Gibson Christopher 的 Form 4/A 修正申報
修正Recursion Pharmaceuticals, Inc.（RXRX），2023/4/28 申報
- 申報編號
- 0001209191-23-026045
- 申報時間
- 2023/4/28
- 交易日
- 2022/1/5-12/14
- 申報延遲
- 478 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/1/6
這份申報列了 22 筆非衍生性交易、11 筆衍生性交易。公開市場賣出合計 $13.7 萬。交易後 478 天申報。
這份修正申報取代了 0001209191-23-002460（2023/1/6 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gibson ChristopherCIK 0001856369 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/25 | Class A Common Stock | C轉換取得 | +12,000 | $0.00 | $0 | 594,805 | 直接 | |
| 2022/4/25 | Class A Common Stock | G贈與處分 | −12,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/5/12 | Class A Common Stock | C轉換取得 | +12,000 | $0.00 | $0 | 594,805 | 直接 | |
| 2022/5/12 | Class A Common Stock | G贈與處分 | −12,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/5/19 | Class A Common Stock | C轉換取得 | +12,000 | $0.00 | $0 | 594,805 | 直接 | |
| 2022/5/19 | Class A Common Stock | G贈與處分 | −12,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/6/21 | Class A Common Stock | C轉換取得 | +3,000 | $0.00 | $0 | 585,805 | 直接 | |
| 2022/6/21 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/7/19 | Class A Common Stock | C轉換取得 | +3,000 | $0.00 | $0 | 585,805 | 直接 | |
| 2022/7/19 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/8/17 | Class A Common Stock | C轉換取得 | +3,000 | $0.00 | $0 | 585,805 | 直接 | |
| 2022/8/17 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/9/19 | Class A Common Stock | C轉換取得 | +3,000 | $0.00 | $0 | 585,805 | 直接 | |
| 2022/9/19 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/10/19 | Class A Common Stock | C轉換取得 | +3,000 | $0.00 | $0 | 585,805 | 直接 | |
| 2022/10/19 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/11/16 | Class A Common Stock | C轉換取得 | +3,000 | $0.00 | $0 | 585,805 | 直接 | |
| 2022/11/16 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/12/14 | Class A Common Stock | C轉換取得 | +3,000 | $0.00 | $0 | 585,805 | 直接 | |
| 2022/12/14 | Class A Common Stock | G贈與處分 | −3,000 | $0.00 | $0 | 582,805 | 直接 | |
| 2022/1/5 | Class A Common Stock | C轉換取得 | +18,500 | $0.00 | $0 | 601,305 | 直接 | |
| 2022/1/5 | Class A Common Stock | S賣出處分 | −18,500 | $7.39F5 | −$136,715 | 582,805 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/25 | Class A Common Stock | C轉換處分 | −12,000 | $0.00 | $0 | 6,665,334 | 直接 | |
| 2022/5/12 | Class A Common Stock | C轉換處分 | −12,000 | $0.00 | $0 | 6,653,334 | 直接 | |
| 2022/5/19 | Class A Common Stock | C轉換處分 | −12,000 | $0.00 | $0 | 6,641,334 | 直接 | |
| 2022/6/21 | Class A Common Stock | C轉換處分 | −3,000 | $0.00 | $0 | 6,638,334 | 直接 | |
| 2022/7/19 | Class A Common Stock | C轉換處分 | −3,000 | $0.00 | $0 | 6,635,334 | 直接 | |
| 2022/8/17 | Class A Common Stock | C轉換處分 | −3,000 | $0.00 | $0 | 6,632,334 | 直接 | |
| 2022/9/19 | Class A Common Stock | C轉換處分 | −3,000 | $0.00 | $0 | 6,629,334 | 直接 | |
| 2022/10/19 | Class A Common Stock | C轉換處分 | −3,000 | $0.00 | $0 | 6,626,334 | 直接 | |
| 2022/11/16 | Class A Common Stock | C轉換處分 | −3,000 | $0.00 | $0 | 6,623,334 | 直接 | |
| 2022/12/14 | Class A Common Stock | C轉換處分 | −3,000 | $0.00 | $0 | 6,620,334 | 直接 | |
| 2022/1/5 | Class A Common Stock | C轉換處分 | −18,500 | $0.00 | $0 | 6,601,834 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2
The sole purpose of this amended Form 4 is to correctly reflect that the shares gifted between April 25, 2022 and December 14, 2022 were first converted from the Reporting Person's holdings of Class B common stock.
- F3
Represents the automatic conversion of Class B Common Stock into Class A Common Stock in connection with a bona-fide gift of shares by the Reporting Person.
- F4
Represents the conversion of Class B Common Stock into Class A Common Stock.
- F5
This transaction was executed in multiple trades at prices ranging from $7.29 to $7.71. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.