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Fortunato David's Form 4/A amendment

Amended

Wealthfront Corp (WLTH) · filed Mar 17, 2026

Accession no.
0002082564-26-000005
Filed
Mar 17, 2026
Trade date
Dec 11, 2025
Filing delay
96 days
Rule 10b5-1 plan
Not checked
Original filed
Dec 15, 2025

This filing lists 4 non-derivative transactions and 2 derivative transactions. It carries over 30 transactions from the original filing that it did not restate. Open-market sales total $12.0M. It was filed 96 days after the trade.

This amendment restates part of 0002082564-25-000011 (filed Dec 29, 2025). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fortunato DavidCIK 0002082564Director, Officer (CEO and President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 11, 2025Common StockFTax withholdingDisposed−1,620,382$14.00−$22,685,3481,529,042Direct
Dec 11, 2025Common StockMOption exerciseAcquired+179,184$2.45+$439,000.81,708,226Direct
Dec 11, 2025Common StockMOption exerciseAcquired+186,442$1.50+$279,6632,136,668Direct
Dec 11, 2025Common StockSSaleDisposed−765,154$14.00−$10,712,1561,371,514Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 11, 2025Common StockMOption exerciseDisposed−179,184$0.00$040,816Direct
Dec 11, 2025Common StockMOption exerciseDisposed−186,442$0.00$00Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0002082564-25-000005 (filed Dec 15, 2025).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0002082564-25-000005
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 11, 2025Common StockMOption exerciseAcquired+599,200$0.00$01,218,969Direct
Dec 11, 2025Common StockMOption exerciseAcquired+764,625$0.00$01,983,594Direct
Dec 11, 2025Common StockMOption exerciseAcquired+253,521$0.00$02,237,115Direct
Dec 11, 2025Common StockMOption exerciseAcquired+475,087$0.00$02,712,202Direct
Dec 11, 2025Common StockMOption exerciseAcquired+176,560$0.00$02,888,762Direct
Dec 11, 2025Common StockMOption exerciseAcquired+119,062$0.00$03,007,824Direct
Dec 11, 2025Common StockMOption exerciseAcquired+141,600$0.00$03,149,424Direct
Dec 11, 2025Common StockMOption exerciseAcquired+220,000$2.45+$539,0001,841,421Direct
Dec 11, 2025Common StockMOption exerciseAcquired+242,000$1.67+$404,1402,083,421Direct
Dec 11, 2025Common StockMOption exerciseAcquired+162,784$1.50+$244,1762,246,205Direct
Dec 11, 2025Common StockMOption exerciseAcquired+143,000$0.00$0143,000Indirect
Dec 11, 2025Common StockMOption exerciseAcquired+35,919$0.00$0178,919Indirect
Dec 11, 2025Common StockMOption exerciseAcquired+45,000$2.45+$110,250223,919Indirect
Dec 11, 2025Common StockMOption exerciseAcquired+25,000$2.67+$66,750248,919Indirect
Dec 11, 2025Common StockSSaleDisposed−95,416$14.00−$1,335,824153,503Indirect

Derivative securities (Table II)

Derivative transactions carried over from 0002082564-25-000005
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 14, 2025Common StockAGrant or awardAcquired+141,600$0.00$0141,600Direct
Dec 11, 2025Common StockMOption exerciseDisposed−599,200$0.00$00Direct
Dec 11, 2025Common StockMOption exerciseDisposed−764,625$0.00$0458,775Direct
Dec 11, 2025Common StockMOption exerciseDisposed−253,521$0.00$00Direct
Dec 11, 2025Common StockMOption exerciseDisposed−475,087$0.00$0791,813Direct
Dec 11, 2025Common StockMOption exerciseDisposed−176,560$0.00$00Direct
Dec 11, 2025Common StockMOption exerciseDisposed−119,062$0.00$0833,438Direct
Dec 11, 2025Common StockMOption exerciseDisposed−141,600$0.00$00Direct
Dec 11, 2025Common StockMOption exerciseDisposed−220,000$0.00$00Direct
Dec 11, 2025Common StockMOption exerciseDisposed−242,000$0.00$00Direct
Dec 11, 2025Common StockMOption exerciseDisposed−162,784$0.00$023,658Direct
Dec 11, 2025Common StockMOption exerciseDisposed−143,000$0.00$00Indirect
Dec 11, 2025Common StockMOption exerciseDisposed−35,919$0.00$00Indirect
Dec 11, 2025Common StockMOption exerciseDisposed−45,000$0.00$00Indirect
Dec 11, 2025Common StockMOption exerciseDisposed−25,000$0.00$00Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.

F2

The reported sale transaction was undertaken as part of the Issuer's secondary offering, which occurred in conjunction with its initial public offering ("IPO").

F3

The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 23, 2020.

F4

The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on December 27, 2021.

Remarks

This Form 4 is amended herein to make the following corrections: (i) reduce the number of options exercised on Mr. Fortunato's stock option that expires on 5/26/2026 from 220,000 to 179,184 options, resulting in a remaining balance in Column 9 of Table II of 40,816 options; (ii) increase the number of options exercised on Mr. Fortunato's stock option that expires on 2/13/2028 from 162,784 to 186,442 options, resulting in a remaining balance in Column 9 of Table II of zero options; and (iii) increase on Table I the number of shares withheld to satisfy tax liabilities from the settlement of restricted stock units from 1,528,003 to 1,620,382 shares. As a result of the aforementioned corrections, at the end of the transactions reported as of December 11, 2025, Mr. Fortunato directly beneficially owned 1,371,514 shares of the Issuer's common stock, and the final row of his transactions reported for that date has been set forth above solely to restate his final ownership so corrected. For the avoidance of doubt, at the end of all transactions reported as of December 11, 2025 on behalf of the reporting person, Mr. Fortunato directly held 1,371,514 shares of the Issuer's common stock and his spouse directly held 61,996 shares. Any subsequent Forms 4 filed by the reporting person through the date of this amendment should be read to incorporate these corrections in the context of any transactions reported therein.

Read the full filing on SEC EDGAR (opens in a new tab)