Fortunato David 的 Form 4/A 修正申報
修正Wealthfront Corp(WLTH),2026/3/17 申報
- 申報編號
- 0002082564-26-000005
- 申報時間
- 2026/3/17
- 交易日
- 2025/12/11
- 申報延遲
- 96 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2025/12/15
這份申報列了 4 筆非衍生性交易、2 筆衍生性交易。沿用原件裡沒有重述的 30 筆交易。公開市場賣出合計 $1,205 萬。交易後 96 天申報。
這份修正申報重述了 0002082564-25-000011(2025/12/29 申報)的一部分,沒有重述的交易仍然有效,列在下面。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fortunato DavidCIK 0002082564 | 董事、高階主管(執行長、總裁) |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/11 | Common Stock | F扣股繳稅處分 | −1,620,382 | $14.00 | −$22,685,348 | 1,529,042 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +179,184 | $2.45 | +$439,000.8 | 1,708,226 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +186,442 | $1.50 | +$279,663 | 2,136,668 | 直接 | |
| 2025/12/11 | Common Stock | S賣出處分 | −765,154 | $14.00 | −$10,712,156 | 1,371,514 | 直接 |
衍生性證券(表 II)
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/11 | Common Stock | M行使選擇權處分 | −179,184 | $0.00 | $0 | 40,816 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −186,442 | $0.00 | $0 | 0 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。
來自 0002082564-25-000005(2025/12/15 申報)。
非衍生性證券(表 I)
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/11 | Common Stock | M行使選擇權取得 | +599,200 | $0.00 | $0 | 1,218,969 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +764,625 | $0.00 | $0 | 1,983,594 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +253,521 | $0.00 | $0 | 2,237,115 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +475,087 | $0.00 | $0 | 2,712,202 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +176,560 | $0.00 | $0 | 2,888,762 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +119,062 | $0.00 | $0 | 3,007,824 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +141,600 | $0.00 | $0 | 3,149,424 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +220,000 | $2.45 | +$539,000 | 1,841,421 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +242,000 | $1.67 | +$404,140 | 2,083,421 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +162,784 | $1.50 | +$244,176 | 2,246,205 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +143,000 | $0.00 | $0 | 143,000 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +35,919 | $0.00 | $0 | 178,919 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +45,000 | $2.45 | +$110,250 | 223,919 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +25,000 | $2.67 | +$66,750 | 248,919 | 間接 | |
| 2025/12/11 | Common Stock | S賣出處分 | −95,416 | $14.00 | −$1,335,824 | 153,503 | 間接 |
衍生性證券(表 II)
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/7/14 | Common Stock | A公司授予取得 | +141,600 | $0.00 | $0 | 141,600 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −599,200 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −764,625 | $0.00 | $0 | 458,775 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −253,521 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −475,087 | $0.00 | $0 | 791,813 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −176,560 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −119,062 | $0.00 | $0 | 833,438 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −141,600 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −220,000 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −242,000 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −162,784 | $0.00 | $0 | 23,658 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −143,000 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −35,919 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −45,000 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −25,000 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
- F2
The reported sale transaction was undertaken as part of the Issuer's secondary offering, which occurred in conjunction with its initial public offering ("IPO").
- F3
The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 23, 2020.
- F4
The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on December 27, 2021.
備註
This Form 4 is amended herein to make the following corrections: (i) reduce the number of options exercised on Mr. Fortunato's stock option that expires on 5/26/2026 from 220,000 to 179,184 options, resulting in a remaining balance in Column 9 of Table II of 40,816 options; (ii) increase the number of options exercised on Mr. Fortunato's stock option that expires on 2/13/2028 from 162,784 to 186,442 options, resulting in a remaining balance in Column 9 of Table II of zero options; and (iii) increase on Table I the number of shares withheld to satisfy tax liabilities from the settlement of restricted stock units from 1,528,003 to 1,620,382 shares. As a result of the aforementioned corrections, at the end of the transactions reported as of December 11, 2025, Mr. Fortunato directly beneficially owned 1,371,514 shares of the Issuer's common stock, and the final row of his transactions reported for that date has been set forth above solely to restate his final ownership so corrected. For the avoidance of doubt, at the end of all transactions reported as of December 11, 2025 on behalf of the reporting person, Mr. Fortunato directly held 1,371,514 shares of the Issuer's common stock and his spouse directly held 61,996 shares. Any subsequent Forms 4 filed by the reporting person through the date of this amendment should be read to incorporate these corrections in the context of any transactions reported therein.