Fortunato David 的 Form 4/A 修正申報
修正Wealthfront Corp（WLTH），2025/12/29 申報
- 申報編號
- 0002082564-25-000011
- 申報時間
- 2025/12/29
- 交易日
- 2025/12/11
- 申報延遲
- 18 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2025/12/15
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 35 筆交易。公開市場賣出合計 $1,205 萬。交易後 18 天申報。
這份申報後來被修正申報 0002082564-26-000005（2026/3/17）取代，網站的交易表改用修正後的版本。
這份修正申報重述了 0002082564-25-000005（2025/12/15 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fortunato DavidCIK 0002082564 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/11 | Common Stock | F扣股繳稅處分 | −91,507 | $14.00 | −$1,281,098 | 61,996 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0002082564-25-000005（2025/12/15 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/11 | Common Stock | M行使選擇權取得 | +95,880 | $0.00 | $0 | 236,250 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +383,519 | $0.00 | $0 | 619,769 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +599,200 | $0.00 | $0 | 1,218,969 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +764,625 | $0.00 | $0 | 1,983,594 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +253,521 | $0.00 | $0 | 2,237,115 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +475,087 | $0.00 | $0 | 2,712,202 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +176,560 | $0.00 | $0 | 2,888,762 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +119,062 | $0.00 | $0 | 3,007,824 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +141,600 | $0.00 | $0 | 3,149,424 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +220,000 | $2.45 | +$539,000 | 1,841,421 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +242,000 | $1.67 | +$404,140 | 2,083,421 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +162,784 | $1.50 | +$244,176 | 2,246,205 | 直接 | |
| 2025/12/11 | Common Stock | S賣出處分 | −765,154 | $14.00 | −$10,712,156 | 1,481,051 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +143,000 | $0.00 | $0 | 143,000 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +35,919 | $0.00 | $0 | 178,919 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +45,000 | $2.45 | +$110,250 | 223,919 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權取得 | +25,000 | $2.67 | +$66,750 | 248,919 | 間接 | |
| 2025/12/11 | Common Stock | S賣出處分 | −95,416 | $14.00 | −$1,335,824 | 153,503 | 間接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/7/14 | Common Stock | A公司授予取得 | +141,600 | $0.00 | $0 | 141,600 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −95,880 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −383,519 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −599,200 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −764,625 | $0.00 | $0 | 458,775 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −253,521 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −475,087 | $0.00 | $0 | 791,813 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −176,560 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −119,062 | $0.00 | $0 | 833,438 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −141,600 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −220,000 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −242,000 | $0.00 | $0 | 0 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −162,784 | $0.00 | $0 | 23,658 | 直接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −143,000 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −35,919 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −45,000 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Common Stock | M行使選擇權處分 | −25,000 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
備註
The Form 4 filed on December 15, 2025 is being amended hereby to include in Table I above the number of restricted stock units which were withheld on December 11, 2025 to satisfy tax withholding liabilities incurred by the reporting person's spouse in connection with the vesting and settlement of restricted stock units directly held by her. For avoidance of doubt, after giving effect to all transactions originally reported on such Form 4, as amended hereby, the reporting person's spouse directly held 61,996 shares of the Issuer's Common Stock. Any subsequent Forms 4 filed by the reporting person through the date of this amendment should be read to incorporate this correction in the context of any transactions reported therein.