Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- 最新申報
- 2026/8/14
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/11/12 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 186
- 較 2021 年第 2 季 +3
- 總值
- $2.69 億
- 較 2021 年第 2 季 −$811.5 萬 (−2.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 516,301 | $2,132 萬 | 7.9% | +127,346+32.7% | 加碼 | – |
| EQTEQT Corp | Stock | 882,707 | $1,806 萬 | 6.7% | 00.0% | 不變 | 歷史 |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 380,119 | $1,256 萬 | 4.7% | −15,381−3.9% | 減碼 | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 233,251 | $1,243 萬 | 4.6% | −8,606−3.6% | 減碼 | – |
| CRCCalifornia Resources Corp | COM STOCK | 268,800 | $1,102 萬 | 4.1% | +10,000+3.9% | 加碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 168,087 | $1,023 萬 | 3.8% | −73,432−30.4% | 減碼 | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 137,572 | $928.3 萬 | 3.4% | −10,607−7.2% | 減碼 | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 224,886 | $920.5 萬 | 3.4% | −31,157−12.2% | 減碼 | – |
| AAPLApple Inc. | Stock | 59,872 | $847.2 萬 | 3.1% | +898+1.5% | 加碼 | 歷史 |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 36,645 | $643.5 萬 | 2.4% | −2,595−6.6% | 減碼 | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 61,097 | $611.6 萬 | 2.3% | −3,151−4.9% | 減碼 | – |
| BRK.BBerkshire Hathaway Inc | Stock | 22,338 | $609.7 萬 | 2.3% | −200−0.9% | 減碼 | 歷史 |
| First Tr Exchange-Traded FD336917109 | SHS | 176,833 | $579.3 萬 | 2.2% | −5,671−3.1% | 減碼 | – |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 88,337 | $480.2 萬 | 1.8% | −4,903−5.3% | 減碼 | – |
| PXDPioneer Natural Resources Co | COM | 27,765 | $462.3 萬 | 1.7% | −4,285−13.4% | 減碼 | 歷史 |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 123,558 | $422.2 萬 | 1.6% | −37,378−23.2% | 減碼 | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 182,313 | $414.2 萬 | 1.5% | −4,660−2.5% | 減碼 | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 270,854 | $407.1 萬 | 1.5% | −9,590−3.4% | 減碼 | – |
| Vanguard Real Estate ETF922908553 | ETF | 37,104 | $377.6 萬 | 1.4% | −1,976−5.1% | 減碼 | – |
| DVNDevon Energy Corp | Stock | 104,746 | $372.0 萬 | 1.4% | 00.0% | 不變 | 歷史 |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 91,835 | $340.7 萬 | 1.3% | −13,406−12.7% | 減碼 | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 320,180 | $306.7 萬 | 1.1% | −8,919−2.7% | 減碼 | 歷史 |
| DVADavita Inc. | COM | 25,400 | $295.3 萬 | 1.1% | −1,700−6.3% | 減碼 | 歷史 |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 25,130 | $277.6 萬 | 1.0% | −1,704−6.4% | 減碼 | – |
| CPRTCopart Inc | COM | 19,037 | $264.1 萬 | 1.0% | −508−2.6% | 減碼 | 歷史 |
| FANGDiamondback Energy, Inc. | Stock | 27,135 | $256.9 萬 | 1.0% | 00.0% | 不變 | 歷史 |
| XECCimarex Energy Co | COM | 23,604 | $205.8 萬 | 0.8% | 00.0% | 不變 | 歷史 |
| SPGIS&P Global Inc. | Stock | 4,603 | $195.6 萬 | 0.7% | −10.0% | 減碼 | 歷史 |
| CPBCAMPBELL'S Co | COM | 44,450 | $185.8 萬 | 0.7% | 00.0% | 不變 | 歷史 |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,199 | $170.4 萬 | 0.6% | +19+0.3% | 加碼 | – |
| GOOGAlphabet Inc. | Stock | 630 | $167.9 萬 | 0.6% | 00.0% | 不變 | 歷史 |
| MSFTMicrosoft Corp | Stock | 5,854 | $165.0 萬 | 0.6% | −302−4.9% | 減碼 | 歷史 |
| QCOMQualcomm Inc | Stock | 11,434 | $147.5 萬 | 0.5% | −799−6.5% | 減碼 | 歷史 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 50,000 | $147.4 萬 | 0.5% | 00.0% | 不變 | – |
| UPSUnited Parcel Service Inc | Stock | 7,996 | $145.6 萬 | 0.5% | −60−0.7% | 減碼 | 歷史 |
| GDGeneral Dynamics Corp | Stock | 7,316 | $143.4 萬 | 0.5% | −518−6.6% | 減碼 | 歷史 |
| PRUPrudential Financial Inc | Stock | 13,443 | $141.4 萬 | 0.5% | −659−4.7% | 減碼 | 歷史 |
| PPLPPL Corp | COM | 50,536 | $140.9 萬 | 0.5% | −3,033−5.7% | 減碼 | 歷史 |
| iShares S&P 500 Growth ETF464287309 | ETF | 18,728 | $138.4 萬 | 0.5% | 00.0% | 不變 | – |
| TMOThermo Fisher Scientific Inc. | Stock | 2,413 | $137.9 萬 | 0.5% | 00.0% | 不變 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 3,385 | $133.5 萬 | 0.5% | +59+1.8% | 加碼 | – |
| COPConocoPhillips | Stock | 18,586 | $126.0 萬 | 0.5% | −4,075−18.0% | 減碼 | 歷史 |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 14,000 | $115.4 萬 | 0.4% | 00.0% | 不變 | – |
| Mag Silver Corp55903Q104 | COM | 67,500 | $109.4 萬 | 0.4% | −1,200−1.7% | 減碼 | – |
| NFLXNetflix Inc | Stock | 1,743 | $106.4 萬 | 0.4% | +8+0.5% | 加碼 | 歷史 |
| UCTTUltra Clean Holdings, Inc. | COM | 22,800 | $97.1 萬 | 0.4% | +2,000+9.6% | 加碼 | 歷史 |
| PYPLPayPal Holdings, Inc. | Stock | 3,618 | $94.1 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| SIISprott Inc. | COM NEW | 25,500 | $93.8 萬 | 0.3% | −1,700−6.3% | 減碼 | 歷史 |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 4,649 | $93.7 萬 | 0.3% | 00.0% | 不變 | – |
| STNGScorpio Tankers Inc. | SHS | 50,447 | $93.5 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 2,591 | $87.9 萬 | 0.3% | −17−0.7% | 減碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 7,884 | $85.0 萬 | 0.3% | −366−4.4% | 減碼 | 歷史 |
| FROFrontline plc | SHS NEW | 87,659 | $82.1 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| NUVNuveen Municipal Value Fund Inc | COM | 71,833 | $81.3 萬 | 0.3% | −32,855−31.4% | 減碼 | 歷史 |
| VLOValero Energy Corp | Stock | 11,230 | $79.3 萬 | 0.3% | +522+4.9% | 加碼 | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 7,011 | $78.6 萬 | 0.3% | 00.0% | 不變 | – |
| Syntax ETF Tr87166N106 | STRATIFD LRG CAP | 11,814 | $78.0 萬 | 0.3% | 00.0% | 不變 | – |
| Silvercrest Metals Inc828363101 | COM | 111,000 | $77.5 萬 | 0.3% | +26,000+30.6% | 加碼 | – |
| PEPPepsiCo Inc | Stock | 5,100 | $76.7 萬 | 0.3% | −100−1.9% | 減碼 | 歷史 |
| Pretium Res Inc74139C102 | COM | 75,000 | $72.3 萬 | 0.3% | +4,000+5.6% | 加碼 | – |
| CRKComstock Resources Inc | COM | 69,620 | $72.1 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| NEMNEWMONT Corp | Stock | 12,856 | $69.8 萬 | 0.3% | +400+3.2% | 加碼 | 歷史 |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 135,640 | $66.9 萬 | 0.2% | +4,650+3.5% | 加碼 | 歷史 |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 7,060 | $64.6 萬 | 0.2% | 00.0% | 不變 | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 6,450 | $64.6 萬 | 0.2% | 00.0% | 不變 | – |
| iShares Tr46434V860 | TRS FLT RT BD | 12,840 | $64.5 萬 | 0.2% | 00.0% | 不變 | – |
| CETCentral Securities Corp | COM | 15,190 | $64.2 萬 | 0.2% | +6,550+75.8% | 加碼 | 歷史 |
| PEOAdams Natural Resources Fund, Inc. | COM | 40,580 | $63.7 萬 | 0.2% | +19,660+94.0% | 加碼 | 歷史 |
| RVTRoyce Small-Cap Trust, Inc. | COM | 35,250 | $63.5 萬 | 0.2% | +1,300+3.8% | 加碼 | 歷史 |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 55,580 | $63.5 萬 | 0.2% | +13,300+31.5% | 加碼 | 歷史 |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 10,300 | $63.3 萬 | 0.2% | −210−2.0% | 減碼 | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 25,230 | $63.3 萬 | 0.2% | −500−1.9% | 減碼 | – |
| CCitigroup Inc | Stock | 9,000 | $63.2 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 1,618 | $63.2 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| GDVGabelli Dividend & Income Trust | COM | 24,300 | $62.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| GAMGeneral American Investors Co Inc | COM | 14,450 | $62.2 萬 | 0.2% | −480−3.2% | 減碼 | 歷史 |
| GPIGroup 1 Automotive Inc | COM | 3,300 | $62.0 萬 | 0.2% | −200−5.7% | 減碼 | 歷史 |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 103,450 | $60.5 萬 | 0.2% | +12,000+13.1% | 加碼 | 歷史 |
| KOCoca Cola Co | Stock | 11,495 | $60.3 萬 | 0.2% | +30.0% | 加碼 | 歷史 |
| KMIKinder Morgan, Inc. | Stock | 35,702 | $59.7 萬 | 0.2% | −200−0.6% | 減碼 | 歷史 |
| WMTWalmart Inc. | Stock | 4,200 | $58.5 萬 | 0.2% | −132−3.0% | 減碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 4,800 | $56.7 萬 | 0.2% | −200−4.0% | 減碼 | 歷史 |
| ELVElevance Health, Inc. | Stock | 1,500 | $55.9 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| ASAASA Gold & Precious Metals Ltd | SHS | 29,555 | $55.8 萬 | 0.2% | +4,450+17.7% | 加碼 | 歷史 |
| Kirkland Lake Gold Ltd49741E100 | COM | 13,300 | $55.3 萬 | 0.2% | −400−2.9% | 減碼 | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,219 | $54.5 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| DHTDHT Holdings, Inc. | SHS NEW | 82,765 | $54.0 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,469 | $53.3 萬 | 0.2% | +10+0.2% | 加碼 | – |
| MDLZMondelez International, Inc. | Stock | 9,000 | $52.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| EPDEnterprise Products Partners L.P. | Stock | 23,888 | $51.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| PGProcter & Gamble Co | Stock | 3,635 | $50.8 萬 | 0.2% | −165−4.3% | 減碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $50.6 萬 | 0.2% | 00.0% | 不變 | – |
| VVisa Inc. | Stock | 2,258 | $50.3 萬 | 0.2% | −250−10.0% | 減碼 | 歷史 |
| AXPAmerican Express Co | Stock | 3,000 | $50.3 萬 | 0.2% | −100−3.2% | 減碼 | 歷史 |
| STMPStamps.com Inc | COM NEW | 1,500 | $49.5 萬 | 0.2% | −900−37.5% | 減碼 | 歷史 |
| GLDSPDR Gold Trust | ETF | 3,010 | $49.4 萬 | 0.2% | −844−21.9% | 減碼 | 歷史 |
| GFNew Germany Fund Inc | COM | 24,940 | $49.3 萬 | 0.2% | +6,550+35.6% | 加碼 | 歷史 |
| FISFidelity National Information Services, Inc. | Stock | 3,897 | $47.4 萬 | 0.2% | −200−4.9% | 減碼 | 歷史 |
| WPMWheaton Precious Metals Corp. | COM | 12,600 | $47.4 萬 | 0.2% | −400−3.1% | 減碼 | 歷史 |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $47.2 萬 | 0.2% | 00.0% | 不變 | 歷史 |
選擇權（11 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $120.2 萬 | – |
| CVECenovus Energy Inc. | COM | – | $113.3 萬 |
| New Gold Inc Cda644535106 | COM | – | $18.1 萬 |
| MROMarathon Oil Corp | COM | – | $18.0 萬 |
| AGIAlamos Gold Inc | Stock | – | $15.3 萬 |
| NEMNEWMONT Corp | Stock | – | $13.0 萬 |
| COPConocoPhillips | Stock | – | $10.2 萬 |
| ASCArdmore Shipping Corp | COM | – | $5.50 萬 |
| RIGTransocean Ltd. | REGISTERED SHS | – | $4.20 萬 |
| FROFrontline plc | SHS NEW | – | $2.20 萬 |
| TGBTrekor Metals Ltd | COM | – | $6,000 |
2021 年第 2 季之後清倉（8 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| BGRBlackRock Energy & Resources Trust | COM | 40,970 | $40.2 萬 | 0.1% | 歷史 |
| GRAW R Grace & Co | COM | 4,900 | $33.9 萬 | 0.1% | 歷史 |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 25,070 | $31.4 萬 | 0.1% | 歷史 |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 30,452 | $29.9 萬 | 0.1% | 歷史 |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 22,510 | $28.3 萬 | 0.1% | 歷史 |
| NGVTIngevity Corp | COM | 2,800 | $22.8 萬 | 0.1% | 歷史 |
| iShares Tr464287234 | MSCI EMG MKT ETF | 3,940 | $21.7 萬 | 0.1% | – |
| SUSuncor Energy Inc | Stock | 8,430 | $20.2 萬 | 0.1% | 歷史 |