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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/10/28 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,353
較 2021 年第 2 季 −35
總值
$32.9 億
較 2021 年第 2 季 −$4,435 萬 (−1.3%)
申報日
2021/10/28
SEC
Sigma Planning Corp 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
WKWorkiva IncCOM CL A1,700$24.0 萬<0.1%+1,700新進歷史
NVGNuveen AMT-Free Municipal Credit Income FundCEF14,034$24.1 萬<0.1%−1,279−8.4%減碼歷史
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,890$24.1 萬<0.1%+1,890新進–
UPBDUpbound Group, Inc.COM4,289$24.1 萬<0.1%−3,484−44.8%減碼歷史
ANETArista Networks, Inc.COM702$24.1 萬<0.1%+702新進歷史
MNSTMonster Beverage CorpCOM2,743$24.4 萬<0.1%+321+13.3%加碼歷史
STMSTMicroelectronics N.V.NY REGISTRY5,593$24.4 萬<0.1%−46−0.8%減碼歷史
SITESiteOne Landscape Supply, Inc.COM1,225$24.4 萬<0.1%+1,225新進歷史
BLMNBloomin' Brands, Inc.COM9,740$24.4 萬<0.1%+171+1.8%加碼歷史
Renaissance Cap Greenwich FD759937204IPO ETF3,810$24.5 萬<0.1%00.0%不變–
WisdomTree Tr97717X669US QTLY DIV GRT4,181$24.6 萬<0.1%−260−5.9%減碼–
MRSHMarsh & McLennan Companies, Inc.Stock1,634$24.8 萬<0.1%+41+2.6%加碼歷史
VODVodafone Group Public Ltd CoADR16,106$24.9 萬<0.1%−6,541−28.9%減碼歷史
Fidelity Covington Trust316092790QLTY FCTOR ETF5,002$24.9 萬<0.1%+594+13.5%加碼–
iShares Tr46434V761MSCI UAE ETF17,000$25.2 萬<0.1%+17,000新進–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT8,870$25.2 萬<0.1%+120+1.4%加碼–
First Tr Exchng Traded FD VI33740F763FT VEST US EQT6,930$25.4 萬<0.1%−200−2.8%減碼–
iShares Tr46428951110+ YR INVST GRD3,663$25.4 萬<0.1%+677+22.7%加碼–
iShares Tr46435G755IBONDS DEC20229,718$25.4 萬<0.1%+28+0.3%加碼–
RHPRyman Hospitality Properties, Inc.COM3,056$25.6 萬<0.1%00.0%不變歷史
CWHCamping World Holdings, Inc.CL A6,580$25.6 萬<0.1%+1,210+22.5%加碼歷史
GFNew Germany Fund IncCOM12,985$25.6 萬<0.1%00.0%不變歷史
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM11,532$25.7 萬<0.1%+1,650+16.7%加碼歷史
ASANAsana, Inc.CL A2,489$25.8 萬<0.1%+2,489新進歷史
BNTXBioNTech SESPONSORED ADS945$25.8 萬<0.1%−190−16.7%減碼歷史
MDCSekisui House U.S., Inc.COM5,516$25.8 萬<0.1%+1,559+39.4%加碼歷史
Health Assurn Acquisition Co42226W208UNIT 99/99/999925,850$25.9 萬<0.1%00.0%不變–
iShares Inc464286533MSCI EMERG MRKT4,159$26.1 萬<0.1%−1,738−29.5%減碼–
STAGSTAG Industrial, Inc.COM6,655$26.1 萬<0.1%+214+3.3%加碼歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,145$26.2 萬<0.1%+302+5.2%加碼–
DXCMDexcom IncCOM479$26.2 萬<0.1%00.0%不變歷史
BTZBlackRock Credit Allocation Income TrustCOM17,275$26.2 萬<0.1%+477+2.8%加碼歷史
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN15,284$26.2 萬<0.1%+15,284新進歷史
NTGTortoise Midstream Energy Fund, Inc.COM9,090$26.2 萬<0.1%−694−7.1%減碼歷史
Atlantica Sustainable Infr PG0751N103SHS7,595$26.2 萬<0.1%−884−10.4%減碼–
MPMP Materials Corp.COM CL A8,159$26.3 萬<0.1%−24,576−75.1%減碼歷史
NDAQNasdaq, Inc.COM1,363$26.3 萬<0.1%+1,363新進歷史
LNTAlliant Energy CorpStock4,715$26.4 萬<0.1%+81+1.7%加碼歷史
BDJBlackRock Enhanced Equity Dividend TrustCOM26,918$26.4 萬<0.1%−173−0.6%減碼歷史
AESAES CorpStock11,606$26.5 萬<0.1%+1,265+12.2%加碼歷史
SPDR Series Trust78468R200ST STR RATE ETF8,657$26.5 萬<0.1%+1,670+23.9%加碼–
IRIngersoll Rand Inc.COM5,257$26.5 萬<0.1%−149−2.8%減碼歷史
BGSB&G Foods, Inc.COM8,868$26.5 萬<0.1%+1,989+28.9%加碼歷史
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG9,962$26.6 萬<0.1%+390+4.1%加碼–
LPXLouisiana-Pacific CorpCOM4,343$26.7 萬<0.1%+545+14.3%加碼歷史
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF5,389$26.7 萬<0.1%−1,633−23.3%減碼–
MWAMueller Water Products, Inc.COM SER A17,518$26.7 萬<0.1%+17,518新進歷史
LHLabcorp Holdings Inc.COM NEW948$26.7 萬<0.1%−3−0.3%減碼歷史
TSITCW Strategic Income Fund IncCOM46,572$26.7 萬<0.1%−7,496−13.9%減碼歷史
SLBSLB LimitedStock9,047$26.8 萬<0.1%+27+0.3%加碼歷史
FIXComfort Systems USA IncCOM3,760$26.8 萬<0.1%+3,760新進歷史
RSIRush Street Interactive, Inc.COM13,945$26.8 萬<0.1%+13,945新進歷史
WisdomTree Tr97717W703INTL EQUITY FD5,062$26.8 萬<0.1%−2,533−33.4%減碼–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5005,194$26.9 萬<0.1%+5,194新進–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT8,459$27.1 萬<0.1%+8,459新進–
FOURShift4 Payments, Inc.CL A3,500$27.1 萬<0.1%00.0%不變歷史
CORCencora, Inc.Stock2,278$27.2 萬<0.1%+34+1.5%加碼歷史
EBAYeBay IncCOM3,908$27.2 萬<0.1%−70−1.8%減碼歷史
SPDR Series Trust78464A516ST INTL BBG ETF9,465$27.2 萬<0.1%−3,181−25.2%減碼–
Royal Dutch Shell PLC780259107SPON ADR B6,135$27.2 萬<0.1%+34+0.6%加碼–
Invesco Actively Managed Exc46090A804TOTAL RETURN4,809$27.3 萬<0.1%+614+14.6%加碼–
MTCHMatch Group, Inc.COM1,747$27.4 萬<0.1%+1,747新進歷史
SPDR Index Shs FDS78463X541ST STR NAT ETF5,363$27.5 萬<0.1%+775+16.9%加碼–
iShares Tr46435U853BROAD USD HIGH6,649$27.6 萬<0.1%−78−1.2%減碼–
NVAXNovavax IncCOM NEW1,330$27.6 萬<0.1%+110+9.0%加碼歷史
CRSPCRISPR Therapeutics AGNAMEN AKT2,472$27.7 萬<0.1%+209+9.2%加碼歷史
VanEck ETF Trust92189H300JP MRGAN EM LOC9,228$27.7 萬<0.1%+9,228新進–
STORStore Capital LLCCOM8,679$27.8 萬<0.1%+140+1.6%加碼歷史
XYLXylem Inc.COM2,254$27.9 萬<0.1%+3+0.1%加碼歷史
Fidelity Covington Trust316092824LOW VOLITY ETF5,886$28.0 萬<0.1%+170+3.0%加碼–
TXRHTexas Roadhouse, Inc.COM3,077$28.1 萬<0.1%+208+7.2%加碼歷史
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF14,863$28.1 萬<0.1%+14,863新進–
DOVDOVER CorpCOM1,804$28.1 萬<0.1%+88+5.1%加碼歷史
IEXIdex CorpCOM1,360$28.1 萬<0.1%−667−32.9%減碼歷史
iShares U.S. Regional Banks ETF464288778ETF4,656$28.2 萬<0.1%−1,272−21.5%減碼–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM26,397$28.2 萬<0.1%+221+0.8%加碼歷史
iShares Tr46436E569ESG SELECT SCRE8,555$28.3 萬<0.1%+102+1.2%加碼–
DRNADicerna Pharmaceuticals IncCOM14,016$28.3 萬<0.1%−1,784−11.3%減碼歷史
ASMLASML Holding NVADR380$28.4 萬<0.1%+380新進歷史
CCChemours CoStock9,763$28.4 萬<0.1%−794−7.5%減碼歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF10,724$28.5 萬<0.1%00.0%不變–
SONOSonos IncCOM8,793$28.5 萬<0.1%−15,675−64.1%減碼歷史
State Street SPDR S&P Semiconductor ETF78464A862ETF1,443$28.6 萬<0.1%−1,728−54.5%減碼–
OCOwens CorningStock3,347$28.6 萬<0.1%+6+0.2%加碼歷史
PIMCO ETF Tr72201R817INV GRD CRP BD2,514$28.6 萬<0.1%+3+0.1%加碼–
PENGPenguin Solutions, Inc.SHS6,425$28.6 萬<0.1%+6,425新進歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF9,784$28.9 萬<0.1%00.0%不變–
MROMarathon Oil CorpCOM21,131$28.9 萬<0.1%−466,035−95.7%減碼歷史
XXII22nd Century Group, Inc.COM97,600$28.9 萬<0.1%+2,000+2.1%加碼歷史
Global X FDS37954Y848GLOBAL X SILVER8,265$29.0 萬<0.1%+316+4.0%加碼–
iShares MSCI Acwi Ex U.S. ETF464288240ETF5,275$29.2 萬<0.1%00.0%不變–
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC5,939$29.2 萬<0.1%−119−2.0%減碼–
HAPNHappen, Inc.COM NEW10,374$29.3 萬<0.1%+10,374新進歷史
VRSKVerisk Analytics, Inc.COM1,461$29.3 萬<0.1%+1,461新進歷史
EXPDExpeditors International of Washington IncCOM2,458$29.3 萬<0.1%−174−6.6%減碼歷史
Osi ETF Tr67110P407OSHARES US QUALT7,028$29.3 萬<0.1%+9+0.1%加碼–
BENFranklin Templeton IncCOM9,884$29.4 萬<0.1%+512+5.5%加碼歷史
KDPKeurig Dr Pepper Inc.COM8,623$29.5 萬<0.1%−170−1.9%減碼歷史
STWDStarwood Property Trust, Inc.COM12,085$29.5 萬<0.1%+821+7.3%加碼歷史
ANSSAnsys IncCOM867$29.5 萬<0.1%−160−15.6%減碼歷史

選擇權(18 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$2,004 萬
Invesco QQQ Trust Series I46090E103ETF$511.9 萬–
VanEck ETF Trust92189H607OIL SERVICES ETF–$472.8 萬
SPYSPDR S&P 500 ETF TrustETF$154.5 萬$90.1 萬
XUnited States Steel CorpCOM–$87.9 萬
ROKURoku, IncCOM CL A–$78.3 萬
NFLXNetflix IncStock–$61.0 萬
GOOGAlphabet Inc.Stock–$53.3 萬
AAPLApple Inc.Stock–$35.4 萬
BABoeing CoStock–$30.8 萬
MSFTMicrosoft CorpStock–$28.2 萬
FDXFedEx CorpStock–$26.3 萬
MRNAModerna, Inc.Stock$23.1 萬–
SRNESorrento Therapeutics, Inc.COM NEW–$20.9 萬
VHCVirnetX Holding CorpCOM–$10.3 萬
AGENAgenus IncCOM NEW–$6.10 萬
NOKNokia CorpSPONSORED ADR–$5.40 萬
SOSSOS LtdSPNSORD ADS NEW–$5.00 萬

2021 年第 2 季之後清倉(157 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 157 檔。

Sigma Planning Corp 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL95,116$734.0 萬0.2%–
TPRTapestry, Inc.COM143,583$624.3 萬0.2%歷史
Innovator U.S. Equity Buffer ETF - October45782C771ETF82,676$266.8 萬0.1%–
iShares Tr464287838U.S. BAS MTL ETF17,403$226.9 萬0.1%–
DXCDXC Technology CoStock48,152$187.5 萬0.1%歷史
ARLOArlo Technologies, Inc.COM246,200$166.7 萬0.1%歷史
WORKSlack Technologies, Inc.COM CL A29,956$132.7 萬<0.1%歷史
WisdomTree Tr97717X578EM EX ST-OWNED30,235$127.2 萬<0.1%–
WKHSWorkhorse Group Inc.COM NEW66,193$109.8 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW14,266$108.5 萬<0.1%歷史
Kirkland Lake Gold Ltd49741E100COM25,703$99.0 萬<0.1%–
EXKEndeavour Silver CorpCOM155,115$94.9 萬<0.1%歷史
UPWKUpwork, IncCOM15,675$91.4 萬<0.1%歷史
WPMWheaton Precious Metals Corp.COM19,801$87.3 萬<0.1%歷史
MUXMcEwen Inc.COM597,288$82.4 萬<0.1%歷史
BIIBBiogen Inc.COM2,365$81.9 萬<0.1%歷史
DBXDropbox, Inc.CL A25,092$76.1 萬<0.1%歷史
ABBNYABB LtdSPONSORED ADR22,296$75.8 萬<0.1%歷史
IQVIQVIA Holdings Inc.Stock2,981$72.2 萬<0.1%歷史
Sandstorm Gold Ltd Com New80013R206Stock90,263$71.2 萬<0.1%–
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL25,540$69.7 萬<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY7,968$67.1 萬<0.1%–
BSETBassett Furniture Industries IncCOM25,280$61.6 萬<0.1%歷史
KGCKinross Gold CorpCOM93,865$59.6 萬<0.1%歷史
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR20,770$57.9 萬<0.1%–
STMPStamps.com IncCOM NEW2,828$56.6 萬<0.1%歷史
MANUManchester United plcORD CL A37,049$56.3 萬<0.1%歷史
SPDR Series Trust78464A714ST STR SP RETAIL5,612$54.6 萬<0.1%–
TCOMTrip.com Group LtdADS15,302$54.3 萬<0.1%歷史
BMBLBumble Inc.COM CL A9,309$53.6 萬<0.1%歷史
MMYTMakeMyTrip LtdStock17,818$53.5 萬<0.1%歷史
Hoegh LNG Partners LPY3262R100COM UNIT LTD30,265$53.2 萬<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY18,086$53.1 萬<0.1%歷史
GATOGatos Silver, Inc.COM29,619$51.8 萬<0.1%歷史
New Gold Inc Cda644535106COM285,749$51.7 萬<0.1%–
FSLRFirst Solar, Inc.Stock5,584$50.5 萬<0.1%歷史
Alps Clean Energy ETF00162Q460ETF6,544$49.6 萬<0.1%–
IBNIcici Bank LtdADR28,608$48.9 萬<0.1%歷史
SNBRQSleep Number CorpCOM4,437$48.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV5,370$47.5 萬<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF9,484$47.0 萬<0.1%–
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR21,507$46.6 萬<0.1%歷史
IRBTiRobot CorpCOM4,884$45.6 萬<0.1%歷史
Global X FDS37954Y434GENOMIC BIOTECH18,296$45.5 萬<0.1%–
STLDSteel Dynamics IncCOM7,263$43.3 萬<0.1%歷史
GENGen Digital Inc.Stock15,743$42.9 萬<0.1%歷史
AEVAAeva Technologies, Inc.COM38,770$41.0 萬<0.1%歷史
Liberty Media Corp531229409COM A SIRIUSXM8,736$40.7 萬<0.1%–
SEDGSolaredge Technologies, Inc.COM1,463$40.4 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A13,844$39.9 萬<0.1%–
FUTUFutu Holdings LtdSPON ADS CL A2,162$38.7 萬<0.1%歷史
JWNNordstrom IncStock10,078$36.9 萬<0.1%歷史
iShares Inc464286400MSCI BRAZIL ETF8,770$35.6 萬<0.1%–
TRTNTriton International LtdCL A6,764$35.4 萬<0.1%歷史
TWOU2U, LLCCOM8,304$34.6 萬<0.1%歷史
TPICQTpi Composites, IncCOM7,017$34.0 萬<0.1%歷史
EOGEOG Resources IncStock4,032$33.6 萬<0.1%歷史
PGRProgressive CorpStock3,344$32.8 萬<0.1%歷史
OGNOrganon & Co.Stock10,167$30.8 萬<0.1%歷史
VUZIVuzix CorpCOM NEW16,795$30.8 萬<0.1%歷史
JEFJefferies Financial Group Inc.COM8,961$30.6 萬<0.1%歷史
HOGHarley-Davidson, Inc.COM6,529$29.9 萬<0.1%歷史
REIRing Energy, Inc.COM100,000$29.8 萬<0.1%歷史
ESGREnstar Group LTDSHS1,245$29.7 萬<0.1%歷史
YAlleghany CorpCOM442$29.5 萬<0.1%歷史
Innovator ETFs Trust45782C524INTRNL DEV JAN10,812$28.9 萬<0.1%–
Dte Energy Co233331842UNIT 11/01/2022S5,733$28.3 萬<0.1%–
BRSLBrightstar Lottery PLCSHS USD11,557$27.7 萬<0.1%歷史
BEBloom Energy CorpCOM CL A10,246$27.5 萬<0.1%歷史
NWLNewell Brands Inc.Stock9,985$27.4 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F748FT VEST US EQT7,521$27.2 萬<0.1%–
FWONALiberty Media CorpCOM SER A FRMLA6,371$27.2 萬<0.1%歷史
VanEck Vectors ETF Tr92189F205STEEL ETF4,356$27.0 萬<0.1%–
CFCF Industries Holdings, Inc.COM5,211$26.8 萬<0.1%歷史
LVSLas Vegas Sands CorpCOM5,065$26.7 萬<0.1%歷史
FLNAFilana Therapeutics, Inc.COM3,123$26.7 萬<0.1%歷史
AVOMission Produce, Inc.COM12,790$26.5 萬<0.1%歷史
MXIMMaxim Integrated Products IncCOM2,513$26.5 萬<0.1%歷史
CRUSCirrus Logic, Inc.Stock3,090$26.3 萬<0.1%歷史
JAZZJazz Pharmaceuticals plcSHS USD1,478$26.3 萬<0.1%歷史
TRUPTrupanion, Inc.COM2,288$26.3 萬<0.1%歷史
COHRCoherent Corp.COM3,602$26.1 萬<0.1%歷史
Abraxas Pete Corp003830304COM NEW80,490$26.0 萬<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW5,726$25.9 萬<0.1%–
PGNYProgyny, Inc.COM4,371$25.8 萬<0.1%歷史
Farfetch Ltd30744W107ORD SH CL A5,095$25.7 萬<0.1%–
BBIGVinco Ventures, Inc.COM64,370$25.4 萬<0.1%歷史
CNCCentene CorpStock3,461$25.2 萬<0.1%歷史
iShares Tr464287184CHINA LG-CAP ETF5,449$25.2 萬<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,560$25.1 萬<0.1%–
Flexshares Tr33939L407MORNSTAR UPSTR6,338$24.3 萬<0.1%–
iShares Tr464288430ASIA 50 ETF2,642$24.2 萬<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM1,598$23.7 萬<0.1%歷史
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM905$23.5 萬<0.1%歷史
Cornerstone Building Brands, Inc.21925D109COM12,870$23.4 萬<0.1%–
Cambria ETF Tr132061201SHSHLD YIELD ETF3,614$23.1 萬<0.1%–
COUPCoupa Software IncCOM870$22.8 萬<0.1%歷史
TTCToro CoCOM2,067$22.7 萬<0.1%歷史
Innovator ETFs Trust45782C516EMRGNG MKT JAN7,234$22.5 萬<0.1%–
QFINQfin Holdings, Inc.AMERICAN DEP5,350$22.4 萬<0.1%歷史