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LPL Financial LLC

SEC CIK
0001403438
最新申報
2026/8/7

2021 年第 4 季持倉

持倉截至 2021/12/31,2022/2/14 申報。只含多頭部位,變化是跟 2021 年第 3 季比股數。

機構總覽
持股檔數
4,323
較 2021 年第 3 季 +32
總值
$1,191 億
較 2021 年第 3 季 +$128.1 億 (+12.0%)
申報日
2022/2/14
SEC
LPL Financial LLC 在 2021 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Invesco QQQ Trust Series I46090E103ETF7,340,847$29.2 億2.5%+530,394+7.8%加碼–
iShares Core S&P 500 ETF464287200ETF6,011,959$28.7 億2.4%+431,865+7.7%加碼–
Vanguard Total Bond Market ETF921937835ETF32,027,127$27.1 億2.3%+1,259,172+4.1%加碼–
AAPLApple Inc.Stock14,326,723$25.4 億2.1%+550,513+4.0%加碼歷史
SPYSPDR S&P 500 ETF TrustETF5,344,372$25.4 億2.1%+217,010+4.2%加碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF9,364,798$22.6 億1.9%−200,552−2.1%減碼–
iShares Core S&P Mid-Cap ETF464287507ETF6,166,178$17.5 億1.5%+210,504+3.5%加碼–
iShares Core MSCI Eafe ETF46432F842ETF23,294,634$17.4 億1.5%+1,279,768+5.8%加碼–
iShares Core S&P U.S. Growth ETF464287671ETF13,094,252$15.1 億1.3%+157,024+1.2%加碼–
iShares Russell 2000 ETF464287655ETF6,784,853$15.1 億1.3%+29,632+0.4%加碼–
MSFTMicrosoft CorpStock4,376,675$14.7 億1.2%+185,726+4.4%加碼歷史
Vanguard S&P 500 ETF922908363ETF3,353,092$14.6 億1.2%+140,906+4.4%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF24,359,044$14.6 億1.2%+1,125,985+4.8%加碼–
iShares MSCI USA Quality Factor ETF46432F339ETF9,083,247$13.2 億1.1%+187,986+2.1%加碼–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF13,979,766$13.0 億1.1%+634,974+4.8%加碼–
Vanguard Morningstar Growth ETF922908736ETF3,933,035$12.6 億1.1%+79,417+2.1%加碼–
iShares Tr46435G425ESG AWR MSCI USA11,107,152$12.0 億1.0%+798,092+7.7%加碼–
AMZNAmazon Com IncStock330,034$11.0 億0.9%+16,710+5.3%加碼歷史
iShares Core S&P Small Cap ETF464287804ETF8,055,072$9.22 億0.8%+1,065,616+15.2%加碼–
Vanguard Morningstar Value ETF922908744ETF6,118,032$9.00 億0.8%+282,559+4.8%加碼–
iShares Core S&P US Value ETF464287663ETF10,982,765$8.38 億0.7%+404,174+3.8%加碼–
First Tr Exchange-Traded FD33734H106SHS19,222,054$8.27 億0.7%+472,757+2.5%加碼–
iShares Russell 1000 Growth ETF464287614ETF2,624,427$8.02 億0.7%+64,356+2.5%加碼–
Vanguard Dividend Appreciation ETF921908844ETF4,541,203$7.80 億0.7%+188,783+4.3%加碼–
Vanguard Ftse Developed Markets ETF921943858ETF15,042,533$7.68 億0.6%+833,399+5.9%加碼–
Vanguard Information Technology ETF92204A702ETF1,561,048$7.15 億0.6%+246,041+18.7%加碼–
Vanguard Morningstar Small-Cap ETF922908751ETF3,136,617$7.09 億0.6%+112,994+3.7%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF3,962,490$6.89 億0.6%+306,074+8.4%加碼–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF9,329,546$6.76 億0.6%+1,260,664+15.6%加碼–
iShares Tr46435U853BROAD USD HIGH15,207,165$6.26 億0.5%+691,727+4.8%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF7,739,843$6.26 億0.5%+723,835+10.3%加碼–
NVDANVIDIA CorpStock2,104,327$6.19 億0.5%+150,785+7.7%加碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF11,903,632$6.16 億0.5%+3,572,648+42.9%加碼–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF7,228,930$6.11 億0.5%+390,111+5.7%加碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF15,482,518$6.05 億0.5%+2,580,428+20.0%加碼–
iShares Tr46434V613CORE UNIVRSL USD11,407,184$6.04 億0.5%+556,176+5.1%加碼–
iShares Tips Bond ETF464287176ETF4,598,385$5.94 億0.5%+1,087,593+31.0%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF2,330,319$5.94 億0.5%+115,512+5.2%加碼–
iShares Tr464288877EAFE VALUE ETF11,292,498$5.69 億0.5%+1,031,525+10.1%加碼–
iShares Tr464288885EAFE GRWTH ETF4,958,261$5.47 億0.5%+490,964+11.0%加碼–
iShares U.S. Treasury Bond ETF46429B267ETF19,768,802$5.27 億0.4%+1,933,873+10.8%加碼–
iShares Tr464288281JPMORGAN USD EMG4,752,717$5.18 億0.4%+263,857+5.9%加碼–
iShares S&P 500 Growth ETF464287309ETF6,188,306$5.18 億0.4%+773,331+14.3%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF4,503,082$5.14 億0.4%−560,852−11.1%減碼–
GOOGLAlphabet Inc.Stock171,913$4.98 億0.4%+9,497+5.8%加碼歷史
Vanguard Ftse Emerging Markets ETF922042858ETF10,049,906$4.97 億0.4%+170,274+1.7%加碼–
iShares Tr464287622RUS 1000 ETF1,862,251$4.92 億0.4%+7,640+0.4%加碼–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF8,755,570$4.89 億0.4%+1,133,396+14.9%加碼–
TSLATesla, Inc.Stock451,223$4.77 億0.4%+11,481+2.6%加碼歷史
METAMeta Platforms, Inc.Stock1,405,011$4.73 億0.4%+52,288+3.9%加碼歷史
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG4,852,728$4.62 億0.4%+316,232+7.0%加碼–
Vanguard Short-Term Bond ETF921937827ETF5,708,977$4.61 億0.4%+66,313+1.2%加碼–
Vanguard High Dividend Yield Index ETF921946406ETF3,891,825$4.36 億0.4%+250,197+6.9%加碼–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF10,346,984$4.35 億0.4%+748,684+7.8%加碼–
iShares Core Dividend Growth ETF46434V621ETF7,478,254$4.16 億0.3%+449,062+6.4%加碼–
GOOGAlphabet Inc.Stock141,012$4.08 億0.3%+5,875+4.3%加碼歷史
HDHome Depot, Inc.Stock973,675$4.04 億0.3%+55,638+6.1%加碼歷史
BRK.BBerkshire Hathaway IncStock1,339,618$4.01 億0.3%+75,749+6.0%加碼歷史
Dimensional U.S. Core Equity 2 ETF25434V708ETF13,507,624$3.91 億0.3%−88,119−0.6%減碼–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF1,910,240$3.91 億0.3%+308,950+19.3%加碼–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 11,071,742$3.89 億0.3%+26,320+2.5%加碼歷史
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,679,559$3.89 億0.3%−194,962−5.0%減碼–
Schwab US Dividend Equity ETF808524797ETF4,773,712$3.86 億0.3%+651,343+15.8%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF2,716,033$3.83 億0.3%+5,007+0.2%加碼–
SPDR Series Trust78464A805ST STR PR SP15006,534,964$3.82 億0.3%+880,401+15.6%加碼–
iShares Tr464288588MBS ETF3,479,417$3.74 億0.3%+37,268+1.1%加碼–
iShares Tr464287150CORE S&P TTL STK3,477,285$3.72 億0.3%+354,266+11.3%加碼–
iShares Tr46432F388MSCI USA VALUE3,277,261$3.59 億0.3%−180,948−5.2%減碼–
JNJJohnson & JohnsonStock2,091,108$3.58 億0.3%+78,540+3.9%加碼歷史
iShares Russell 1000 Value ETF464287598ETF2,108,188$3.54 億0.3%+143,004+7.3%加碼–
VVisa Inc.Stock1,617,902$3.51 億0.3%+77,108+5.0%加碼歷史
ARK Innovation ETF00214Q104ETF3,667,927$3.47 億0.3%−275,701−7.0%減碼–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF9,459,970$3.45 億0.3%+2,047,670+27.6%加碼–
GLDSPDR Gold TrustETF2,009,208$3.43 億0.3%−15,228−0.8%減碼歷史
JPMJPMorgan Chase & CoStock2,157,286$3.42 億0.3%+179,052+9.1%加碼歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,302,590$3.26 億0.3%+1,445,889+24.7%加碼–
Vanguard Total International Bond ETF92203J407ETF5,826,072$3.21 億0.3%+263,089+4.7%加碼–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,240,633$3.10 億0.3%+46,111+0.7%加碼–
SPDR Series Trust78464A763ST STR SP DIV2,397,673$3.10 億0.3%+102,556+4.5%加碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,823,418$2.97 億0.2%+145,223+8.7%加碼–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD5,498,785$2.93 億0.2%+169,072+3.2%加碼–
PGProcter & Gamble CoStock1,771,606$2.90 億0.2%+48,248+2.8%加碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF3,168,334$2.78 億0.2%+41,109+1.3%加碼–
PFEPfizer IncStock4,627,235$2.73 億0.2%+192,717+4.3%加碼歷史
State Street Real Estate Select Sector SPDR ETF81369Y860ETF5,273,616$2.73 億0.2%+396,984+8.1%加碼–
iShares S&P 500 Value ETF464287408ETF1,733,272$2.71 億0.2%+3,915+0.2%加碼–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT5,346,652$2.67 億0.2%−87,937−1.6%減碼–
iShares Tr46429B7470-5 YR TIPS ETF2,522,699$2.67 億0.2%+132,875+5.6%加碼–
iShares Tr46435G474FALN ANGLS USD8,892,830$2.67 億0.2%+3,849,852+76.3%加碼–
ABBVAbbVie Inc.Stock1,951,519$2.64 億0.2%+135,002+7.4%加碼歷史
iShares MSCI Eafe ETF464287465ETF3,312,199$2.61 億0.2%−72,013−2.1%減碼–
UNHUnitedHealth Group IncStock518,576$2.60 億0.2%+53,834+11.6%加碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD3,116,083$2.53 億0.2%+13,824+0.4%加碼–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,272,034$2.50 億0.2%+21,323+0.4%加碼–
DISWalt Disney CoStock1,609,446$2.49 億0.2%+90,394+6.0%加碼歷史
First Trust Dow Jones Internet Index Fund33733E302ETF1,081,756$2.45 億0.2%+72,644+7.2%加碼–
COSTCostco Wholesale CorpStock416,373$2.36 億0.2%+20,704+5.2%加碼歷史
State Street Energy Select Sector SPDR ETF81369Y506ETF4,225,688$2.35 億0.2%+160,447+3.9%加碼–
iShares Tr464288414NATIONAL MUN ETF1,985,016$2.31 億0.2%+338,024+20.5%加碼–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF6,383,614$2.31 億0.2%−1,196,598−15.8%減碼–

選擇權(12 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

LPL Financial LLC 在 2021 年第 4 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$3,719 萬–
Invesco QQQ Trust Series I46090E103ETF$1,102 萬–
AAPLApple Inc.Stock$323.2 萬–
iShares Russell 2000 ETF464287655ETF$298.1 萬–
DLTRDollar Tree, Inc.COM$286.7 萬–
ENTGEntegris IncCOM$228.7 萬–
QSQuantumScape CorpCOM CL A$221.9 萬–
XPOXPO, Inc.COM$152.5 萬–
State Street Financial Select Sector SPDR ETF81369Y605ETF$151.5 萬–
LOWLowes Companies IncStock$62.0 萬–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF$49.1 萬–
BABoeing CoStock$20.1 萬–

2021 年第 3 季之後清倉(205 檔)

2021 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 205 檔。

LPL Financial LLC 在 2021 年第 3 季之後清倉的部位
證券類別2021 年第 3 季股數2021 年第 3 季市值2021 年第 3 季佔組合 %紀錄
iShares Tr46434VBK5IBONDS DEC21 ETF1,018,745$2,519 萬<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS837,669$1,770 萬<0.1%歷史
BSCLBILI Social International, Inc.BULSHS 2021 CB827,845$1,746 萬<0.1%歷史
WOLFWolfspeed, Inc.COM124,187$1,003 萬<0.1%歷史
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD355,572$856.2 萬<0.1%–
Score Media & Gaming Inc80919D202CL A SUB VTG SHS210,205$719.5 萬<0.1%–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund311,873$717.0 萬<0.1%–
VERVEREIT, Inc.COM120,696$545.9 萬<0.1%歷史
iShares Tr46435G789IBONDS DEC2021196,076$501.6 萬<0.1%–
KSUKansas City SouthernCOM NEW17,191$465.3 萬<0.1%歷史
MNDTMandiant, Inc.COM210,637$374.9 萬<0.1%歷史
Trillium Therapeutics Inc.89620X506COM NEW191,328$336.0 萬<0.1%–
TSEOQTrinseo PLCSHS62,085$335.1 萬<0.1%歷史
HRCHill-Rom Holdings, Inc.COM20,862$312.9 萬<0.1%歷史
Nuveen Diversified Divid & I6706EP105COM246,532$255.7 萬<0.1%–
Guggenheim Enhanced Equity I40167B100COM257,705$239.2 萬<0.1%–
CXPColumbia Property Trust, Inc.COM NEW118,601$225.6 萬<0.1%歷史
CAMTCamtek LtdORD44,919$182.0 萬<0.1%歷史
ALGAlamo Group IncCOM10,770$150.3 萬<0.1%歷史
HLFHerbalife Ltd.COM SHS33,343$141.3 萬<0.1%歷史
UPLDUpland Software, Inc.COM40,244$134.6 萬<0.1%歷史
RPAIRetail Properties of America, Inc.CL A103,697$133.6 萬<0.1%歷史
INOVInovalon Holdings, Inc.COM CL A32,514$131.2 萬<0.1%歷史
Janus Detroit STR Tr47103U407LONG TERM CARE40,826$124.9 萬<0.1%–
CoreSite Realty Corp21870Q105COM8,740$121.2 萬<0.1%–
XLRNAcceleron Pharma IncCOM6,412$110.4 萬<0.1%歷史
Bancorpsouth BK Tupelo Miss05971J102COM36,043$107.3 萬<0.1%–
iShares Tr46435U226IBONDS 21 TRM HG43,270$104.6 萬<0.1%–
CADECadence BancorporationCL A43,818$96.2 萬<0.1%歷史
ProShares Tr74347R396PSHS SH MSCI EMR72,779$92.1 萬<0.1%–
ESEAEuroseas Ltd.SHS25,473$85.7 萬<0.1%歷史
Nuveen Corporate Incm Noveme67077N106COM91,330$85.7 萬<0.1%–
PLMRPalomar Holdings, Inc.Stock9,561$77.3 萬<0.1%歷史
iShares Tr464288265MSCI KOKUSAI ETF7,602$72.0 萬<0.1%–
ALKSAlkermes plc.SHS22,136$68.3 萬<0.1%歷史
PDSBPDS Biotechnology CorpCOM45,436$67.7 萬<0.1%歷史
PKOPIMCO Income Opportunity FundCOM25,490$62.5 萬<0.1%歷史
FIBKFirst Interstate Bancsystem IncCOM15,487$62.3 萬<0.1%歷史
EATBrinker International, IncStock12,441$61.0 萬<0.1%歷史
FHIFederated Hermes, Inc.CL B18,034$58.6 萬<0.1%歷史
Nuveen Tax-Advantaged Divid67073G105COM36,528$57.9 萬<0.1%–
NPOEnpro Inc.COM6,548$57.0 萬<0.1%歷史
HIBBHibbett IncCOM8,050$56.9 萬<0.1%歷史
Westpac Banking Corp961214301SPONSORED ADR29,842$55.3 萬<0.1%–
RVNCRevance Therapeutics, Inc.COM19,347$53.9 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI20,562$51.9 萬<0.1%–
IBCPIndependent Bank CorpCOM NEW23,737$51.0 萬<0.1%歷史
JTANuveen Tax Advantaged Total Return Strategy FundCOM45,663$50.7 萬<0.1%歷史
AVIDAvid Technology, Inc.COM17,264$49.9 萬<0.1%歷史
BOCHBank of Commerce HoldingsCOM32,438$49.2 萬<0.1%歷史
TSCTriState Capital Holdings, Inc.COM23,197$49.1 萬<0.1%歷史
TCMDTactile Systems Technology IncCOM10,735$47.7 萬<0.1%歷史
VTAInvesco Dynamic Credit Opportunities FundCOM40,809$47.7 萬<0.1%歷史
STMPStamps.com IncCOM NEW1,430$47.2 萬<0.1%歷史
ETF Ser Solutions26922B204DEFIANCE NXT GN20,545$47.1 萬<0.1%–
NOMDNomad Foods LtdUSD ORD SHS16,804$46.3 萬<0.1%歷史
BANDBandwidth Inc.COM CL A4,987$45.0 萬<0.1%歷史
COFSChoiceone Financial Services IncCOM18,137$44.9 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 202920,725$43.7 萬<0.1%–
ODPODP CorpCOM10,777$43.3 萬<0.1%歷史
Barclays Bank PLC06746P563ETN LKD 488,003$42.8 萬<0.1%–
Invesco India Exchange-Trade46137R109INDIA ETF14,989$42.7 萬<0.1%–
USPHU S Physical Therapy IncCOM3,863$42.7 萬<0.1%歷史
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD25,124$41.1 萬<0.1%歷史
BlackRock 2022 GBL Incm Opp09258P104COM77,351$40.4 萬<0.1%–
MVBFMVB Financial CorpCOM9,160$39.2 萬<0.1%歷史
iShares Tr46434V423MSCI SAUDI ARBIA9,163$38.3 萬<0.1%–
ProShares Tr74347B250PSHS SH MDCAP40015,494$38.2 萬<0.1%–
Alps ETF Tr00162Q536DYNA CORE IN ETF14,486$36.8 萬<0.1%–
IHDVoya Emerging Markets High Dividend Equity FundCOM48,998$36.2 萬<0.1%歷史
Kraneshares Tr500767835MSCI ALL CHINA9,660$36.1 萬<0.1%–
XECCimarex Energy CoCOM4,133$36.0 萬<0.1%歷史
ATHMAutohome Inc.SP ADS RP CL A7,540$35.4 萬<0.1%歷史
CNBKACentury Bancorp IncCL A NON VTG3,000$34.6 萬<0.1%歷史
WBWEIBO CorpSPONSORED ADR7,184$34.1 萬<0.1%歷史
HUCKHuckleberry.ai, Inc.Stock4,008$33.8 萬<0.1%歷史
RMAXRE/MAX Holdings, Inc.CL A10,822$33.7 萬<0.1%歷史
MDPHawkeye Acquisition, Inc.COM6,001$33.4 萬<0.1%歷史
Innovator ETFs Tr II45783G102LADRD FD S&P 5009,511$33.2 萬<0.1%–
Nuveen Select Tax Free Incom67063C106SH BEN INT21,247$33.2 萬<0.1%–
LEUCentrus Energy CorpStock8,434$32.6 萬<0.1%歷史
Global X FDS37950E242MSCI CHINA MATRL12,350$32.0 萬<0.1%–
DBX ETF Tr233051242XTRCKR RUSL 10008,058$31.9 萬<0.1%–
AERIAerie Pharmaceuticals IncCOM26,634$30.4 萬<0.1%歷史
CRCCalifornia Resources CorpCOM STOCK7,400$30.3 萬<0.1%歷史
PHRPhreesia, Inc.COM4,858$30.0 萬<0.1%歷史
LNWOLight & Wonder, Inc.COM3,605$29.9 萬<0.1%歷史
Taro Pharmaceutical Inds LtdM8737E108SHS4,642$29.5 萬<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN35,920$29.2 萬<0.1%–
First Tr Exch TRD Alphdx FD33737J190GERMANY ALPHA5,319$29.2 萬<0.1%–
WWWWolverine World Wide IncCOM9,747$29.1 萬<0.1%歷史
CVACovanta Holding CorpCOM14,362$28.9 萬<0.1%歷史
Farfetch Ltd30744W107ORD SH CL A7,595$28.5 萬<0.1%–
THSTreeHouse Foods, Inc.COM7,126$28.4 萬<0.1%歷史
OSHOak Street Health, Inc.COM6,368$27.1 萬<0.1%歷史
First Tr Bick Index FD33733H107COM SHS7,907$27.0 萬<0.1%–
DBX ETF Tr233051762XTRACK MSCI CHNA6,357$25.7 萬<0.1%–
SWXSouthwest Gas Holdings, Inc.COM3,778$25.3 萬<0.1%歷史
HCCWarrior Met Coal, Inc.COM10,825$25.2 萬<0.1%歷史
VGIVirtus Global Multi-Sector Income FundCOM21,394$25.2 萬<0.1%歷史