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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 3 季持倉

持倉截至 2021/9/30,2021/10/28 申報。只含多頭部位,變化是跟 2021 年第 2 季比股數。

機構總覽
持股檔數
1,353
較 2021 年第 2 季 −35
總值
$32.9 億
較 2021 年第 2 季 −$4,435 萬 (−1.3%)
申報日
2021/10/28
SEC
Sigma Planning Corp 在 2021 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
RSReliance, Inc.COM1,414$20.1 萬<0.1%+8+0.6%加碼歷史
HOLXHologic IncCOM2,724$20.1 萬<0.1%−2,364−46.5%減碼歷史
ELEstee Lauder Companies IncCL A673$20.2 萬<0.1%+673新進歷史
SNYSanofiSPONSORED ADR4,202$20.3 萬<0.1%+369+9.6%加碼歷史
TAPMolson Coors Beverage CoCL B4,374$20.3 萬<0.1%−2,168−33.1%減碼歷史
WDCWestern Digital CorpCOM3,615$20.4 萬<0.1%−700−16.2%減碼歷史
MITKMitek Systems IncCOM NEW11,000$20.4 萬<0.1%−2,200−16.7%減碼歷史
PWRQuanta Services, Inc.COM1,801$20.5 萬<0.1%+1,801新進歷史
VMOInvesco Municipal Opportunity TrustCOM14,945$20.5 萬<0.1%+1,048+7.5%加碼歷史
BLFSBiolife Solutions IncCOM NEW4,850$20.5 萬<0.1%00.0%不變歷史
TLRYTilray Brands, Inc.COM CL 218,116$20.5 萬<0.1%−6,870−27.5%減碼歷史
RYRoyal Bank of CanadaStock2,071$20.6 萬<0.1%−10−0.5%減碼歷史
BGFVBig 5 Sporting Goods CorpCOM8,955$20.6 萬<0.1%−2,658−22.9%減碼歷史
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,297$20.7 萬<0.1%00.0%不變–
CHDNChurchill Downs IncCOM862$20.7 萬<0.1%+862新進歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT34,123$20.7 萬<0.1%+1,278+3.9%加碼歷史
First Tr Exchange Traded FD33734X770DJ INTL INTRNT5,166$20.7 萬<0.1%−900−14.8%減碼–
iShares Inc464286822MSCI MEXICO ETF4,320$20.8 萬<0.1%−87−2.0%減碼–
ASHAshland Inc.COM2,330$20.8 萬<0.1%00.0%不變歷史
Echo Global Logistics, Inc.27875T101COM4,365$20.8 萬<0.1%+4,365新進–
RQICohen & Steers Quality Income Realty Fund IncCEF14,004$20.9 萬<0.1%−267−1.9%減碼歷史
Global X FDS37954Y657US PFD ETF8,118$20.9 萬<0.1%−268−3.2%減碼–
iShares Tr464288869MICRO-CAP ETF1,451$20.9 萬<0.1%−2,150−59.7%減碼–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT21,471$20.9 萬<0.1%+3,368+18.6%加碼歷史
Cambria ETF Tr132061821CANNABIS ETF14,944$21.0 萬<0.1%−1,595−9.6%減碼–
FANGDiamondback Energy, Inc.Stock2,230$21.1 萬<0.1%−5,827−72.3%減碼歷史
PAYCPaycom Software, Inc.Stock425$21.1 萬<0.1%+425新進歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF3,837$21.2 萬<0.1%+3,837新進–
Invesco Exchange Traded FD T46137V407INVESCO MSCI3,354$21.2 萬<0.1%−82−2.4%減碼–
JPINuveen Preferred Securities & Income Opportunities FundCOM8,550$21.2 萬<0.1%00.0%不變歷史
NXPINXP Semiconductors N.V.COM1,085$21.3 萬<0.1%−14−1.3%減碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT57,047$21.3 萬<0.1%+1,946+3.5%加碼歷史
PNWPinnacle West Capital CorpCOM2,948$21.3 萬<0.1%+2,948新進歷史
MASMasco CorpCOM3,857$21.4 萬<0.1%−49−1.3%減碼歷史
OMCOmnicom Group Inc.COM2,959$21.4 萬<0.1%−154−4.9%減碼歷史
SUISun Communities IncCOM1,155$21.4 萬<0.1%+1,155新進歷史
JCIJohnson Controls International plcStock3,154$21.5 萬<0.1%+49+1.6%加碼歷史
AAgilent Technologies, Inc.COM1,366$21.5 萬<0.1%+1,366新進歷史
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY2,825$21.5 萬<0.1%−362−11.4%減碼–
SONYSony Group CorpSPONSORED ADR1,951$21.6 萬<0.1%+1,951新進歷史
iShares Inc464286392MSCI WORLD ETF1,718$21.7 萬<0.1%00.0%不變–
POOLPool CorpCOM501$21.8 萬<0.1%−10−2.0%減碼歷史
LBTYALiberty Global Ltd.SHS CL A7,300$21.8 萬<0.1%−3,043−29.4%減碼歷史
CHWYChewy, Inc.CL A3,210$21.9 萬<0.1%+3,210新進歷史
iShares U S ETF Tr46431W648U.S. TECH INDEPD3,952$22.0 萬<0.1%+10.0%加碼–
KIOKKR Income Opportunities FundCOM13,436$22.0 萬<0.1%+183+1.4%加碼歷史
ICEIntercontinental Exchange, Inc.Stock1,922$22.1 萬<0.1%−1,402−42.2%減碼歷史
PHParker-Hannifin CorpStock789$22.1 萬<0.1%−50−6.0%減碼歷史
VanEck ETF Trust92189F429PREFERRED SECURT10,434$22.1 萬<0.1%+286+2.8%加碼–
LYVLive Nation Entertainment, Inc.COM2,429$22.1 萬<0.1%+2,429新進歷史
RKTRocket Companies, Inc.Stock13,831$22.2 萬<0.1%−493−3.4%減碼歷史
SLRCSLR Investment Corp.COM11,605$22.2 萬<0.1%+429+3.8%加碼歷史
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE4,994$22.2 萬<0.1%−1,901−27.6%減碼–
Flexshares Tr33939L860QUALT DIVD IDX3,993$22.2 萬<0.1%+106+2.7%加碼–
NAVINavient CorpCOM11,242$22.2 萬<0.1%−465−4.0%減碼歷史
EIXEdison InternationalStock4,012$22.3 萬<0.1%−2,036−33.7%減碼歷史
DBAInvesco DB Agriculture FundAGRICULTURE FD11,700$22.4 萬<0.1%+11,700新進歷史
BFHBread Financial Holdings, Inc.COM2,218$22.4 萬<0.1%+213+10.6%加碼歷史
TELTE Connectivity plcREG SHS1,629$22.4 萬<0.1%+1,629新進歷史
Dimensional ETF Trust25434V203INTL CORE EQT MK7,773$22.5 萬<0.1%+7,773新進–
MCKMcKesson CorpStock1,135$22.6 萬<0.1%−170−13.0%減碼歷史
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM9,032$22.6 萬<0.1%+450+5.2%加碼歷史
ZGZillow Group, Inc.CL A2,555$22.6 萬<0.1%−728−22.2%減碼歷史
iShares Tr46435U432IBONDS DEC 258,101$22.6 萬<0.1%+14+0.2%加碼–
JRONuveen Floating Rate Income Opportunity FundCOM SHS22,596$22.6 萬<0.1%+8,191+56.9%加碼歷史
NVONovo Nordisk A SADR2,368$22.7 萬<0.1%+2,368新進歷史
ABAlliancebernstein Holding L.P.UNIT LTD PARTN4,580$22.7 萬<0.1%+4,580新進歷史
iShares Tr46435G318IBONDS DEC20238,721$22.7 萬<0.1%+23+0.3%加碼–
iShares Tr46435U697IBONDS DEC8,423$22.7 萬<0.1%+17+0.2%加碼–
TTCFTattooed Chef, Inc.COM CL A12,340$22.7 萬<0.1%−53,795−81.3%減碼歷史
BYDBoyd Gaming CorpCOM3,601$22.8 萬<0.1%−75−2.0%減碼歷史
iShares Tr464289479CORE LT USDB ETF3,188$22.8 萬<0.1%+80+2.6%加碼–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,075$22.8 萬<0.1%00.0%不變歷史
ALSumisho Air Lease CorpCL A5,800$22.8 萬<0.1%+5,800新進歷史
PTONPeloton Interactive, Inc.CL A COM2,625$22.9 萬<0.1%−4,413−62.7%減碼歷史
CGCCanopy Growth CorpCOM16,507$22.9 萬<0.1%−1,209−6.8%減碼歷史
APTVAptiv PLCSHS1,536$22.9 萬<0.1%+1,536新進歷史
ATRAptargroup, Inc.Stock1,925$23.0 萬<0.1%−131−6.4%減碼歷史
LBRTLiberty Energy Inc.COM CL A19,000$23.0 萬<0.1%+19,000新進歷史
First Tr Exchange-Traded FD33733E807NAT GAS ETF13,719$23.1 萬<0.1%−2,677−16.3%減碼–
DOCHealthpeak Properties, Inc.COM6,935$23.2 萬<0.1%+660+10.5%加碼歷史
SOFISoFi Technologies, Inc.Stock14,693$23.3 萬<0.1%+14,693新進歷史
AGNCAGNC Investment Corp.REIT14,774$23.3 萬<0.1%−2,836−16.1%減碼歷史
BNSBank of Nova ScotiaCOM3,783$23.3 萬<0.1%+281+8.0%加碼歷史
OVVOvintiv Inc.COM7,075$23.3 萬<0.1%−158−2.2%減碼歷史
FCELFuelcell Energy IncCOM34,909$23.4 萬<0.1%+2,480+7.6%加碼歷史
VanEck ETF Trust92189F387SHRT HGH YLD MUN9,352$23.5 萬<0.1%+9,352新進–
RTLNecessity Retail REIT, Inc.COM CLASS A29,277$23.5 萬<0.1%−1,825−5.9%減碼歷史
CBChubb LtdStock1,357$23.6 萬<0.1%−651−32.4%減碼歷史
KKRKKR & Co. Inc.COM3,879$23.6 萬<0.1%−1,197−23.6%減碼歷史
IRDMIridium Communications Inc.COM5,932$23.6 萬<0.1%00.0%不變歷史
Invesco Exchange Traded FD T46137V886DWA STAPLES2,633$23.6 萬<0.1%−30−1.1%減碼–
FNDFloor & Decor Holdings, Inc.CL A1,973$23.8 萬<0.1%−745−27.4%減碼歷史
GLUGabelli Global Utility & Income TrustCOM SH BEN INT12,104$23.8 萬<0.1%−47−0.4%減碼歷史
BBYBest Buy Co IncStock2,256$23.9 萬<0.1%+25+1.1%加碼歷史
AONAon plcCL A834$23.9 萬<0.1%+834新進歷史
SPDR Index Shs FDS78463X202ST STR EU 50 ETF5,273$23.9 萬<0.1%−1,031−16.4%減碼–
NCLHNorwegian Cruise Line Holdings Ltd.SHS8,948$23.9 萬<0.1%−4,642−34.2%減碼歷史
HPSJohn Hancock Preferred Income Fund IIICOM12,786$23.9 萬<0.1%+500+4.1%加碼歷史
NKLANikola CorpCOM22,422$23.9 萬<0.1%−2,949−11.6%減碼歷史

選擇權(18 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 3 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$2,004 萬
Invesco QQQ Trust Series I46090E103ETF$511.9 萬–
VanEck ETF Trust92189H607OIL SERVICES ETF–$472.8 萬
SPYSPDR S&P 500 ETF TrustETF$154.5 萬$90.1 萬
XUnited States Steel CorpCOM–$87.9 萬
ROKURoku, IncCOM CL A–$78.3 萬
NFLXNetflix IncStock–$61.0 萬
GOOGAlphabet Inc.Stock–$53.3 萬
AAPLApple Inc.Stock–$35.4 萬
BABoeing CoStock–$30.8 萬
MSFTMicrosoft CorpStock–$28.2 萬
FDXFedEx CorpStock–$26.3 萬
MRNAModerna, Inc.Stock$23.1 萬–
SRNESorrento Therapeutics, Inc.COM NEW–$20.9 萬
VHCVirnetX Holding CorpCOM–$10.3 萬
AGENAgenus IncCOM NEW–$6.10 萬
NOKNokia CorpSPONSORED ADR–$5.40 萬
SOSSOS LtdSPNSORD ADS NEW–$5.00 萬

2021 年第 2 季之後清倉(157 檔)

2021 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 157 檔。

Sigma Planning Corp 在 2021 年第 2 季之後清倉的部位
證券類別2021 年第 2 季股數2021 年第 2 季市值2021 年第 2 季佔組合 %紀錄
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL95,116$734.0 萬0.2%–
TPRTapestry, Inc.COM143,583$624.3 萬0.2%歷史
Innovator U.S. Equity Buffer ETF - October45782C771ETF82,676$266.8 萬0.1%–
iShares Tr464287838U.S. BAS MTL ETF17,403$226.9 萬0.1%–
DXCDXC Technology CoStock48,152$187.5 萬0.1%歷史
ARLOArlo Technologies, Inc.COM246,200$166.7 萬0.1%歷史
WORKSlack Technologies, Inc.COM CL A29,956$132.7 萬<0.1%歷史
WisdomTree Tr97717X578EM EX ST-OWNED30,235$127.2 萬<0.1%–
WKHSWorkhorse Group Inc.COM NEW66,193$109.8 萬<0.1%歷史
APPSDigital Turbine, Inc.COM NEW14,266$108.5 萬<0.1%歷史
Kirkland Lake Gold Ltd49741E100COM25,703$99.0 萬<0.1%–
EXKEndeavour Silver CorpCOM155,115$94.9 萬<0.1%歷史
UPWKUpwork, IncCOM15,675$91.4 萬<0.1%歷史
WPMWheaton Precious Metals Corp.COM19,801$87.3 萬<0.1%歷史
MUXMcEwen Inc.COM597,288$82.4 萬<0.1%歷史
BIIBBiogen Inc.COM2,365$81.9 萬<0.1%歷史
DBXDropbox, Inc.CL A25,092$76.1 萬<0.1%歷史
ABBNYABB LtdSPONSORED ADR22,296$75.8 萬<0.1%歷史
IQVIQVIA Holdings Inc.Stock2,981$72.2 萬<0.1%歷史
Sandstorm Gold Ltd Com New80013R206Stock90,263$71.2 萬<0.1%–
Legg Mason ETF Invt Tr52468L810WESTN ASET TTL25,540$69.7 萬<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY7,968$67.1 萬<0.1%–
BSETBassett Furniture Industries IncCOM25,280$61.6 萬<0.1%歷史
KGCKinross Gold CorpCOM93,865$59.6 萬<0.1%歷史
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR20,770$57.9 萬<0.1%–
STMPStamps.com IncCOM NEW2,828$56.6 萬<0.1%歷史
MANUManchester United plcORD CL A37,049$56.3 萬<0.1%歷史
SPDR Series Trust78464A714ST STR SP RETAIL5,612$54.6 萬<0.1%–
TCOMTrip.com Group LtdADS15,302$54.3 萬<0.1%歷史
BMBLBumble Inc.COM CL A9,309$53.6 萬<0.1%歷史
MMYTMakeMyTrip LtdStock17,818$53.5 萬<0.1%歷史
Hoegh LNG Partners LPY3262R100COM UNIT LTD30,265$53.2 萬<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY18,086$53.1 萬<0.1%歷史
GATOGatos Silver, Inc.COM29,619$51.8 萬<0.1%歷史
New Gold Inc Cda644535106COM285,749$51.7 萬<0.1%–
FSLRFirst Solar, Inc.Stock5,584$50.5 萬<0.1%歷史
Alps Clean Energy ETF00162Q460ETF6,544$49.6 萬<0.1%–
IBNIcici Bank LtdADR28,608$48.9 萬<0.1%歷史
SNBRQSleep Number CorpCOM4,437$48.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV5,370$47.5 萬<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF9,484$47.0 萬<0.1%–
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR21,507$46.6 萬<0.1%歷史
IRBTiRobot CorpCOM4,884$45.6 萬<0.1%歷史
Global X FDS37954Y434GENOMIC BIOTECH18,296$45.5 萬<0.1%–
STLDSteel Dynamics IncCOM7,263$43.3 萬<0.1%歷史
GENGen Digital Inc.Stock15,743$42.9 萬<0.1%歷史
AEVAAeva Technologies, Inc.COM38,770$41.0 萬<0.1%歷史
Liberty Media Corp531229409COM A SIRIUSXM8,736$40.7 萬<0.1%–
SEDGSolaredge Technologies, Inc.COM1,463$40.4 萬<0.1%歷史
Churchill Capital Corp IV171439102CL A13,844$39.9 萬<0.1%–
FUTUFutu Holdings LtdSPON ADS CL A2,162$38.7 萬<0.1%歷史
JWNNordstrom IncStock10,078$36.9 萬<0.1%歷史
iShares Inc464286400MSCI BRAZIL ETF8,770$35.6 萬<0.1%–
TRTNTriton International LtdCL A6,764$35.4 萬<0.1%歷史
TWOU2U, LLCCOM8,304$34.6 萬<0.1%歷史
TPICQTpi Composites, IncCOM7,017$34.0 萬<0.1%歷史
EOGEOG Resources IncStock4,032$33.6 萬<0.1%歷史
PGRProgressive CorpStock3,344$32.8 萬<0.1%歷史
OGNOrganon & Co.Stock10,167$30.8 萬<0.1%歷史
VUZIVuzix CorpCOM NEW16,795$30.8 萬<0.1%歷史
JEFJefferies Financial Group Inc.COM8,961$30.6 萬<0.1%歷史
HOGHarley-Davidson, Inc.COM6,529$29.9 萬<0.1%歷史
REIRing Energy, Inc.COM100,000$29.8 萬<0.1%歷史
ESGREnstar Group LTDSHS1,245$29.7 萬<0.1%歷史
YAlleghany CorpCOM442$29.5 萬<0.1%歷史
Innovator ETFs Trust45782C524INTRNL DEV JAN10,812$28.9 萬<0.1%–
Dte Energy Co233331842UNIT 11/01/2022S5,733$28.3 萬<0.1%–
BRSLBrightstar Lottery PLCSHS USD11,557$27.7 萬<0.1%歷史
BEBloom Energy CorpCOM CL A10,246$27.5 萬<0.1%歷史
NWLNewell Brands Inc.Stock9,985$27.4 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F748FT VEST US EQT7,521$27.2 萬<0.1%–
FWONALiberty Media CorpCOM SER A FRMLA6,371$27.2 萬<0.1%歷史
VanEck Vectors ETF Tr92189F205STEEL ETF4,356$27.0 萬<0.1%–
CFCF Industries Holdings, Inc.COM5,211$26.8 萬<0.1%歷史
LVSLas Vegas Sands CorpCOM5,065$26.7 萬<0.1%歷史
FLNAFilana Therapeutics, Inc.COM3,123$26.7 萬<0.1%歷史
AVOMission Produce, Inc.COM12,790$26.5 萬<0.1%歷史
MXIMMaxim Integrated Products IncCOM2,513$26.5 萬<0.1%歷史
CRUSCirrus Logic, Inc.Stock3,090$26.3 萬<0.1%歷史
JAZZJazz Pharmaceuticals plcSHS USD1,478$26.3 萬<0.1%歷史
TRUPTrupanion, Inc.COM2,288$26.3 萬<0.1%歷史
COHRCoherent Corp.COM3,602$26.1 萬<0.1%歷史
Abraxas Pete Corp003830304COM NEW80,490$26.0 萬<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW5,726$25.9 萬<0.1%–
PGNYProgyny, Inc.COM4,371$25.8 萬<0.1%歷史
Farfetch Ltd30744W107ORD SH CL A5,095$25.7 萬<0.1%–
BBIGVinco Ventures, Inc.COM64,370$25.4 萬<0.1%歷史
CNCCentene CorpStock3,461$25.2 萬<0.1%歷史
iShares Tr464287184CHINA LG-CAP ETF5,449$25.2 萬<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,560$25.1 萬<0.1%–
Flexshares Tr33939L407MORNSTAR UPSTR6,338$24.3 萬<0.1%–
iShares Tr464288430ASIA 50 ETF2,642$24.2 萬<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM1,598$23.7 萬<0.1%歷史
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM905$23.5 萬<0.1%歷史
Cornerstone Building Brands, Inc.21925D109COM12,870$23.4 萬<0.1%–
Cambria ETF Tr132061201SHSHLD YIELD ETF3,614$23.1 萬<0.1%–
COUPCoupa Software IncCOM870$22.8 萬<0.1%歷史
TTCToro CoCOM2,067$22.7 萬<0.1%歷史
Innovator ETFs Trust45782C516EMRGNG MKT JAN7,234$22.5 萬<0.1%–
QFINQfin Holdings, Inc.AMERICAN DEP5,350$22.4 萬<0.1%歷史