Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- 最新申報
- 2026/8/14
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/2/14 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 186
- 較 2021 年第 3 季 0
- 總值
- $2.74 億
- 較 2021 年第 3 季 +$533.1 萬 (+2.0%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| RIGTransocean Ltd. | REGISTERED SHS | 6,000 | $1.70 萬 | <0.1% | −6,000−50.0% | 減碼 | 歷史 |
| New Gold Inc Cda644535106 | COM | 15,000 | $2.30 萬 | <0.1% | 00.0% | 不變 | – |
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $2.50 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $4.90 萬 | <0.1% | 00.0% | 不變 | – |
| Ion Geophysical Corp462044AJ7 | NOTE 8.000%12/1 | 74,000 | $6.00 萬 | <0.1% | 00.0% | 不變 | – |
| GOROGoldgroup Mining Inc. | COM | 40,702 | $6.30 萬 | <0.1% | +10,702+35.7% | 加碼 | 歷史 |
| KGCKinross Gold Corp | COM | 16,500 | $9.60 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| BACKIMAC Holdings, Inc. | COM | 84,550 | $9.60 萬 | <0.1% | +16,550+24.3% | 加碼 | 歷史 |
| AMAntero Midstream Corp | Stock | 10,300 | $10.0 萬 | <0.1% | +10,300 | 新進 | 歷史 |
| FREEWhole Earth Brands, Inc. | COM CL A | 10,000 | $10.7 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 11,000 | $10.9 萬 | <0.1% | 00.0% | 不變 | – |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $11.0 萬 | <0.1% | 00.0% | 不變 | – |
| VTNRVertex Energy Inc. | COM | 26,500 | $12.0 萬 | <0.1% | +26,500 | 新進 | 歷史 |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 19,671 | $12.2 萬 | <0.1% | −37,090−65.3% | 減碼 | 歷史 |
| AGIAlamos Gold Inc | Stock | 19,000 | $14.6 萬 | 0.1% | +2,000+11.8% | 加碼 | 歷史 |
| ATIPATI Physical Therapy, Inc. | COM CL A | 43,000 | $14.6 萬 | 0.1% | −24,000−35.8% | 減碼 | 歷史 |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 450,000 | $14.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GTYHGTY Technology Holdings Inc. | COM | 22,000 | $14.7 萬 | 0.1% | +2,000+10.0% | 加碼 | 歷史 |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $16.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| STEWSRH Total Return Fund, Inc. | COM | 12,260 | $17.4 萬 | 0.1% | +12,260 | 新進 | 歷史 |
| GAIAGaia, Inc | CL A | 20,700 | $17.7 萬 | 0.1% | −1,400−6.3% | 減碼 | 歷史 |
| NXENexGen Energy Ltd. | COM | 45,000 | $19.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| SUSuncor Energy Inc | Stock | 8,100 | $20.3 萬 | 0.1% | +8,100 | 新進 | 歷史 |
| AZTAAzenta, Inc. | COM | 2,000 | $20.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Discovery Inc25470F302 | COM SER C | 9,000 | $20.6 萬 | 0.1% | 00.0% | 不變 | – |
| AEMAgnico Eagle Mines Ltd | Stock | 4,000 | $21.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| NVSTEnvista Holdings Corp | COM | 4,800 | $21.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| JOFJapan Smaller Capitalization Fund Inc | COM | 27,490 | $21.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| DHRDanaher Corp | Stock | 671 | $22.1 萬 | 0.1% | +671 | 新進 | 歷史 |
| MEOHMethanex Corp | COM | 5,700 | $22.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 703 | $22.6 萬 | 0.1% | 00.0% | 不變 | – |
| VETVermilion Energy Inc. | COM | 18,000 | $22.7 萬 | 0.1% | −1,800−9.1% | 減碼 | 歷史 |
| IAAIAA, Inc. | COM | 4,500 | $22.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AMGNAmgen Inc | Stock | 1,042 | $23.5 萬 | 0.1% | +1+0.1% | 加碼 | 歷史 |
| SWKSSkyworks Solutions, Inc. | Stock | 1,524 | $23.6 萬 | 0.1% | +96+6.7% | 加碼 | 歷史 |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 26,450 | $23.8 萬 | 0.1% | −7,990−23.2% | 減碼 | 歷史 |
| KFKorea Fund Inc | COM NEW | 6,970 | $24.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,089 | $24.6 萬 | 0.1% | −88−7.5% | 減碼 | – |
| MMSIMerit Medical Systems Inc | COM | 4,000 | $24.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 25,990 | $25.4 萬 | 0.1% | −5,330−17.0% | 減碼 | 歷史 |
| HONEHarborOne Bancorp, Inc. | COM NEW | 17,200 | $25.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Cornerstone Building Brands, Inc.21925D109 | COM | 14,800 | $25.8 萬 | 0.1% | +14,800 | 新進 | – |
| CNXCNX Resources Corp | COM | 18,830 | $25.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $26.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| NVDANVIDIA Corp | Stock | 922 | $27.1 萬 | 0.1% | +922 | 新進 | 歷史 |
| ProShares Tr74347G705 | ULTRA ENERGY | 3,535 | $27.1 萬 | 0.1% | 00.0% | 不變 | – |
| NTRNutrien Ltd. | COM | 3,600 | $27.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| ARCHArch Resources, Inc. | CL A | 3,000 | $27.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| FMCFMC Corp | COM NEW | 2,500 | $27.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| OROR Royalties Inc. | COM | 22,500 | $27.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| ADBEAdobe Inc. | Stock | 490 | $27.8 萬 | 0.1% | +490 | 新進 | 歷史 |
| ENBEnbridge Inc | Stock | 7,200 | $28.1 萬 | 0.1% | +1,200+20.0% | 加碼 | 歷史 |
| VMCVulcan Materials CO | COM | 1,400 | $29.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $29.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,200 | $29.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| CVECenovus Energy Inc. | COM | 24,900 | $30.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Enerplus Corp292766102 | COM | 30,000 | $31.7 萬 | 0.1% | 00.0% | 不變 | – |
| BNYBank of New York Mellon Corp | Stock | 5,587 | $32.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 34,910 | $32.6 萬 | 0.1% | +34,910 | 新進 | 歷史 |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 20,620 | $32.8 萬 | 0.1% | +20,620 | 新進 | 歷史 |
| TGBTrekor Metals Ltd | COM | 160,000 | $32.8 萬 | 0.1% | +19,920+14.2% | 加碼 | 歷史 |
| MXFMexico Fund Inc | COM | 20,920 | $32.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BERYBerry Global Group, Inc. | COM | 4,500 | $33.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| SWZTotal Return Securities Fund | COM | 33,380 | $33.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $33.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $34.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TAT&T Inc. | Stock | 14,076 | $34.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 731 | $34.9 萬 | 0.1% | −46−5.9% | 減碼 | – |
| BDSIBiodelivery Sciences International Inc | COM | 114,000 | $35.3 萬 | 0.1% | +7,000+6.5% | 加碼 | 歷史 |
| SRVNXG Cushing Midstream Energy Fund | COM NEW | 11,630 | $35.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $36.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,508 | $36.4 萬 | 0.1% | +486+47.6% | 加碼 | – |
| GFNew Germany Fund Inc | COM | 24,940 | $36.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $37.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4,454 | $38.0 萬 | 0.1% | +10.0% | 加碼 | – |
| AIMCAltra Industrial Motion Corp. | COM | 7,500 | $38.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| KRNYKearny Financial Corp. | COM | 30,000 | $39.8 萬 | 0.1% | −3,000−9.1% | 減碼 | 歷史 |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 60,300 | $40.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TWNTaiwan Fund Inc | COM | 10,890 | $40.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 18,650 | $41.2 萬 | 0.2% | +18,650 | 新進 | – |
| FISFidelity National Information Services, Inc. | Stock | 3,897 | $42.5 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Tricon Residential Inc Com NPV89612W102 | COM | 28,000 | $42.9 萬 | 0.2% | +28,000 | 新進 | – |
| DHTDHT Holdings, Inc. | SHS NEW | 82,765 | $43.0 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| PSXPhillips 66 | Stock | 6,050 | $43.8 萬 | 0.2% | +900+17.5% | 加碼 | 歷史 |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 4,700 | $44.2 萬 | 0.2% | −300−6.0% | 減碼 | 歷史 |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,219 | $45.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| BACBank of America Corp | Stock | 10,285 | $45.8 萬 | 0.2% | +1,885+22.4% | 加碼 | 歷史 |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $48.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| AXPAmerican Express Co | Stock | 3,000 | $49.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| VVisa Inc. | Stock | 2,279 | $49.4 萬 | 0.2% | +21+0.9% | 加碼 | 歷史 |
| IVCInvacare Holdings Corp | COM | 185,869 | $50.6 萬 | 0.2% | +156,744+538.2% | 加碼 | 歷史 |
| GLDSPDR Gold Trust | ETF | 3,010 | $51.5 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| EPDEnterprise Products Partners L.P. | Stock | 23,538 | $51.7 萬 | 0.2% | −350−1.5% | 減碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 179 | $51.9 萬 | 0.2% | +179 | 新進 | 歷史 |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $53.6 萬 | 0.2% | 00.0% | 不變 | – |
| WPMWheaton Precious Metals Corp. | COM | 12,600 | $54.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| CCitigroup Inc | Stock | 9,000 | $54.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Kirkland Lake Gold Ltd49741E100 | COM | 13,300 | $55.8 萬 | 0.2% | 00.0% | 不變 | – |
| CRKComstock Resources Inc | COM | 69,620 | $56.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 103,450 | $56.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
選擇權（9 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $118.7 萬 | – |
| CVECenovus Energy Inc. | COM | – | $110.6 萬 |
| New Gold Inc Cda644535106 | COM | – | $25.6 萬 |
| MROMarathon Oil Corp | COM | – | $21.7 萬 |
| AGIAlamos Gold Inc | Stock | – | $16.4 萬 |
| GTEGran Tierra Energy Inc. | COM | – | $9.50 萬 |
| RIGTransocean Ltd. | REGISTERED SHS | – | $3.10 萬 |
| FROFrontline plc | SHS NEW | – | $1.70 萬 |
| Mag Silver Corp55903Q104 | COM | – | $3,000 |
2021 年第 3 季之後清倉（16 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| XECCimarex Energy Co | COM | 23,604 | $205.8 萬 | 0.8% | 歷史 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 50,000 | $147.4 萬 | 0.5% | – |
| COPConocoPhillips | Stock | 18,586 | $126.0 萬 | 0.5% | 歷史 |
| RVTRoyce Small-Cap Trust, Inc. | COM | 35,250 | $63.5 萬 | 0.2% | 歷史 |
| STMPStamps.com Inc | COM NEW | 1,500 | $49.5 萬 | 0.2% | 歷史 |
| GDPGoodrich Petroleum Corp | COM PAR | 19,160 | $45.3 萬 | 0.2% | 歷史 |
| FST Tr New Opport MLP & Ene33739M100 | COM | 56,150 | $31.9 萬 | 0.1% | – |
| SFESSafeguard Scientifics Inc | COM NEW | 33,000 | $29.3 萬 | 0.1% | 歷史 |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 5,520 | $28.3 萬 | 0.1% | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 3,280 | $28.3 萬 | 0.1% | – |
| VNTVontier Corp | Stock | 7,700 | $25.9 萬 | 0.1% | 歷史 |
| ALDXAldeyra Therapeutics, Inc. | COM | 25,000 | $22.0 萬 | 0.1% | 歷史 |
| BWXTBWX Technologies, Inc. | COM | 4,000 | $21.5 萬 | 0.1% | 歷史 |
| First Tr MLP & Energy Incom33739B104 | COM | 20,300 | $14.6 萬 | 0.1% | – |
| ASCArdmore Shipping Corp | COM | 12,000 | $5.00 萬 | <0.1% | 歷史 |
| AGTCApplied Genetic Technologies Corp | COM | 10,000 | $3.00 萬 | <0.1% | 歷史 |