Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- 最新申報
- 2026/8/14
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/2/14 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 186
- 較 2021 年第 3 季 0
- 總值
- $2.74 億
- 較 2021 年第 3 季 +$533.1 萬 (+2.0%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 619,260 | $2,610 萬 | 9.5% | +102,959+19.9% | 加碼 | – |
| EQTEQT Corp | Stock | 677,707 | $1,478 萬 | 5.4% | −205,000−23.2% | 減碼 | 歷史 |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 389,681 | $1,285 萬 | 4.7% | +9,562+2.5% | 加碼 | – |
| CRCCalifornia Resources Corp | COM STOCK | 268,800 | $1,148 萬 | 4.2% | 00.0% | 不變 | 歷史 |
| AAPLApple Inc. | Stock | 59,163 | $1,051 萬 | 3.8% | −709−1.2% | 減碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 148,119 | $1,017 萬 | 3.7% | −19,968−11.9% | 減碼 | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 172,186 | $909.8 萬 | 3.3% | −61,065−26.2% | 減碼 | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 117,950 | $863.6 萬 | 3.1% | −19,622−14.3% | 減碼 | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 178,167 | $810.7 萬 | 3.0% | −46,719−20.8% | 減碼 | – |
| First Tr Exchange-Traded FD336917109 | SHS | 187,255 | $665.9 萬 | 2.4% | +10,422+5.9% | 加碼 | – |
| BRK.BBerkshire Hathaway Inc | Stock | 22,138 | $661.9 萬 | 2.4% | −200−0.9% | 減碼 | 歷史 |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 31,145 | $566.3 萬 | 2.1% | −5,500−15.0% | 減碼 | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 52,078 | $533.3 萬 | 1.9% | −9,019−14.8% | 減碼 | – |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 82,396 | $445.7 萬 | 1.6% | −5,941−6.7% | 減碼 | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 187,986 | $444.6 萬 | 1.6% | +5,673+3.1% | 加碼 | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 117,337 | $413.8 萬 | 1.5% | −6,221−5.0% | 減碼 | – |
| Vanguard Real Estate ETF922908553 | ETF | 33,540 | $389.1 萬 | 1.4% | −3,564−9.6% | 減碼 | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 254,734 | $382.1 萬 | 1.4% | −16,120−6.0% | 減碼 | – |
| DVNDevon Energy Corp | Stock | 82,746 | $364.5 萬 | 1.3% | −22,000−21.0% | 減碼 | 歷史 |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 97,958 | $362.5 萬 | 1.3% | +6,123+6.7% | 加碼 | – |
| FANGDiamondback Energy, Inc. | Stock | 27,135 | $292.7 萬 | 1.1% | 00.0% | 不變 | 歷史 |
| DVADavita Inc. | COM | 25,400 | $289.0 萬 | 1.1% | 00.0% | 不變 | 歷史 |
| CPRTCopart Inc | COM | 19,048 | $288.8 萬 | 1.1% | +11+0.1% | 加碼 | 歷史 |
| WLLWhiting Holdings LLC | COM NEW | 43,800 | $283.3 萬 | 1.0% | +43,800 | 新進 | 歷史 |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 25,043 | $276.5 萬 | 1.0% | −87−0.3% | 減碼 | – |
| MSFTMicrosoft Corp | Stock | 8,057 | $271.0 萬 | 1.0% | +2,203+37.6% | 加碼 | 歷史 |
| ETEnergy Transfer LP | COM UT LTD PTN | 325,949 | $268.3 萬 | 1.0% | +5,769+1.8% | 加碼 | 歷史 |
| PXDPioneer Natural Resources Co | COM | 13,680 | $248.8 萬 | 0.9% | −14,085−50.7% | 減碼 | 歷史 |
| SPGIS&P Global Inc. | Stock | 4,606 | $217.4 萬 | 0.8% | +3+0.1% | 加碼 | 歷史 |
| QCOMQualcomm Inc | Stock | 10,949 | $200.2 萬 | 0.7% | −485−4.2% | 減碼 | 歷史 |
| CPBCAMPBELL'S Co | COM | 44,450 | $193.2 萬 | 0.7% | 00.0% | 不變 | 歷史 |
| STNGScorpio Tankers Inc. | SHS | 150,047 | $192.2 萬 | 0.7% | +99,600+197.4% | 加碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 657 | $190.1 萬 | 0.7% | +27+4.3% | 加碼 | 歷史 |
| CTRACoterra Energy Inc. | Stock | 97,760 | $185.7 萬 | 0.7% | +97,760 | 新進 | 歷史 |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,103 | $181.0 萬 | 0.7% | −96−1.3% | 減碼 | – |
| UPSUnited Parcel Service Inc | Stock | 7,876 | $168.8 萬 | 0.6% | −120−1.5% | 減碼 | 歷史 |
| TMOThermo Fisher Scientific Inc. | Stock | 2,415 | $161.1 萬 | 0.6% | +2+0.1% | 加碼 | 歷史 |
| iShares S&P 500 Growth ETF464287309 | ETF | 18,729 | $156.7 萬 | 0.6% | +10.0% | 加碼 | – |
| PPLPPL Corp | COM | 50,184 | $150.9 萬 | 0.5% | −352−0.7% | 減碼 | 歷史 |
| GDGeneral Dynamics Corp | Stock | 7,210 | $150.3 萬 | 0.5% | −106−1.4% | 減碼 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 3,411 | $148.9 萬 | 0.5% | +26+0.8% | 加碼 | – |
| PRUPrudential Financial Inc | Stock | 13,630 | $147.5 萬 | 0.5% | +187+1.4% | 加碼 | 歷史 |
| UCTTUltra Clean Holdings, Inc. | COM | 22,800 | $130.8 萬 | 0.5% | 00.0% | 不變 | 歷史 |
| SIISprott Inc. | COM NEW | 25,500 | $115.1 萬 | 0.4% | 00.0% | 不變 | 歷史 |
| ABBVAbbVie Inc. | Stock | 8,437 | $114.2 萬 | 0.4% | +553+7.0% | 加碼 | 歷史 |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 13,692 | $111.3 萬 | 0.4% | −308−2.2% | 減碼 | – |
| Mag Silver Corp55903Q104 | COM | 67,500 | $105.8 萬 | 0.4% | 00.0% | 不變 | – |
| Pretium Res Inc74139C102 | COM | 75,000 | $105.7 萬 | 0.4% | 00.0% | 不變 | – |
| NFLXNetflix Inc | Stock | 1,745 | $105.1 萬 | 0.4% | +2+0.1% | 加碼 | 歷史 |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 4,731 | $99.4 萬 | 0.4% | +82+1.8% | 加碼 | – |
| UNHUnitedHealth Group Inc | Stock | 1,959 | $98.4 萬 | 0.4% | +341+21.1% | 加碼 | 歷史 |
| Silvercrest Metals Inc828363101 | COM | 122,500 | $96.9 萬 | 0.4% | +11,500+10.4% | 加碼 | – |
| NEMNEWMONT Corp | Stock | 15,176 | $94.1 萬 | 0.3% | +2,320+18.0% | 加碼 | 歷史 |
| Syntax ETF Tr87166N106 | STRATIFD LRG CAP | 12,736 | $90.8 萬 | 0.3% | +922+7.8% | 加碼 | – |
| PEPPepsiCo Inc | Stock | 5,100 | $88.6 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 2,596 | $87.3 萬 | 0.3% | +5+0.2% | 加碼 | 歷史 |
| PYPLPayPal Holdings, Inc. | Stock | 4,410 | $83.2 萬 | 0.3% | +792+21.9% | 加碼 | 歷史 |
| VLOValero Energy Corp | Stock | 10,956 | $82.3 萬 | 0.3% | −274−2.4% | 減碼 | 歷史 |
| ASAASA Gold & Precious Metals Ltd | SHS | 37,245 | $78.5 萬 | 0.3% | +7,690+26.0% | 加碼 | 歷史 |
| NUVNuveen Municipal Value Fund Inc | COM | 71,833 | $74.6 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| ABTAbbott Laboratories | Stock | 5,110 | $71.9 萬 | 0.3% | +310+6.5% | 加碼 | 歷史 |
| CETCentral Securities Corp | COM | 15,990 | $71.3 萬 | 0.3% | +800+5.3% | 加碼 | 歷史 |
| ELVElevance Health, Inc. | Stock | 1,500 | $69.5 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| GAMGeneral American Investors Co Inc | COM | 15,482 | $68.4 萬 | 0.2% | +1,032+7.1% | 加碼 | 歷史 |
| KOCoca Cola Co | Stock | 11,526 | $68.2 萬 | 0.2% | +31+0.3% | 加碼 | 歷史 |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 129,800 | $68.0 萬 | 0.2% | −5,840−4.3% | 減碼 | 歷史 |
| STXSeagate Technology Holdings plc | ORD SHS | 5,947 | $67.2 萬 | 0.2% | +447+8.1% | 加碼 | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 5,742 | $66.2 萬 | 0.2% | −1,269−18.1% | 減碼 | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 7,200 | $65.8 萬 | 0.2% | +140+2.0% | 加碼 | – |
| iShares Tr46434V860 | TRS FLT RT BD | 13,100 | $65.8 萬 | 0.2% | +260+2.0% | 加碼 | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 6,580 | $65.8 萬 | 0.2% | +130+2.0% | 加碼 | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 26,240 | $65.8 萬 | 0.2% | +1,010+4.0% | 加碼 | – |
| GDVGabelli Dividend & Income Trust | COM | 24,300 | $65.6 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 10,760 | $65.5 萬 | 0.2% | +460+4.5% | 加碼 | – |
| PEOAdams Natural Resources Fund, Inc. | COM | 39,541 | $65.3 萬 | 0.2% | −1,039−2.6% | 減碼 | 歷史 |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 56,530 | $65.3 萬 | 0.2% | +950+1.7% | 加碼 | 歷史 |
| GPIGroup 1 Automotive Inc | COM | 3,300 | $64.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 49,320 | $63.5 萬 | 0.2% | +49,320 | 新進 | 歷史 |
| FROFrontline plc | SHS NEW | 87,659 | $62.0 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| WMTWalmart Inc. | Stock | 4,200 | $60.8 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| RMNIRimini Street, Inc. | COM | 101,000 | $60.3 萬 | 0.2% | +83,500+477.1% | 加碼 | 歷史 |
| MDLZMondelez International, Inc. | Stock | 9,000 | $59.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| PGProcter & Gamble Co | Stock | 3,646 | $59.6 萬 | 0.2% | +11+0.3% | 加碼 | 歷史 |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 8,958 | $59.2 萬 | 0.2% | 00.0% | 不變依 2 比 1 拆股換算 | – |
| KMIKinder Morgan, Inc. | Stock | 37,202 | $59.0 萬 | 0.2% | +1,500+4.2% | 加碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 3,410 | $58.3 萬 | 0.2% | +520+18.0% | 加碼 | 歷史 |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 103,450 | $56.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| CRKComstock Resources Inc | COM | 69,620 | $56.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Kirkland Lake Gold Ltd49741E100 | COM | 13,300 | $55.8 萬 | 0.2% | 00.0% | 不變 | – |
| CCitigroup Inc | Stock | 9,000 | $54.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| WPMWheaton Precious Metals Corp. | COM | 12,600 | $54.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $53.6 萬 | 0.2% | 00.0% | 不變 | – |
| GOOGLAlphabet Inc. | Stock | 179 | $51.9 萬 | 0.2% | +179 | 新進 | 歷史 |
| EPDEnterprise Products Partners L.P. | Stock | 23,538 | $51.7 萬 | 0.2% | −350−1.5% | 減碼 | 歷史 |
| GLDSPDR Gold Trust | ETF | 3,010 | $51.5 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| IVCInvacare Holdings Corp | COM | 185,869 | $50.6 萬 | 0.2% | +156,744+538.2% | 加碼 | 歷史 |
| VVisa Inc. | Stock | 2,279 | $49.4 萬 | 0.2% | +21+0.9% | 加碼 | 歷史 |
| AXPAmerican Express Co | Stock | 3,000 | $49.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $48.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| BACBank of America Corp | Stock | 10,285 | $45.8 萬 | 0.2% | +1,885+22.4% | 加碼 | 歷史 |
選擇權（9 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $118.7 萬 | – |
| CVECenovus Energy Inc. | COM | – | $110.6 萬 |
| New Gold Inc Cda644535106 | COM | – | $25.6 萬 |
| MROMarathon Oil Corp | COM | – | $21.7 萬 |
| AGIAlamos Gold Inc | Stock | – | $16.4 萬 |
| GTEGran Tierra Energy Inc. | COM | – | $9.50 萬 |
| RIGTransocean Ltd. | REGISTERED SHS | – | $3.10 萬 |
| FROFrontline plc | SHS NEW | – | $1.70 萬 |
| Mag Silver Corp55903Q104 | COM | – | $3,000 |
2021 年第 3 季之後清倉（16 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| XECCimarex Energy Co | COM | 23,604 | $205.8 萬 | 0.8% | 歷史 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 50,000 | $147.4 萬 | 0.5% | – |
| COPConocoPhillips | Stock | 18,586 | $126.0 萬 | 0.5% | 歷史 |
| RVTRoyce Small-Cap Trust, Inc. | COM | 35,250 | $63.5 萬 | 0.2% | 歷史 |
| STMPStamps.com Inc | COM NEW | 1,500 | $49.5 萬 | 0.2% | 歷史 |
| GDPGoodrich Petroleum Corp | COM PAR | 19,160 | $45.3 萬 | 0.2% | 歷史 |
| FST Tr New Opport MLP & Ene33739M100 | COM | 56,150 | $31.9 萬 | 0.1% | – |
| SFESSafeguard Scientifics Inc | COM NEW | 33,000 | $29.3 萬 | 0.1% | 歷史 |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 5,520 | $28.3 萬 | 0.1% | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 3,280 | $28.3 萬 | 0.1% | – |
| VNTVontier Corp | Stock | 7,700 | $25.9 萬 | 0.1% | 歷史 |
| ALDXAldeyra Therapeutics, Inc. | COM | 25,000 | $22.0 萬 | 0.1% | 歷史 |
| BWXTBWX Technologies, Inc. | COM | 4,000 | $21.5 萬 | 0.1% | 歷史 |
| First Tr MLP & Energy Incom33739B104 | COM | 20,300 | $14.6 萬 | 0.1% | – |
| ASCArdmore Shipping Corp | COM | 12,000 | $5.00 萬 | <0.1% | 歷史 |
| AGTCApplied Genetic Technologies Corp | COM | 10,000 | $3.00 萬 | <0.1% | 歷史 |