.1%+95+2.2%加碼歷史
DJTTrump Media & Technology Group Corp.Stock4,123$21.2 萬<0.1%+4,123新進歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF3,833$21.2 萬<0.1%−4−0.1%減碼–
CHDNChurchill Downs IncCOM882$21.2 萬<0.1%+20+2.3%加碼歷史
First Tr Exchng Traded FD VI33740F862FT VEST US EQT5,505$21.3 萬<0.1%+5,505新進–
FNDFloor & Decor Holdings, Inc.CL A1,638$21.3 萬<0.1%−335−17.0%減碼歷史
YETIYETI Holdings, Inc.COM2,574$21.3 萬<0.1%−2,821−52.3%減碼歷史
VMOInvesco Municipal Opportunity TrustCOM15,394$21.3 萬<0.1%+449+3.0%加碼歷史
AGNCAGNC Investment Corp.REIT14,216$21.4 萬<0.1%−558−3.8%減碼歷史
SLRCSLR Investment Corp.COM11,617$21.4 萬<0.1%+12+0.1%加碼歷史
CLGNCollPlant Biotechnologies LtdSHS NEW13,070$21.4 萬<0.1%−5,565−29.9%減碼歷史
AONAon plcCL A714$21.5 萬<0.1%−120−14.4%減碼歷史
NXPINXP Semiconductors N.V.COM945$21.5 萬<0.1%−140−12.9%減碼歷史
iShares Tr46435G334MSCI UK ETF NEW6,517$21.6 萬<0.1%+6,517新進–
AMBAAmbarella IncSHS1,071$21.7 萬<0.1%+1,071新進歷史
SPDR Series Trust78468R770ST STR R1K YLD2,182$21.9 萬<0.1%+2,182新進–
iShares Tr464287812US CONSM STAPLES1,098$22.0 萬<0.1%+1,098新進–
IPARInterparfums IncCOM2,062$22.0 萬<0.1%+2,062新進歷史
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM8,981$22.0 萬<0.1%−51−0.6%減碼歷史
Renaissance Cap Greenwich FD759937204IPO ETF3,810$22.0 萬<0.1%00.0%不變–
NTGTortoise Midstream Energy Fund, Inc.COM7,217$22.0 萬<0.1%−1,873−20.6%減碼歷史
MTTRMatterport, Inc.COM CL A10,648$22.0 萬<0.1%+10,648新進歷史
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL1,319$22.2 萬<0.1%+1,319新進–
WKWorkiva IncCOM CL A1,700$22.2 萬<0.1%00.0%不變歷史
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM9,345$22.2 萬<0.1%−3,789−28.8%減碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT59,788$22.4 萬<0.1%+2,741+4.8%加碼歷史
Invesco Exchange Traded FD T46137V407INVESCO MSCI3,355$22.4 萬<0.1%+10.0%加碼–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN4,588$22.4 萬<0.1%+8+0.2%加碼歷史
DRIDarden Restaurants IncCOM1,494$22.5 萬<0.1%−483−24.4%減碼歷史
AESAES CorpStock9,316$22.6 萬<0.1%−2,290−19.7%減碼歷史
GWWW.W. Grainger, Inc.Stock435$22.6 萬<0.1%+435新進歷史
Invesco Exchange Traded FD T46137V142WATER RES ETF3,711$22.6 萬<0.1%+3,711新進–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,390$22.7 萬<0.1%+93+1.8%加碼–
FTVFortive CorpStock2,979$22.7 萬<0.1%+2,979新進歷史
PHParker-Hannifin CorpStock713$22.7 萬<0.1%−76−9.6%減碼歷史
PFGPrincipal Financial Group IncCOM3,144$22.7 萬<0.1%+3,144新進歷史
DPZDominos Pizza IncCOM401$22.7 萬<0.1%+401新進歷史
CPCanadian Pacific Kansas City LtdCOM3,159$22.7 萬<0.1%+3,159新進歷史
AAgilent Technologies, Inc.COM1,426$22.8 萬<0.1%+60+4.4%加碼歷史
SPDR Series Trust78464A516ST INTL BBG ETF8,078$22.8 萬<0.1%−1,387−14.7%減碼–
MDNAFMedicenna Therapeutics Corp.COM140,050$22.8 萬<0.1%+109,550+359.2%加碼歷史
Flexshares Tr33939L605IBOXX 5YR TRGT8,203$23.0 萬<0.1%+8,203新進–
KIOKKR Income Opportunities FundCOM13,622$23.0 萬<0.1%+186+1.4%加碼歷史
JRONuveen Floating Rate Income Opportunity FundCOM SHS22,727$23.0 萬<0.1%+131+0.6%加碼歷史
MTCHMatch Group, Inc.COM1,748$23.1 萬<0.1%+1+0.1%加碼歷史
iShares Tr464289479CORE LT USDB ETF3,215$23.2 萬<0.1%+27+0.8%加碼–
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF13,524$23.2 萬<0.1%+13,524新進–
iShares Tr46428951110+ YR INVST GRD3,333$23.2 萬<0.1%−330−9.0%減碼–
RYRoyal Bank of CanadaStock2,193$23.3 萬<0.1%+122+5.9%加碼歷史
iShares Inc464286392MSCI WORLD ETF1,722$23.3 萬<0.1%+4+0.2%加碼–
Innovator ETFs Trust45782C540US EQTY PWR BUF7,355$23.4 萬<0.1%+7,355新進–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED9,108$23.4 萬<0.1%+9,108新進–
EPREpr PropertiesCOM SH BEN INT4,959$23.6 萬<0.1%+4,959新進歷史
Fidelity Covington Trust316092618ENHA HIGH YI ETF4,330$23.6 萬<0.1%+4,330新進–
WisdomTree Tr97717W703INTL EQUITY FD4,360$23.6 萬<0.1%−702−13.9%減碼–
TRIThomson Reuters CorpCOM NEW1,969$23.6 萬<0.1%+1,969新進歷史
Tidal Trust I886364405SOFI SOCIAL 506,300$23.7 萬<0.1%+6,300新進–
OVVOvintiv Inc.COM7,027$23.7 萬<0.1%−48−0.7%減碼歷史
MCKMcKesson CorpStock962$23.9 萬<0.1%−173−15.2%減碼歷史
CNCCentene CorpStock2,899$23.9 萬<0.1%+2,899新進歷史
PTCPTC Inc.Stock1,973$23.9 萬<0.1%−5,867−74.8%減碼歷史
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM11,003$23.9 萬<0.1%−529−4.6%減碼歷史
DBX ETF Tr233051820XTRACK MSCI ALL7,096$23.9 萬<0.1%+7,096新進–
NAVINavient CorpCOM11,280$23.9 萬<0.1%+38+0.3%加碼歷史
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,000$24.0 萬<0.1%−75−0.8%減碼歷史
iShares Tr46428865310-20 YR TRS ETF1,622$24.1 萬<0.1%+1,622新進–
NVAXNovavax IncCOM NEW1,685$24.1 萬<0.1%+355+26.7%加碼歷史
Invesco Exchange Traded FD T46137V886DWA STAPLES2,633$24.1 萬<0.1%00.0%不變–
DOCHealthpeak Properties, Inc.COM6,706$24.2 萬<0.1%−229−3.3%減碼歷史
SPDR Index Shs FDS78463X202ST STR EU 50 ETF5,194$24.2 萬<0.1%−79−1.5%減碼–
CDMOAvid Bioservices, Inc.COM8,300$24.2 萬<0.1%+8,300新進歷史
CIENCiena CorpCOM NEW3,163$24.3 萬<0.1%+3,163新進歷史
ALKAlaska Air Group, Inc.COM4,667$24.3 萬<0.1%−565−10.8%減碼歷史
LPXLouisiana-Pacific CorpCOM3,120$24.4 萬<0.1%−1,223−28.2%減碼歷史
BWABorgwarner IncCOM5,416$24.4 萬<0.1%+5,416新進歷史
WRKWestRock CoCOM5,505$24.4 萬<0.1%−1,217−18.1%減碼歷史
IRDMIridium Communications Inc.COM5,944$24.5 萬<0.1%+12+0.2%加碼歷史
Dimensional ETF Trust25434V203INTL CORE EQT MK8,279$24.5 萬<0.1%+506+6.5%加碼–
iShares U S ETF Tr46431W648U.S. TECH INDEPD4,010$24.5 萬<0.1%+58+1.5%加碼–
iShares Tr46435U192GENOMICS IMMUN5,603$24.5 萬<0.1%−463−7.6%減碼–

選擇權(21 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$766.9 萬
Invesco QQQ Trust Series I46090E103ETF$417.7 萬–
SPYSPDR S&P 500 ETF TrustETF$114.0 萬$66.5 萬
NFLXNetflix IncStock–$132.5 萬
AAPLApple Inc.Stock–$88.8 萬
TWTRTwitter, Inc.COM–$86.4 萬
GOOGAlphabet Inc.Stock–$57.9 萬
MSFTMicrosoft CorpStock–$53.8 萬
FDXFedEx CorpStock–$51.7 萬
ADBEAdobe Inc.Stock$39.7 萬–
ROKURoku, IncCOM CL A–$36.5 萬
BABoeing CoStock–$34.2 萬
TSLATesla, Inc.Stock$31.7 萬–
NVDANVIDIA CorpStock$26.5 萬–
ABBVAbbVie Inc.Stock$25.7 萬–
VEEVVeeva Systems IncStock–$25.5 萬
METAMeta Platforms, Inc.Stock–$23.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$6.30 萬
NOKNokia CorpSPONSORED ADR–$6.20 萬
AGENAgenus IncCOM NEW–$4.40 萬
SOSSOS LtdSPNSORD ADS NEW–$1.30 萬

2021 年第 3 季之後清倉(128 檔)

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 128 檔。

Sigma Planning Corp 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
PKOPIMCO Income Opportunity FundCOM127,597$312.7 萬0.1%歷史
First Tr Exchange-Traded FD33734G108COM89,943$254.4 萬0.1%–
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC27,288$231.3 萬0.1%–
ITGartner IncCOM6,773$205.8 萬0.1%歷史
Kraneshares Tr500767736QUADRTC INT RT64,474$179.7 萬0.1%–
BILLBILL Holdings, Inc.Stock4,803$128.2 萬<0.1%歷史
DOCSDoximity, Inc.CL A14,199$114.6 萬<0.1%歷史
SFLSFL Corp Ltd.SHS111,728$93.6 萬<0.1%歷史
iShares Future AI & Tech ETF46435U556ETF21,120$89.4 萬<0.1%–
CVLTCommvault Systems IncCOM10,704$80.6 萬<0.1%歷史
SFIXStitch Fix, Inc.Stock16,711$66.8 萬<0.1%歷史
Global X FDS37950E127REIT ETF69,864$66.4 萬<0.1%–
RETAReata Pharmaceuticals IncCL A6,544$65.8 萬<0.1%歷史
CCJCameco CorpStock28,999$63.0 萬<0.1%歷史
PNRPENTAIR plcSHS8,495$61.7 萬<0.1%歷史
First Tr Exch Traded FD III33739P202EME MRK BD ETF18,686$60.9 萬<0.1%–
CARAvis Budget Group, Inc.COM5,115$59.6 萬<0.1%歷史
UAAUnder Armour, Inc.Stock29,366$59.3 萬<0.1%歷史
KOFCoca Cola Femsa SAB de CVSPONS ADS REP10,444$58.8 萬<0.1%歷史
CMRECostamare Inc.SHS36,896$57.2 萬<0.1%歷史
Fidelity Covington Trust316092352BLUE CHIP GRWTH17,102$55.6 萬<0.1%–
Global X Uranium ETF37954Y871ETF23,168$55.1 萬<0.1%–
Pretium Res Inc74139C102COM57,054$55.0 萬<0.1%–
Nushares ETF Tr67092P409NUVEEN ESG MIDCP9,990$54.3 萬<0.1%–
Global X FDS37954Y293GLB X MLP ENRG I14,845$53.3 萬<0.1%–
FSMFortuna Mining Corp.COM133,399$52.4 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J684BULLSHS 21 USD20,741$51.7 萬<0.1%–
Mag Silver Corp55903Q104COM31,283$50.7 萬<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN62,338$50.6 萬<0.1%–
TEITempleton Emerging Markets Income FundCOM64,470$49.9 萬<0.1%歷史
VXXBarclays Bank PLCETF17,829$49.6 萬<0.1%歷史
UUUUEnergy Fuels IncCOM NEW70,452$49.5 萬<0.1%歷史
Nuveen PFD & Incm Securties67072C105COM49,347$48.4 萬<0.1%–
MGAMagna International IncCOM6,182$46.5 萬<0.1%歷史
SKINSkinHealth Systems Inc.COM CL A16,700$43.4 萬<0.1%歷史
CVNACarvana Co.CL A1,433$43.2 萬<0.1%歷史
BZUNBaozun Inc.SPONSORED ADR23,007$40.3 萬<0.1%歷史
Innovator ETFs Tr45783Y509GROWTH ACCELE14,206$40.2 萬<0.1%–
Nuveen Diversified Divid & I6706EP105COM37,598$39.0 萬<0.1%–
USOUnited States Oil Fund, LPUNITS7,246$38.1 萬<0.1%歷史
iShares Tr464287374NORTH AMERN NAT12,846$37.7 萬<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB17,522$37.0 萬<0.1%歷史
ZZillow Group, Inc.CL C CAP STK4,124$36.3 萬<0.1%歷史
AZTAAzenta, Inc.COM3,454$35.4 萬<0.1%歷史
SPDR Series Trust78468R556SP O&G EXPL PRO3,628$35.1 萬<0.1%–
Invesco Exchange Traded FD T46137V191S&P MDCP400 VL3,756$34.2 萬<0.1%–
TDYTeledyne Technologies IncCOM788$33.9 萬<0.1%歷史
Graniteshares ETF Tr38747R108BBG COMMD K 111,241$33.8 萬<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM21,335$33.8 萬<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS15,932$33.7 萬<0.1%歷史
iShares Tr46435G342MORTGE REL ETF9,225$33.4 萬<0.1%–
PKGPackaging Corp of AmericaStock2,414$33.2 萬<0.1%歷史
SPDR Series Trust78464A607ST STR DOW REIT3,114$32.8 萬<0.1%–
DELLDell Technologies Inc.Stock3,126$32.5 萬<0.1%歷史
NARIInari Medical, Inc.Stock3,975$32.2 萬<0.1%歷史
HAPNHappen, Inc.COM NEW10,374$29.3 萬<0.1%歷史
PENGPenguin Solutions, Inc.SHS6,425$28.6 萬<0.1%歷史
DRNADicerna Pharmaceuticals IncCOM14,016$28.3 萬<0.1%歷史
TXRHTexas Roadhouse, Inc.COM3,077$28.1 萬<0.1%歷史
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF14,863$28.1 萬<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT2,472$27.7 萬<0.1%歷史
Royal Dutch Shell PLC780259107SPON ADR B6,135$27.2 萬<0.1%–
RSIRush Street Interactive, Inc.COM13,945$26.8 萬<0.1%歷史
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF5,389$26.7 萬<0.1%–
MWAMueller Water Products, Inc.COM SER A17,518$26.7 萬<0.1%歷史
ASANAsana, Inc.CL A2,489$25.8 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F763FT VEST US EQT6,930$25.4 萬<0.1%–
iShares Tr46435G755IBONDS DEC20229,718$25.4 萬<0.1%–
iShares Tr46434V761MSCI UAE ETF17,000$25.2 萬<0.1%–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT8,870$25.2 萬<0.1%–
BLMNBloomin' Brands, Inc.COM9,740$24.4 萬<0.1%歷史
NCLHNorwegian Cruise Line Holdings Ltd.SHS8,948$23.9 萬<0.1%歷史
First Tr Exchange-Traded FD33733E807NAT GAS ETF13,719$23.1 萬<0.1%–
ATRAptargroup, Inc.Stock1,925$23.0 萬<0.1%歷史
LBRTLiberty Energy Inc.COM CL A19,000$23.0 萬<0.1%歷史
PTONPeloton Interactive, Inc.CL A COM2,625$22.9 萬<0.1%歷史
APTVAptiv PLCSHS1,536$22.9 萬<0.1%歷史
iShares Tr46435G318IBONDS DEC20238,721$22.7 萬<0.1%–
iShares Tr46435U697IBONDS DEC8,423$22.7 萬<0.1%–
TTCFTattooed Chef, Inc.COM CL A12,340$22.7 萬<0.1%歷史
ZGZillow Group, Inc.CL A2,555$22.6 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,101$22.6 萬<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD11,700$22.4 萬<0.1%歷史
BFHBread Financial Holdings, Inc.COM2,218$22.4 萬<0.1%歷史
TELTE Connectivity plcREG SHS1,629$22.4 萬<0.1%歷史
CHWYChewy, Inc.CL A3,210$21.9 萬<0.1%歷史
LBTYALiberty Global Ltd.SHS CL A7,300$21.8 萬<0.1%歷史
SUISun Communities IncCOM1,155$21.4 萬<0.1%歷史
FANGDiamondback Energy, Inc.Stock2,230$21.1 萬<0.1%歷史
PAYCPaycom Software, Inc.Stock425$21.1 萬<0.1%歷史
Global X FDS37954Y657US PFD ETF8,118$20.9 萬<0.1%–
iShares Inc464286822MSCI MEXICO ETF4,320$20.8 萬<0.1%–
Echo Global Logistics, Inc.27875T101COM4,365$20.8 萬<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT5,166$20.7 萬<0.1%–
BGFVBig 5 Sporting Goods CorpCOM8,955$20.6 萬<0.1%歷史
BLFSBiolife Solutions IncCOM NEW4,850$20.5 萬<0.1%歷史
MITKMitek Systems IncCOM NEW11,000$20.4 萬<0.1%歷史
TAPMolson Coors Beverage CoCL B4,374$20.3 萬<0.1%歷史
ELEstee Lauder Companies IncCL A673$20.2 萬<0.1%歷史
RSReliance, Inc.COM1,414$20.1 萬<0.1%歷史