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LPL Financial LLC

SEC CIK
0001403438
最新申報
2026/8/7

2022 年第 1 季持倉

持倉截至 2022/3/31,2022/5/16 申報。只含多頭部位,變化是跟 2021 年第 4 季比股數。

機構總覽
持股檔數
4,157
較 2021 年第 4 季 −166
總值
$1,162 億
較 2021 年第 4 季 −$28.6 億 (−2.4%)
申報日
2022/5/16
SEC
LPL Financial LLC 在 2022 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF7,159,147$32.5 億2.8%+1,147,188+19.1%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF12,732,969$29.0 億2.5%+3,368,171+36.0%加碼–
Vanguard Total Bond Market ETF921937835ETF31,192,470$24.8 億2.1%−834,657−2.6%減碼–
AAPLApple Inc.Stock14,059,985$24.6 億2.1%−266,738−1.9%減碼歷史
Invesco QQQ Trust Series I46090E103ETF6,732,870$24.4 億2.1%−607,977−8.3%減碼–
SPYSPDR S&P 500 ETF TrustETF5,153,055$23.3 億2.0%−191,317−3.6%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF27,532,879$19.1 億1.6%+4,238,245+18.2%加碼–
iShares Core S&P Mid-Cap ETF464287507ETF6,372,718$17.1 億1.5%+206,540+3.3%加碼–
iShares Russell 2000 ETF464287655ETF6,693,238$13.7 億1.2%−91,615−1.4%減碼–
MSFTMicrosoft CorpStock4,422,345$13.6 億1.2%+45,670+1.0%加碼歷史
iShares Core S&P U.S. Growth ETF464287671ETF12,892,400$13.6 億1.2%−201,852−1.5%減碼–
Vanguard S&P 500 ETF922908363ETF3,269,959$13.6 億1.2%−83,133−2.5%減碼–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF14,038,294$12.1 億1.0%+58,528+0.4%加碼–
iShares Tr46435G425ESG AWR MSCI USA11,868,358$12.0 億1.0%+761,206+6.9%加碼–
iShares MSCI USA Quality Factor ETF46432F339ETF8,927,438$12.0 億1.0%−155,809−1.7%減碼–
Vanguard Morningstar Growth ETF922908736ETF4,019,249$11.6 億1.0%+86,214+2.2%加碼–
AMZNAmazon Com IncStock345,604$11.3 億1.0%+15,570+4.7%加碼歷史
Vanguard Morningstar Value ETF922908744ETF6,707,383$9.91 億0.9%+589,351+9.6%加碼–
iShares Core S&P US Value ETF464287663ETF11,489,408$8.72 億0.7%+506,643+4.6%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF15,350,397$8.53 億0.7%−9,008,647−37.0%減碼–
First Tr Exchange-Traded FD33734H106SHS20,049,263$8.48 億0.7%+827,209+4.3%加碼–
Ssga Active ETF Tr78467V608ST STR BL LN ETF18,636,168$8.38 億0.7%+15,214,050+444.6%加碼–
iShares Core S&P Small Cap ETF464287804ETF7,627,619$8.23 億0.7%−427,453−5.3%減碼–
Vanguard Ftse Developed Markets ETF921943858ETF16,617,724$7.98 億0.7%+1,575,191+10.5%加碼–
iShares Russell 1000 Growth ETF464287614ETF2,756,365$7.65 億0.7%+131,938+5.0%加碼–
iShares Tr46434V613CORE UNIVRSL USD15,092,487$7.49 億0.6%+3,685,303+32.3%加碼–
First Trust Rising Dividend Achievers ETF33738R506ETF15,202,572$7.45 億0.6%+3,298,940+27.7%加碼–
Vanguard Dividend Appreciation ETF921908844ETF4,541,742$7.36 億0.6%+5390.0%加碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF17,897,052$6.86 億0.6%+2,414,534+15.6%加碼–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF10,261,112$6.79 億0.6%+931,566+10.0%加碼–
Vanguard Morningstar Small-Cap ETF922908751ETF3,194,271$6.79 億0.6%+57,654+1.8%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF4,140,063$6.58 億0.6%+177,573+4.5%加碼–
Vanguard Information Technology ETF92204A702ETF1,572,354$6.55 億0.6%+11,306+0.7%加碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF7,867,187$6.15 億0.5%+638,257+8.8%加碼–
NVDANVIDIA CorpStock2,151,885$5.87 億0.5%+47,558+2.3%加碼歷史
iShares MSCI USA Min Vol Factor ETF46429B697ETF7,532,768$5.84 億0.5%−207,075−2.7%減碼–
iShares U.S. Treasury Bond ETF46429B267ETF22,535,238$5.61 億0.5%+2,766,436+14.0%加碼–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF10,465,483$5.56 億0.5%+1,709,913+19.5%加碼–
BRK.BBerkshire Hathaway IncStock1,532,565$5.41 億0.5%+192,947+14.4%加碼歷史
Vanguard Morningstar Mid-Cap ETF922908629ETF2,242,303$5.33 億0.5%−88,016−3.8%減碼–
iShares Tr464288877EAFE VALUE ETF10,503,763$5.28 億0.5%−788,735−7.0%減碼–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF12,416,239$5.18 億0.4%+2,069,255+20.0%加碼–
GOOGLAlphabet Inc.Stock181,339$5.04 億0.4%+9,426+5.5%加碼歷史
TSLATesla, Inc.Stock458,600$4.94 億0.4%+7,377+1.6%加碼歷史
State Street Energy Select Sector SPDR ETF81369Y506ETF6,415,899$4.90 億0.4%+2,190,211+51.8%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF4,533,318$4.86 億0.4%+30,236+0.7%加碼–
GLDSPDR Gold TrustETF2,667,561$4.82 億0.4%+658,353+32.8%加碼歷史
Vanguard High Dividend Yield Index ETF921946406ETF4,230,939$4.75 億0.4%+339,114+8.7%加碼–
iShares Tr464287622RUS 1000 ETF1,892,426$4.73 億0.4%+30,175+1.6%加碼–
iShares Tips Bond ETF464287176ETF3,762,667$4.69 億0.4%−835,718−18.2%減碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF3,370,699$4.62 億0.4%+654,666+24.1%加碼–
iShares Core Dividend Growth ETF46434V621ETF8,209,496$4.38 億0.4%+731,242+9.8%加碼–
iShares Russell 1000 Value ETF464287598ETF2,620,758$4.35 億0.4%+512,570+24.3%加碼–
iShares S&P 500 Growth ETF464287309ETF5,643,399$4.31 億0.4%−544,907−8.8%減碼–
Vanguard Short-Term Bond ETF921937827ETF5,525,618$4.30 億0.4%−183,359−3.2%減碼–
Schwab US Dividend Equity ETF808524797ETF5,438,773$4.29 億0.4%+665,061+13.9%加碼–
GOOGAlphabet Inc.Stock150,354$4.20 億0.4%+9,342+6.6%加碼歷史
SPDR Series Trust78464A805ST STR PR SP15007,397,794$4.11 億0.4%+862,830+13.2%加碼–
Vanguard Ftse Emerging Markets ETF922042858ETF8,775,597$4.05 億0.3%−1,274,309−12.7%減碼–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 11,102,184$3.82 億0.3%+30,442+2.8%加碼歷史
JNJJohnson & JohnsonStock2,146,090$3.80 億0.3%+54,982+2.6%加碼歷史
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF10,940,450$3.75 億0.3%+1,480,480+15.6%加碼–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG4,197,953$3.74 億0.3%−654,775−13.5%減碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,289,816$3.61 億0.3%+466,398+25.6%加碼–
VVisa Inc.Stock1,598,165$3.55 億0.3%−19,737−1.2%減碼歷史
iShares Tr464288588MBS ETF3,330,855$3.39 億0.3%−148,562−4.3%減碼–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF8,011,690$3.37 億0.3%+709,100+9.7%加碼–
ABBVAbbVie Inc.Stock1,994,060$3.23 億0.3%+42,541+2.2%加碼歷史
SPDR Series Trust78464A763ST STR SP DIV2,521,604$3.23 億0.3%+123,931+5.2%加碼–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,755,096$3.19 億0.3%+514,463+8.2%加碼–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF1,714,515$3.17 億0.3%−195,725−10.2%減碼–
METAMeta Platforms, Inc.Stock1,421,700$3.16 億0.3%+16,689+1.2%加碼歷史
iShares Tr464287150CORE S&P TTL STK3,131,938$3.16 億0.3%−345,347−9.9%減碼–
iShares Tr464288885EAFE GRWTH ETF3,278,176$3.16 億0.3%−1,680,085−33.9%減碼–
JPMJPMorgan Chase & CoStock2,312,928$3.15 億0.3%+155,642+7.2%加碼歷史
iShares Tr464288414NATIONAL MUN ETF2,769,051$3.04 億0.3%+784,035+39.5%加碼–
iShares S&P 500 Value ETF464287408ETF1,936,010$3.01 億0.3%+202,738+11.7%加碼–
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,877,298$2.96 億0.3%−802,261−21.8%減碼–
iShares Tr46429B7470-5 YR TIPS ETF2,816,943$2.96 億0.3%+294,244+11.7%加碼–
Vanguard Total International Bond ETF92203J407ETF5,631,159$2.95 億0.3%−194,913−3.3%減碼–
HDHome Depot, Inc.Stock974,810$2.92 億0.3%+1,135+0.1%加碼歷史
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL4,307,154$2.89 億0.2%+1,738,392+67.7%加碼–
UNHUnitedHealth Group IncStock559,171$2.85 億0.2%+40,595+7.8%加碼歷史
CVXChevron CorpStock1,696,800$2.76 億0.2%+40,081+2.4%加碼歷史
COSTCostco Wholesale CorpStock465,395$2.68 億0.2%+49,022+11.8%加碼歷史
PGProcter & Gamble CoStock1,749,068$2.67 億0.2%−22,538−1.3%減碼歷史
State Street Real Estate Select Sector SPDR ETF81369Y860ETF5,447,633$2.63 億0.2%+174,017+3.3%加碼–
XOMExxonMobil Holdings CorpCOM3,179,449$2.63 億0.2%+213,885+7.2%加碼歷史
First Tr Exchange Trad FD VI33739H101FST TR GLB FD9,111,243$2.59 億0.2%+4,624,916+103.1%加碼–
Vanguard Intermediate-Term Bond ETF921937819ETF3,149,616$2.58 億0.2%−18,718−0.6%減碼–
PFEPfizer IncStock4,966,382$2.57 億0.2%+339,147+7.3%加碼歷史
iShares Tr46432F388MSCI USA VALUE2,449,073$2.56 億0.2%−828,188−25.3%減碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD5,059,269$2.51 億0.2%−439,516−8.0%減碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT5,082,852$2.49 億0.2%−263,800−4.9%減碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF3,264,698$2.43 億0.2%+888,034+37.4%加碼–
ARK Innovation ETF00214Q104ETF3,631,284$2.41 億0.2%−36,643−1.0%減碼–
DISWalt Disney CoStock1,690,241$2.32 億0.2%+80,795+5.0%加碼歷史
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,174,120$2.32 億0.2%−97,914−1.9%減碼–
iShares Inc46434G863ESG AWR MSCI EM6,270,410$2.30 億0.2%+1,116,665+21.7%加碼–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,003,725$2.22 億0.2%+801,722+11.1%加碼–

選擇權(17 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

LPL Financial LLC 在 2022 年第 1 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$5,533 萬–
Invesco QQQ Trust Series I46090E103ETF$5,271 萬–
iShares Russell 2000 ETF464287655ETF$1,772 萬–
iShares Russell 2000 Growth ETF464287648ETF$322.2 萬–
AAPLApple Inc.Stock$291.6 萬–
QSQuantumScape CorpCOM CL A$199.9 萬–
AMZNAmazon Com IncStock$65.2 萬–
State Street Technology Select Sector SPDR ETF81369Y803ETF$63.6 萬–
GOOGLAlphabet Inc.Stock$55.6 萬–
TSLATesla, Inc.Stock$53.9 萬–
MSFTMicrosoft CorpStock$52.4 萬–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1$34.7 萬–
NVDANVIDIA CorpStock$30.0 萬–
GOOGAlphabet Inc.Stock$27.9 萬–
ASMLASML Holding NVADR$26.7 萬–
iShares Tr464287689RUSSELL 3000 ETF$26.2 萬–
First Tr Exchange-Traded FD33734H106SHS$21.2 萬–

2021 年第 4 季之後清倉(332 檔)

2021 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 332 檔。

LPL Financial LLC 在 2021 年第 4 季之後清倉的部位
證券類別2021 年第 4 季股數2021 年第 4 季市值2021 年第 4 季佔組合 %紀錄
Dimensional U.S. Core Equity 2 ETF25434V708ETF13,507,624$3.91 億0.3%–
IAUiShares Gold TrustETF5,985,268$2.08 億0.2%歷史
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF5,354,596$1.40 億0.1%–
Dimensional ETF Trust25434V401US EQUI MARK ETF889,623$4,599 萬<0.1%–
COINCoinbase Global, Inc.COM CL A178,732$4,511 萬<0.1%歷史
GEGeneral Electric CoStock346,858$3,277 萬<0.1%歷史
MRVLMarvell Technology, Inc.COM323,829$2,833 萬<0.1%歷史
GLDMWorld Gold TrustSPDR GLD MINIS1,273,659$2,316 萬<0.1%歷史
STXSeagate Technology Holdings plcORD SHS170,303$1,924 萬<0.1%歷史
WisdomTree Tr97717X628FLOATNG RAT TREA731,980$1,837 萬<0.1%–
GXOGXO Logistics, Inc.Stock173,178$1,573 萬<0.1%歷史
Dimensional U.S. Small Cap ETF25434V500ETF247,798$1,487 萬<0.1%–
INFOIHS Markit Ltd.SHS111,483$1,481 萬<0.1%歷史
Dimensional U.S. Targeted Value ETF25434V609ETF298,750$1,420 萬<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN252,451$1,391 萬<0.1%–
LCIDLucid Group, Inc.COM319,600$1,216 萬<0.1%歷史
Starboard Invt Tr85521B742ADAPTIVE ALPHA475,808$1,210 萬<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL365,515$1,200 萬<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A229,414$995.7 萬<0.1%–
APOApollo Global Management, Inc.COM CL A134,940$977.4 萬<0.1%歷史
Royal Dutch Shell PLC780259107SPON ADR B197,632$856.7 萬<0.1%–
BROSDutch Bros Inc.CL A164,430$837.1 萬<0.1%歷史
XLNXXilinx IncCOM36,950$783.5 萬<0.1%歷史
SOFISoFi Technologies, Inc.Stock369,551$584.3 萬<0.1%歷史
PATHUiPath, Inc.Stock129,015$557.6 萬<0.1%歷史
iShares Tr46435U473BB RAT CORP BD94,645$490.8 萬<0.1%–
FRTFederal Realty Investment TrustSH BEN INT NEW31,236$425.8 萬<0.1%歷史
BBWIBath & Body Works, Inc.COM58,544$408.6 萬<0.1%歷史
HOVHovnanian Enterprises IncCL A NEW32,091$408.5 萬<0.1%歷史
OGNOrganon & Co.Stock133,082$405.2 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE63,113$377.0 萬<0.1%–
JXNJackson Financial Inc.COM CL A88,227$369.1 萬<0.1%歷史
iShares Inc464286764MSCI SPAIN ETF130,741$343.5 萬<0.1%–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW43,119$289.8 萬<0.1%–
American Elec PWR Co Inc025537127UNIT 08/01/202157,379$287.6 萬<0.1%–
NBISNebius Group N.V.Stock46,840$283.4 萬<0.1%歷史
BHP Group Ltd05545E209SPONSORED ADR46,882$280.2 萬<0.1%–
ARNAArena Pharmaceuticals IncCOM NEW30,003$278.9 萬<0.1%歷史
BRSPBrightSpire Capital, Inc.COM CL A263,857$270.7 萬<0.1%歷史
GLBEGlobal-E Online Ltd.SHS41,711$264.4 萬<0.1%歷史
CONECyrusOne Holdco LLCCOM28,551$256.2 萬<0.1%歷史
PDDPDD Holdings Inc.SPONSORED ADS43,857$255.7 萬<0.1%歷史
FMBIFirst Midwest Bancorp IncCOM108,066$221.3 萬<0.1%歷史
MTTRMatterport, Inc.COM CL A104,365$215.4 萬<0.1%歷史
LWLGLightwave Logic, Inc.COM142,202$211.6 萬<0.1%歷史
SWIMLatham Group, Inc.COM80,321$201.0 萬<0.1%歷史
Listed FD Tr53656F417ROUNDHILL BALL124,172$188.5 萬<0.1%–
NUANNuance Communications, Inc.COM33,182$183.6 萬<0.1%歷史
SSentinelOne, Inc.CL A35,806$180.8 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock34,261$176.2 萬<0.1%歷史
HUMAHumacyte, Inc.COM238,865$173.2 萬<0.1%歷史
PSXPPhillips 66 Partners LPCOM UNIT REP INT47,519$171.4 萬<0.1%歷史
STEMStem, Inc.CL A85,755$162.7 萬<0.1%歷史
DTMDT Midstream, Inc.COMMON STOCK33,512$160.8 萬<0.1%歷史
ETF Ser Solutions26922A560CHANG FIN US LRG44,830$157.1 萬<0.1%–
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF25,869$140.0 萬<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA27,775$138.7 萬<0.1%–
HOODRobinhood Markets, Inc.Stock77,645$137.9 萬<0.1%歷史
Kirkland Lake Gold Ltd49741E100COM32,704$137.2 萬<0.1%–
Bitfarms Ltd Com09173B107Stock268,932$135.8 萬<0.1%–
Global X FDS37954Y160GBL X BLOCKCHAIN61,938$135.0 萬<0.1%–
VanEck Vectors ETF Tr92189H821DIGI TRANS ETF71,363$132.3 萬<0.1%–
ETF Ser Solutions26922A701ROUNDHILL ACQUI34,151$126.8 萬<0.1%–
DBRGDigitalBridge Group, Inc.CL A COM150,166$125.1 萬<0.1%歷史
AIVApartment Investment & Management CoCL A158,255$122.2 萬<0.1%歷史
HUTHut 8 Corp.Common Stock154,513$121.3 萬<0.1%歷史
MQMarqeta, Inc.CLASS A COM67,149$115.3 萬<0.1%歷史
CSPRCasper Sleep Inc.COM172,594$115.3 萬<0.1%歷史
PLLPiedmont Lithium Inc.Stock20,733$108.8 萬<0.1%歷史
TSPHTuSimple Holdings Inc.CL A28,960$103.8 萬<0.1%歷史
DOCSDoximity, Inc.CL A19,506$97.8 萬<0.1%歷史
GTYGetty Realty CorpCOM28,893$92.7 萬<0.1%歷史
SAFTSafety Insurance Group IncCOM10,308$87.7 萬<0.1%歷史
Delaware Ivy Hig246107106Closed-End Fund62,685$87.3 萬<0.1%–
Athene Holding Ltd.G0684D107CL A10,256$85.5 萬<0.1%–
PPLIPeople IncCOM NEW6,347$83.0 萬<0.1%歷史
Monmouth Real Estate Investment Corp609720107CL A37,653$79.1 萬<0.1%–
VSXYVictoria's Secret & Co.COMMON STOCK13,938$77.4 萬<0.1%歷史
SLGSL Green Realty CorpCOM10,714$76.8 萬<0.1%歷史
OSCROscar Health, Inc.CL A95,917$75.3 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q241BETABUILDERS US13,635$73.5 萬<0.1%–
UPBDUpbound Group, Inc.COM15,307$73.5 萬<0.1%歷史
SLIStandard Lithium Ltd.COM74,672$73.3 萬<0.1%歷史
CVETCovetrus, Inc.COM36,694$73.3 萬<0.1%歷史
GGPIGores Guggenheim, Inc.CLASS A COM62,569$73.2 萬<0.1%歷史
EPAYBottomline Technologies IncCOM12,582$71.1 萬<0.1%歷史
ENVXEnovix CorpCOM25,780$70.3 萬<0.1%歷史
TASKTaskUs, Inc.CLASS A COM12,974$70.0 萬<0.1%歷史
MHOM/I Homes, Inc.COM10,633$66.1 萬<0.1%歷史
CSGSCSG Systems International IncCOM11,431$65.9 萬<0.1%歷史
YOUClear Secure, Inc.COM CL A20,820$65.3 萬<0.1%歷史
MGPIMGP Ingredients IncCOM7,478$63.6 萬<0.1%歷史
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF23,182$59.8 萬<0.1%–
RDWRedwire CorpStock88,122$59.5 萬<0.1%歷史
HFWAHeritage Financial CorpCOM24,189$59.1 萬<0.1%歷史
Global X FDS37954Y491DAX GERMANY ETF18,210$58.9 萬<0.1%–
HFCHollyFrontier CorpCOM17,891$58.6 萬<0.1%歷史
iShares Inc46434G798MSCI RUSSIA ETF13,545$58.0 萬<0.1%–
PLANAnaplan, Inc.COM12,196$55.9 萬<0.1%歷史
SLVMSylvamo CorpCOMMON STOCK19,641$54.8 萬<0.1%歷史