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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2021 年第 2 季持倉

持倉截至 2021/6/30,2021/8/13 申報。只含多頭部位,變化是跟 2021 年第 1 季比股數。

機構總覽
持股檔數
1,388
較 2021 年第 1 季 +87
總值
$33.3 億
較 2021 年第 1 季 +$2.19 億 (+7.0%)
申報日
2021/8/13
SEC
Sigma Planning Corp 在 2021 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
GEVOGevo, Inc.COM PAR26,200$19.0 萬<0.1%−100−0.4%減碼歷史
NADNuveen Quality Municipal Income FundCOM11,945$19.1 萬<0.1%+537+4.7%加碼歷史
FHNFirst Horizon CorpCOM11,288$19.5 萬<0.1%+11,288新進歷史
Tenneco Inc880349105CL A VTG COM STK10,271$19.8 萬<0.1%−6,150−37.5%減碼–
MDCSekisui House U.S., Inc.COM3,957$20.0 萬<0.1%+3,957新進歷史
GWWW.W. Grainger, Inc.Stock461$20.2 萬<0.1%+461新進歷史
iShares Inc464286319EM MKTS DIV ETF5,203$20.2 萬<0.1%−5,152−49.8%減碼–
ROADConstruction Partners, Inc.COM CL A6,429$20.2 萬<0.1%+6,429新進歷史
SNYSanofiSPONSORED ADR3,833$20.2 萬<0.1%+3,833新進歷史
RIOTRiot Platforms, Inc.COM5,372$20.2 萬<0.1%+5,372新進歷史
CACICACI International IncCL A792$20.2 萬<0.1%+792新進歷史
TSLXSixth Street Specialty Lending, Inc.COM9,094$20.2 萬<0.1%+9,094新進歷史
Invesco Actively Managed ETF46090C305EMGRING MKTS503,478$20.2 萬<0.1%+3,478新進–
ABRArbor Realty Trust IncCOM11,418$20.3 萬<0.1%+1,243+12.2%加碼歷史
FTVFortive CorpStock2,921$20.4 萬<0.1%+2+0.1%加碼歷史
iShares U S ETF Tr46431W705INT RT HDG C B2,113$20.4 萬<0.1%−25−1.2%減碼–
ARCBArcbest CorpCOM3,499$20.4 萬<0.1%+3,499新進歷史
ASHAshland Inc.COM2,330$20.4 萬<0.1%+10.0%加碼歷史
iShares Tr464288844US OIL EQ&SV ETF13,328$20.4 萬<0.1%+1,569+13.3%加碼–
RXTRackspace Technology, Inc.COM10,400$20.4 萬<0.1%−650−5.9%減碼歷史
SCCOSouthern Copper CorpStock3,194$20.5 萬<0.1%+3,194新進歷史
DXCMDexcom IncCOM479$20.5 萬<0.1%−137−22.2%減碼歷史
ETF Ser Solutions26922A784APTUS DRAWDOWN5,156$20.5 萬<0.1%+5,156新進–
STMSTMicroelectronics N.V.NY REGISTRY5,639$20.5 萬<0.1%−291−4.9%減碼歷史
CVNACarvana Co.CL A678$20.5 萬<0.1%−284−29.5%減碼歷史
CDMOAvid Bioservices, Inc.COM8,000$20.5 萬<0.1%+8,000新進歷史
TPLTexas Pacific Land CorpStock128$20.6 萬<0.1%−5−3.8%減碼歷史
ProShares Tr74347B169ONLINE RTL ETF2,548$20.6 萬<0.1%−479−15.8%減碼–
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT7,745$20.7 萬<0.1%+7,745新進–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF7,158$20.8 萬<0.1%−606−7.8%減碼–
SLRCSLR Investment Corp.COM11,176$20.8 萬<0.1%+29+0.3%加碼歷史
BEAMBeam Therapeutics Inc.COM1,616$20.8 萬<0.1%+1,616新進歷史
DOCHealthpeak Properties, Inc.COM6,275$20.9 萬<0.1%−646−9.3%減碼歷史
BFHBread Financial Holdings, Inc.COM2,005$20.9 萬<0.1%+77+4.0%加碼歷史
EEFTEuronet Worldwide, Inc.COM1,544$20.9 萬<0.1%+1,544新進歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT32,845$20.9 萬<0.1%−872−2.6%減碼歷史
Swedish Expt CR Corp870297801ROG TTL ETN 2232,985$20.9 萬<0.1%+7,224+28.0%加碼–
Innovator ETFs Trust45782C466GRWT100 PWR BF5,171$21.0 萬<0.1%−1,016−16.4%減碼–
iShares Tr46428951110+ YR INVST GRD2,986$21.0 萬<0.1%−292−8.9%減碼–
GRWGGrowGeneration Corp.COM4,369$21.0 萬<0.1%+4,369新進歷史
RYRoyal Bank of CanadaStock2,081$21.1 萬<0.1%+2,081新進歷史
BIGGQFormer BL Stores IncCOM3,197$21.1 萬<0.1%+27+0.9%加碼歷史
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,297$21.2 萬<0.1%+5,297新進–
GPNGlobal Payments IncStock1,132$21.2 萬<0.1%−87−7.1%減碼歷史
iShares Inc46434G822MSCI JAPAN ETF3,146$21.2 萬<0.1%+3,146新進–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT13,202$21.2 萬<0.1%+13,202新進歷史
iShares Inc464286822MSCI MEXICO ETF4,407$21.2 萬<0.1%−5,880−57.2%減碼–
BCXBlackRock Resources & Commodities Strategy TrustSHS22,518$21.2 萬<0.1%+2,521+12.6%加碼歷史
RSReliance, Inc.COM1,406$21.2 萬<0.1%+1,406新進歷史
JCIJohnson Controls International plcStock3,105$21.3 萬<0.1%−312−9.1%減碼歷史
SPDR Series Trust78468R200ST STR RATE ETF6,987$21.4 萬<0.1%+37+0.5%加碼–
MGNIMagnite, Inc.COM6,345$21.5 萬<0.1%−10,934−63.3%減碼歷史
CRSRCorsair Gaming, Inc.COM6,444$21.5 萬<0.1%+6,444新進歷史
SOSSOS LtdSPNSORD ADS NEW65,090$21.5 萬<0.1%+43,990+208.5%加碼歷史
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM8,582$21.6 萬<0.1%+8,582新進歷史
BLFSBiolife Solutions IncCOM NEW4,850$21.6 萬<0.1%+4,850新進歷史
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY26,840$21.6 萬<0.1%+26,840新進–
VanEck ETF Trust92189F429PREFERRED SECURT10,148$21.7 萬<0.1%+10,148新進–
iShares U S ETF Tr46431W648U.S. TECH INDEPD3,951$21.7 萬<0.1%+3,951新進–
iShares Inc464286392MSCI WORLD ETF1,718$21.8 萬<0.1%−750−30.4%減碼–
SPDR Series Trust78464A755ST STR SP METAL5,071$21.8 萬<0.1%−11,125−68.7%減碼–
Flexshares Tr33939L860QUALT DIVD IDX3,887$21.8 萬<0.1%−166−4.1%減碼–
Fidelity Covington Trust316092790QLTY FCTOR ETF4,408$21.8 萬<0.1%−61−1.4%減碼–
JPINuveen Preferred Securities & Income Opportunities FundCOM8,550$21.8 萬<0.1%00.0%不變歷史
LTCLTC Properties IncREIT5,691$21.9 萬<0.1%+325+6.1%加碼歷史
Global X FDS37954Y657US PFD ETF8,386$21.9 萬<0.1%−12,022−58.9%減碼–
Therapeutics Acquisition Cor88339T103COM CL A21,315$21.9 萬<0.1%−60−0.3%減碼–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT55,101$22.0 萬<0.1%+14,227+34.8%加碼歷史
CWHCamping World Holdings, Inc.CL A5,370$22.0 萬<0.1%+5,370新進歷史
NXHNeighborhood Intelligence, Inc.COM2,390$22.0 萬<0.1%−2,005−45.6%減碼歷史
MNSTMonster Beverage CorpCOM2,422$22.1 萬<0.1%+2,422新進歷史
KIOKKR Income Opportunities FundCOM13,253$22.1 萬<0.1%+128+1.0%加碼歷史
Global X Uranium ETF37954Y871ETF10,563$22.4 萬<0.1%+10,563新進–
MRSHMarsh & McLennan Companies, Inc.Stock1,593$22.4 萬<0.1%−283−15.1%減碼歷史
RQICohen & Steers Quality Income Realty Fund IncCEF14,271$22.4 萬<0.1%−383−2.6%減碼歷史
QFINQfin Holdings, Inc.AMERICAN DEP5,350$22.4 萬<0.1%+5,350新進歷史
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM9,882$22.5 萬<0.1%+1,098+12.5%加碼歷史
Innovator ETFs Trust45782C516EMRGNG MKT JAN7,234$22.5 萬<0.1%−513−6.6%減碼–
iShares Tr464289479CORE LT USDB ETF3,108$22.5 萬<0.1%−511−14.1%減碼–
ZZillow Group, Inc.CL C CAP STK1,840$22.5 萬<0.1%+1,840新進歷史
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE2,437$22.6 萬<0.1%+2,437新進–
NXPINXP Semiconductors N.V.COM1,099$22.6 萬<0.1%+1,099新進歷史
BYDBoyd Gaming CorpCOM3,676$22.6 萬<0.1%+210+6.1%加碼歷史
BGSB&G Foods, Inc.COM6,879$22.6 萬<0.1%−6,108−47.0%減碼歷史
NAVINavient CorpCOM11,707$22.6 萬<0.1%+11,707新進歷史
iShares Tr46435U432IBONDS DEC 258,087$22.6 萬<0.1%+901+12.5%加碼–
TTCToro CoCOM2,067$22.7 萬<0.1%−14−0.7%減碼歷史
AVKAdvent Convertible & Income FundCOM11,767$22.7 萬<0.1%00.0%不變歷史
iShares Tr46435G318IBONDS DEC20238,698$22.7 萬<0.1%+698+8.7%加碼–
iShares Tr46435U697IBONDS DEC8,406$22.7 萬<0.1%+665+8.6%加碼–
BNSBank of Nova ScotiaCOM3,502$22.8 萬<0.1%+255+7.9%加碼歷史
OVVOvintiv Inc.COM7,233$22.8 萬<0.1%+7,233新進歷史
COUPCoupa Software IncCOM870$22.8 萬<0.1%+870新進歷史
LPXLouisiana-Pacific CorpCOM3,798$22.9 萬<0.1%+3,798新進歷史
MASMasco CorpCOM3,906$23.0 萬<0.1%−466−10.7%減碼歷史
iShares Tr464288182MSCI AC ASIA ETF2,436$23.0 萬<0.1%−274−10.1%減碼–
DKSDick's Sporting Goods, Inc.Stock2,305$23.1 萬<0.1%+2,305新進歷史
Cambria ETF Tr132061201SHSHLD YIELD ETF3,614$23.1 萬<0.1%+3,614新進–
VanEck ETF Trust92189H805RARE EARTH AND S2,747$23.3 萬<0.1%+2,747新進–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,075$23.4 萬<0.1%+75+0.8%加碼歷史

選擇權(24 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2021 年第 2 季的選擇權部位
證券類別賣權買權
AMZNAmazon Com IncStock–$550.4 萬
Invesco QQQ Trust Series I46090E103ETF$382.8 萬–
GSGoldman Sachs Group IncStock$189.8 萬–
SPYSPDR S&P 500 ETF TrustETF$98.5 萬$85.6 萬
VanEck ETF Trust92189H607OIL SERVICES ETF–$142.3 萬
TGTTarget CorpStock$120.9 萬–
AALAmerican Airlines Group Inc.Stock–$84.8 萬
XUnited States Steel CorpCOM–$73.4 萬
STEMStem, Inc.CL A–$72.0 萬
MSFTMicrosoft CorpStock–$62.3 萬
CRMSalesforce, Inc.Stock–$48.9 萬
ONOn Semiconductor CorpStock–$47.8 萬
ROKURoku, IncCOM CL A–$45.9 萬
Enable Midstream Partners, LP292480100COM UNIT RP IN–$45.6 萬
GMGeneral Motors CoCOM–$44.4 萬
DISWalt Disney CoStock–$38.7 萬
BABoeing CoStock–$31.1 萬
VEEVVeeva Systems IncStock–$31.1 萬
BBBLACKBERRY LtdCOM–$26.3 萬
MUMicron Technology IncStock–$25.5 萬
SRNESorrento Therapeutics, Inc.COM NEW–$12.6 萬
SOSSOS LtdSPNSORD ADS NEW–$9.10 萬
NOKNokia CorpSPONSORED ADR–$5.30 萬
VHCVirnetX Holding CorpCOM–$5.10 萬

2021 年第 1 季之後清倉(101 檔)

2021 年第 1 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 101 檔。

Sigma Planning Corp 在 2021 年第 1 季之後清倉的部位
證券類別2021 年第 1 季股數2021 年第 1 季市值2021 年第 1 季佔組合 %紀錄
iShares Tr464288604MRGSTR SM CP GR26,308$790.4 萬0.3%–
SIVBSVB Financial GroupCOM13,758$679.2 萬0.2%歷史
WBDWarner Bros. Discovery, Inc.COM SER A140,268$609.6 萬0.2%歷史
VXXBarclays Bank PLCIPTH SR B S&P444,687$506.9 萬0.2%歷史
PWRQuanta Services, Inc.COM52,953$465.9 萬0.1%歷史
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL74,374$387.5 萬0.1%–
MOSMosaic CoCOM122,055$385.8 萬0.1%歷史
Victory Portfolios II92647X806VS NASDQ NXT 50103,753$327.7 萬0.1%–
Vanguard World FD921910733ESG US STK ETF28,499$210.2 萬0.1%–
FS KKR Cap Corp II35952V303COM62,133$121.3 萬<0.1%–
Alps ETF Tr00162Q783STRATEGIC INCOME48,456$119.5 萬<0.1%–
DTDynatrace, Inc.Stock20,117$97.0 萬<0.1%歷史
MARAMARA Holdings, Inc.COM19,739$94.8 萬<0.1%歷史
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund41,009$94.6 萬<0.1%–
NUANNuance Communications, Inc.COM20,019$87.4 萬<0.1%歷史
DBIDesigner Brands Inc.CL A46,467$80.9 萬<0.1%歷史
APIAgora, Inc.ADS16,044$80.7 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM2,112$70.9 萬<0.1%歷史
WCNWaste Connections, Inc.COM6,310$68.1 萬<0.1%歷史
AKAMAkamai Technologies IncCOM6,629$67.5 萬<0.1%歷史
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM49,981$65.0 萬<0.1%歷史
iShares Inc464286426MSCI EM ASIA ETF6,874$62.4 萬<0.1%–
Flir Sys Inc302445101COM10,147$57.3 萬<0.1%–
Star Peak Energy Transition855185104CL A21,238$56.5 萬<0.1%–
MSTRStrategy IncStock822$55.8 萬<0.1%歷史
EBSEmergent BioSolutions Inc.COM5,981$55.6 萬<0.1%歷史
SPDR Series Trust78468R887ST STR R2K LOWV4,939$55.0 萬<0.1%–
ORIOld Republic International CorpCOM25,052$54.7 萬<0.1%歷史
SFLSFL Corp Ltd.SHS67,384$54.0 萬<0.1%歷史
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,793$53.6 萬<0.1%–
ATHMAutohome Inc.SP ADS RP CL A5,606$52.3 萬<0.1%歷史
TYLTyler Technologies IncCOM1,141$48.4 萬<0.1%歷史
Atlantic Power Corp04878Q863COM NEW161,013$46.5 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock9,377$45.9 萬<0.1%歷史
BlackRock Mun Income Invt Tr09248H105SHS BEN INT29,612$41.2 萬<0.1%–
SYSo-Young International Inc.SPONSORED ADS41,441$40.9 萬<0.1%歷史
HQHabrdn Healthcare InvestorsSH BEN INT16,250$39.7 萬<0.1%歷史
CEPLCapstone Energy Plus, Inc.COM41,515$37.9 萬<0.1%歷史
CLOVClover Health Investments, Corp.COM CL A49,886$37.7 萬<0.1%歷史
WYYWidepoint CorpCOMMON38,700$35.6 萬<0.1%歷史
MBIOMustang Bio, Inc.COM89,425$29.7 萬<0.1%歷史
iShares Inc46434G772MSCI TAIWAN ETF4,905$29.4 萬<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF10,602$29.2 萬<0.1%–
JDJD.com, Inc.SPON ADS CL A3,363$28.4 萬<0.1%歷史
Global X FDS37954Y285TELMDC&DIG ETF14,740$28.2 萬<0.1%–
APPNAppian CorpCL A2,095$27.9 萬<0.1%歷史
CCDCalamos Dynamic Convertible & Income FundCOM8,705$27.8 萬<0.1%歷史
DBDDiebold Nixdorf, IncCOM19,300$27.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,800$27.1 萬<0.1%歷史
CLGNCollPlant Biotechnologies LtdADS19,700$26.5 萬<0.1%歷史
Portage Biotech IncG7185A128COM9,270$25.9 萬<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC8,394$25.8 萬<0.1%–
CHWYChewy, Inc.CL A3,038$25.7 萬<0.1%歷史
ProShares Tr74347R206PSHS ULTRA QQQ2,182$25.6 萬<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT7,903$25.3 萬<0.1%–
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,438$25.0 萬<0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF7,671$24.2 萬<0.1%–
PIMCO ETF Tr72201R88225YR+ ZERO U S1,813$23.9 萬<0.1%–
MAXRMaxar Technologies Inc.COM6,251$23.6 萬<0.1%歷史
WUWestern Union COStock9,276$22.9 萬<0.1%歷史
HEIHeico CorpCOM1,800$22.6 萬<0.1%歷史
ROSTRoss Stores, Inc.COM1,841$22.1 萬<0.1%歷史
iShares Tr46429B291A RATE CP BD ETF3,945$21.9 萬<0.1%–
PFGPrincipal Financial Group IncCOM3,627$21.8 萬<0.1%歷史
TCF Finl Corp872307103COM4,623$21.5 萬<0.1%–
CECelanese CorpStock1,429$21.4 萬<0.1%歷史
PAASPan American Silver CorpStock7,132$21.4 萬<0.1%歷史
BGBunge Global SACOM2,703$21.4 萬<0.1%歷史
HRBH&R Block IncCOM9,769$21.3 萬<0.1%歷史
TERTeradyne, IncStock1,742$21.2 萬<0.1%歷史
SONYSony Group CorpSPONSORED ADR1,984$21.0 萬<0.1%歷史
FVRRFiverr International Ltd.ORD SHS968$21.0 萬<0.1%歷史
Etfis Ser Tr I26923G798VIRTUS PVT CR8,969$20.9 萬<0.1%–
iShares Tr46435G789IBONDS DEC20218,118$20.9 萬<0.1%–
FFIVF5, Inc.Stock999$20.8 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF2,356$20.8 萬<0.1%–
LKQLKQ CorpCOM4,901$20.7 萬<0.1%歷史
Nushares ETF Tr67092P300NUVEEN ESG LRGVL5,729$20.7 萬<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF7,178$20.6 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,569$20.5 萬<0.1%–
LOGILogitech International S.A.SHS1,951$20.4 萬<0.1%歷史
WisdomTree Tr97717W406US AI ENHANCED2,152$20.3 萬<0.1%–
FUVArcimoto IncCOM14,415$19.1 萬<0.1%歷史
HPEHewlett Packard Enterprise CoCOM11,293$17.8 萬<0.1%歷史
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT17,630$17.3 萬<0.1%–
HMYHarmony Gold Mining Co LtdADR34,653$15.1 萬<0.1%歷史
BVNBuenaventura Mining Co IncSPONSORED ADR14,820$14.9 萬<0.1%歷史
GFIGold Fields LtdSPONSORED ADR15,583$14.8 萬<0.1%歷史
Great Panther MNG Ltd39115V101COM191,279$14.7 萬<0.1%–
PAAPlains All American Pipeline LPUNIT LTD PARTN12,574$11.4 萬<0.1%歷史
KEPKorea Electric Power CorpSPONSORED ADR11,000$11.3 萬<0.1%歷史
VIXYProShares Trust IIVIX SH TRM FUTRS11,990$11.2 萬<0.1%歷史
KALAKALA BIO, Inc.COM13,700$9.20 萬<0.1%歷史
MMTAberdeen Multi-Market Income FundSH BEN INT13,610$8.80 萬<0.1%歷史
Affimed N VN01045108COM10,823$8.60 萬<0.1%–
LVOLiveOne, Inc.COM NEW14,000$6.10 萬<0.1%歷史
Voya Prime Rate Tr92913A100SH BEN INT12,884$6.00 萬<0.1%–
Davidstea Inc238661102COM13,500$5.10 萬<0.1%–
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS15,100$4.80 萬<0.1%歷史
LFWDLifeward Ltd.SHS13,050$3.20 萬<0.1%歷史