Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- 最新申報
- 2026/8/14
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/11/12 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 186
- 較 2021 年第 2 季 +3
- 總值
- $2.69 億
- 較 2021 年第 2 季 −$811.5 萬 (−2.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| New Gold Inc Cda644535106 | COM | 15,000 | $1.60 萬 | <0.1% | +15,000 | 新進 | – |
| AGTCApplied Genetic Technologies Corp | COM | 10,000 | $3.00 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| RIGTransocean Ltd. | REGISTERED SHS | 12,000 | $4.50 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $4.70 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GOROGoldgroup Mining Inc. | COM | 30,000 | $4.70 萬 | <0.1% | +30,000 | 新進 | 歷史 |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $4.90 萬 | <0.1% | 00.0% | 不變 | – |
| ASCArdmore Shipping Corp | COM | 12,000 | $5.00 萬 | <0.1% | +12,000 | 新進 | 歷史 |
| Ion Geophysical Corp462044AJ7 | NOTE 8.000%12/1 | 74,000 | $6.40 萬 | <0.1% | 00.0% | 不變 | – |
| KGCKinross Gold Corp | COM | 16,500 | $8.80 萬 | <0.1% | +500+3.1% | 加碼 | 歷史 |
| BACKIMAC Holdings, Inc. | COM | 68,000 | $10.1 萬 | <0.1% | +55,869+460.5% | 加碼 | 歷史 |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 11,000 | $10.9 萬 | <0.1% | 00.0% | 不變 | – |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $11.1 萬 | <0.1% | 00.0% | 不變 | – |
| FREEWhole Earth Brands, Inc. | COM CL A | 10,000 | $11.6 萬 | <0.1% | −1,500−13.0% | 減碼 | 歷史 |
| AGIAlamos Gold Inc | Stock | 17,000 | $12.2 萬 | <0.1% | +5,000+41.7% | 加碼 | 歷史 |
| IVCInvacare Holdings Corp | COM | 29,125 | $13.9 萬 | 0.1% | +29,125 | 新進 | 歷史 |
| First Tr MLP & Energy Incom33739B104 | COM | 20,300 | $14.6 萬 | 0.1% | −4,890−19.4% | 減碼 | – |
| GTYHGTY Technology Holdings Inc. | COM | 20,000 | $15.0 萬 | 0.1% | −500−2.4% | 減碼 | 歷史 |
| RMNIRimini Street, Inc. | COM | 17,500 | $16.9 萬 | 0.1% | −10,043−36.5% | 減碼 | 歷史 |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $17.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| VETVermilion Energy Inc. | COM | 19,800 | $19.6 萬 | 0.1% | −12,100−37.9% | 減碼 | 歷史 |
| NVSTEnvista Holdings Corp | COM | 4,800 | $20.1 萬 | 0.1% | −200−4.0% | 減碼 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 703 | $20.4 萬 | 0.1% | 00.0% | 不變 | – |
| AZTAAzenta, Inc. | COM | 2,000 | $20.5 萬 | 0.1% | +2,000 | 新進 | 歷史 |
| AEMAgnico Eagle Mines Ltd | Stock | 4,000 | $20.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 450,000 | $20.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| GAIAGaia, Inc | CL A | 22,100 | $21.0 萬 | 0.1% | −1,000−4.3% | 減碼 | 歷史 |
| NXENexGen Energy Ltd. | COM | 45,000 | $21.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BWXTBWX Technologies, Inc. | COM | 4,000 | $21.5 萬 | 0.1% | +100+2.6% | 加碼 | 歷史 |
| Discovery Inc25470F302 | COM SER C | 9,000 | $21.8 萬 | 0.1% | −400−4.3% | 減碼 | – |
| ALDXAldeyra Therapeutics, Inc. | COM | 25,000 | $22.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AMGNAmgen Inc | Stock | 1,041 | $22.1 萬 | 0.1% | −99−8.7% | 減碼 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,022 | $22.7 萬 | 0.1% | −163−13.8% | 減碼 | – |
| FMCFMC Corp | COM NEW | 2,500 | $22.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| NTRNutrien Ltd. | COM | 3,600 | $23.3 萬 | 0.1% | −200−5.3% | 減碼 | 歷史 |
| SWKSSkyworks Solutions, Inc. | Stock | 1,428 | $23.5 萬 | 0.1% | +4+0.3% | 加碼 | 歷史 |
| VMCVulcan Materials CO | COM | 1,400 | $23.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| CNXCNX Resources Corp | COM | 18,830 | $23.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| ENBEnbridge Inc | Stock | 6,000 | $23.9 萬 | 0.1% | −500−7.7% | 減碼 | 歷史 |
| Enerplus Corp292766102 | COM | 30,000 | $24.0 萬 | 0.1% | −2,200−6.8% | 減碼 | – |
| ProShares Tr74347G705 | ULTRA ENERGY | 3,535 | $24.1 萬 | 0.1% | +21+0.6% | 加碼 | – |
| HONEHarborOne Bancorp, Inc. | COM NEW | 17,200 | $24.1 萬 | 0.1% | +200+1.2% | 加碼 | 歷史 |
| IAAIAA, Inc. | COM | 4,500 | $24.6 萬 | 0.1% | −200−4.3% | 減碼 | 歷史 |
| JOFJapan Smaller Capitalization Fund Inc | COM | 27,490 | $24.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| CVECenovus Energy Inc. | COM | 24,900 | $25.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| OROR Royalties Inc. | COM | 22,500 | $25.3 萬 | 0.1% | +500+2.3% | 加碼 | 歷史 |
| ATIPATI Physical Therapy, Inc. | COM CL A | 67,000 | $25.5 萬 | 0.1% | +67,000 | 新進 | 歷史 |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,177 | $25.7 萬 | 0.1% | +2+0.2% | 加碼 | – |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $25.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| VNTVontier Corp | Stock | 7,700 | $25.9 萬 | 0.1% | −1,700−18.1% | 減碼 | 歷史 |
| IGRCbre Global Real Estate Income Fund | COM | 31,320 | $26.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| MEOHMethanex Corp | COM | 5,700 | $26.2 萬 | 0.1% | +5,700 | 新進 | 歷史 |
| TGBTrekor Metals Ltd | COM | 140,080 | $26.5 萬 | 0.1% | +91,980+191.2% | 加碼 | 歷史 |
| BERYBerry Global Group, Inc. | COM | 4,500 | $27.4 萬 | 0.1% | −300−6.3% | 減碼 | 歷史 |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,200 | $27.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| ARCHArch Resources, Inc. | CL A | 3,000 | $27.8 萬 | 0.1% | +3,000 | 新進 | 歷史 |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 5,520 | $28.3 萬 | 0.1% | 00.0% | 不變 | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 3,280 | $28.3 萬 | 0.1% | 00.0% | 不變 | – |
| KFKorea Fund Inc | COM NEW | 6,970 | $28.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| MMSIMerit Medical Systems Inc | COM | 4,000 | $28.7 萬 | 0.1% | −100−2.4% | 減碼 | 歷史 |
| BNYBank of New York Mellon Corp | Stock | 5,587 | $29.0 萬 | 0.1% | −2,600−31.8% | 減碼 | 歷史 |
| SFESSafeguard Scientifics Inc | COM NEW | 33,000 | $29.3 萬 | 0.1% | +33,000 | 新進 | 歷史 |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $30.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| SWZTotal Return Securities Fund | COM | 33,380 | $30.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| MXFMexico Fund Inc | COM | 20,920 | $31.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 34,440 | $31.4 萬 | 0.1% | +3,450+11.1% | 加碼 | 歷史 |
| FST Tr New Opport MLP & Ene33739M100 | COM | 56,150 | $31.9 萬 | 0.1% | −10,890−16.2% | 減碼 | – |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $32.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 777 | $33.5 萬 | 0.1% | 00.0% | 不變 | – |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 56,761 | $33.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $34.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $35.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4,453 | $35.3 萬 | 0.1% | 00.0% | 不變 | – |
| BACBank of America Corp | Stock | 8,400 | $35.7 萬 | 0.1% | −1,000−10.6% | 減碼 | 歷史 |
| PSXPhillips 66 | Stock | 5,150 | $36.1 萬 | 0.1% | −200−3.7% | 減碼 | 歷史 |
| SRVNXG Cushing Midstream Energy Fund | COM NEW | 11,630 | $37.0 萬 | 0.1% | +11,630 | 新進 | 歷史 |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $37.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| TAT&T Inc. | Stock | 14,076 | $38.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 60,300 | $38.3 萬 | 0.1% | +60,300 | 新進 | 歷史 |
| TWNTaiwan Fund Inc | COM | 10,890 | $38.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| BDSIBiodelivery Sciences International Inc | COM | 107,000 | $38.6 萬 | 0.1% | −4,000−3.6% | 減碼 | 歷史 |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 5,000 | $40.8 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| KRNYKearny Financial Corp. | COM | 33,000 | $41.0 萬 | 0.2% | −997−2.9% | 減碼 | 歷史 |
| AIMCAltra Industrial Motion Corp. | COM | 7,500 | $41.5 萬 | 0.2% | −400−5.1% | 減碼 | 歷史 |
| GDPGoodrich Petroleum Corp | COM PAR | 19,160 | $45.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| STXSeagate Technology Holdings plc | ORD SHS | 5,500 | $45.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| JNJJohnson & Johnson | Stock | 2,890 | $46.7 萬 | 0.2% | −170−5.6% | 減碼 | 歷史 |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $47.2 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| FISFidelity National Information Services, Inc. | Stock | 3,897 | $47.4 萬 | 0.2% | −200−4.9% | 減碼 | 歷史 |
| WPMWheaton Precious Metals Corp. | COM | 12,600 | $47.4 萬 | 0.2% | −400−3.1% | 減碼 | 歷史 |
| GFNew Germany Fund Inc | COM | 24,940 | $49.3 萬 | 0.2% | +6,550+35.6% | 加碼 | 歷史 |
| GLDSPDR Gold Trust | ETF | 3,010 | $49.4 萬 | 0.2% | −844−21.9% | 減碼 | 歷史 |
| STMPStamps.com Inc | COM NEW | 1,500 | $49.5 萬 | 0.2% | −900−37.5% | 減碼 | 歷史 |
| VVisa Inc. | Stock | 2,258 | $50.3 萬 | 0.2% | −250−10.0% | 減碼 | 歷史 |
| AXPAmerican Express Co | Stock | 3,000 | $50.3 萬 | 0.2% | −100−3.2% | 減碼 | 歷史 |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $50.6 萬 | 0.2% | 00.0% | 不變 | – |
| PGProcter & Gamble Co | Stock | 3,635 | $50.8 萬 | 0.2% | −165−4.3% | 減碼 | 歷史 |
| EPDEnterprise Products Partners L.P. | Stock | 23,888 | $51.7 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| MDLZMondelez International, Inc. | Stock | 9,000 | $52.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 4,469 | $53.3 萬 | 0.2% | +10+0.2% | 加碼 | – |
| DHTDHT Holdings, Inc. | SHS NEW | 82,765 | $54.0 萬 | 0.2% | 00.0% | 不變 | 歷史 |
選擇權（11 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $120.2 萬 | – |
| CVECenovus Energy Inc. | COM | – | $113.3 萬 |
| New Gold Inc Cda644535106 | COM | – | $18.1 萬 |
| MROMarathon Oil Corp | COM | – | $18.0 萬 |
| AGIAlamos Gold Inc | Stock | – | $15.3 萬 |
| NEMNEWMONT Corp | Stock | – | $13.0 萬 |
| COPConocoPhillips | Stock | – | $10.2 萬 |
| ASCArdmore Shipping Corp | COM | – | $5.50 萬 |
| RIGTransocean Ltd. | REGISTERED SHS | – | $4.20 萬 |
| FROFrontline plc | SHS NEW | – | $2.20 萬 |
| TGBTrekor Metals Ltd | COM | – | $6,000 |
2021 年第 2 季之後清倉（8 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| BGRBlackRock Energy & Resources Trust | COM | 40,970 | $40.2 萬 | 0.1% | 歷史 |
| GRAW R Grace & Co | COM | 4,900 | $33.9 萬 | 0.1% | 歷史 |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 25,070 | $31.4 萬 | 0.1% | 歷史 |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 30,452 | $29.9 萬 | 0.1% | 歷史 |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 22,510 | $28.3 萬 | 0.1% | 歷史 |
| NGVTIngevity Corp | COM | 2,800 | $22.8 萬 | 0.1% | 歷史 |
| iShares Tr464287234 | MSCI EMG MKT ETF | 3,940 | $21.7 萬 | 0.1% | – |
| SUSuncor Energy Inc | Stock | 8,430 | $20.2 萬 | 0.1% | 歷史 |